Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 588 contracts
Samples: Underwriting Agreement (Ing Groep Nv), Underwriting Agreement (Wisconsin Power & Light Co), Underwriting Agreement (Radian Group Inc)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 329 contracts
Samples: Underwriting Agreement (CTO Realty Growth, Inc.), Purchase Agreement (Orange), Underwriting Agreement (Wec Energy Group, Inc.)
Reporting Requirements. The Company, during the period when a Prospectus relating to the Prospectus Securities is (or, but for the exception afforded by Rule 172, would be) required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 322 contracts
Samples: Underwriting Agreement (Kinetik Holdings Inc.), Underwriting Agreement (First Watch Restaurant Group, Inc.), Underwriting Agreement (MeridianLink, Inc.)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder.
Appears in 255 contracts
Samples: Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp), Purchase Agreement (Ares Capital Corp)
Reporting Requirements. The Company, during the period when the Prospectus is required (or, but for the provisions of Rule 172, would be required) by applicable law to be delivered under (whether to meet the 1933 Act request of purchasers pursuant to Rule 173(d) or the 1934 Actotherwise), will file all documents required to be filed with the Commission pursuant to the 1934 Act and the 1934 Act Regulations within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 131 contracts
Samples: Underwriting Agreement (SiriusPoint LTD), Spire (Spire Inc), Underwriting Agreement (Ares Commercial Real Estate Corp)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder.
Appears in 110 contracts
Samples: Purchase Agreement (Fidelity Bankshares Inc), Purchase Agreement (Paetec Corp), Purchase Agreement (SNB Bancshares Inc)
Reporting Requirements. The Company, during the period when the Prospectus is Prospectuses are required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder.
Appears in 95 contracts
Samples: Purchase Agreement (Rayovac Corp), International Purchase Agreement (Rayovac Corp), Purchase Agreement (Community Health Systems Inc/)
Reporting Requirements. The Company, during the period when the Prospectus is Prospectuses are required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 80 contracts
Samples: Purchase Agreement (Boston Scientific Corp), Purchase Agreement (Us Foodservice/Md/), Purchase Agreement (Cd Radio Inc)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 ActDelivery Period, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 33 contracts
Samples: Underwriting Agreement (Telephone & Data Systems Inc /De/), Underwriting Agreement (CLARIVATE PLC), Underwriting Agreement (Telephone & Data Systems Inc /De/)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 ActDelivery Period, will file all documents required to be filed with the Commission pursuant to to, and in accordance with, the 1934 Act and the 1934 Regulations within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 33 contracts
Samples: Underwriting Agreement (LXP Industrial Trust), Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 ActDelivery Period, will file promptly all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 25 contracts
Samples: Underwriting Agreement (Healthpeak Properties, Inc.), Underwriting Agreement (Healthpeak Properties, Inc.), Underwriting Agreement (Healthpeak Properties, Inc.)
Reporting Requirements. The Company, during the period when in which a prospectus is (or, but for the Prospectus is exception afforded by Rule 172, would be) required by the 1933 Act to be delivered under the 1933 Act in connection with any offer or the 1934 Actsale of Shares, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by prescribed by, and meeting the requirements of, the 1934 Act and the 1934 Act Regulations.
Appears in 21 contracts
Samples: Equity Offeringsm Sales Agreement (Tattooed Chef, Inc.), Equity Offeringsm Sales Agreement (Tattooed Chef, Inc.), Terms Agreement
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered (or but for the exception afforded by Rule 172 would be required to be delivered) under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder.
Appears in 20 contracts
Samples: Underwriting Agreement (Etre Reit, LLC), Underwriting Agreement (Colony NorthStar, Inc.), Underwriting Agreement (Colony Financial, Inc.)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required prescribed by the 1934 Act and the 1934 Act Regulations.
Appears in 20 contracts
Samples: Distribution Agreement (Sundstrand Corp /De/), Distribution Agreement (Firstar Corp /New/), Distribution Agreement (Puget Sound Energy Inc)
Reporting Requirements. The Company, during the period when the Prospectus a prospectus is required (or but for the exception in Rule 172 would be required) to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 20 contracts
Samples: Underwriting Agreement (Western Asset Mortgage Capital Corp), Purchase Agreement (Pebblebrook Hotel Trust), Purchase Agreement (Pebblebrook Hotel Trust)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act1933 Act Regulations, will file all documents required to be filed with the Commission pursuant to the 1934 Act and the 1934 Act Regulations within the time periods required by the 1934 Act and the 1934 Act Regulations. The Company will provide upon request a copy of such documents filed.
