Common use of Related Party Transactions Clause in Contracts

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, which is not so described.

Appears in 32 contracts

Samples: Underwriting Agreement (AGNC Investment Corp.), Underwriting Agreement (AGNC Investment Corp.), Underwriting Agreement (AGNC Investment Corp.)

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Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be required by the 1933 Securities Act or by the 1933 Regulations to be described disclosed in the Registration Statement, the General Disclosure Package Statement and the Prospectus, which is not so describeddisclosed.

Appears in 23 contracts

Samples: Underwriting Agreement (Better Therapeutics, Inc.), Underwriting Agreement (Sonnet BioTherapeutics Holdings, Inc.), Underwriting Agreement (Synlogic, Inc.)

Related Party Transactions. No There is no relationship, direct or indirect, that exists between or among the Company or any of its the Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and or the Prospectus, which is not so described.

Appears in 18 contracts

Samples: Underwriting Agreement (Modiv Inc.), Underwriting Agreement (Modiv Inc.), Underwriting Agreement (Modiv Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partnersshareholders, customers or suppliers of the Company or any of the Subsidiaries its subsidiaries on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described (including by way of incorporation by reference) in the Registration Statement, Statement and the General Disclosure Package and the Prospectus, which is not so described.

Appears in 14 contracts

Samples: Underwriting Agreement (LyondellBasell Industries N.V.), Underwriting Agreement (LyondellBasell Industries N.V.), Underwriting Agreement (LyondellBasell Industries N.V.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries subsidiaries, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries its subsidiaries, on the other handother, which would be that is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Preliminary Prospectus or the Prospectus and the Prospectus, which that is not so describeddescribed therein.

Appears in 9 contracts

Samples: Underwriting Agreement (Biomarin Pharmaceutical Inc), Underwriting Agreement (Biomarin Pharmaceutical Inc), Underwriting Agreement (Biomarin Pharmaceutical Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, which is not so described.

Appears in 9 contracts

Samples: Sales Agreement (AGNC Investment Corp.), Sales Agreement (MTGE Investment Corp.), Sales Agreement (MTGE Investment Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any affiliate of its Subsidiaries the Company on the one hand, and the directorsany former or current director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations rules and regulations enacted thereunder to be described in the Registration Statement, Statement or the General Disclosure Package and the Prospectus, Prospectus which is not so describeddescribed or is not described as required.

Appears in 8 contracts

Samples: Underwriting Agreement (Vertex Pharmaceuticals Inc / Ma), Vertex Pharmaceuticals Incorporated (Vertex Pharmaceuticals Inc / Ma), Vertex Pharmaceuticals Incorporated (Vertex Pharmaceuticals Inc / Ma)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any affiliate of its Subsidiaries the Company, on the one hand, and the directorsany director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Act Regulations to be described in the Registration Statement, Statement or the General Disclosure Package and the Prospectus, Prospectus which is not so describeddescribed or is not described as required.

Appears in 8 contracts

Samples: Purchase Agreement (Nasdaq Stock Market Inc), Purchase Agreement (RBC Bearings INC), Purchase Agreement (RBC Bearings INC)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any of its Subsidiaries Subsidiaries, on the one hand, and the directors, officers, trusteesemployees, managerscontractors, stockholders, partnerscustomers, customers distributors or suppliers of the Company or any of the Subsidiaries its Subsidiaries, on the other handother, which would be that is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, which Prospectus and that is not so described.

Appears in 7 contracts

Samples: Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc), Underwriting Agreement (Wireless Ronin Technologies Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trustees, managers, stockholders, partnersshareholders, customers or suppliers of the Company or any of the Subsidiaries Company, on the other handother, which would be that is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and/or the Prospectus and the Prospectus, which that is not so described.

Appears in 7 contracts

Samples: Purchase Agreement (Hatteras Financial Corp), Purchase Agreement (Hatteras Financial Corp), Purchase Agreement (Hatteras Financial Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers stockholders of the Company or any of the Subsidiaries Company, on the other handother, which would be that is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, which Prospectus and that is not so describeddescribed in such documents. There are no related-party transactions involving the Company or any of the Subsidiaries or any other person required to be described in the Registration Statement, Disclosure Package or the Prospectus which have not been described as required.

