Common use of Representations of the Acquiring Funds Clause in Contracts

Representations of the Acquiring Funds. (a) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations set forth in Section 12(d)(1)(A) of the 1940 Act in reliance on the Rule, the Acquiring Fund agrees to: (i) comply with all conditions of the Rule applicable to Acquiring Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquired Fund if such Acquiring Fund fails to comply with the Rule with respect to its investment in such Acquired Fund or this Agreement.

Appears in 61 contracts

Samples: 12d1 4 Investment Agreement (Litman Gregory Funds Trust), 12d1 4 Investment Agreement (Nuveen Investment Trust V), 12d1 4 Investment Agreement (Nuveen Investment Trust Iii)

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Representations of the Acquiring Funds. (a) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations set forth in Section 12(d)(1)(A) of the 1940 Act in reliance on the Rule), the Acquiring Fund agrees to: (i) comply with all conditions of the Rule applicable to Acquiring Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquired Fund if such Acquiring Fund fails to comply with the Rule Rule, with respect to its investment in such Acquired Fund Fund, or this Agreement.

Appears in 11 contracts

Samples: Pimco Funds (Advanced Series Trust), Funds Investment Agreement (MML Series Investment Fund), Funds Investment Agreement (Exchange Listed Funds Trust)

Representations of the Acquiring Funds. (a) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations set forth in Section 12(d)(1)(A) of the 1940 Act in reliance on the Rule), the Acquiring Fund agrees to: (i) comply with all conditions of the Rule applicable to Acquiring Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquired Fund if such Acquiring Fund fails to comply with the Rule with respect to its investment in such Acquired Fund or this Agreement.

Appears in 9 contracts

Samples: Agreement (Nuveen Investment Trust), Agreement (Nuveen Investment Trust Ii), Funds Investment Agreement (AGF Investments Trust)

Representations of the Acquiring Funds. (a) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations set forth in Section 12(d)(1)(A12(d)(l)(A) of the 1940 Act in reliance on the Rule, the Acquiring Fund agrees to: (i) comply with all conditions of the Rule applicable to Acquiring Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquired Fund if such Acquiring Fund fails to comply with the Rule Rule, with respect to its investment in such Acquired Fund Fund, or this Agreement.

Appears in 3 contracts

Samples: Funds Investment Agreement (First Trust Exchange-Traded Fund Viii), Funds Investment Agreement (First Trust Series Fund), Funds Investment Agreement (Ft 9909)

Representations of the Acquiring Funds. (a) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations set forth in Section 12(d)(1)(A) of the 1940 Act in reliance on the Rule12(d)(l)(A), the Acquiring Fund agrees to: (i) comply with all conditions of the Rule applicable to Acquiring Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquired Fund if such Acquiring Fund fails to comply with the Rule Rule, with respect to its investment in such Acquired Fund Fund, or this Agreement.

Appears in 3 contracts

Samples: Funds Investment Agreement (Managed Portfolio Series), Funds Investment Agreement (Tidal ETF Trust), Funds Investment Agreement (Allianz Variable Insurance Products Fund of Funds Trust)

Representations of the Acquiring Funds. (a) In connection with any investment by an the Acquiring Fund in an the Acquired Fund in excess of the limitations set forth in Section 12(d)(1)(A) of the 1940 Act in reliance on the Rule), the Acquiring Fund agrees to: (i) comply with all applicable conditions of the Rule applicable to Acquiring FundsRule; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquired Fund if such Acquiring Fund fails to comply with the Rule with respect to its investment in such Acquired Fund or with this Agreement.

Appears in 2 contracts

Samples: Fund of Funds Investment Agreement (Managed Portfolio Series), Fund of Funds Investment Agreement (Manning & Napier Fund, Inc.)

Representations of the Acquiring Funds. (a) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations set forth in Section 12(d)(1)(A) of the 1940 Act in reliance on the Ruleor Section 12(d)(1)(C), the Acquiring Fund agrees to: (i) comply with all conditions of the Rule applicable to Acquiring Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquired Fund if such Acquiring Fund fails to comply with the Agreement or the Rule with respect to its investment in such Acquired Fund or this AgreementFund.

Appears in 2 contracts

Samples: Funds Investment Agreement (Allspring Funds Trust), Funds Investment Agreement (Allspring Funds Trust)

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Representations of the Acquiring Funds. (ad) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations set forth in Section 12(d)(1)(A) of the 1940 Act in reliance on the Rule), the Acquiring Fund agrees to: (i) comply with all conditions of the Rule as interpreted or modified by the SEC or its Staff through formal published guidance applicable to the Rule from time to time, applicable to Acquiring Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquired Fund if such Acquiring Fund fails to comply with the Rule Rule, with respect to its investment in such Acquired Fund Fund, or this Agreement.

Appears in 1 contract

Samples: Funds Investment Agreement (GPS Funds II)

Representations of the Acquiring Funds. (a) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations set forth in Section 12(d)(1)(A) of the 1940 Act in reliance on the Rule, the Acquiring Fund agrees to: (i) comply with all conditions of the Rule applicable to Acquiring Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquired Fund if such Acquiring Fund fails to comply with the Rule Rule, with respect to its investment in such Acquired Fund Fund, or this Agreement.

Appears in 1 contract

Samples: Funds Investment Agreement (Transamerica Funds)

Representations of the Acquiring Funds. (a) In connection with any investment by an Acquiring Fund in an Acquired Fund in excess of the limitations set forth in Section 12(d)(1)(A) of the 1940 Act in reliance on the RuleLimits, the Acquiring Fund agrees to: (i) comply with all conditions of the Rule applicable to Acquiring Funds; (ii) comply with its obligations under this Agreement; and (iii) promptly notify the Acquired Fund if such the Acquiring Fund fails to comply with the Rule with respect to its investment in such Acquired Fund or this Agreement.

Appears in 1 contract

Samples: Fund of Funds Investment Agreement (Pacific Select Fund)

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