Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 545 contracts
Samples: Underwriting Agreement (Nova Minerals LTD), Underwriting Agreement (Flewber Global Inc.), Underwriting Agreement (Wing Yip Food Holdings Group LTD)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 403 contracts
Samples: Underwriting Agreement (Telix Pharmaceuticals LTD), Underwriting Agreement (RadNet, Inc.), Underwriting Agreement (Celldex Therapeutics, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 140 contracts
Samples: Underwriting Agreement (Perceptive Capital Solutions Corp), Zosano Pharma (Zosano Pharma Corp), Underwriting Agreement (AC Immune SA)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that which have not been described as required.
Appears in 132 contracts
Samples: Open Market Sale (Avadel Pharmaceuticals PLC), Open Market Sale (Vivani Medical, Inc.), Open Market Sale (Praxis Precision Medicines, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as requiredrequired by the Securities Act Regulations.
Appears in 126 contracts
Samples: Underwriting Agreement (OS Therapies Inc), Lock Up Agreement (Kairos Pharma, LTD.), Underwriting Agreement (CleanCore Solutions, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described or filed in the Registration Statement, or described in the Disclosure Package or the Prospectus, that have not been as set forth in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus that have not been described as requiredPricing Prospectus.
Appears in 77 contracts
Samples: Underwriting Agreement (Agape ATP Corp), Underwriting Agreement (Agape ATP Corp), Underwriting Agreement (YanGuFang International Group Co., LTD)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as required.
Appears in 74 contracts
Samples: Sales Agreement (NewAmsterdam Pharma Co N.V.), Equity Distribution Agreement (TELA Bio, Inc.), Equity Distribution Agreement (TELA Bio, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as requiredrequired under the Securities Act and the Securities Act Regulations.
Appears in 68 contracts
Samples: Underwriting Agreement (Linkage Global Inc), Underwriting Agreement (Linkage Global Inc), Underwriting Agreement (Datasea Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 53 contracts
Samples: Placement Agency Agreement (Ascent Solar Technologies, Inc.), Placement Agency Agreement (Ascent Solar Technologies, Inc.), Underwriting Agreement (KWESST Micro Systems Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that have not been described as requiredrequired pursuant to the Securities Act.
Appears in 45 contracts
Samples: Sales Agreement (Freight Technologies, Inc.), Sales Agreement (Processa Pharmaceuticals, Inc.), Sales Agreement (SharpLink Gaming, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 43 contracts
Samples: Underwriting Agreement (WORK Medical Technology Group LTD), Underwriting Agreement (CDT Environmental Technology Investment Holdings LTD), Underwriting Agreement (Lobo Ev Technologies LTD)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 40 contracts
Samples: Underwriting Agreement (Esperion Therapeutics, Inc.), Underwriting Agreement (Pacific Biosciences of California, Inc.), Lock Up Agreement (iBio, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the IPO Prospectus that have not been described as required.
Appears in 40 contracts
Samples: Underwriting Agreement (USA Acquisition Corp.), Underwriting Agreement (Osiris Acquisition Corp.), Underwriting Agreement (Osiris Acquisition Corp.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described or incorporated by reference in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described or incorporated by reference as required.
Appears in 26 contracts
Samples: Underwriting Agreement (Stemline Therapeutics Inc), Underwriting Agreement (DPW Holdings, Inc.), Underwriting Agreement (Stemline Therapeutics Inc)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company, the Operating Partnership or any other subsidiary of the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 25 contracts
Samples: Sales Agreement (Kilroy Realty, L.P.), Underwriting Agreement (Kilroy Realty, L.P.), Underwriting Agreement (Kilroy Realty, L.P.)
Related Party Transactions. There are no business relationships or related related-party transactions transactions, directly or indirectly, involving the Company or its Subsidiaries with any other related person required to be described or filed in the Registration Statement, or described in the Disclosure Package or the Prospectus, that have not been as set forth in the Registration Statement, the Pricing Disclosure Package Prospectus, and the Prospectus that have not been described as requiredPricing Prospectus.
Appears in 24 contracts
Samples: Underwriting Agreement (Armlogi Holding Corp.), Underwriting Agreement (Armlogi Holding Corp.), Underwriting Agreement (U-Bx Technology Ltd.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Sale Preliminary Prospectus and the Prospectus that have not been described as required.
Appears in 22 contracts
Samples: Underwriting Agreement (Beverage Acquisition CORP), Underwriting Agreement (International Brands Management Group LTD), Underwriting Agreement (International Brands Management Group LTD)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Sale Preliminary Prospectus and the Prospectus that have not been described as required.
