Regulatory Compliance Program of the Sub-Adviser Sample Clauses

Regulatory Compliance Program of the Sub-Adviser. The Sub-Adviser hereby represents and warrants that:
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Related to Regulatory Compliance Program of the Sub-Adviser

  • Regulatory Compliance a. Monitor compliance with the 1940 Act requirements, including:

  • Information for Regulatory Compliance Each of the Company and the Depositary shall provide to the other, as promptly as practicable, information from its records or otherwise available to it that is reasonably requested by the other to permit the other to comply with applicable law or requirements of governmental or regulatory authorities.

  • Compliance Program The Company has established and administers a compliance program applicable to the Company, to assist the Company and the directors, officers and employees of the Company in complying with applicable regulatory guidelines (including, without limitation, those administered by the FDA, the EMA, and any other foreign, federal, state or local governmental or regulatory authority performing functions similar to those performed by the FDA or EMA); except where such noncompliance would not reasonably be expected to have a Material Adverse Effect.

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