Appears in 19 contracts
Samples: Underwriting Agreement (Sunstone Hotel Investors, Inc.), Underwriting Agreement (Chatham Lodging Trust), Underwriting Agreement (Sunstone Hotel Investors, Inc.)
Reporting Requirements. The Company, during During the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, the Company will file or cause to be filed all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 19 contracts
Samples: Underwriting Agreement (Tampa Electric Co), Underwriting Agreement (Tampa Electric Co), Tampa Electric Co
Reporting Requirements. The Company, during the period when the Prospectus is (or, but for the exception afforded by Rule 172, would be) required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 18 contracts
Samples: Underwriting Agreement (Hudson Pacific Properties, L.P.), Underwriting Agreement (Hudson Pacific Properties, L.P.), Underwriting Agreement (Hudson Pacific Properties, L.P.)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 ActDelivery Period, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 17 contracts
Samples: Underwriting Agreement (YETI Holdings, Inc.), Underwriting Agreement (YETI Holdings, Inc.), Underwriting Agreement (YETI Holdings, Inc.)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1940 Act and the 1934 Act within the time periods required by the 1934 1940 Act and the 1934 Act RegulationsAct.
Appears in 16 contracts
Samples: Underwriting Agreement (Capital Southwest Corp), Underwriting Agreement (Capital Southwest Corp), Underwriting Agreement (Capital Southwest Corp)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to Sections 13, 14 or 15 of the 1934 Act within the time periods required prescribed by the 1934 Act and the 1934 Act Regulations.
Appears in 15 contracts
Samples: License Agreement (Protective Life Insurance Co), License Agreement (Protective Life Insurance Co), License Agreement (Protective Life Insurance Co)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered (or but for the exception afforded by Rule 172 of the 1933 Act Regulations would be required to be delivered) under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 14 contracts
Samples: Purchase Agreement (American Financial Group Inc), Purchase Agreement (American Financial Group Inc), Purchase Agreement (American Financial Group Inc)
Reporting Requirements. The Company, during the period when the Final Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 13 contracts
Samples: Underwriting Agreement (Panhandle Eastern Pipe Line Co Lp), Underwriting Agreement (Panhandle Eastern Pipe Line Co Lp), Underwriting Agreement (Southern Union Co)
Reporting Requirements. The Company, during the any period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act(including in circumstances where such requirement may be satisfied pursuant to Rule 172), will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act RegulationsAct.
Appears in 13 contracts
Samples: Equity Distribution Agreement (Farmland Partners Inc.), Equity Distribution Agreement (Farmland Partners Inc.), Equity Distribution Agreement (Farmland Partners Inc.)
Reporting Requirements. The CompanyCompany and the Trust, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 12 contracts
Samples: Purchase Agreement (Colonial Capital Trust Iv), Underwriting Agreement (Banknorth Group Inc/Me), Purchase Agreement (Fleet Financial Group Inc)
Reporting Requirements. The Company, during the period when the any Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 11 contracts
Samples: Underwriting Agreement (Gushan Environmental Energy LTD), Underwriting Agreement (Cgen Digital Media Co LTD), Underwriting Agreement (Trina Solar LTD)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by and rules and regulations of the 1934 Act and the 1934 Act RegulationsCommission thereunder.
Appears in 9 contracts
Samples: Purchase Agreement (Republic Airways Holdings Inc), Purchase Agreement (Republic Airways Holdings Inc), Purchase Agreement (Penn National Gaming Inc)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 ActDelivery Period, will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 9 contracts
Samples: Lease and Security Agreement (Hcp, Inc.), Lease and Security Agreement (Hcp, Inc.), Restricted Stock Unit Award Agreement (Hcp, Inc.)
