RELATIONSHIP WITH CLIENTS. 4.1 Marketing Partner shall not represent itself as the Company or any member of the Ava Group and should specify on its website (if it has any) of the nature of the Marketing Partner relationship.
RELATIONSHIP WITH CLIENTS. 5.1 The Intermediary is solely responsible for the advice and recommendations which it gives to clients.
RELATIONSHIP WITH CLIENTS. 4.1 Affiliate shall not represent itself as the Company or any member of the Ava Group and should specify on its website (if it has any) of the nature of the IB relationship.
RELATIONSHIP WITH CLIENTS. 5.1 Insofar as the policyholders have chosen to appoint the Intermediary to advise upon and arrange their insurance, the policyholders remain the clients of the Intermediary. The Company undertakes that it will not directly and knowingly solicit the Insurance Business dealt with under this Agreement away from the Intermediary during the currency of this Agreement, and for a period of 36 months following termination.
RELATIONSHIP WITH CLIENTS. 4.1. The Affiliate shall not represent itself as the Master Affiliate and/ or Licensed Companies and should specify on its website (if it has any) of the nature of the relationship.
RELATIONSHIP WITH CLIENTS. The Contributed Business’ relationship with its clients is satisfactory and nothing has come to the attention of Azoff Management, including any written, oral or email correspondence from any client or any representative or advisor of a client, that, taken in the aggregate together with all other available information, causes Azoff Management to believe that the Contributed Business’ relationship with any client is not satisfactory. No client has terminated or canceled (or threatened to terminate or cancel) his Contract with the Contributed Business since January 1, 2012.
RELATIONSHIP WITH CLIENTS. 1) Our primary obligation is to provide confidential services without discrimination to any woman and child.
RELATIONSHIP WITH CLIENTS. 12.01 The Employer’s and employee’s primary obligation is to provide confidential services without discrimination to any woman and child.
RELATIONSHIP WITH CLIENTS. Advisor shall be primarily responsible to Clients with respect to Client’s Dashboard. Advisor will act as each of its Client’s investment adviser and primary point of contact with respect to Client’s Dashboard. Advisor shall have an advisor-client relationship with each of its Clients that is governed by an investment advisory agreement as required by Section 6.2 of this Agreement. Authority for exercising and processing proxy votes and similar actions with respect to Investments in Platform Accounts shall be as agreed between the Advisor and each of its Clients. In no event shall Altruist be responsible for exercising or advising as to decisions related to proxies or any legal proceedings, including bankruptcies or class actions, involving Securities or other property included or previously included in the Accounts or the issuers of such Securities or other property. In addition, the Advisor shall be responsible for all aspects of Client onboarding, including all know your customer and anti-money laundering requirements and shall, in applicable circumstances, review Client formation and governing documents to determine which individuals possess the requisite authority to act on behalf of a Client (e.g., trustees for a trust) and who should, therefore, have access to the Client Dashboard. Before providing advice regarding an Investment to a Client, Advisor will: (A) review relevant information about the Client and the Investment sufficient to understand the Client’s investment objectives and the nature of the Investment, including the Client’s responses to the Questionnaire; and (B) reasonably believe that the recommendation is in the Client’s best interest in light of the Client’s profile, the Client’s portfolio as managed by Advisor and Advisor’s firm and the potential: (i) risks; (ii) rewards; and (iii) costs associated with the Investment.
RELATIONSHIP WITH CLIENTS. 7.1 The Intermediary will pass on immediately, without amendment, any documentation that is either supplied by Unisure or the Product Provider for the benefit of or completion by the Client, or is provided by the Client in relation to a Product.