Appears in 6 contracts

Samples: Securities Purchase Agreement (ImmunityBio, Inc.), Securities Purchase Agreement (ImmunityBio, Inc.), Securities Purchase Agreement (ImmunityBio, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries subsidiaries (including the Partnership), on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of its subsidiaries (including the Subsidiaries Partnership), on the other handother, which would be that is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Prospectus and the Prospectus, which is not so described.

Appears in 6 contracts

Samples: Equity Distribution Agreement (Regency Centers Corp), Equity Distribution Agreement (Regency Centers Corp), Equity Distribution Agreement (Regency Centers Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its the Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholdersshareholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, Prospectus and which is not so described.

Appears in 6 contracts

Samples: Purchase Agreement (DiamondRock Hospitality Co), Purchase Agreement (DiamondRock Hospitality Co), Purchase Agreement (DiamondRock Hospitality Co)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partnersstockholders (or analogous interest holders), customers or suppliers of the Company or any of the Subsidiaries their affiliates on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations Securities Laws to be described in the Registration Statement, the General Disclosure Package and the Prospectus, Final Prospectus or a document incorporated by reference therein and which is not so described.

Appears in 6 contracts

Samples: Underwriting Agreement (Evoke Pharma Inc), Underwriting Agreement (U.S. Gold Corp.), Underwriting Agreement (Onconova Therapeutics, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any affiliate of its Subsidiaries the Company, on the one hand, and the directorsany director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Act Regulations to be described in the Registration Statement, Statement or the General Disclosure Package and the Prospectus, Prospectus which is not so describeddescribed or is not described as required.

Appears in 6 contracts

Samples: Underwriting Agreement (Parallel Petroleum Corp), Underwriting Agreement (Syntroleum Corp), Underwriting Agreement (Remington Oil & Gas Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any affiliate of its Subsidiaries the Company on the one hand, and the directorsany former or current director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Act Regulations to be described in the Registration Statement, Statement or the General Disclosure Package and the Prospectus, Prospectus which is not so describeddescribed or is not described as required.

Appears in 5 contracts

Samples: Purchase Agreement (MSC Industrial Direct Co Inc), Purchase Agreement (MSC Industrial Direct Co Inc), Purchase Agreement (MSC Industrial Direct Co Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its the Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholdersshareholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, Prospectus and which is not so described.

Appears in 4 contracts

Samples: Sales Agreement (DiamondRock Hospitality Co), Sales Agreement (DiamondRock Hospitality Co), Sales Agreement (DiamondRock Hospitality Co)

Related Party Transactions. No There is no relationship, direct or indirect, that exists between or among the Company or any of its the Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and Statement or the Prospectus, which is not so described.

Appears in 4 contracts

Samples: Terms Agreement (American Finance Trust, Inc), Terms Agreement (American Finance Trust, Inc), Terms Agreement (New York City REIT, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company and its subsidiaries or any affiliate of the Company or any of its Subsidiaries subsidiaries, on the one hand, and the directorsany former or current director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them (including any member of their immediate family), on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in a registration statement on Form S-1 which is not so described in the Registration Statement, the General Disclosure Package and the Prospectus, which is not so described.

Appears in 3 contracts

Samples: Underwriting Agreement (Warrior Met Coal, LLC), Underwriting Agreement (Noranda Aluminum Holding CORP), Purchase Agreement (Noranda Aluminum Holding CORP)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company and its subsidiaries or any affiliate of the Company or any of its Subsidiaries subsidiaries, on the one hand, and the directorsany former or current director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them (including any member of their immediate family), on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in a registration statement on Form S-3 which is not so described in the Registration Statement, the General Disclosure Package and the Prospectus, which is not so described.

Appears in 3 contracts

Samples: Underwriting Agreement (Noranda Aluminum Holding CORP), Underwriting Agreement (Noranda Aluminum Holding CORP), Underwriting Agreement (Noranda Aluminum Holding CORP)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries Company, on the other hand, which would be that is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, Prospectus which is not so described.