Reporting Requirements. The Company, during the period when the Final Prospectus is required to be delivered under the 1933 Act or the 1934 Act(including in circumstances where such requirement may be satisfied pursuant to Rule 172), will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 8 contracts
Samples: Underwriting Agreement (Caterpillar Inc), Underwriting Agreement (Caterpillar Inc), Underwriting Agreement (Caterpillar Inc)
Reporting Requirements. The Company, during the period when the Prospectus is (or, but for the exception afforded by Rule 172 of the 1933 Act Regulations, would be) required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 8 contracts
Samples: Underwriting Agreement (Office Properties Income Trust), Underwriting Agreement (Office Properties Income Trust), Underwriting Agreement (Select Income Reit)
Reporting Requirements. The Company, during the period when the Prospectus is are required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder.
Appears in 8 contracts
Samples: Underwriting Agreement (Merkert American Corp), Underwriting Agreement (Sonic Automotive Inc), Purchase Agreement (Edison Schools Inc)
Reporting Requirements. The Company, during the period when During the Prospectus is required to be delivered under Delivery Period, the 1933 Act or the 1934 Act, will Company shall file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 8 contracts
Samples: Underwriting Agreement (Elevance Health, Inc.), Underwriting Agreement (Elevance Health, Inc.), Underwriting Agreement (Anthem, Inc.)
Reporting Requirements. The Company, during the period when the Prospectus a prospectus is required to be delivered under the 1933 Act or (including in circumstances where such requirement may be satisfied, with the 1934 Actprior consent of the Representative, by Rule 172 under the 1933 Act Regulations), will file all documents required to be filed with the Commission by the Company pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 8 contracts
Samples: Underwriting Agreement (Renasant Corp), Underwriting Agreement (Renasant Corp), Underwriting Agreement (Oceanfirst Financial Corp)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 ActAct (whether to meet the request of purchasers pursuant to Rule 173(d) or otherwise), will file all documents required to be filed with the Commission pursuant to the 1934 Act and the 1934 Act Regulations within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 7 contracts
Samples: Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file promptly all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 1933 Act and the 1934 Act Regulations.
Appears in 7 contracts
Samples: Preferred Stock (Merrill Lynch & Co Inc), Underwriting Agreement (Merrill Lynch & Co Inc), Underwriting Agreement (Merrill Lynch & Co Inc)
Reporting Requirements. The Company, during the period when the Time of Sale Prospectus or the Prospectus is required to be delivered under the 1933 Act or the 1934 Actdelivered, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 7 contracts
Samples: Underwriting Agreement (Quest Diagnostics Inc), Underwriting Agreement (Quest Diagnostics Inc), Underwriting Agreement (Quest Diagnostics Inc)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1940 Act and the 1934 Act within the time periods required by the 1934 1940 Act and the 1934 Act Regulations0000 Xxx.
Appears in 6 contracts
Samples: Underwriting Agreement (Main Street Capital CORP), Underwriting Agreement (Capital Southwest Corp), Underwriting Agreement (Main Street Capital CORP)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 ActAct in connection with sales of the Securities, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 6 contracts
Samples: Purchase Agreement (Atmos Energy Corp), Purchase Agreement (Atmos Energy Corp), Purchase Agreement (Atmos Energy Corp)
Reporting Requirements. The CompanyCompany and the Trust, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 6 contracts
Samples: Underwriting Agreement (American Bancorporation Capital Trust I), Underwriting Agreement (Sterling Bancshares Inc), Underwriting Agreement (Sterling Bancshares Inc)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder, subject to any permitted extensions thereunder.
Appears in 6 contracts
Samples: Purchase Agreement (RBC Bearings INC), Purchase Agreement (RBC Bearings INC), Purchase Agreement (RBC Bearings INC)
Reporting Requirements. The CompanyCompanies, during the period when the Prospectus is Prospectuses are required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 6 contracts
Samples: International Purchase Agreement (Dura Pharmaceuticals Inc/Ca), Purchase Agreement (Dura Pharmaceuticals Inc/Ca), Purchase Agreement (Dura Pharmaceuticals Inc/Ca)
Reporting Requirements. The Company, during the period when the U.S. Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed by the Company with (i) the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations, and (ii) the Qualifying Authorities under the applicable securities laws of the Qualifying Provinces.
