Regulatory Supervision. By entering into this Agreement, Fiserv agrees that the Office of Thrift Supervision, FDIC, or other regulatory agencies having authority over Client's operations shall have the authority and responsibility provided to the regulatory agencies pursuant to the Bank Service Corporation Act, 12 U.S.C. 1867(C) relating to services performed by contract or otherwise.
Regulatory Supervision. The Broker shall have no liability, and shall not be responsible, for any prejudice, loss or inconvenience which the Client may suffer as a result of any action by any regulatory body in the exercise of its regulatory or supervisory functions over the Broker. The Client shall permit the Broker and/or any regulatory body to have access to such terminals, computer systems or equipment in respect of the Electronic Trading Facilities as the Broker and/or the regulatory body may request and the Client shall co-operate in answering any of their queries and render all reasonable assistance to the Broker and/or any regulatory body in relation to any aspect of the Electronic Trading Facilities.
Regulatory Supervision. Mortgage Lender shall comply with all statutes, laws, rules and regulations applicable to its activities under this Agreement, including without limitation, rules or regulations of Mortgage Lender’s supervisory agency or other regulatory body that has jurisdiction over the Mortgage Lender. At all times, Mortgage Lender shall be properly licensed and in compliance with Secure and Fair Enforcement for Mortgage Licensing Act of 2008 and all other applicable registration requirements governing lending and mortgage related activities, including but not limited to those of the Consumer Financial Protection Bureau.
Regulatory Supervision. By entering into this Agreement, Fiserv agrees that regulatory agencies having authority over Client’s operations shall have the authority and responsibility provided to the regulatory agencies pursuant to the Bank Service Corporation Act, 12 U.S.C. 1867(C) relating to services performed by contract or otherwise.
Regulatory Supervision. Lender shall comply with all statutes, laws, rules and regulations applicable to its activities under this Agreement, including without limitation, rules or regulations of Lender’s supervisory agency or other regulatory body that has jurisdiction over the Lender. At all times, Lender shall be properly licensed and in compliance with Secure and Fair Enforcement for Mortgage Licensing Act of 2008 and all other applicable registration requirements governing lending and mortgage related activities, including but not limited to those of the Bureau of Consumer Financial Protection.
Regulatory Supervision. Provider agrees that certain Governmental Authorities, including the Federal Reserve Bank of New York and the Consumer Financial Protection Bureau, may have the authority to examine Provider, including access to all work papers, drafts, and other materials of the Provider, and to regulate the functions or operations performed by the Provider to the same extent as if they were performed by Xxxxxxx Sachs itself.
Regulatory Supervision. The Participant shall comply with all statutes, rules and regulations applicable to its activities under this Agreement, including without limitation, any rule or regulation of Participant’s supervisory agency or other regulatory body having jurisdiction over the Participant.
Regulatory Supervision. 7.1 Upon request by UOBBF, the Customer shall, and shall procure that each of its Authorised Persons and Delegates shall, permit UOBBF, an Exchange, a Clearing House, and/or any regulatory body (and their authorised representatives or independent auditors) access to such terminals or equipment in respect of the Electronic Trading Facilities as UOBBF, the Exchange, Clearing House and/or the regulatory body (or their authorised representatives or independent auditors) may request and the Customer shall, and shall procure that each of its Authorised Persons and Delegates shall, co-operate in answering any of their queries and render all reasonable assistance to UOBBF, the Exchange, Clearing House and/or any regulatory body (and their authorised representatives or independent auditors) in relation to any aspect of the Electronic Trading Facilities. The Customer acknowledges, and shall procure that each of its Authorised Persons and Delegates shall acknowledge, that inconvenience or delay may be suffered by the Customer, its Authorised Persons and Delegates, as a result of such access and in the rendering of such assistance and that it will not hold UOBBF liable for any such inconvenience or prejudice suffered.
Regulatory Supervision or Penalty. The receipt of notice from any agency or ---------- Governmental Authority having authority over the conduct of its business that (A) it is being placed under regulatory supervision, (B) any license, permit, charter, membership or registration material to the conduct of its business is to be suspended or revoked or (C) it is to cease and desist any practice, procedure or policy employed by it in the conduct of its business, and such cessation would have
Regulatory Supervision. By entering into this Agreement, Fiserv agrees ---------------------- that regulatory agencies having authority over Client's operations shall have the authority and responsibility provided to the regulatory agencies pursuant to the Bank Service Corporation Act, 12 U.S.C. 1867(C) relating to services performed by contract or otherwise. ================================================================================ Exhibit A - 1 Account Processing Services --------------------------- FISERV RESPONSIBILITIES Fiserv will provide Client with the following Account Processing Services: BASE SERVICES: o Account Analysis o ACH Processing o ATM Card Management and Transaction Authorization o Audio Response o Audit Confirmations o Account Reconciliations o Auto Transfers o Bulk File Processing - Statement o Certificates of Deposits o Commercial Loans o Combined Statements o Consumer Loans o Corporate Cash Management o Custom Statement Formats o Customer Information File (CIF) o Demand Deposit Accounting o Financial Management System (G/L) o Host Disaster Recovery Back Up o Investor Reporting, Midanet and Laser Interface o Lines of Credit o Mortgage Loans o NOW Reclassification Subsystem o On-line NSF/OD Return Processing o Query Report Writer o Retirement Processing o Release Installation o Savings Account Processing o Sweep Accounting o Tape (NCP Format) Generation for Coupon Books (Weekly) o Tape (TRW) Format Generation for Credit Bureau (Monthly) o Time Subsystem INTERFACES: o Fiserv EFT o Fiserv Item Processing CONVERSION SERVICES: o Executive Overview and Planning Session - outlines the effort and resources required for implementation and planning of the project and tasks required. o Operations Audit - review of the operations audit questionnaire, client forms, procedures, and interfaces currently being utilized and discussion of exception items. o Common File Workshop/Creation - common file overview and creation of common file parameters and translation tables. o Computer System Installation o Application Training - training in the functions and operations of the Account Processing Services software. o System Operator Training and Environment Setup - training in the high level functions and daily processing of the Account Processing Services software. o Quality Acceptance and Daily Testing - review of converted data and daily processing by Fiserv. o Conversion Readiness - final review of converted data, procedures, daily processing, workflow, balancing, and a...