Appears in 22 contracts
Samples: Underwriting Agreement (Chart Acquisition Corp.), Underwriting Agreement (Chart Acquisition Corp.), Underwriting Agreement (Nautilus Marine Acquisition Corp)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described or filed in the Registration Statement, or described in the Pricing Disclosure Package and or the Prospectus Prospectus, that have not been described as required.
Appears in 20 contracts
Samples: Subscription Agreement (Akerna Corp.), Underwriting Agreement (Bon Natural Life LTD), Underwriting Agreement (Bon Natural Life LTD)
Related Party Transactions. There are no business relationships or related related-party transactions transactions, directly or indirectly, involving the Company or its Subsidiaries with any other related person required to be described or filed in the Registration Statement, or described in the Disclosure Package or the Prospectus, that have not been as set forth in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus that have not been described as requiredPricing Prospectus.
Appears in 19 contracts
Samples: Underwriting Agreement (Wellchange Holdings Co LTD), Underwriting Agreement (Xuhang Holdings LTD), Underwriting Agreement (J-Long Group LTD)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its subsidiaries or, to the knowledge of the Company, any other person that are required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that have not been described as required.
Appears in 18 contracts
Samples: Underwriting Agreement (GOLUB CAPITAL BDC, Inc.), Underwriting Agreement (GOLUB CAPITAL BDC, Inc.), Underwriting Agreement (GOLUB CAPITAL BDC, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, any of the Subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that which have not been described as required.
Appears in 16 contracts
Samples: Underwriting Agreement (Goldman Sachs BDC, Inc.), Underwriting Agreement (Goldman Sachs BDC, Inc.), Underwriting Agreement (Goldman Sachs BDC, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, any of its subsidiaries, or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that have not been described as requiredrequired pursuant to the Securities Act.
Appears in 13 contracts
Samples: Sales Agreement (Ocean Power Technologies, Inc.), Sales Agreement (Healthcare Triangle, Inc.), Sales Agreement (ShiftPixy, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any Subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 13 contracts
Samples: Underwriting Agreement (National Storage Affiliates Trust), Underwriting Agreement (National Storage Affiliates Trust), Sales Agreement (National Storage Affiliates Trust)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Package, and the Prospectus that have not been described as requiredrequired by the Securities Act Regulations.
Appears in 13 contracts
Samples: Underwriting Agreement (C3is Inc.), Underwriting Agreement (C3is Inc.), Underwriting Agreement (C3is Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company Company, the Operating Partnership or any other person the Manager required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that which have not been so described as required.
Appears in 13 contracts
Samples: Arbor Realty (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc)
Related Party Transactions. There are no material business relationships or related related-party transactions transactions, directly or indirectly, involving the Company or its Subsidiaries with any other related person required to be described or filed in the Registration Statement, or described in the Disclosure Package or the Prospectus, that have not been as set forth in the Registration Statement, the Pricing Disclosure Package Prospectus, and the Prospectus that have not been described as requiredPricing Prospectus.
Appears in 13 contracts
Samples: Underwriting Agreement (New Century Logistics (BVI) LTD), Underwriting Agreement (Global Engine Group Holding LTD), Underwriting Agreement (Global Engine Group Holding LTD)
Related Party Transactions. There are no business relationships or related related-party transactions involving either of the Company Transaction Entities or any of their subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described described, or incorporated by reference, as required.
Appears in 13 contracts
Samples: Equity Distribution Agreement (CubeSmart, L.P.), Equity Distribution Agreement (CubeSmart, L.P.), Equity Distribution Agreement (CubeSmart, L.P.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, any of the Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that which have not been described as required.
Appears in 13 contracts
Samples: Equity Distribution Agreement (PennantPark Floating Rate Capital Ltd.), Distribution Agreement (Goldman Sachs BDC, Inc.), Equity Distribution Agreement (PennantPark Floating Rate Capital Ltd.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Time of Sale Information and the Prospectus that have not been described as required.
Appears in 12 contracts
Samples: Underwriting Agreement (Republic Services, Inc.), Underwriting Agreement (Republic Services, Inc.), Underwriting Agreement (Republic Services, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 11 contracts
Samples: Placement Agency Agreement (Presto Automation Inc.), Underwriting Agreement (Phio Pharmaceuticals Corp.), Underwriting Agreement (Phio Pharmaceuticals Corp.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus that have not been described as required.