Appears in 6 contracts
Samples: Purchase Agreement (Agrium Inc), Purchase Agreement (Agrium Inc), Purchase Agreement (Agrium Inc)
Reporting Requirements. The Company, during During the period when the Prospectus is required to be delivered under the 1933 Act or and 1933 Act Regulations in connection with the 1934 Actsale of the Securities, the Company, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 6 contracts
Samples: Underwriting Agreement (Cousins Properties Inc), Cousins Properties Incorporated (Cousins Properties Inc), Cousins Properties Incorporated (Cousins Properties Inc)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 ActAct in connection with offers and sales of the Securities, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 5 contracts
Samples: New Plan Excel (New Plan Excel Realty Trust Inc), New Plan Excel (New Plan Excel Realty Trust Inc), New Plan (New Plan Excel Realty Trust Inc)
Reporting Requirements. The Company, during the period when the Prospectus is (or, but for the exception afforded by Rule 172, would be) required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 5 contracts
Samples: Underwriting Agreement (CommonWealth REIT), Underwriting Agreement (Government Properties Income Trust), Underwriting Agreement (Government Properties Income Trust)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1933 Act, the 1934 Act and the 1940 Act within the time periods required by the 1933 Act, the 1934 Act and the 1934 Act Regulations1940 Act.
Appears in 5 contracts
Samples: Underwriting Agreement (Stellus Capital Investment Corp), Underwriting Agreement (Alcentra Capital Corp), Underwriting Agreement (Alcentra Capital Corp)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file file, and will cause Fund I to file, all documents required to be filed with the Commission pursuant to the 1933 Act, the 1940 Act or the 1934 Act within the time periods required by the 1933 Act, the 1940 Act, the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder.
Appears in 5 contracts
Samples: Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP)
Reporting Requirements. The CompanyCompany will, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 5 contracts
Samples: Underwriting Agreement (Team Health Holdings Inc.), Underwriting Agreement (Team Health Holdings Inc.), Underwriting Agreement (Team Health Holdings Inc.)
Reporting Requirements. The Company, during the period when the Prospectus a prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 5 contracts
Samples: Underwriting Agreement (Cytec Industries Inc/De/), Underwriting Agreement (Cytec Industries Inc/De/), Underwriting Agreement (Cytec Industries Inc/De/)
Reporting Requirements. The Company, during the period when the Prospectus is (or, but for the exception afforded by Rule 172, would be) required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Securities as may be required under Rule 463 under the 1933 Act.
Appears in 5 contracts
Samples: Underwriting Agreement (New Fortress Energy LLC), Underwriting Agreement (Virgin Trains USA LLC), Underwriting Agreement (New Fortress Energy LLC)
Reporting Requirements. The Company, during the period when the Prospectus is Prospectuses are required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act and rules and regulations of the Commission thereunder within the time periods required by the 1934 Act and the 1934 Act Regulationsreferred to therein.
Appears in 5 contracts
Samples: International Purchase Agreement (Mih LTD), Purchase Agreement (Global Telesystems Group Inc), International Purchase Agreement (Global Telesystems Group Inc)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 4 contracts
Samples: Underwriting Agreement (Caterpillar Inc), Underwriting Agreement (Caterpillar Inc), Underwriting Agreement (Caterpillar Inc)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1940 Act and the 1934 Act within the time periods required by the 1934 1940 Act and the 1934 Act Regulationsand the rules and regulations of the Commission thereunder, respectively.
Appears in 4 contracts
Samples: Prospect Capital Corp, Prospect Energy Corp, Gladstone Investment Corporation\de
Reporting Requirements. The Company, during the period when the Prospectus is Prospectuses are required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulationsreferred to therein.
Appears in 4 contracts
Samples: Purchase Agreement (Mih LTD), Purchase Agreement (Mih LTD), International Purchase Agreement (Mih LTD)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1933 Act, the 1940 Act or the 1934 Act within the time periods required by the 1933 Act, the 1940 Act, the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder.
