Retirement Goal. Based upon a Client’s risk tolerance as indicated in the Client Profile, Client is assigned an investment allocation track (currently Fixed Income Tilt, Balance Tilt or Equity Tilt), the purpose of which is to slowly rotate Client’s equity allocation to fixed income and cash over time. Upon submitting a completed questionnaire through the Investor Portal, Client will be assigned an Investment Objective and Model Portfolio within the applicable allocation track and based upon factors in the Client Profile, including Client’s risk tolerance and the number of years remaining until the age of retirement as indicated by Client (such time being referred to herein as the “Retirement Age”). As Client approaches the Retirement Age, the Algorithm will automatically adjust Client’s asset allocation. Client acknowledges that any change to the Investment Objective directed by Client due to changes in Client’s Retirement Age and/or risk tolerance will require written approval from Client and Advisor before implementation. Failure to approve the change in Investment Objective may result in Client remaining in a Model Portfolio that is no longer aligned with the Client Profile.
Retirement Goal. Based upon a Client’s risk tolerance as indicated in the Client Profile, Client is assigned an Investment Allocation Track (currently conservative, moderate or aggressive), the purpose of which is to slowly rotate Client’s equity exposure allocation to fixed income exposure and cash over time. Upon submitting a completed online questionnaire, Client will be assigned a Model Portfolio within the applicable allocation track and based upon factors in the Client Profile, including Client’s risk tolerance and the number of years remaining until the age of retirement as indicated by Client (such time being referred to herein as the “Retirement Age”). GUIDED WEALTH PORTFOLIOS (GWP) - ACCOUNT AGREEMENT As Client approaches the Retirement Age, LPL will automatically adjust Client’s asset allocation annually based upon the Client’s associated Investment Allocation Track. .
Retirement Goal. Based upon a Client’s risk tolerance as indicated in the Client Profile, Client is assigned an Investment Allocation Track (currently conservative, moderate or aggressive), the purpose of which is to slowly rotate Client’s equity exposure allocation to fixed income exposure and cash over time. Upon submitting a completed online questionnaire, Client will GUIDED WEALTH PORTFOLIOS (GWP) - ACCOUNT AGREEMENT be assigned a Model Portfolio within the applicable allocation track and based upon factors in the Client Profile, including Client’s risk tolerance and the number of years remaining until the age of retirement as indicated by Client (such time being referred to herein as the “Retirement Age”). As Client approaches the Retirement Age, LPL will automatically adjust Client’s asset allocation annually based upon the Client’s associated Investment Allocation Track.