Appears in 11 contracts
Samples: Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 10 contracts
Samples: Underwriting Agreement (Modern Mining Technology Corp.), Underwriting Agreement (BriaCell Therapeutics Corp.), Underwriting Agreement (BriaCell Therapeutics Corp.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of the Subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that which have not been described as required.
Appears in 10 contracts
Samples: Underwriting Agreement (Great Elm Capital Corp.), Underwriting Agreement (Great Elm Capital Corp.), Underwriting Agreement (Great Elm Capital Corp.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 9 contracts
Samples: Underwriting Agreement (Inspira Technologies OXY B.H.N. LTD), Underwriting Agreement (Inspira Technologies OXY B.H.N. LTD), Underwriting Agreement (Creatd, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that which have not been described as required.
Appears in 9 contracts
Samples: Equity Offeringsm Sales Agreement (Janux Therapeutics, Inc.), Underwriting Agreement (Celcuity Inc.), Open Market Sale Agreement (Spruce Biosciences, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its subsidiaries or, to the knowledge of the Company, any other person that are required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that have not been so described as required.
Appears in 9 contracts
Samples: Underwriting Agreement (Zogenix, Inc.), Underwriting Agreement (Zogenix, Inc.), Underwriting Agreement (Zogenix, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that have not been described as required.
Appears in 9 contracts
Samples: Underwriting Agreement (Evolus, Inc.), Terms Agreement (Arcellx, Inc.), Letter Agreement (Immunovant, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as required.
Appears in 9 contracts
Samples: Equity Distribution Agreement (Icosavax, Inc.), Sales Agreement (Durect Corp), Sales Agreement (Zosano Pharma Corp)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company Company, the Operating Partnership or any other subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 9 contracts
Samples: Sales Agreement (Kilroy Realty, L.P.), Sales Agreement (Kilroy Realty, L.P.), Sales Agreement (Kilroy Realty, L.P.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus that have not been described as required.
Appears in 9 contracts
Samples: Underwriting Agreement (1847 Goedeker Inc.), Underwriting Agreement (COMSovereign Holding Corp.), Underwriting Agreement (Aldeyra Therapeutics, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that have not been described as required.
Appears in 8 contracts
Samples: Terms Agreement (Xenon Pharmaceuticals Inc.), Terms Agreement (Xenon Pharmaceuticals Inc.), Terms Agreement (Xenon Pharmaceuticals Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, any of its subsidiaries, or any other person required to be described in the Registration Statement, the Pricing Time of Sale Disclosure Package and the Final Prospectus that have not been described as requiredrequired pursuant to the Securities Act and the Rules and Regulations.
Appears in 8 contracts
Samples: Underwriting Agreement (Document Security Systems Inc), Underwriting Agreement (Document Security Systems Inc), Underwriting Agreement (Document Security Systems Inc)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person the Operating Partnership required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that which have not been so described as required.
Appears in 8 contracts
Samples: Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required by the rules and regulations of the Commission to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 8 contracts
Samples: Underwriting Agreement (Top Wealth Group Holding LTD), Underwriting Agreement (Pheton Holdings LTD), Underwriting Agreement (Top Wealth Group Holding LTD)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or or, to the knowledge of the Company, any other person that are required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as required.
Appears in 8 contracts
Samples: Sales Agreement (TriplePoint Venture Growth BDC Corp.), Sales Agreement (TriplePoint Venture Growth BDC Corp.), Open Market Sale (Cue Biopharma, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that which have not been described as required.
Appears in 7 contracts
Samples: Open Market Sale (VBI Vaccines Inc/Bc), Equity Distribution Agreement (Tilray Brands, Inc.), Open Market Sale (VBI Vaccines Inc/Bc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or or, to the knowledge of the Company, any other person that are required to be described in the Registration Statement, the Pricing Disclosure Package and the Final Prospectus that have not been described as required.
Appears in 7 contracts
Samples: Underwriting Agreement (Stellus Capital Investment Corp), Underwriting Agreement (Alcentra Capital Corp), Underwriting Agreement (Alcentra Capital Corp)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its subsidiaries or, to the knowledge of the Company, any other person that are required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as required.
Appears in 7 contracts
Samples: Equity Distribution Agreement (GOLUB CAPITAL BDC, Inc.), Equity Distribution Agreement (GOLUB CAPITAL BDC, Inc.), Dealer Manager Agreement (GOLUB CAPITAL BDC, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Sale Preliminary Prospectus or the Prospectus that have not been described as required.
