Common use of Rights and Duties of Warrant Agent Clause in Contracts

Rights and Duties of Warrant Agent. 36 Section 9.3 Evidence, Experts and Advisers. 36 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 37 Section 9.5 Actions by Warrant Agent to Protect Interest. 37 Section 9.6 Warrant Agent Not Required to Give Security. 38 Section 9.7 Protection of Warrant Agent. 38 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx. 39 Section 9.9 Acceptance of Agency 39 Section 9.10 Warrant Agent Not to be Appointed Receiver. 40 Section 9.11 Authorization to Carry on Business 40 Section 9.12 Warrant Agent Not Required to Give Notice of Default. 40 Section 9.13 Anti-Money Laundering. 40 Section 9.14 Compliance with Privacy Code. 40 Section 9.15 Securities Exchange Commission Certification. 41 GENERAL 41 Section 10.1 Notice to the Corporation and the Warrant Agent. 41 Section 10.2 Notice to Registered Warrantholders. 42 Section 10.3 Ownership of Warrants. 43 Section 10.4 Counterparts. 43

Rights and Duties of Warrant Agent. 36 37 Section 9.3 Evidence, Experts and Advisers. 36 Advisers 38 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 37 38 Section 9.5 Actions by Warrant Agent to Protect Interest. 37 Interest 39 Section 9.6 Warrant Agent Not Required to Give Security. 38 Security 39 Section 9.7 Protection of Warrant Agent. 38 39 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx. 39 Xxxxxx 40 Section 9.9 Acceptance of Agency 39 40 Section 9.10 Warrant Agent Not to be Appointed Receiver. Receiver 40 Section 9.11 Authorization to Carry on Business 40 Section 9.12 Warrant Agent Not Required to Give Notice of Default. 40 41 Section 9.13 9.12 Anti-Money Laundering. 40 41 Section 9.14 9.13 Compliance with Privacy Code. 40 41 Section 9.15 9.14 Securities Exchange Commission Certification. 41 GENERAL 41 Section 10.1 Notice to the Corporation and the Warrant Agent. 41 Section 10.2 Notice to Registered Warrantholders. 42 Section 10.3 Ownership of Warrants. 43 Section 10.4 Counterparts. 43Certification 42

Rights and Duties of Warrant Agent. 36 Section 9.3 Evidence, Experts and Advisers. 36 37 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. Agent 37 Section 9.5 Actions by Warrant Agent to Protect Interest. 37 Interest 38 Section 9.6 Warrant Agent Not Required to Give Security. Security 38 Section 9.7 Protection of Warrant Agent. Agent 38 Section 9.8 Replacement of Warrant Agent; Successor by XxxxxxMerger. 39 Section 9.9 Acceptance of Agency 39 40 Section 9.10 Warrant Agent Not to be Appointed Receiver. Receiver 40 Section 9.11 Authorization to Carry on Business 40 Section 9.12 Warrant Agent Not Required to Give Notice of Default. 40 Section 9.13 9.12 Anti-Money Laundering. 40 Section 9.14 9.13 Compliance with Privacy Code. 40 Section 9.15 9.14 Securities Exchange Commission Certification. 41 GENERAL 41 Section 10.1 Notice to the Corporation and the Warrant Agent. 41 Section 10.2 Notice to Registered Warrantholders. 42 Section 10.3 Ownership of Warrants. 43 Section 10.4 Counterparts. 4341

Rights and Duties of Warrant Agent. 36 44 Section 9.3 Evidence, Experts and Advisers. 36 45 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 37 46 Section 9.5 Actions by Warrant Agent to Protect Interest. 37 47 Section 9.6 Warrant Agent Not Required to Give Security. 38 47 Section 9.7 Protection of Warrant Agent. 38 47 Section 9.8 Replacement of Warrant Agent; Successor by XxxxxxMerger. 39 48 Section 9.9 Conflict of Interest. 49 Section 9.10 Acceptance of Agency 39 49 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver. 40 Section 9.11 Authorization to Carry on Business 40 49 Section 9.12 Warrant Agent Not Required to Give Notice of Default. 40 49 Section 9.13 Anti-Money Laundering. 40 50 Section 9.14 Compliance with Privacy Code. 40 50 Section 9.15 Securities Exchange Commission Certification. 41 GENERAL 41 Section 10.1 Notice to the Corporation and the Warrant Agent. 41 Section 10.2 Notice to Registered Warrantholders. 42 Section 10.3 Ownership of Warrants. 43 Section 10.4 Counterparts. 43Certification 51

Rights and Duties of Warrant Agent. 36 46 Section 9.3 Evidence, Experts and Advisers. 36 47 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 37 48 Section 9.5 Actions by Warrant Agent to Protect Interest. 37 48 Section 9.6 Warrant Agent Not Required to Give Security. 38 48 Section 9.7 Protection of Warrant Agent. 38 49 Section 9.8 Replacement of Warrant Agent; Successor by XxxxxxMerger. 39 50 Section 9.9 Conflict of Interest. 51 Section 9.10 Acceptance of Agency 39 51 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver. 40 Section 9.11 Authorization to Carry on Business 40 51 Section 9.12 Warrant Agent Not Required to Give Notice of Default. 40 51 Section 9.13 Anti-Money Laundering. 40 52 Section 9.14 Compliance with Privacy Code. 40 Section 9.15 Securities Exchange Commission Certification. 41 GENERAL 41 Section 10.1 Notice to the Corporation and the Warrant Agent. 41 Section 10.2 Notice to Registered Warrantholders. 42 Section 10.3 Ownership of Warrants. 43 Section 10.4 Counterparts. 4352

