Common use of Reimbursement Policy Clause in Contracts

Reimbursement Policy. With respect to any payments made to Xxxxxxx Xxxxx or Xxxxxxx Xxxxx associated persons, the Dealer Manager and any of its agents, including any wholesalers, shall, as applicable, comply with (i) all applicable federal and state laws, regulations and rules and the rules of any applicable self-regulatory organization, including but not limited to, FINRA rules and interpretations governing cash and non-cash compensation, (ii) Xxxxxxx Xxxxx’x policies governing marketing fees, cash compensation and non-cash compensation as communicated in writing to the Dealer Manager, provided that such policies comply with the rules and regulations of FINRA, such policies are communicated in writing to the Dealer Manager, and the Dealer Manager is notified in advance of these policies and any changes to such policies, and (iii) Xxxxxxx Xxxxx’x wholesaler reimbursement policy as communicated in writing to the Dealer Manager, as amended from time to time in Xxxxxxx Xxxxx’x sole discretion, provided that such policies comply with the rules and regulations of FINRA and the Dealer Manager is notified in advance of these policies and any changes to such policies.

Reimbursement Policy. With respect to any payments made to Xxxxxxx Xxxxx Rxxxxxx Jxxxx or Xxxxxxx Xxxxx Rxxxxxx Jxxxx associated persons, the Dealer Manager and any of its agents, including any wholesalers, shall, as applicable, comply with (i) all applicable federal and state laws, regulations and rules and the rules of any applicable self-regulatory organization, including but not limited to, FINRA rules and interpretations governing cash and non-cash compensation, (ii) Xxxxxxx Rxxxxxx Xxxxx’x policies governing marketing fees, cash compensation and non-cash compensation as communicated in writing to the Dealer Manager, provided that such policies comply with the rules and regulations of FINRA, such policies are communicated in writing to the Dealer Manager, and the Dealer Manager is notified in advance of these policies and any changes to such policies, and (iii) Xxxxxxx Rxxxxxx Xxxxx’x wholesaler reimbursement policy as communicated in writing to the Dealer Manager, as amended from time to time in Xxxxxxx Rxxxxxx Xxxxx’x sole discretion, provided that such policies comply with the rules and regulations of FINRA and the Dealer Manager is notified in advance of these policies and any changes to such policies.