Appears in 7 contracts
Samples: Underwriting Agreement (Pacific Monument Acquisition Corp), Underwriting Agreement (Pacific Monument Acquisition Corp), Underwriting Agreement (Pacific Monument Acquisition Corp)
Related Party Transactions. There are no business relationships relationships, direct or related indirect, or related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Time of Sale Disclosure Package and the Prospectus that which have not been described in such documents as required.
Appears in 7 contracts
Samples: Underwriting Agreement (Orthopediatrics Corp), Underwriting Agreement (Orthopediatrics Corp), Underwriting Agreement (Orthopediatrics Corp)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Offering Statement, the Pricing Disclosure Package Materials and the Prospectus Final Offering Circular that have not been described as required.
Appears in 7 contracts
Samples: Placement Agency Agreement (Campagna Motors USA Inc.), Selling Agency Agreement (Level Brands, Inc.), Placement Agency Agreement (Glucose Biosensor Systems (Greater China) Holdings, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving either of the Company Transaction Entities or any of their subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that have not been described described, or incorporated by reference, as required.
Appears in 6 contracts
Samples: Underwriting Agreement (CubeSmart, L.P.), Underwriting Agreement (CubeSmart, L.P.), Underwriting Agreement (CubeSmart, L.P.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that have not been described as required.
Appears in 6 contracts
Samples: Underwriting Agreement (Statera Biopharma, Inc.), Underwriting Agreement (Plutus Financial Group LTD), Underwriting Agreement (Jerash Holdings (US), Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Time of Sale Prospectus and the Prospectus that which have not been described as required.
Appears in 6 contracts
Samples: Underwriting Agreement (Marinus Pharmaceuticals Inc), Underwriting Agreement (Marinus Pharmaceuticals Inc), Underwriting Agreement (Marinus Pharmaceuticals Inc)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of the Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 6 contracts
Samples: Underwriting Agreement (Lucid Diagnostics Inc.), Underwriting Agreement (Adlai Nortye Ltd.), Underwriting Agreement (Brainsway Ltd.)
Related Party Transactions. There Except as disclosed in the Registration Statement, the Pricing Prospectus and the Prospectus, there are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus that have not been described as required.
Appears in 6 contracts
Samples: Underwriter Agreement (Dogness (International) Corp), Placement Agent Agreement (Endurance Exploration Group, Inc.), Placement Agreement (Hebron Technology Co., LTD)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as required.
Appears in 6 contracts
Samples: Sales Agreement (Sanara MedTech Inc.), Market Offering Agreement (Helius Medical Technologies, Inc.), Sales Agreement (Tanzanian Gold Corp)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Preliminary Prospectus or the Prospectus under the Securities Act or the Exchange Act that have not been described as required.
Appears in 6 contracts
Samples: Underwriting Agreement (Old Republic International Corp), Underwriting Agreement (Old Republic International Corp), Underwriting Agreement (Old Republic International Corp)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 6 contracts
Samples: Stryker Corp, Underwriting Agreement (Acadia Pharmaceuticals Inc), Underwriting Agreement (Nice Systems LTD)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package Package, and the Prospectus that have not been described as requiredrequired by the Securities Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Grom Social Enterprises, Inc.), Underwriting Agreement (Grom Social Enterprises, Inc.), Underwriting Agreement (T1V, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, its subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (xG TECHNOLOGY, INC.), Underwriting Agreement (xG TECHNOLOGY, INC.), Underwriting Agreement (xG TECHNOLOGY, INC.)
Related Party Transactions. There are no material business relationships or related related-party transactions involving the Company or any subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as requiredin the Disclosure Package or the Final Offering Memorandum.
Appears in 5 contracts
Samples: Purchase Agreement (Jakks Pacific Inc), Purchase Agreement (Alliance Data Systems Corp), Purchase Agreement (Health Management Associates Inc)
Related Party Transactions. There are no business relationships relationships, direct or related indirect, or related-party transactions involving the Company or any of the Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that which have not been described in such documents as required.
