Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:
Appears in 331 contracts
Samples: Registration Rights Agreement (Alzamend Neuro, Inc.), Registration Rights Agreement (Canopy Growth Corp), Exchange and Subscription Agreement (Canopy Growth Corp)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersignedor more) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:
Appears in 28 contracts
Samples: Investor Rights Agreement (WisdomTree Investments, Inc.), Securities Purchase Agreement (Nephros Inc), Registration Rights Agreement (Kior Inc)
Relationships with the Company. Except as set forth below, neither the undersigned Covered Person nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of or more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:
Appears in 9 contracts
Samples: Employment Agreement (Sierra Income Corp), Employment Agreement (Medley Management Inc.), Registration Rights Agreement (PJT Partners Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:: ______________________________________________________________________________ ______________________________________________________________________________
Appears in 4 contracts
Samples: Registration Rights Agreement (Youngevity International, Inc.), Registration Rights Agreement (Kaching Kaching, Inc.), Registration Rights Agreement (Rx Staffing, Inc.)
Relationships with the Company. (a) Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors directors, family members, or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:
Appears in 4 contracts
Samples: Subscription Agreement (Mogul Energy International, Inc.), Subscription Agreement (Mogul Energy International, Inc.), Registration Rights Agreement (Phytomedical Technologies Inc)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:: Annex B
Appears in 4 contracts
Samples: Registration Rights Agreement (Mri Interventions, Inc.), Registration Rights Agreement (Mri Interventions, Inc.), Registration Rights Agreement (Mri Interventions, Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:: ___________________________________________________________________________
Appears in 4 contracts
Samples: Registration Rights Agreement (Ats Medical Inc), Registration Rights Agreement (Mdi, Inc.), Registration Rights Agreement (Rockwell Medical Technologies Inc)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three (3) years. State any exceptions here:
Appears in 4 contracts
Samples: Registration Rights Agreement (PowerFleet, Inc.), Registration Rights Agreement (Sequential Brands Group, Inc.), Registration Rights Agreement (Sequential Brands Group, Inc.)
Relationships with the Company. 1) Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersignedor more) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (Eos Petro, Inc.), Registration Rights Agreement (Eos Petro, Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersignedor more) has held any position or office or has had any other material relationship with the Company (or its either of their predecessors or affiliates) during the past three years. State any exceptions here:
Appears in 2 contracts
Samples: Agreement and Plan of Merger (Ophthotech Corp.), Stockholder Agreement (Ophthotech Corp.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:: 1 If not indicated otherwise, it will be assumed that the Selling Stockholder possesses sole voting and sole investment power with respect to all securities listed herein.
Appears in 2 contracts
Samples: Stock Purchase Agreement (Lianluo Smart LTD), Securities Purchase Agreement (Guardion Health Sciences, Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:: I confirm that, to the best of my knowledge and belief, the foregoing statements (including without limitation the answers to this Questionnaire) are correct.
Appears in 2 contracts
Samples: Registration Rights Agreement (Health Insurance Innovations, Inc.), Merger Agreement (Health Insurance Innovations, Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:.
Appears in 2 contracts
Samples: Registration Rights Agreement (AmpliPhi Biosciences Corp), Registration Rights Agreement (Ignyta, Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. BOS 47578130v5 State any exceptions here:
Appears in 1 contract
Samples: Execution Copy Registration Rights Agreement (WashingtonFirst Bankshares, Inc.)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:: Xxxx-Xxxxx Xxxxxxxxx is a Director on Tengion’s board. See also number 5 above.
Appears in 1 contract
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:: 2 If not indicated otherwise, it will be assumed that the Selling Stockholder possesses sole voting and sole investment power with respect to all securities listed herein.
Appears in 1 contract
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:: Xxxx-Xxxxx Xxxxxxxxx is a Director on Tengion's board. See also number 5 above.
Appears in 1 contract
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here::
Appears in 1 contract
Samples: Registration Rights Agreement (Assure Holdings Corp.)
Relationships with the Company. Except as set forth belowbelow in this Item 6, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:
Appears in 1 contract
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions herebelow:
Appears in 1 contract
Relationships with the Company. 与公司的关系 Except as set forth below, neither the undersigned nor any of its affiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. 除了以下所列，下列签署人或其关联人、高级职员、董事或主要证券持有人（下列签署人的5%以上股份的持有人）在过去三年内没有在公司内担任任何职位或与公司有其他重要关系。 State any exceptions here:: 请列举例外情况：
Appears in 1 contract
Samples: Registration Rights Agreement (MOQIZONE HOLDING Corp)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliatesAffiliates, officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersigned) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliatesAffiliates) during the past three years. State any exceptions here:
Appears in 1 contract
Samples: Form of Registration Rights Agreement (Wonder Auto Technology, Inc)
Relationships with the Company. Except as set forth below, neither the undersigned nor any of its affiliates, ,officers, directors or principal equity holders (owners of 5% of more of the equity securities of the undersignedor more) has held any position or office or has had any other material relationship with the Company (or its predecessors or affiliates) during the past three years. State any exceptions here:
Appears in 1 contract
