Regulatory Support Services Sample Clauses

Regulatory Support Services. State Street shall provide the services as listed on Schedule B, subject to the authorization and direction of the Trust and, in each case where appropriate, the review and comment by the Trust’s independent accountants and legal counsel and in accordance with procedures which may be established from time to time between the Trust and State Street. State Street shall perform such other services for the Trust that are mutually agreed to by the parties from time to time, for which the Trust will pay such fees as may be mutually agreed upon, including State Street’s reasonable out-of-pocket expenses. The provision of such services shall be subject to the terms and conditions of this Agreement. State Street shall provide the office facilities and the personnel determined by it to perform the services contemplated herein.
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Regulatory Support Services. The Administrator shall perform the following regulatory services for the Fund: · Maintain a calendar for all SEC, CFTC, NFA and NYSE Arca regulatory matters in the form of Exhibit B; provided that the Fund and/or General Partner shall notify the Administrator of additional regulatory matters to be added to such calendar as soon as practicable. · Within a 45 day production cycle, or shorter time period as required by the U.S. Securities and Exchange Commission (the “SEC”) and communicated to the Administrator by the Fund and/or the General Partner, one first fiscal quarter report of the Fund, one second fiscal quarter report of the Fund and one third fiscal quarter report of the Fund, each on Form 10-Q. · Within a 90 day production cycle, or shorter time period as required by the SEC and communicated to the Administrator by the Fund and/or General Partner, one annual report of the Fund on Form 10-K per fiscal year. The preparation of the Form 10-K includes the coordination of all printer and author edits and the review of printer drafts. · Within 90 days after the end of the Fund’s fiscal year, an Annual Report of the Fund in compliance with the requirements of the NFA and CFTC Rule §4.22(c); such preparation includes the coordination of all printer and author edits and the review of printer drafts. The Fund and/or General Partner shall make arrangements for the printing and mailing of the Annual Report. Upon review and approval of each above-mentioned report by the General Partner’s Treasurer and/or Chief Financial Officer (or such person performing such functions), the Administrator shall Edgarize and file, or cause to be Edgarized and filed, such reports with the SEC, CFTC and/or NFA as required, including any applicable executive officer certifications or other exhibits to such reports. The Administrator shall perform the following additional regulatory services for the Fund: · Prepare the materials for and attend one unitholder meeting per calendar year (including preparation of the proxy statement, notice and other solicitation materials and filing such materials with the SEC and taking minutes of the meeting), at the Fund’s request · Coordinate with the Fund’s transfer agent or solicitor in monitoring the unitholder vote solicitation and tabulation for one unitholder meeting per calendar year, at the Fund’s request · Prepare and file, or cause to be filed, the following regulatory notices/forms/reports: o With the SEC, Forms 3, 4 and 5 and Schedules...
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Regulatory Support Services. The Administrator shall perform the following regulatory services for the Fund: · Maintain calendar for all regulatory matters · Prepare all required annual updates to the Fund’s registration statement and file the same with the SEC (includes coordination of the update with Fund personnel, Fund and Independent Trustee counsel and independent auditors) · Prepare and file up to four supplements (“Stickers”) to the Fund’s registration statement per calendar year and coordinate the printing with the client’s printer · File the fidelity bond with the SEC · Assist the Fund in preparing one annual Form N-PX filing per calendar year and file the same with the SEC · Prepare and file one annual report and one semi-annual report on Form N-CSR · Review and comment on shareholder reports · Assist in monitoring regulatory proposals and changes that may affect the Fund · Prepare registration statements for new portfolios/classes as requested · Prepare or assist with preparation of shareholder meeting materials · Assist with handling regulatory examinations Transfer Agency Services The Administrator shall perform the following transfer agency services:
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Regulatory Support Services. The Administrator shall perform the following regulatory services for the Fund: · Maintain a calendar for all SEC, CFTC, NFA and NYSE regulatory matters in the form of Exhibit B; provided that the Fund and/or the Sponsor shall notify the Administrator of additional regulatory matters to be added to such calendar as soon as practicable The Administrator also shall prepare and file the following regulatory notices/forms/reports: · With the SEC, Forms 3, 4 and 5 and Schedules 13D and 13G for the officers and Directors/Trustees of the Sponsor and such other persons as requested by the Fund · With the SEC, Current Reports on Form 8-K as circumstances warrant · With the NYSE, such notices/forms as agreed to among the Fund, the Sponsor and the Administrator
Sample 1
Regulatory Support Services. [***] = Certain confidential information contained in this document, marked by brackets, is filed with the Securities and Exchange Commission pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended. Sandoz shall use Commercially Reasonable Efforts to (i) assist Alder in the preparation of an IND, BLA, MAA or other such documentation in relation to the Manufacture of the BDS as may be reasonably required by Alder in support of Alder’s Regulatory Approval for the Product, (ii) respond in a timely manner, with due consideration to the nature of the circumstances and to any reasonable timing requested by Alder, to all queries and requests for information from the FDA and the EMA, (iii) maintain information about the BDS and its Manufacture for such time and in such manner as required by the FDA and the EMA (provided, however, that Sandoz shall notify Alder prior to responding to the FDA or the EMA and permit Alder to consult with it in formulating such response), (iv) assist Alder (to the extent requested by Alder) in the preparation of documentation in relation to the Manufacture of the BDS for the purpose of supporting Alder’s submission to any other Regulatory Authorities and shall respond (to the extent reasonably requested by Alder) to any queries and requests for information from such other Regulatory Authorities (the foregoing activities under (i), (ii), (ii) and (iv) herein individually and collectively referred to as “Regulatory Support Services”). Alder shall compensate Sandoz for any such activities at [***]. Scope, timing and details of regulatory activities shall be discussed and agreed in the Technical Committee as early as reasonably practicable.
Sample 1
Regulatory Support Services. At the request of the Company, the Service Provider, will provide advice and expertise with respect to the regulatory-compliance obligations of a public company. These services will include assisting with preparation of Security Exchange Commission (“SEC”) and other company filings, preparation of annual and quarterly reports required by SEC regulations, and advice and assistance regarding other similar regulatory-compliance issues relevant to the Company. The Regulatory Support Services shall otherwise be subject to the terms of the AOP filed with DSS. The Company shall pay the Service Provider the sum of $1,300 (One Thousand Six Hundred Dollars) per day, pro rata for any part thereof (on the basis of an eight hour work day), for any Regulatory Support Services provided under this Agreement, inclusive of all applicable duties, charges, levies and taxes.
Sample 1
Regulatory Support Services. The Distributor shall apply for the Registration Approval and the Reimbursement Approval (and, if necessary in New Zealand, in the name of such Affiliate) subject to the following conditions.
Sample 1
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Related to Regulatory Support Services