Appears in 3 contracts

Samples: Sales Agreement (Trevena Inc), Sales Agreement (Trevena Inc), Sales Agreement (Trevena Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries the Subsidiaries, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries Subsidiaries, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, which Prospectus that is not so describeddescribed in such documents or such documents incorporated by reference therein and, if necessary, in any Permitted Free Writing Prospectus.

Appears in 3 contracts

Samples: Equity Distribution Program Distribution Agreement (Ram Energy Resources Inc), Dealer Manager Agreement (Oilsands Quest Inc), Equity Distribution Program (Oilsands Quest Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company and its subsidiaries or any affiliate of the Company or any of its Subsidiaries subsidiaries, on the one hand, and the directorsany former or current director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them (including any member of their immediate family), on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in a registration statement on Form S-3 which is not so described in the Registration Statement, the General Disclosure Package and the Prospectus, which is not so describedProspectus or any document incorporated by reference therein.

Appears in 3 contracts

Samples: Underwriting Agreement (Warrior Met Coal, Inc.), Underwriting Agreement (Warrior Met Coal, Inc.), Underwriting Agreement (Warrior Met Coal, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trusteesemployees, managerscontractors, stockholders, partnerscustomers, customers distributors or suppliers of the Company or any of the Subsidiaries Company, on the other handother, which would be that is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, which Prospectus and that is not so described.

Appears in 3 contracts

Samples: Underwriting Agreement (Cabg Medical Inc), Underwriting Agreement (Cabg Medical Inc), Underwriting Agreement (Mathstar Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers stockholders of the Company or any of the Subsidiaries Company, on the other handother, which would be that is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, which Prospectus and that is not so describeddescribed in such documents.

Appears in 3 contracts

Samples: Sales Agreement (Allakos Inc.), Common Stock (Evelo Biosciences, Inc.), Common Stock (Evelo Biosciences, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers stockholders or suppliers of the Company or any of the Subsidiaries Company, on the other handother, which would be that is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, which Prospectus and that is not so describeddescribed in such documents.

Appears in 3 contracts

Samples: Open Market Sale (Chimerix Inc), Open Market Sale (Chimerix Inc), Chimerix Inc

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries the Subsidiaries, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries Subsidiaries, on the other handother, which would be that is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, Statement and/or the General Disclosure Package Prospectus and the Prospectus, which that is not so described.

Appears in 3 contracts

Samples: Sales Agreement (Hatteras Financial Corp), Sales Agreement (Hatteras Financial Corp), Sales Agreement (Hatteras Financial Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries Company, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statutory Prospectus and the Prospectus, Prospectus and which is not so described. There are no outstanding loans, advances or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members.

Appears in 2 contracts

Samples: Underwriting Agreement (Allion Healthcare Inc), Underwriting Agreement (Allion Healthcare Inc)

Related Party Transactions. No business relationship, direct or indirect, exists between or among the Company or any of its the Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers managers or suppliers shareholders of the Company or any of the Subsidiaries on the other hand, which would be that is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, which Prospectus that is not so described.

Appears in 2 contracts

Samples: Underwriting Agreement (Raptor Pharmaceutical Corp), Syntroleum Corp

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its the Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, which is not so described.

Appears in 2 contracts

Samples: Sales Agreement (AGNC Investment Corp.), Sales Agreement (AGNC Investment Corp.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any affiliate of its Subsidiaries the Company, on the one hand, and the directorsSponsor or any director, officersdirector nominee, trusteesexecutive officer, managersshareholder, stockholdersspecial advisor, partners, customers customer or suppliers supplier of the Company or any affiliate of the Subsidiaries Company, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations Exchange Act to be described in the Registration Statement, Statutory Prospectus or the General Disclosure Package and the Prospectus, Prospectus which is not so described.described as

Appears in 2 contracts

Samples: Healthcare AI Acquisition Corp., Healthcare AI Acquisition Corp.

Related Party Transactions. No business relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries the Subsidiary on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers managers or suppliers shareholders of the Company or any of the Subsidiaries Subsidiary on the other hand, which would be that is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, which Prospectus that is not so described.