Appears in 5 contracts
Samples: Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.), Dealer Manager Agreement (RREEF Property Trust, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration StatementPreliminary Prospectus, the Pricing Disclosure Package Registration Statement and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Shermen WSC Acquisition Corp), Underwriting Agreement (Shermen WSC Acquisition Corp)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Statement or Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Sales Agreement (Rallybio Corp), Common Stock (Cti Biopharma Corp), Cti Biopharma Corp
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Time of Sale Information and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (Luxurban Hotels Inc.), Underwriting Agreement (BitNile Holdings, Inc.), Underwriting Agreement (BitNile Holdings, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any Subsidiary or any other person Person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (Wetouch Technology Inc.), Underwriting Agreement (Wetouch Technology Inc.), Underwriting Agreement (Wetouch Technology Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its Controlled Entities or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (UTime LTD), Underwriting Agreement (UTime LTD), Underwriting Agreement (UTime LTD)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or its subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (Axovant Sciences Ltd.), Underwriting Agreement (Minerva Neurosciences, Inc.), Underwriting Agreement (Five Prime Therapeutics Inc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any Subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (Perfect Moment Ltd.), Underwriting Agreement (Perfect Moment Ltd.), Underwriting Agreement (Perfect Moment Ltd.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that which have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Runway Growth Finance Corp.), Underwriting Agreement (Runway Growth Finance Corp.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company Company, the Operating Partnership or any of their Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Terms Agreement (Global Medical REIT Inc.), Terms Agreement (Global Medical REIT Inc.), Sales Agreement (Global Medical REIT Inc.)
Related Party Transactions. There are no business relationships relationships, direct or related indirect, or related-party transactions involving the Company or the Subsidiary or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus that have not been described in such as required.
Appears in 5 contracts
Samples: Underwriting Agreement (WhiteHorse Finance, Inc.), Underwriting Agreement (WhiteHorse Finance, Inc.), Underwriting Agreement (WhiteHorse Finance, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Preliminary Prospectus and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Securities Purchase Agreement (ShiftPixy, Inc.), Securities Purchase Agreement (ShiftPixy, Inc.), Securities Purchase Agreement (Alpine 4 Holdings, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any of its subsidiaries or, to the knowledge of the Company, any other person that are required to be described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus that have not been described as required.
Appears in 5 contracts
Samples: Underwriting Agreement (Sunstone Hotel Investors, Inc.), Underwriting Agreement (Sunstone Hotel Investors, Inc.), Underwriting Agreement (Sunstone Hotel Investors, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or its subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus that have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (Acorda Therapeutics Inc), Underwriting Agreement (Acorda Therapeutics Inc), Underwriting Agreement (Acorda Therapeutics Inc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (U.S. Rare Earths, Inc), Underwriting Agreement (AeroGrow International, Inc.), Underwriting Agreement (Passport Restaurants, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and the Final Prospectus that have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (Neoleukin Therapeutics, Inc.), Underwriting Agreement (Neoleukin Therapeutics, Inc.), Underwriting Agreement (Aquinox Pharmaceuticals, Inc)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that which have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (Astria Therapeutics, Inc.), Underwriting Agreement (Humacyte, Inc.), Underwriting Agreement (Astria Therapeutics, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its Subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that which have not been described as requiredrequired in the General Disclosure Package and Final Prospectuses.
Appears in 4 contracts
Samples: Underwriting Agreement (Dragonwave Inc), Underwriting Agreement (Hydrogenics Corp), Underwriting Agreement (Dragonwave Inc)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as requiredrequired thereunder.
Appears in 4 contracts
Samples: Underwriting Agreement (Polarityte, Inc.), Underwriting Agreement (Polarityte, Inc.), Underwriting Agreement (Polarityte, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described or filed in the Registration Statement, or described in the Pricing Disclosure Package and or the Prospectus Prospectus, that have not been described as requiredset forth in the Registration Statement and the Prospectus, including the Pricing Prospectus.
Appears in 4 contracts
Samples: Underwriting Agreement (Akanda Corp.), Underwriting Agreement (Akanda Corp.), Underwriting Agreement (Marizyme Inc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company, the Operating Partnership or any of the Company’s subsidiaries or, to the knowledge of the Company or and the Operating Partnership, any other person that are required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as to the extent required.
Appears in 4 contracts
Samples: Equity Distribution Agreement (Chambers Street Properties), Equity Distribution Agreement (Chambers Street Properties), Equity Distribution Agreement (Chambers Street Properties)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and the or Final Prospectus that which have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (Intellia Therapeutics, Inc.), Underwriting Agreement (Intellia Therapeutics, Inc.), Underwriting Agreement (Intellia Therapeutics, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or the Subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (Milestone Pharmaceuticals Inc.), Underwriting Agreement (Milestone Pharmaceuticals Inc.), Underwriting Agreement (Kite Pharma, Inc.)