Appears in 4 contracts
Samples: Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP), Underwriting Agreement (Triangle Capital CORP)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered (or but for the exception afforded by Rule 172 of the 1933 Act Regulations would be required to be delivered) under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 4 contracts
Samples: Securities Terms Agreement (Pseg Energy Resources & Trade LLC), Underwriting Agreement (Public Service Enterprise Group Inc), Underwriting Agreement (Pseg Energy Resources & Trade LLC)
Reporting Requirements. The Company, during the period when the ---------------------- Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 4 contracts
Samples: Bb&t Capital Trust I, Bb&t Capital Trust I, Bank One Capital Iii
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 4 contracts
Samples: Terms Agreement (Mills Corp), Mills Corp, Underwriting Agreement (Mills Corp)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered (or but for the exemption afforded by Rule 172 of the 1933 Act Regulations would be required to be delivered) under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 4 contracts
Samples: Purchase Agreement (Plum Creek Timber Co Inc), Purchase Agreement (Plum Creek Timber Co Inc), Underwriting Agreement (Countrywide Financial Corp)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act, the 1933 Act or Regulations, the 1934 ActAct and the 1934 Act Regulations (including, without limitation, pursuant to Rule 173), will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 4 contracts
Samples: Underwriting Agreement (Newlink Genetics Corp), Underwriting Agreement (Taylor & Martin Group Inc), Underwriting Agreement (Carrols Restaurant Group, Inc.)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act RegulationsAct.
Appears in 4 contracts
Samples: Underwriting Agreement (BayCom Corp), Underwriting Agreement (Gateway Financial Holdings Inc), Underwriting Agreement (Laclede Capital Trust I)
Reporting Requirements. The Company, during the period ---------------------- when the Prospectus is Prospectuses are required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder.
Appears in 4 contracts
Samples: International Purchase Agreement (Apex Mortgage Capital Inc), Purchase Agreement (Apex Mortgage Capital Inc), Management Agreement (Apex Mortgage Capital Inc)
Reporting Requirements. The Company, during the period when the ---------------------- Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file promptly all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 4 contracts
Samples: Purchase Agreement (Health Care Property Investors Inc), Purchase Agreement (Health Care Property Investors Inc), Purchase Agreement (Health Care Property Investors Inc)
Reporting Requirements. The Company, during the period when the ---------------------- Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required prescribed by the 1934 Act and the 1934 Act Regulations.
Appears in 3 contracts
Samples: Distribution Agreement (Washington Real Estate Investment Trust), Distribution Agreement (Puget Sound Energy Inc), Colonial Realty Limited Partnership
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file file, and provide to the Agents a reasonable amount of time prior to such filing, all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required prescribed by the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder.
Appears in 3 contracts
Samples: Distribution Agreement (Homeside Lending Inc), Homeside Lending Inc, Homeside Lending Inc
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file promptly all documents required to be filed with the Commission pursuant to Section 13, 14 or 15 of the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 3 contracts
Samples: Purchase Agreement (Health Care Property Investors Inc), Purchase Agreement (Health Care Property Investors Inc), Purchase Agreement (Health Care Property Investors Inc)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file promptly all documents required to be filed with the Commission SEC pursuant to Sections 13(a), 13(c), 14 or 15(d) of the 1934 Act within the time periods required period prescribed by the 1934 Act and the 1934 Act Regulations.
Appears in 3 contracts
Samples: Popular Inc, Popular Inc, Popular International Bank Inc
Reporting Requirements. The Company, during the period when a prospectus relating to the Prospectus Notes is (or, but for the exception afforded by Rule 172, would be) required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder.
Appears in 3 contracts
Samples: Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.), Underwriting Agreement (THL Credit, Inc.)
Reporting Requirements. The Company, during the period when the Prospectus a prospectus is required to be delivered (or but for Rule 172 of the 1933 Act Regulations would be required to be delivered) under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Simon Property Group L P /De/), Underwriting Agreement (Simon Property Group Inc /De/), Underwriting Agreement (Simon Property Group Inc /De/)
Reporting Requirements. The CompanyCompany and the Operating Partnership, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Eop Operating LTD Partnership), Eop Operating (Eop Operating LTD Partnership), Underwriting Agreement (Eop Operating LTD Partnership)
Reporting Requirements. The Company, during the period when a prospectus relating to the Prospectus Notes is (or, but for the exception afforded by Rule 172, would be) required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulationssuch act, rule or regulation.
