Common use of Registration Under the Securities Act of 1933 Clause in Contracts

Registration Under the Securities Act of 1933. The Warrants and the Shares (collectively the "Registrable Securities") have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securities: The securities represented by this certificate may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amended, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities Act and applicable state securities laws is available.

Appears in 4 contracts

Samples: S Warrant Agreement (Jed Oil Inc), Underwriter’s Warrant Agreement (PRB Transportation, Inc.), S Warrant Agreement (Jed Oil Inc)

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Registration Under the Securities Act of 1933. The Warrants and the Shares shares of Class A Common Stock issuable upon exercise of the Warrants (collectively collectively, the "Registrable Warrant Securities") have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of ) and the Warrants, certificates representing the Shares Warrant Securities or any other evidence thereof shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securitieslegend: The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended ("Act"), and may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedAct, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities such Act and applicable state securities laws is available.

Appears in 4 contracts

Samples: Warrant Agreement (Vaso Active Pharmaceuticals Inc), Warrant Agreement (Vaso Active Pharmaceuticals Inc), Warrant Agreement (Vaso Active Pharmaceuticals Inc)

Registration Under the Securities Act of 1933. The Warrants and the Shares Warrant Securities (collectively the "Registrable Securities") have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securities: The securities represented by this certificate may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedAct, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities such Act and applicable state securities laws is available.

Appears in 4 contracts

Samples: Underwriter's Warrant Agreement (Precis Smart Card Systems Inc), Underwriter's Warrant Agreement (Cropking Inc), Underwriter's Warrant Agreement (Precis Smart Card Systems Inc)

Registration Under the Securities Act of 1933. The Warrants and the Shares (collectively the "Registrable Securities") have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securities: The securities represented by this certificate may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amended, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities Act and applicable state securities laws is available.

Appears in 3 contracts

Samples: Underwriter’s Warrant Agreement (VirnetX Holding Corp), Underwriter’s Warrant Agreement (VirnetX Holding Corp), Underwriter’s Warrant Agreement (VirnetX Holding Corp)

Registration Under the Securities Act of 1933. The Warrants and the Warrant Shares (collectively collectively, the "Registrable Warrant Securities") have not been registered under the Securities Act of 1933, as amended 1933 (the "Act")) for public resale. Upon exercise, in part or of in whole, of the Warrants, certificates representing the Shares shares of Common Stock and any of the other securities issuable upon exercise of the Warrants shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securitieslegend: The securities Securities represented by this certificate have not been registered under the Securities Act of 1933 ("Act") for public resale, and may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedAct, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities such Act and applicable state securities laws is available.

Appears in 3 contracts

Samples: Placement Agent Warrant Agreement (Armada Water Assets Inc), Placement Agent Warrant Agreement (Armada Water Assets Inc), Warrant Agreement (Financialweb Com Inc)

Registration Under the Securities Act of 1933. The Warrants and the Shares (collectively the "Registrable Securities") shares of Warrant Stock have not been registered under the Securities Act of 1933, as amended (the "Securities Act"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares shares of Warrant Stock and any other securities issuable upon exercise of the Warrants (collectively, the "Warrant Securities") shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securitieslegend: The securities represented by this certificate may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedamended (the "Securities Act"), (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to for the issuer, that an exemption from registration under the Securities Act and applicable state securities laws is available.

Appears in 3 contracts

Samples: Representative's Warrant Agreement (Source Information Management Co), 'S Warrant Agreement (Source Information Management Co), Representative's Warrant Agreement (Source Information Management Co)

Registration Under the Securities Act of 1933. (a) The Warrants Warrants, and the Ordinary Shares (collectively issuable upon exercise of the "Registrable Securities") Warrants, have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of the Warrants, Warrant certificates representing the Ordinary Shares and any other securities issuable upon exercise of the Warrants shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securitieslegend: The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended ("Act"), and may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedAct, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities such Act and applicable state securities laws is available.