Appears in 2 contracts

Samples: Underwriting Agreement (AxoGen, Inc.), Underwriting Agreement (AxoGen, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company Company, the Subsidiaries or any affiliate of its Subsidiaries the Company, on the one hand, and the directorsany director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be required by the 1933 Exchange Act or by the 1933 Regulations to be described in the Registration Statement, Company’s proxy statement for the General Disclosure Package and the Prospectus, election of directors in 2006 which is not so describeddescribed in the Current SEC Reports or Section 3.17 of the Company Disclosure Schedule.

Appears in 2 contracts

Samples: Purchase Agreement (Mihaylo Steven G), Purchase Agreement (Internet America Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries Company, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, Prospectus and which is not so described. There are no outstanding loans, advances or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement and the Prospectus.

Appears in 2 contracts

Samples: Underwriting Agreement (Crocs, Inc.), Underwriting Agreement (Crocs, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partnersstockholders (or analogous interest holders), customers or suppliers of the Company or any of the Subsidiaries their affiliates on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations Securities Laws to be described in the Registration Statement, the General Disclosure Package and the Prospectus, Prospectus or a document incorporated by reference therein and which is not so described.

Appears in 2 contracts

Samples: Underwriting Agreement (Spherix Inc), Underwriting Agreement (Spherix Inc)

Related Party Transactions. No There is no relationship, direct or indirect, that exists between or among the Company or any of its the Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and Statement or the Prospectus, which is not so described.

Appears in 2 contracts

Samples: Dealer Manager Agreement (New York City REIT, Inc.), Preferred Stock Purchase Agreement (Healthcare Trust, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries subsidiaries, on the one hand, and the directors, officers, trusteesshareholders, managerscustomers, stockholders, partners, customers suppliers or suppliers other affiliates of the Company or any of the Subsidiaries its subsidiaries, on the other handother, which would be that is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement or the Prospectus and that is not so described in the Registration Statement, the General Pricing Disclosure Package and the Prospectus, which is not so described.

Appears in 2 contracts

Samples: dLocal LTD, Patria Investments LTD

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries Company, on the other hand, which would be that is required by the 1933 Securities Act or by and the 1933 Regulations rules and regulations thereunder to be described in the Registration Statement, the General Disclosure Package Draft Preliminary Prospectus and the Prospectus, which that is not so described.

Appears in 2 contracts

Samples: Stock Purchase Agreement (ACM Research, Inc.), Stock Purchase Agreement (ACM Research, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company, the Guarantors or any affiliate of the Company or any of its Subsidiaries Guarantor, on the one hand, and the directorsany director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations rules and regulations enacted thereunder to be described in the Registration Statement, the General Disclosure Package and the Prospectus, a registration statement on Form S-3 which is not so describeddescribed or is not described as required in the Offering Memorandum.

Appears in 2 contracts

Samples: Purchase Agreement (Sonic Automotive Clearwater Inc), Purchase Agreement (Sre Maryland 2 LLC)

Related Party Transactions. (i) No relationship, direct or indirect, exists between or among the Company and the Company Subsidiaries or any of its Subsidiaries their respective Affiliates, on the one hand, and the directorsany director, officersofficer, trusteesmember, managersshareholder, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries its Affiliates, on the other hand, which would be required by the 1933 Securities Act or by the 1933 Regulations to be described in disclosed pursuant to Item 404 of Regulation S-K under the Registration Statement, the General Disclosure Package and the Prospectus, which is not so describedSecurities Act.

Appears in 2 contracts

Samples: Agreement and Plan of Merger (Mission Community Bancorp), Voting and Support Agreement (Heritage Oaks Bancorp)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries subsidiaries, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries its subsidiaries, on the other hand, which would be that is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package or the Prospectus and the Prospectus, which that is not so describeddescribed therein.

Appears in 2 contracts

Samples: Underwriting Agreement (Tetra Technologies Inc), Tetra Technologies Inc

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partnersstockholders (or analogous interest holders), customers or suppliers of the Company or any of the Subsidiaries its affiliates on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, Prospectus or a document incorporated by reference therein and which is not so described.