  • Support Services Other than the assistance provided in the Information, the BNPP Entities do not offer any support services in connection with the Software.

  • TECHNICAL SUPPORT SERVICES 2.1 The technical support services (the "Services"): Party A agrees to provide to Party B the relevant services requested by Party B, which are specified in Exhibit 1 attached hereto ("Exhibit 1").

  • TAX SUPPORT SERVICES BNY Mellon shall provide the following tax support services for each Fund:  Provide various data and reports as agreed upon in the SLDs to support TRP’s tax reporting and tax filing obligations, including: · Wash sales reporting; · QDI reporting; · DRD reporting; · PFIC analysis; · Straddle analysis; · Paydown adjustments; · Equalization debit adjustments · Tax compliance under §851, §817(h); · Foreign bond sale analysis (§988); · Troubled debt analysis; · Estimation of income for excise tax purposes; · Swap analysis; · Inflation adjustments; · §1256 adjustments; · Market discount analysis; OID adjustments; · CPDI analysis; · Shareholder tax reporting information (e.g. FTC, UGG income, foreign source income by country, exempt income by state);  Provide data, and reports based on such data, maintained by BNY Mellon on its fund accounting platform as reasonably requested by TRP to support TRP’s obligations to comply with requests from tax authorities and TRP’s tax reporting and tax filing obligations.  Assist with other tax-related data needs as mutually agreed upon in writing from time-to-time.

  • Marketing Services The Manager shall provide advice and assistance in the marketing of the Vessels, including the identification of potential customers, identification of Vessels available for charter opportunities and preparation of bids.

  • Compliance Support Services Provide compliance policies and procedures related to services provided by BNY Mellon and, if mutually agreed, certain of the BNY Mellon Affiliates; summary procedures thereof; and periodic certification letters. · Such Compliance Support Services are administrative in nature and do not constitute, nor shall they be construed as constituting, legal advice or the provision of legal services for or on behalf of a Fund or any other person, and such services are subject to review and approval by the applicable Fund and by the Fund’s legal counsel. · Provide access to Fund records so as to permit the Fund or TRP to test the performance of BNY Mellon in providing the services under this Agreement. · Such Compliance Support Services performed by BNY Mellon under this Agreement shall be at the request and direction of the Fund and/or its chief compliance officer (the “Fund’s CCO”), as applicable. BNY Mellon disclaims liability to the Fund, and the Fund is solely responsible, for the selection, qualifications and performance of the Fund’s CCO and the adequacy and effectiveness of the Fund’s compliance program.

  • Manufacturing Services Jabil will manufacture the Product in accordance with the Specifications and any applicable Build Schedules. Jabil will reply to each proposed Build Schedule that is submitted in accordance with the terms of this Agreement by notifying Company of its acceptance or rejection within three (3) business days of receipt of any proposed Build Schedule. In the event of Jabil’s rejection of a proposed Build Schedule, Jabil’s notice of rejection will specify the basis for such rejection. When requested by Company, and subject to appropriate fee and cost adjustments, Jabil will provide Additional Services for existing or future Product manufactured by Jabil. Company shall be solely responsible for the sufficiency and adequacy of the Specifications [***].

  • Maintenance and Support Services Distributor shall provide Maintenance and Support Services to all of its Customers of Licensed Software as set forth in Sections 3.4(a) and 3.4(b) below. Distributor may require Customers to provide the own First-Line Support: however, in no event shall Siebel be responsible for First-Line or Second-Line Support. Subject to Distributor's payment of the Maintenance Fees set forth in EXHIBIT A Siebel shall provide Third-Line Support to Distributor in accordance with Siebel's then current Maintenance and Support Services Policy. Distributor shall be responsible for all support related to the Value Added Offering.

  • REGULATORY ADMINISTRATION SERVICES BNY Mellon shall provide the following regulatory administration services for each Fund and Series:  Assist the Fund in responding to SEC examination requests by providing requested documents in the possession of BNY Mellon that are on the SEC examination request list and by making employees responsible for providing services available to regulatory authorities having jurisdiction over the performance of such services as may be required or reasonably requested by such regulatory authorities;  Assist with and/or coordinate such other filings, notices and regulatory matters and other due diligence requests or requests for proposal on such terms and conditions as BNY Mellon and the applicable Fund on behalf of itself and its Series may mutually agree upon in writing from time to time; and

  • Product Support (a) This Agreement does not include technical support by MS to Company, OEM Customers or any end users. Company may be able to purchase technical support services from MS or a MS Party, under a separate agreement.

  • Development Services Licensee may from time to time wish to augment the RMSS product with additional functionality or utility, or to integrate it with Licensee systems from other sources, and for such purposes may request the provision of development services from RMSS.

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