Common use of Sales of Shares Clause in Contracts

Sales of Shares. (a) The Fund grants to ALPS the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 39 contracts

Samples: Distribution Agreement (Accordant ODCE Index Fund), Distribution Agreement (List Income Opportunities Fund), Distribution Agreement (Stone Ridge Trust VIII)

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Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the FundFunds, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, Act and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundFunds, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Funds then in effect under the 1933 Act and 1940 Act.

Appears in 12 contracts

Samples: Distribution Agreement (1290 Funds), Distribution Agreement (Litman Gregory Funds Trust), Alps Series Trust (ALPS Series Trust)

Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, Act and of the laws governing the sale of securities in the various states (“Blue Sky Laws”)states, under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 9 contracts

Samples: Distribution Agreement (Financial Investors Trust), Distribution Agreement (Financial Investors Trust), Distribution Agreement (Financial Investors Trust)

Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the FundTrust, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundTrust, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Trust then in effect under the 1933 Act and 1940 Act.

Appears in 6 contracts

Samples: Distribution Agreement (MassMutual Advantage Funds), Distribution Agreement (Massmutual Premier Funds), Distribution Agreement (MassMutual Advantage Funds)

Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, Act and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 6 contracts

Samples: Distribution Agreement (ALPS Series Trust), Distribution Agreement (ALPS Series Trust), Distribution Agreement (Financial Investors Trust)

Sales of Shares. (a) The Fund grants to ALPS the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, statement and prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 6 contracts

Samples: Distribution Agreement (CC Real Estate Income Fund-T2), Distribution Agreement (CC Real Estate Income Fund-Adv), Distribution Agreement (NorthStar Real Estate Capital Income Fund-C)

Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the FundFunds, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundFunds, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Funds then in effect under the 1933 Act and 1940 Act.

Appears in 5 contracts

Samples: Distribution Agreement (FS Series Trust), Distribution Agreement (Goehring & Rozencwajg Investment Funds), Distribution Agreement (FS Series Trust)

Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the FundTrust, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, Act and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundTrust, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Trust then in effect under the 1933 Act and 1940 Act.

Appears in 3 contracts

Samples: Distribution Agreement (Wesmark Funds), Distribution Agreement (Wesmark Funds), Distribution Agreement (Wesmark Funds)

Sales of Shares. (a) The Fund grants to ALPS the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the Investment Company Act of 1940, as amended (the “1940 Act”), and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Registration Statement then in effect under the 1933 Act and 1940 Act.

Appears in 2 contracts

Samples: Distribution Agreement (Smead Funds Trust), Distribution Agreement (Smead Funds Trust)

Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the FundTrust, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundTrust, the Shares covered by the registration statement, prospectus prospectuses and statement statements of additional information for the Fund Trust then in effect under the 1933 Act and 1940 Act.

Appears in 2 contracts

Samples: Distribution Agreement (Stone Ridge Trust), Distribution Agreement (Stone Ridge Trust)

Sales of Shares. (a) The Fund grants Funds grant to ALPS the right to sell the Shares as agent on behalf of the FundFunds, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundFunds, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Funds then in effect under the 1933 Act and 1940 Act.

Appears in 2 contracts

Samples: Distribution Agreement (LifeX Income Trust 1948F), Distribution Agreement (LifeX Inflation-Protected Income Trust 1948F)

Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the FundFunds, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, Act and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundFunds, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Trust then in effect under the 1933 Act and 1940 Act.

Appears in 2 contracts

Samples: Associates Funds (Oak Associates Funds), Associates Funds (Oak Associates Funds)

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Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the FundTrust, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933I 933, as amended (the “1933 Act”), the 1940 Act, Act and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundTrust, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Trust then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Distribution Agreement (Wesmark Funds)

Sales of Shares. (a) The Fund grants to ALPS the right to sell the Shares as agent on behalf of the FundPortfolios, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, Act and of the laws governing the sale of securities in the various states (“Blue Sky Laws”)states, under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Portfolios then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Financial Investors Trust (Financial Investors Trust)

Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the FundTrust, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundTrust and the Funds, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Funds then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Distribution Agreement (James Advantage Funds)

Sales of Shares. (a) The Fund Trust grants to ALPS the right to sell the Shares as agent on behalf of the FundTrust, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundTrust, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Trust then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Distribution Agreement (Bridge Builder Trust)

Sales of Shares. (a) The Fund Company grants to ALPS the right to sell the Shares as agent on behalf of the FundCompany, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundCompany, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Company then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Distribution Agreement (CIM Real Assets & Credit Fund)

Sales of Shares. (a) The Fund grants to ALPS the right to sell the Shares as agent on behalf of the Fund, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the Fund, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Distribution Agreement (Alpha Alternative Assets Fund)

Sales of Shares. (a) The Fund Company grants to ALPS the right to sell the Shares as agent on behalf of the FundFunds, during the term of this Agreement, subject to the registration requirements of the Securities Act of 1933, as amended (the “1933 Act”), the 1940 Act, and of the laws governing the sale of securities in the various states (“Blue Sky Laws”), under the terms and conditions set forth in this Agreement. ALPS shall have the right to sell, as agent on behalf of the FundFunds, the Shares covered by the registration statement, prospectus and statement of additional information for the Fund Funds then in effect under the 1933 Act and 1940 Act.

Appears in 1 contract

Samples: Distribution Agreement (Meridian Fund Inc)

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