Appears in 2 contracts

Samples: Sales Agreement (Aveo Pharmaceuticals Inc), Equity Distribution Agreement (Aevi Genomic Medicine, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers stockholders of the Company or any of the Subsidiaries Company, on the other handother, which would be that is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, which Prospectus and that is not so describeddescribed in such documents.

Appears in 2 contracts

Samples: Terms Agreement (Denali Therapeutics Inc.), Terms Agreement (Denali Therapeutics Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries the Subsidiaries, on the one hand, and the directors, officers, trustees, managers, stockholdersshareholders, partners, customers or suppliers of the Company or any of the Subsidiaries Subsidiaries, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Prospectus and the Prospectus, any Permitted Free Writing Prospectus and which is not so described.

Appears in 2 contracts

Samples: Distribution Agreement (DiamondRock Hospitality Co), Distribution Agreement (DiamondRock Hospitality Co)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries Company, on the other hand, which would be that is required by the 1933 Act or by the 1933 Regulations to be described under the Securities Act in the Registration Statement, the General Disclosure Package and the Prospectus, most recent Preliminary Prospectus which is not so described.

Appears in 1 contract

Samples: Terms Agreement (Silvergate Capital Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company Company, the Subsidiaries or any affiliate of its Subsidiaries the Company, on the one hand, and the directorsany director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be required by the 1933 Exchange Act or by the 1933 Regulations rules and regulations enacted thereunder to be described in the Registration Statement, Company's proxy statement for the General Disclosure Package and the Prospectus, election of directors in 1999 which is not so describeddescribed in the Current SEC Reports or Schedule 3.17 of the Company Disclosure Schedule.

Appears in 1 contract

Samples: Purchase Agreement (SCF Iv Lp)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, Statement or the General Disclosure Package Prospectus and the Prospectus, which is not so described. All transactions by the Company with officers, directors or control persons of the Company have been duly approved by the Board of Directors of the Company, or duly appointed committees thereof, if and to the extent required under applicable law.

Appears in 1 contract

Samples: Open Market Sale (TFF Pharmaceuticals, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or its subsidiaries or any Affiliate of the Company or its Subsidiaries subsidiaries, on the one hand, and the directorsany former or current director, officersofficer, trusteesshareholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them (including any member of their immediate family), on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, a registration statement on Form S-3 which is not so describeddescribed as required in the Pricing Circular.

Appears in 1 contract

Samples: Purchase Agreement (Titan International Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries subsidiaries, on the one hand, and the directors, officers, trustees, managers, stockholders, partnerscustomers, customers suppliers or suppliers other affiliates of the Company or any of the Subsidiaries its subsidiaries, on the other handother, which would be that is required by the 1933 Securities Act or by the 1933 Regulations Exchange Act, as applicable, to be described in each of the Registration Statement, the General Disclosure Package Statement and the Prospectus, which Prospectus and that is not so describeddescribed in such documents.

Appears in 1 contract

Samples: Common Stock Sales Agreement (Annexon, Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partnersshareholders, customers or suppliers of the Company or any of the Subsidiaries its subsidiaries on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described (including by way of incorporation by reference) in the Registration Statement, Statement and the General Disclosure Package and as of the Prospectus, respective dates of those documents which is not so described.

Appears in 1 contract

Samples: Underwriting Agreement (Tesco Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of and its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partnersshareholders, customers or suppliers of the Company or any of the and its Subsidiaries on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, Prospectus which is not so described.

Appears in 1 contract

Samples: Industrial Distribution Group Inc

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Subsidiaries, on the one hand, and the any directors, officers, trustees, managers, stockholders, partnersstockholders (or analogous interest holders), customers or suppliers of the Company or any of the its Subsidiaries or any of their affiliates, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package or the Prospectus or a document incorporated by reference therein and the Prospectus, which is not so described.

Appears in 1 contract

Samples: Equity Distribution Agreement (Cocrystal Pharma, Inc.)

Related Party Transactions. No business relationship, direct or indirect, exists between or among the Company or any of its the Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers stockholders or suppliers partners of the Company or any of the Subsidiaries on the other hand, which would be that is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, which Prospectus that is not so described.