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, or any other person (within the scope of Item 404 of Regulation S-K) required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as required.
Appears in 4 contracts
Samples: Underwriting Agreement (Lirum Therapeutics, Inc.), Underwriting Agreement (Lirum Therapeutics, Inc.), Underwriting Agreement (Lirum Therapeutics, Inc.)
Related Party Transactions. There are no material business relationships or related party transactions involving the Company or any subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described as requiredin the Disclosure Package or the Final Offering Memorandum.
Appears in 3 contracts
Samples: Purchase Agreement (CBIZ, Inc.), Alaska Communications Systems Group Inc, Alaska Communications Systems Group Inc
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus that have not been described as requireddescribed.
Appears in 3 contracts
Samples: Underwriting Agreement (Kura Sushi Usa, Inc.), Underwriting Agreement (Kura Sushi Usa, Inc.), Underwriting Agreement (Kura Sushi Usa, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any Subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Statement or Prospectus that which have not been described as required.
Appears in 3 contracts
Samples: Sales Agreement (Madrigal Pharmaceuticals, Inc.), Sales Agreement (Madrigal Pharmaceuticals, Inc.), Sales Agreement (Madrigal Pharmaceuticals, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any of the Subsidiaries or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and or the Prospectus that have not been described as required.
Appears in 3 contracts
Samples: Purchase Agreement (Astoria Financial Corp), Underwriting Agreement (Astoria Financial Corp), Purchase Agreement (Astoria Financial Corp)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Prospectus and the Prospectus Supplement that have not been described as required.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Inmune Bio, Inc.), Securities Purchase Agreement (Inmune Bio, Inc.), Securities Purchase Agreement (Sg Blocks, Inc.)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus that which have not been described as required.
Appears in 3 contracts
Samples: Equity Distribution Agreement (Icad Inc), Equity Distribution Agreement (Sorrento Therapeutics, Inc.), Sales Agreement (Avinger Inc)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any subsidiary or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and the Prospectus that which have not been described as required.
Appears in 3 contracts
Samples: Underwriting Agreement (MWI Veterinary Supply, Inc.), Underwriting Agreement (MWI Veterinary Supply, Inc.), Underwriting Agreement (MWI Veterinary Supply, Inc.)
Related Party Transactions. There are no business relationships or related party related-person transactions involving the Company or any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Time of Sale Prospectus or the Prospectus that have not been described as required.
Appears in 3 contracts
Samples: Underwriting Agreement (Park National Corp /Oh/), Underwriting Agreement (First Busey Corp /Nv/), Southern National Bancorp of Virginia Inc
Related Party Transactions. There are no business relationships or related party transactions involving the Company Company, any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that have not been described as requiredrequired pursuant to the Securities Act.
Appears in 3 contracts
Samples: Sales Agreement (HeartCore Enterprises, Inc.), Sales Agreement (Focus Universal Inc.), Sales Agreement (Barnwell Industries Inc)
Related Party Transactions. There are no business relationships or related party transactions involving the Company or any other person required to be described or incorporated by reference in the Registration Statement, the Pricing Disclosure Package and the Prospectus that have not been described or incorporated by reference as required.
Appears in 3 contracts
Samples: Placement Agency Agreement (Oramed Pharmaceuticals Inc.), Placement Agency Agreement (Oramed Pharmaceuticals Inc.), Oramed Pharmaceuticals Inc.
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described or filed in the Registration Statement, or described in the Disclosure Package or the Prospectus, that have not been as set forth in the Registration Statement, the Pricing Disclosure Package Prospectus, and the Prospectus that have not been described as requiredPricing Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement (Lipella Pharmaceuticals Inc), Underwriting Agreement (Lipella Pharmaceuticals Inc), Underwriting Agreement (Lipella Pharmaceuticals Inc)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company or any other person required to be described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus that have not been Prospectus, other than as described as requiredin the Registration Statement, the General Disclosure Package and the Prospectus.
Appears in 3 contracts
Samples: Underwriting Agreement, Underwriting Agreement, Underwriting Agreement (Iterum Therapeutics LTD)
Related Party Transactions. There are no business relationships or related related-party transactions involving the Company Company, any of its subsidiaries or any other person required to be described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus that which have not been described as required.
Appears in 3 contracts
Samples: Terms Agreement (Sarepta Therapeutics, Inc.), Terms Agreement (Sarepta Therapeutics, Inc.), Terms Agreement (Maxwell Technologies Inc)