Rights and Duties of Warrant Agent. 36 Section 9.3 Evidence, Experts and Advisers. 36 Advisers 37 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. Agent 37 Section 9.5 Actions by Warrant Agent to Protect Interest. 37 Interest 38 Section 9.6 Warrant Agent Not Required to Give Security. Security 38 Section 9.7 Protection of Warrant Agent. Agent 38 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx. 39 Merger 40 Section 9.9 Conflict of Interest 40 Section 9.10 Acceptance of Agency 39 41 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver. 40 Section 9.11 Authorization to Carry on Business 40 Receiver 41 Section 9.12 Warrant Agent Not Required to Give Notice of Default. 40 Default 41 Section 9.13 Anti-Money Laundering. 40 41 Section 9.14 Compliance with Privacy Code. 40 Code 42 Section 9.15 Securities Exchange Commission Certification. 41 GENERAL 41 Section 10.1 Notice to the Corporation and the Warrant Agent. 41 Section 10.2 Notice to Registered Warrantholders. 42 Section 10.3 Ownership of Warrants. 43 Section 10.4 Counterparts. 4342

Rights and Duties of Warrant Agent. 36 Section 9.3 Evidence, Experts and Advisers. 36 Advisers 37 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 37 Agent 38 Section 9.5 Actions by Warrant Agent to Protect Interest. 37 Interest 38 Section 9.6 Warrant Agent Not Required to Give Security. Security 38 Section 9.7 Protection of Warrant Agent. 38 Agent 39 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx. 39 Xxxxxx 40 Section 9.9 Acceptance of Agency 39 41 Section 9.10 Warrant Agent Not to be Appointed Receiver. 40 Receiver 41 Section 9.11 Authorization to Carry on Business 40 Section 9.12 Warrant Agent Not Required to Give Notice of Default. 40 Default 41 Section 9.13 9.12 Anti-Money Laundering. 40 Laundering 41 Section 9.14 9.13 Compliance with Privacy Code. 40 Code 42 Section 9.15 9.14 Securities Exchange Commission Certification. 41 GENERAL 41 Section 10.1 Notice to the Corporation and the Warrant Agent. 41 Section 10.2 Notice to Registered Warrantholders. 42 Section 10.3 Ownership of Warrants. 43 Section 10.4 Counterparts. 43Certification 42

Rights and Duties of Warrant Agent. 36 Section 9.3 Evidence, Experts and Advisers. 36 37 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 37 38 Section 9.5 Actions by Warrant Agent to Protect Interest. 37 38 Section 9.6 Warrant Agent Not Required to Give Security. 38 Section 9.7 Protection of Warrant Agent. 38 Section 9.8 Replacement of Warrant Agent; Successor by XxxxxxMerger. 39 40 Section 9.9 Conflict of Interest. 41 Section 9.10 Acceptance of Agency 39 41 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver. 40 Section 9.11 Authorization to Carry on Business 40 41 Section 9.12 Warrant Agent Not Required to Give Notice of Default. 40 41 Section 9.13 Anti-Money Laundering. 40 42 Section 9.14 Compliance with Privacy Code. 40 Section 9.15 Securities Exchange Commission Certification. 41 GENERAL 41 Section 10.1 Notice to the Corporation and the Warrant Agent. 41 Section 10.2 Notice to Registered Warrantholders. 42 Section 10.3 Ownership of Warrants. 43 Section 10.4 Counterparts. 4342

Rights and Duties of Warrant Agent. 36 43 Section 9.3 Evidence, Experts and Advisers. 36 44 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 37 45 Section 9.5 Actions by Warrant Agent to Protect Interest. 37 45 Section 9.6 Warrant Agent Not Required to Give Security. 38 46 Section 9.7 Protection of Warrant Agent. 38 46 Section 9.8 Replacement of Warrant Agent; Successor by Xxxxxx. 39 47 Section 9.9 Conflict of Interest. 48 Section 9.10 Acceptance of Agency 39 Agency. 48 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver. 40 Section 9.11 Authorization to Carry on Business 40 48 Section 9.12 Warrant Agent Not Required to Give Notice of Default. 40 48 Section 9.13 Anti-Money Laundering. 40 49 Section 9.14 Compliance with Privacy Code. 40 49 Section 9.15 Securities Exchange Commission Certification. 41 GENERAL 41 Section 10.1 Notice to the Corporation and the Warrant Agent. 41 Section 10.2 Notice to Registered Warrantholders. 42 Section 10.3 Ownership of Warrants. 43 Section 10.4 Counterparts. 4350

Rights and Duties of Warrant Agent. 36 35 Section 9.3 Evidence, Experts and Advisers. 36 Section 9.4 Documents, Monies, etc. Held by Warrant Agent. 37 Section 9.5 Actions by Warrant Agent to Protect Interest. 37 Section 9.6 Warrant Agent Not Required to Give Security. 38 37 Section 9.7 Protection of Warrant Agent. 38 37 Section 9.8 Replacement of Warrant Agent; Successor by XxxxxxMerger. 39 Section 9.9 Conflict of Interest. 40 Section 9.10 Acceptance of Agency 39 40 Section 9.10 9.11 Warrant Agent Not to be Appointed Receiver. 40 Section 9.11 Authorization to Carry on Business 40 Section 9.12 Warrant Agent Not Required to Give Notice of Default. 40 Section 9.13 Anti-Money Laundering. 40 41 Section 9.14 Compliance with Privacy Code. 40 Section 9.15 Securities Exchange Commission Certification. 41 GENERAL 41 Section 10.1 Notice to the Corporation and the Warrant Agent. 41 Section 10.2 Notice to Registered Warrantholders. 42 Section 10.3 Ownership of Warrants. 43 Section 10.4 Counterparts. 4341