Appears in 1 contract

Samples: HFF, Inc.

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholdersshareholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, Prospectus and which is not so described.

Appears in 1 contract

Samples: Purchase Agreement (Alesco Financial Inc)

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Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or its subsidiaries or any affiliate of the Company or its Subsidiaries subsidiaries, on the one hand, and the directorsany former or current director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them (including any member of their immediate family), on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, a registration statement on Form S-3 which is not so described or is not described as required in the General Disclosure Package and the Prospectus, which is not so described.

Appears in 1 contract

Samples: Purchase Agreement (Ucbh Holdings Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries subsidiaries, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries its subsidiaries, on the other handother, which that would be required by the 1933 Act or by the 1933 Regulations to be described in a registration statement to be filed with the Commission and that is not so described in each of the Registration Statement, the General Disclosure Package and the Prospectus, which is not so described.

Appears in 1 contract

Samples: Underwriting Agreement (Diana Containerships Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partnersshareholders, customers or suppliers of the Company or any of the Subsidiaries its subsidiaries on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the ProspectusProspectus by the 1933 Act or the 1933 Act Regulations, which is has not been so described.

Appears in 1 contract

Samples: Underwriting Agreement (National Penn Bancshares Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any affiliate of its Subsidiaries the Company on the one hand, and the directorsany former or current director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations rules and regulations enacted thereunder to be described in the Registration Statement, the General Disclosure Package and or the Prospectus, Prospectus which is not so describeddescribed or is not described as required.

Appears in 1 contract

Samples: Underwriting Agreement (Vertex Pharmaceuticals Inc / Ma)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partnersstockholders (or analogous interest holders), customers or suppliers of the Company or any of the Subsidiaries their affiliates on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Time of Sale Disclosure Package and the Prospectus, Prospectus and which is not so described.

Appears in 1 contract

Samples: Underwriting Agreement (Alexza Pharmaceuticals Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its the Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholdersshareholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be is required by Form S11 under the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, Prospectus and which is not so described.

Appears in 1 contract

Samples: Purchase Agreement (DiamondRock Hospitality Co)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any affiliate of its Subsidiaries the Company, on the one hand, and the directorsany director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Act Regulations (or by the Commission's "Statement About Management's Discussion and Analysis of Financial Condition and Results of Operations" (January 22, 2002) (the "MD&A Release")) to be described in the Registration Statement, Statement or the General Disclosure Package and the Prospectus, Prospectus which is not so describeddescribed or is not described as required.

Appears in 1 contract

Samples: Purchase Agreement (Kirklands Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries the Subsidiaries, on the one hand, and the directors, officers, trustees, managers, stockholdersshareholders, partners, customers or suppliers of the Company or any of the Subsidiaries Subsidiaries, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, Prospectus and which is not so described.

Appears in 1 contract

Samples: Underwriting Agreement (DiamondRock Hospitality Co)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any affiliate of its Subsidiaries the Company, on the one hand, and the directorsSponsor or any director, officersdirector nominee, trusteesexecutive officer, managersstockholder, stockholdersspecial advisor, partners, customers customer or suppliers supplier of the Company or any affiliate of the Subsidiaries Company, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations Exchange Act to be described in the Registration Statement, Statutory Prospectus or the General Disclosure Package and the Prospectus, Prospectus which is not so described.described as

Appears in 1 contract

Samples: Capstar Special Purpose Acquisition Corp.

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any affiliate of its Subsidiaries the Company, on the one hand, and the directorsany director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Act Regulations to be described in the Registration Statement, Statement of the General Disclosure Package and the Prospectus, Prospectus which is not so describeddescribed as required.

Appears in 1 contract

Samples: Underwriting Agreement (Cooperative Holdings Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, which is not so described.

Appears in 1 contract

Samples: American Capital Agency Corp

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or its subsidiaries or any affiliate of the Company or its Subsidiaries subsidiaries, on the one hand, and the directorsany former or current director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them (including any member of their immediate family), on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package a registration statement on Form S-1 and the Prospectus, which is not so describeddescribed in the Offering Memorandum.

