Rules of NASD, etc. (a) Underwriter will conform in all material respects to the Rules of Fair Practice of the NASD and the securities laws of any jurisdiction in which it sells any Shares.
Appears in 4 contracts
Samples: Underwriting Agreement (Searay Financial Funds), Underwriting Agreement (Flex Partners/), Underwriting Agreement (Flex Partners/)
Rules of NASD, etc. (a) A. Underwriter will conform in all material respects to the Rules of Fair Practice of the NASD and the securities laws of any jurisdiction in which it sells sells, directly or indirectly, any Shares.
Appears in 1 contract
Rules of NASD, etc. (a) Underwriter will conform in all material respects to the Conduct Rules of Fair Practice of the NASD and the securities laws of any jurisdiction in which it sells any Shares.
Appears in 1 contract
Samples: Underwriting Agreement (Jefferson Fund Group Trust)
Rules of NASD, etc. (a) Underwriter will conform in all material respects to the Rules of Fair Practice of the NASD and the securities laws of any jurisdiction in which it sells sells, directly or indirectly, any Shares.. (b) Underwriter will require each dealer with whom Underwriter has a dealer agreement to conform to the applicable provisions hereof and the Registration Statement with respect to the public offering price of the Shares, and neither Underwriter
Appears in 1 contract