Appears in 3 contracts
Samples: Underwriting Agreement (First Eagle Alternative Capital BDC, Inc.), Underwriting Agreement (First Eagle Alternative Capital BDC, Inc.), Underwriting Agreement (THL Credit, Inc.)
Reporting Requirements. The Company, during the period when the Prospectus is are required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 3 contracts
Samples: Purchase Agreement (Sykes Enterprises Inc), Purchase Agreement (Rehabcare Group Inc), Purchase Agreement (Edison Schools Inc)
Reporting Requirements. The Company, during the period when the Prospectus is (or, but for the exception afforded by Rule 172, would be) required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations. Additionally, the Company shall report the use of proceeds from the issuance of the Shares as may be required under Rule 463 under the 1933 Act.
Appears in 3 contracts
Samples: Underwriting Agreement (Springleaf Holdings, Inc.), Underwriting Agreement (Nationstar Mortgage Holdings Inc.), Underwriting Agreement (Nationstar Mortgage Holdings Inc.)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 ActDelivery Period, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (Wright Medical Group N.V.), Underwriting Agreement (Wright Medical Group N.V.), Purchase Agreement (Tornier N.V.)
Reporting Requirements. The Company, during the period when the U.S. Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 3 contracts
Samples: Purchase Agreement (Federated Investors Inc /Pa/), Purchase Agreement (Quality Food Centers Inc), Dial Corp /New/
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and Regulations that are applicable to the 1934 Act RegulationsCompany.
Appears in 3 contracts
Samples: Purchase Agreement (Nasdaq Stock Market Inc), Purchase Agreement (Nasdaq Stock Market Inc), Purchase Agreement (Nasdaq Stock Market Inc)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 ActDelivery Period, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1933 Act, 1933 Act Regulations, 1934 Act and the 1934 Act Regulations.
Appears in 3 contracts
Samples: Underwriting Agreement (JELD-WEN Holding, Inc.), Underwriting Agreement (JELD-WEN Holding, Inc.), Underwriting Agreement (JELD-WEN Holding, Inc.)
Reporting Requirements. The Company, during the any period when the Prospectus is required to be delivered under the 1933 Act or and the 1934 Act (including in circumstances where such requirement may be satisfied pursuant to Rule 172 under the 1933 Act), will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act RegulationsAct.
Appears in 3 contracts
Samples: Equity Distribution Agreement (AG Mortgage Investment Trust, Inc.), Equity Distribution Agreement (AG Mortgage Investment Trust, Inc.), Equity Distribution Agreement (AG Mortgage Investment Trust, Inc.)
Reporting Requirements. The Company, during During the period when the Prospectus is required by the 1933 Act to be delivered under in connection with sales of the 1933 Act or Securities, the 1934 ActCompany will, will subject to Section 3(c), file promptly all documents required to be filed with the Commission pursuant to Section 13, 14 or 15(d) of the 1934 Act within the time periods required by the 1934 Act and the 1934 Act RegulationsAct.
Appears in 3 contracts
Samples: Bedford Property Investors Inc/Md, Bedford Property Investors Inc/Md, Bedford Property Investors Inc/Md
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, Delivery Period will file all documents required to be filed with the Commission pursuant to to, and in accordance with, the 1934 Act and the 1934 Regulations within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Management Agreement (Gramercy Capital Corp), Management Agreement (Gramercy Capital Corp)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods and to the extent required by the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder.