Appears in 1 contract

Samples: Purchase Agreement (Mylan Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries subsidiaries, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries its subsidiaries, on the other handother, which would be that is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, which Prospectus and that is not so describeddescribed therein.

Appears in 1 contract

Samples: Purchase Agreement (Biomarin Pharmaceutical Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any affiliate of its Subsidiaries the Company, on the one hand, and the directorsany director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations rules and regulations enacted thereunder to be described in the Registration Statement, Statement or the General Disclosure Package and the Prospectus, Prospectus which is not so describeddescribed or is not described as required.

Appears in 1 contract

Samples: Purchase Agreement (Titan Wheel International Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its the Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholdersshareholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Prospectus and the Prospectus, any Permitted Free Writing Prospectus and which is not so described.

Appears in 1 contract

Samples: Distribution Agreement (DiamondRock Hospitality Co)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partnersshareholders, customers or suppliers of the Company or any of the Subsidiaries its subsidiaries on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, Prospectus by the 1933 Act or the 1933 Act Regulations which is has not been so described.

Appears in 1 contract

Samples: National Penn Bancshares Inc

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries the Subsidiaries, on the one hand, and the directors, officers, trustees, managers, stockholders, partnersshareholders, customers or suppliers of the Company or any of Company, the Subsidiaries or the Manager, on the other hand, which would be is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, which Prospectus that is not so described.

Appears in 1 contract

Samples: Underwriting Agreement (Anthracite Capital Inc)

Related Party Transactions. No relationship, direct or -------------------------- indirect, exists between or among any of the Company, the Guarantors or any affiliate of the Company or any of its Subsidiaries Guarantor, on the one hand, and the directorsany director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations rules and regulations enacted thereunder to be described in the Registration Statement, the General Disclosure Package and the Prospectus, a registration statement on Form S-3 which is not so describeddescribed or is not described as required in the Offering Memorandum.

Appears in 1 contract

Samples: Purchase Agreement (Autobahn Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company, the Guarantors or any affiliate of the Company or any of its Subsidiaries Guarantor, on the one hand, and the directorsany director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations rules and regulations enacted thereunder to be described in the Registration Statement, the General Disclosure Package and the Prospectus, a registration statement on Form S-1 which is not so describeddescribed or is not described as required in the Offering Memorandum.

Appears in 1 contract

Samples: Purchase Agreement (Sonic Automotive Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or any of its Subsidiaries Subsidiaries, on the one hand, and the directorsany director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries its Subsidiaries, on the other hand, which would be is required by the 1933 Securities Act or by the 1933 Regulations Exchange Act to be described in the Registration Statement, Preliminary Offering Memorandum or the General Disclosure Package and the Prospectus, Final Offering Memorandum which is not so describeddescribed as required.

Appears in 1 contract

Samples: Purchase Agreement (Quanta Services Inc)

Related Party Transactions. No relationship, agreement or arrangement, direct or indirect, exists between or among the Company or any of its Subsidiaries subsidiaries, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries its subsidiaries on the other hand, which would be that is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and or the Prospectus, Prospectus which is not so described.

Appears in 1 contract

Samples: Underwriting Agreement (Audeo Oncology, Inc.)

Related Party Transactions. No business relationship, direct or indirect, exists between or among the Company or any of its the Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers shareholders or suppliers partners of the Company or any of the Subsidiaries on the other hand, which would be that is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, which Prospectus that is not so described.

Appears in 1 contract

Samples: Up Agreement (Dynex Capital Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries Company, on the other hand, which would be that is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, which is has not been so described.

Appears in 1 contract

Samples: Gastar Exploration Inc.

Related Party Transactions. No relationship, direct or indirect, exists nor has any transaction, direct or indirect, occurred between or among the Company or any of its the Subsidiaries on the one hand, and the directors, officers, trusteesshareholders, managerscustomers, stockholders, partners, customers clients or suppliers of the Company or any of the Subsidiaries on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, Prospectus which is not so described.

Appears in 1 contract

Samples: Purchase Agreement (Centerprise Advisors Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Subsidiaries, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries its Subsidiaries, on the other handother, which would be that is required by the 1933 Securities Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, which Prospectus and that is not so describeddescribed in such documents.

