Common use of Retail Clients Clause in Contracts

Retail Clients. a category that includes clients not falling within the Eligible Counterparty/Professional Client categories, who are deemed to have less investment knowledge and experience; they receive the maximum level of protection provide for by MiFID II both in carrying out the tests and in the scope of the pre- and post-contractual documentation and information that must be made available to them; this category includes the majority of individuals;

Appears in 5 contracts

Samples: Client Agreement, Client Agreement, Client Agreement

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Retail Clients. a category that includes clients not falling within the Eligible Counterparty/Professional Client categories, who are deemed to have less investment knowledge and experience; they receive the maximum level of protection provide for by MiFID II both in carrying out the tests and in the scope of the pre- and post-contractual documentation and information that must be made available to them; this category includes the majority of individuals;; 32 / 86

Appears in 1 contract

Samples: Client Agreement

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