SEC Reporting Status. The Corporation confirms that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to Section 12 of the U.S. Securities Exchange Act or have a reporting obligation pursuant to Section 15(d) of the U.S.
SEC Reporting Status. Borrower shall timely file all reports required to be filed with the SEC pursuant to Section 13 or 15(d) of the 1934 Act, and the Borrower shall not terminate its status as an issuer required to file reports under the 1934 Act even if the 1934 Act or the rules and regulations thereunder would permit such termination.
SEC Reporting Status. (1) The Corporation shall use commercially reasonable efforts to timely file on the applicable deadline all reports required to be filed with the SEC pursuant to Sections 13 or 15(d) of the U.S. Securities Exchange Act, and will take all reasonable action under its control to ensure that adequate current public information with respect to the Corporation, as required in accordance with Rule 144 of the U.S. Securities Act, is publicly available, and will not terminate its status as an issuer required to file reports under the U.S. Securities Exchange Act even if the U.S. Securities Exchange Act or the rules and regulations thereunder would permit such termination.
SEC Reporting Status. The Corporation confirms that it has either: (i) a class of securities registered pursuant to Section 12 of the U.S. Exchange Act or (ii) a reporting obligation pursuant to Section 15(d) of the U.S.
SEC Reporting Status. BRAVO filed a registration statement under the Securities Act of 1933, which was declared effective on February 11, 2004. Accordingly, since that date, BRAVO has filed all reports required to be filed pursuant to Section 15(d) of the Securities Exchange Act of 1934.
SEC Reporting Status. The Company confirms that as at the date of execution of this Indenture it does not have a class of securities registered pursuant to Section 12 of the U.S. Exchange Act, and is not subject to a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act. The Company covenants that in the event that (i) any class of its securities shall become registered pursuant to Section 12 of the U.S. Exchange Act or the Company shall incur a reporting obligation pursuant to Section 15(d) of the U.S. Exchange Act, or (ii) any such registration or reporting obligation shall be terminated by the Company in accordance with the U.S. Exchange Act, the Company shall promptly deliver to the Warrant Agent an Officer’s Certificate (in a form provided by the Warrant Agent) notifying the Warrant Agent of such registration or termination and such other information as the Warrant Agent may reasonably require at such time. The Company acknowledges that the Warrant Agent is relying upon the foregoing representation and covenants in order to meet certain obligations imposed on the Warrant Agent by the SEC with respect to those clients of the Warrant Agent required to file reports with the SEC.
SEC Reporting Status. ITI filed a registration statement under the Securities Act of 1933, which was declared effective on April 11, 2001. Since that date, except for those reports affected by the 2001 Audit Report Issue, ITI has filed with the Securities and Exchange Commission ("SEC") all reports required to be filed (the "ITI SEC REPORTS") pursuant to Section 15(d) of the Securities Exchange Act of 1934 (the "EXCHANGE ACT") in a timely manner, except for the following reports: Form 10-QSB for the quarter ended June 30, 2001 (filed September 7, 2001), Form 8-K dated October 5, 2001 regarding a change of accountants (filed October 17, 2001), Form 10-QSB for the quarter ended September 30, 2001 (filed December 6, 2001), and Form 8-K dated December 19, 2002 regarding a change of accountants (filed January 21, 2003). It has not filed a certification on Form 15 pursuant to Rule 12h-3 of the Exchange Act. Except for the disclosures encompassed by the 2001 Audit Report Issue, the ITI SEC Reports (i) at the time they were filed, complied as to form in all material respects with the requirements of the Securities Act or the Exchange Act, as the case may be, and (ii) did not at the time they were filed (or if amended or superseded by a filing prior to the date of this Agreement, then on the date of such filing) contain any untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary in order to make the statements therein, in light of the circumstances under which they were made, not misleading.
SEC Reporting Status. Nova filed a registration statement under Section 12(g) of the Securities Exchange Act of 1934 (the “Exchange Act”) on April 10, 2001. Since April 10, 2001, Nova has timely filed with the Securities and Exchange Commission (“SEC”) all reports required to be filed pursuant to Section 13 of the Exchange Act. As of the date hereof, Nova is a “shell company” as defined under Exchange Act Rule 12b-2.
SEC Reporting Status. Rimpac is a reporting company with the Securities and Exchange Commission accordance with the provisions of the Securities Exchange Act of 1934. Rimpac is current on all reports required to be filed in accordance with the Securities Exchange Act of 1934.
SEC Reporting Status. Sunburst filed a registration statement under Section 12(g) of the Securities Exchange Act of 1934 (the "EXCHANGE ACT") which was declared effective on February 27, 1998. Since that date, Sunburst has filed with the Securities and Exchange Commission ("SEC") all reports required to be filed pursuant to Section 13 of the Exchange Act. It has not filed a certification on Form 15 pursuant to Rule 12h-3 of the Exchange Act. All statements made by Sunburst in the foregoing registration statement and all subsequent SEC reports were true and correct at the time such statements were made, and neither the registration statement nor any such report omitted a material fact necessary to make the statements contained therein not misleading.
