Secondary Market Trading Memorandum. 3.11.3 Securities..............................................................1.3.1 Subsidiary(ies)..........................................................2.27
Secondary Market Trading Memorandum. On the Effective Date the Underwriter shall have received the written Secondary Market Trading Memorandum.
Secondary Market Trading Memorandum. On the Effective Date the Representative shall have received the written Secondary Market Trading Memorandum.
Secondary Market Trading Memorandum. The Company hereby requests that the Underwriters' legal counsel deliver to the Underwriters, at the Effective Date, a written memorandum detailing those states in which the Common Stock and the Warrants may be traded in non-issuer transactions under the Blue Sky laws of the fifty states ("Secondary Market Trading Memorandum") and that such counsel update such memorandum as reasonably requested by the Representative. The Company shall pay to the Underwriters' legal counsel a one-time fee of $5,000 for such services.
Secondary Market Trading Memorandum. Until such time as the Securities are listed or quoted, as the case may be, on one of the following: the New York Stock Exchange, the American Stock Exchange or Nasdaq National Market, the Company shall cause the Underwriters' legal counsel to deliver to the Underwriters on the Effective Date a written opinion detailing those states in which Securities may be traded in non-issuer transactions under the Blue Sky laws of the fifty states ("Secondary Market Trading Memorandum") and to update such memorandum as reasonably requested by the Underwriters. The Company shall pay to the Underwriters' legal counsel a one-time fee of $5,000 for such services at the Closing.
Secondary Market Trading Memorandum. Until such time as the Public Securities are listed or quoted, as the case may be, on the New York Stock Exchange, the American Stock Exchange or Nasdaq National Market, the Company shall cause the Underwriters' legal counsel to deliver to the Underwriters at the times set forth below a written memorandum detailing those states in which Public Securities may be traded in non-issuer transactions under the Blue Sky laws of the fifty states ("Secondary Market Trading Memorandum"). The Secondary Market Trading Memorandum shall be delivered to the Underwriters on the Effective Date and on the first day of every calendar quarter thereafter. The Company shall pay to Underwriters' legal counsel a one-time fee of $5,000 for such services at the Closing.
Secondary Market Trading Memorandum. 15 3.13 Underwriters' Purchase Option..................................................................15 3.14 Disqualification of Form SB-2..................................................................15 3.15
Secondary Market Trading Memorandum. 16 3.11 Agreements between the Representative and the Company...............................16 3.11.1 Merger and Acquisition Agreement...........................................16 3.11.2 Financial Advisory Agreement...............................................16 3.11.3 Representative's Purchase Option...........................................16 3.12 Disqualification of Form SB-2 or Form S-1 (or other appropriate form)...............16 3.13
Secondary Market Trading Memorandum. Until such time as the Securities are listed or quoted, as the case may be, on one of the following: the New York Stock Exchange, the American Stock Exchange or Nasdaq National Market, the Company shall engage the Representative's legal counsel to deliver to the Representative a written opinion detailing those states in which Securities may be traded in non-issuer transactions under the Blue Sky laws of the fifty states ("Secondary Market Trading Memorandum") and to update such memorandum and deliver same to the Representative on a timely basis, but in any event on the Effective Date, and on the first day of every calendar quarter thereafter. The Company shall pay to the Representative's legal counsel a one-time fee of $5,000 for such services at the Closing.
Secondary Market Trading Memorandum. Until such time as the Securities are listed or quoted, as the case may be, on one of the following: the New York Stock Exchange, the American Stock Exchange or Nasdaq National Market, the Company shall engage the Representative's legal counsel to deliver to the Representative a written opinion detailing those states in which Securities may be traded in non-issuer transactions under the Blue Sky laws of the fifty states ("Secondary Market Trading Memorandum"). The Secondary Market Trading Memorandum shall be delivered to the Representative on the Effective Date. The Company shall pay to the Representative's legal counsel a one-time fee of $5,000 for such services at the Closing.