Appears in 2 contracts
Samples: Purchase Agreement (Webster Preferred Capital Corp), Harris Preferred Capital Corp
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 ActAct (including, without limitation, pursuant to Rule 172 or 173), will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Light Sciences Oncology Inc), Underwriting Agreement (Light Sciences Oncology Inc)
Reporting Requirements. The Company, during the period when the Time of Sale Prospectus or the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Quest Diagnostics Inc), Underwriting Agreement (Quest Diagnostics Inc)
Reporting Requirements. The Company, during the period when the Prospectus is Final Prospectuses are required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Utstarcom (Utstarcom Inc), Underwriting Agreement (Utstarcom Inc)
Reporting Requirements. The CompanyCompany and the Trust, during the period ---------------------- when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Purchase Agreement (Colonial Capital Trust Iii), Purchase Agreement (VNB Capital Trust I)
Reporting Requirements. The Company, during the period when the Prospectus is required (or but for the exemption in Rule 172 would be required) to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Purchase Agreement (Alleghany Corp /De), Purchase Agreement (Darwin Professional Underwriters Inc)
Reporting Requirements. The Company, during the period when the Prospectus Supplement is required to be delivered (or but for Rule 172 of the 1933 Act Regulations would be required to be delivered) under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Simon Property Group Inc /De/), Underwriting Agreement (Simon Property Group Inc /De/)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file file, and will cause to be filed, all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required prescribed by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Representations and Indemnity Agreement (Allstate Life Global Funding), Representations and Indemnity Agreement (Allstate Life Insurance Co)
Reporting Requirements. The Company, during the period when the Prospectus is Prospectuses are required to be delivered under the 1933 Act or the 1934 Act, will use its best efforts to file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder. SECTION 4.
Appears in 2 contracts
Samples: Brylane Inc, Brylane Inc
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to to, and in accordance with, the 1934 Act and the 1934 Regulations within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Management Agreement (Gramercy Capital Corp), Management Agreement (Gramercy Capital Corp)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed by the Company with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Spirit of Texas Bancshares, Inc.), Underwriting Agreement (Independent Bank Group, Inc.)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by by, and each such document will comply in all material respects with the requirements of, the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Finwise Bancorp), Tectonic Financial, Inc.
Reporting Requirements. The Company, during the period when the Prospectus a prospectus is required to be delivered under the 1933 Act or (including in circumstances where such requirement may be satisfied, with the 1934 Actprior consent of the Representative, by Rule 172 under the 1933 Act Regulations), will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Triumph Bancorp, Inc.), Underwriting Agreement (Triumph Bancorp, Inc.)
Reporting Requirements. The Company, on behalf of the Trusts, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required prescribed by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Ing Usa Annuity & Life Insurance Co, Ing Usa Annuity & Life Insurance Co
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 ActDelivery Period, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by prescribed by, and meeting the requirements of, the 1934 Act and the 1934 Act Regulations. Additionally, the Company shall report the use of the net proceeds from the sale of any Notes as may be required under the 1933 Act and the 1933 Act Regulations, including, if applicable, Rule 463 of the 1933 Act Regulations.
Appears in 2 contracts
Samples: Distribution Agreement (American Honda Finance Corp), Distribution Agreement (American Honda Finance Corp)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will shall file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Bedford Property Investors Inc/Md, Imco Recycling Inc
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 1940 Act, will file all documents required to be filed with the Commission pursuant to the 1934 1940 Act within the time periods required by the 1934 1940 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder.
Appears in 2 contracts
Samples: Purchase Agreement (General American Investors Co Inc), General American Investors Co Inc
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Act, will file all documents required to be filed with the Commission pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulationsrules and regulations of the Commission thereunder.
Appears in 2 contracts
Samples: Purchase Agreement (Usi Holdings Corp), Purchase Agreement (Usi Holdings Corp)
Reporting Requirements. The Company, during the period when the Prospectus is required to be delivered under the 1933 Act or the 1934 Exchange Act, will file all documents required to be filed with the Commission pursuant to the 1934 1940 Act and the Exchange Act within the time periods required by the 1934 1940 Act and the 1934 Exchange Act Regulationsand the rules and regulations of the Commission thereunder, respectively.
Appears in 2 contracts
Samples: Purchase Agreement (Firsthand Technology Value Fund, Inc.), Purchase Agreement (Firsthand Technology Value Fund, Inc.)
Reporting Requirements. The Company, during the period when the Prospectus a prospectus is required to be delivered under the 1933 Act or (including in circumstances where such requirement may be satisfied, with the 1934 Actprior consent of the Representatives, by Rule 172 under the 1933 Act Regulations), will file all documents required to be filed with the Commission by the Company pursuant to the 1934 Act within the time periods required by the 1934 Act and the 1934 Act Regulations.
Appears in 2 contracts
Samples: Underwriting Agreement (Oceanfirst Financial Corp), Fulton Financial Corp
