Reports to Insurers. The Broker-Dealer and the General Agent shall promptly furnish to each Equitable Life Company or its authorized agent any reports and information that such Equitable Life Company may reasonably request for the purpose of meeting such Equitable Life Company's reporting and recordkeeping requirements under the insurance laws of any state, under any applicable federal or state securities laws, rules or regulations, or the rules of the NASD.
Reports to Insurers. Broker-Dealer and General Agent shall promptly furnish to Life Company or its authorized agent any reports and information that Life Company may reasonably request for the purpose of meeting Life Company's reporting and recordkeeping requirements under the insurance laws of any state, under any applicable federal or state securities laws, rules or regulations, or the rules of the NASD.
Reports to Insurers. The Broker-Dealer and the General Agent shall promptly furnish to each AXA Equitable Company or its authorized agent any reports and information that such AXA Equitable Company may reasonably request for the purpose of meeting such AXA Equitable Company’s reporting and recordkeeping requirements under the insurance laws of any state, under any applicable federal or state securities laws, rules or regulations, or the rules of the FINRA.
Reports to Insurers. The General Agent shall promptly furnish to MONY America at any reasonable time upon written request any reports and information which MONY America may reasonably require for the purpose of meeting its reporting and record keeping requirements under the insurance laws of any state, under any applicable federal or state securities laws, rules or regulations, or the rules of the National Association of Securities Dealers, Inc.
Reports to Insurers. The Broker-Dealer and the General Agent shall promptly furnish to each Equitable Company or its authorized agent any reports and information that such Equitable Company may reasonably request for the purpose of meeting such Equitable Company’s reporting and recordkeeping requirements under the insurance laws of any state, under any applicable federal or state securities laws, rules or regulations, or the rules of the FINRA.
Reports to Insurers. The General Agent shall promptly furnish to Equitable at any reasonable time upon written request any reports and information which Equitable may reasonably require for the purpose of meeting its reporting and record keeping requirements under the insurance laws of any state, under any applicable federal or state securities laws, rules or regulations, or the rules of the National Association of Securities Dealers, Inc.
Reports to Insurers. The General Agent shall promptly furnish to MONY Life at any reasonable time upon written request any reports and information which MONY Life may reasonably require for the purpose of meeting its reporting and record keeping requirements under the insurance laws of any state, under any applicable federal or state securities laws, rules or regulations, or the rules of the National Association of Securities Dealers, Inc.
Reports to Insurers. The BGA shall promptly furnish to Equitable and the Distributor, and cause the Independents Agents to promptly furnish to Equitable, from time to time upon written request any reports and information which the Distributor or Equitable may reasonably require for the purpose of meeting its reporting and record keeping requirements under the insurance laws of any state, under any applicable federal or state securities laws, rules or regulations, or the rules of the NASD.
Reports to Insurers. The Broker-Dealer and the General Agent shall promptly furnish to FLIAC or its authorized agent any reports and information that FLIAC may reasonably request for the purpose of meeting FLIAC's reporting and recordkeeping requirements under the insurance laws of any state, under any applicable federal or state securities laws, rules or regulations, or the rules of the FINRA. Broker-Dealer shall upon request from the Distributor but no more frequently than annually, provide a written certification that Broker-Dealer has established and maintains a system to supervise the activities of each of its associated persons that is reasonably designed to achieve compliance with applicable securities laws and regulations and with applicable FINRA rules.
Reports to Insurers. The General Agent shall promptly furnish to Equitable of Colorado at any reasonable time upon written request any reports and information which Equitable of Colorado may reasonably require for the purpose of meeting its reporting and record keeping requirements under the insurance laws of any state, under any applicable federal or state securities laws, rules or regulations, or the rules of the National Association of Securities Dealers, Inc.
