Risk Tolerance. I fully understand that Elm’s strategy involves risk of loss, and I am prepared to accept that risk.
Risk Tolerance. I fully understand that Xxx’s strategy involves risk of loss, and I am prepared to accept that risk.
Risk Tolerance. Risk tolerance is the amount of risk you are willing to accept for a particular investment or account(s). Risk tolerance decisions must carefully consider multiple aspects of your situation, including but not limited to, investment knowledge and experience, age, liquidity needs, and net worth. MOIS has identified four levels of risk tolerance that it makes available to its customers to determine their level of risk tolerance. When selecting the risk tolerance for your investments or account(s) it is important that you read the description of the risk tolerance level carefully and select the one that most closely resembles your risk tolerance. Low: You are willing to accept minimal risk, even if that means your investment does not generate significant income or returns and may not keep pace with inflation. You may be a low-risk investor if the following criteria apply: • You prefer low volatility investments. • You are not comfortable with investing more than a nominal portion of your money in stocks or other securities that may lose some or all of their value. • You desire an extremely stable income stream or growth pattern. • You are concerned about the loss of principal. • You have a short-term investment time frame. • You want to preserve the future purchasing power of your capital, but not in a high-risk situation. • The amount of risk you are willing to take to outpace inflation is slight. • You are comfortable experiencing possible short-term decreases in your portfolio value in exchange for potential long-term positive gains, but you would rather not experience the short-term decrease in your portfolio.
Risk Tolerance. Aggressive. The aggressive portfolio should be constructed to help maximize long-term annual returns rather than to minimize possible short-term losses. Moderately Aggressive. Moderately aggressive investors are willing to assume more short-term risk in an attempt to maximize long-term annual returns.
Risk Tolerance. The term ‘risk tolerance’ is used to describe an investor’s willingness and ability to assume risk. A growth investor usually has a higher risk tolerance, meaning that the investor is comfortable with volatility (fluctuations in portfolio value) and is willing to accept a potential decline in portfolio value in exchange for the chance to make higher returns.
Risk Tolerance. Risk tolerance is the lower of: ■ your willingness to accept risk, and ■ your ability to withstand financial declines in the value of your portfolio. This will be an important fact to consider. It will directly influence the types of investments you wish to hold in the Account. Why do we need to know this? The investment portfolios in our Customer Investor Profiles have been professionally designed to align with the risk tolerance of each Investor Profile. For Fund orders you request that do not follow your Investor Profile, the risk profile of the Fund will be compared to your risk tolerance, or the risk that you can tolerate.
Risk Tolerance. Do you feel comfortable with the possibility of losing even if you have many years to earn and save? A suitability determination will be made on your account(s) whenever: Your Securities Specialist recommends a buy or sell of a security. You request your Securities Specialist to make a trade for your account(s). Securities and/or cash, are transferred or deposited into your account(s). A new Securities Specialist is assigned to your account, or you request for a change in your Securities Specialist. There has been a material change in the information you originally provided when opening your account. For example a change in careers, your marital status, changes to dependents or you come into an inheritance. If your account(s) has been transferred to us from another firm, we will conduct a suitability review once all your assets have been received. In the event of a significant market fluctuation we do not guarantee that we will assess the suitability of the investments held in your account(s). In your transactional account, you direct all trading. You are responsible for approving all investment decisions and trading in your account. Your Securities Specialist may accept unsolicited orders if the trades are suitable for you. Investment recommendations from your Securities Specialist must be unbiased and based on the information that you provide to us. If you place an order that is not consistent with what your investment profile suggests to us, we will advise against proceeding with the order. Depending on the circumstances, we may require additional information from you regarding the order. Client Account Reporting Clients receive trade confirmations, either electronically or through the mail, promptly after each trade that is made. Also, where a client enrolls in a systematic investment plan on a monthly or more frequent basis, CLSL will send a trade confirmation for the initial purchase only. CLSL will deliver client statements, at a minimum, on a quarterly basis. Monthly statements will be provided for new transactions, or when a fee is incurred, and will show all account activity during that period. You will also receive two annual reports intended to help you better understand the cost and performance of your investments. CLSL will provide a Performance Report, including cumulative account performance information and annualized compound percentage return information. You will also receive a Charges and Compensation Report summarizing th...
Risk Tolerance. Whether, even if you have many years to earn and save, you feel comfortable with the possibility of losing money in some years.
Risk Tolerance. Please indicate the best match to your investment objectives by placing an 'x' in the appropriate box. and
Risk Tolerance. ☐ LOW Can accept minimal principal fluctuation ☐ MODERATE Can accept moderate Principle ☐ HIGH Can accept a larger degree of principle fluctuation in exchange for higher long-term return potential.