Appears in 1 contract

Samples: Common Stock (Cue Health Inc.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be required by the 1933 Securities Act or by the 1933 Regulations Exchange Act to be described disclosed in the Registration Statement, the General Disclosure Package and the Prospectus, which is not so describeddisclosed.

Appears in 1 contract

Samples: Sales Agreement (Roivant Sciences Ltd.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be required by the 1933 Securities Act or by the 1933 Regulations Exchange Act to be described disclosed in the Registration Statement, the General Disclosure Package Time of Sale Prospectus and the Prospectus, which is not so describeddisclosed.

Appears in 1 contract

Samples: Underwriting Agreement (Roivant Sciences Ltd.)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any affiliate (as the term is defined in 12b-2 under the Securities Exchange Act of its Subsidiaries 1934, as amended (the "1934 Act")) of the Company, on the one hand, and the directorsany director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Act Regulations to be described in the Registration Statement, Statement or the General Disclosure Package and the Prospectus, Prospectus which is not so describeddescribed or is not described as required.

Appears in 1 contract

Samples: Purchase Agreement (Dicks Sporting Goods Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company Company, Stripes Holdings or any of its Subsidiaries their respective subsidiaries or affiliates, on the one hand, and the directorsany former or current director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations rules and regulations enacted thereunder to be described in the Registration Statement, Statement which is not so described or is not described as required in the General Disclosure Package and the Prospectus, which is not so describedRegistration Statement.

Appears in 1 contract

Samples: Purchase Agreement (Susser Holdings CORP)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries Company, on the other hand, which would be that is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package Statement and the Prospectus, Prospectus and which is not so described. There are no outstanding loans, advances or guarantees of indebtedness by the Company to or for the benefit of any of the officers or directors of the Company or any of their respective family members, except as disclosed in the Registration Statement and the Prospectus.

Appears in 1 contract

Samples: Agreement (Gaiam Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries Company, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers stockholders (or suppliers analogous interest holders) of the Company or any of the Subsidiaries its affiliates on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Time of Sale Disclosure Package and the Prospectus, Prospectus and which is not so described.

Appears in 1 contract

Samples: Underwriting Agreement (Iridex Corp)

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company, the Guarantors or any affiliate of the Company or any of its Subsidiaries Guarantor, on the one hand, and the directorsany director, officersofficer, trusteesstockholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them, on the other hand, which would be is required by the 1933 Act or by the 1933 Act Regulations to be described in the Registration Statement, Statement or the General Disclosure Package and the Prospectus, Prospectus which is not so describeddescribed or is not described as required.

Appears in 1 contract

Samples: Purchase Agreement (Winn Dixie Stores Inc)

Related Party Transactions. No relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries subsidiaries, on the one hand, and the directors, officers, trustees, managers, stockholders, partners, customers or suppliers of the Company or any of the Subsidiaries its subsidiaries, on the other handother, which would be that is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, which Prospectus and that is not so describeddescribed therein.

Appears in 1 contract

Samples: Purchase Agreement (Neurogen Corp)

Related Party Transactions. No There is no relationship, direct or indirect, exists between or among the Company or any of its Subsidiaries on the one hand, and the directors, officers, trustees, managers, stockholders, partnersshareholders, customers or suppliers of the Company or any of the Subsidiaries on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, which is 1934 Act Reports that has not been so described.

Appears in 1 contract

Samples: Cv Therapeutics Inc

Related Party Transactions. No relationship, direct or indirect, exists between or among any of the Company or its subsidiary or any Affiliate of the Company or its Subsidiaries subsidiary, on the one hand, and the directorsany former or current director, officersofficer, trusteesshareholder, managers, stockholders, partners, customers customer or suppliers supplier of the Company or any of the Subsidiaries them (including any member of their immediate family), on the other hand, which would be is required by the 1933 Act or by the 1933 Regulations to be described in the Registration Statement, the General Disclosure Package and the Prospectus, a registration statement on Form S-1 which is not so describeddescribed as required in all material respects in the Offering Memorandum.

Appears in 1 contract

Samples: Purchase Agreement (New River Pharmaceuticals Inc)

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