Appears in 2 contracts

Samples: Warrant Agreement (Nur Macroprinters LTD), Agent Warrant Agreement (Nur Macroprinters LTD)

Registration Under the Securities Act of 1933. The Warrants and the Shares shares of Common Stock or other securities issuable upon exercise of the Warrants (collectively collectively, the "Registrable Warrant Securities") have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares Warrant Securities shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securitieslegend: The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended ("Act"), and may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedAct, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities such Act and applicable state securities laws is available.

Appears in 2 contracts

Samples: Ohs Draft (VCS Technologies Inc), Warrant Agreement (Id Systems Inc)

Registration Under the Securities Act of 1933. The Warrants and the Warrant Shares (collectively collectively, the "Registrable Warrant Securities") have not been registered under the Securities Act of 1933, as amended (the "Act")for public resale. Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares shares of Common Stock and any of the other securities issuable upon exercise of the Warrants shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securitieslegend: The securities represented by this certificate have not been registered under the Securities Act of 1933 ("Act") for public resale, and may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedAct, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities such Act and applicable state securities laws is available.

Appears in 2 contracts

Samples: Placement Agent Warrant Agreement (Zymetx Inc), Placement Agent Warrant Agreement (Zymetx Inc)

Registration Under the Securities Act of 1933. The Warrants and the Warrant Shares (collectively collectively, the "Registrable “Warrant Securities") have not been registered under the Securities Act of 1933, as amended 1933 (the "Act")”) for public resale. Upon exercise, in part or of in whole, of the Warrants, certificates representing the Shares shares of Common Stock and any of the other securities issuable upon exercise of the Warrants shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securitieslegend: The securities Securities represented by this certificate have not been registered under the Securities Act of 1933 ("Act") for public resale, and may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedAct, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities such Act and applicable state securities laws is available.

Appears in 2 contracts

Samples: Placement Agent Warrant Agreement (Armada Water Assets Inc), Placement Agent Warrant Agreement (Armada Water Assets Inc)

Registration Under the Securities Act of 1933. The Warrants and Warrants, the Shares (collectively and any other securities issuable upon exercise of the "Registrable Securities") Warrants have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares of Common Stock and any other securities issuable upon exercise of the Warrants (collectively, the "Warrant Securities") shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securitieslegend: The securities represented by this certificate may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedAct, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities such Act and applicable state securities laws is available.

Appears in 2 contracts

Samples: Warrant Agreement (Ifs International Inc), Warrant Agreement (Ifs International Inc)

Registration Under the Securities Act of 1933. The Warrants and the Shares Warrant Securities (collectively the "Registrable Securities") have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares shall bear the following legend in the event there is no current registration statement effective with the U. S. Securities and Exchange Commission (the "Commission") at such time as to such securities: The securities represented by this certificate may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedAct, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities such Act and applicable state securities laws is available.

Appears in 2 contracts

Samples: Agent Warrant Agreement (Graymark Productions Inc), Agent Warrant Agreement (Graymark Productions Inc)

Registration Under the Securities Act of 1933. The Warrants and the Shares Warrant Securities (collectively the "Registrable SecuritiesREGISTRABLE SECURITIES") have not been registered under the Securities Act of 1933, as amended (the "ActACT"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securities: The securities represented by this certificate may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amended, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities Act and applicable state securities laws is available.

Appears in 1 contract

Samples: Warrant Agreement (Natural Golf Corp)

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Registration Under the Securities Act of 1933. The Warrants and the Shares Warrant Securities (collectively the "Registrable Securities") have not been registered under the Securities Act of 1933, as amended (the "Securities Act"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securities: The securities represented by this certificate may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amended, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities Act and applicable state securities laws is available.

Appears in 1 contract

Samples: Warrant Agreement (Infosonics Corp)

Registration Under the Securities Act of 1933. The Warrants and Warrants, the Shares (collectively and any securities issuable upon exercise of the "Registrable Securities") Warrants have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares Common Stock underlying the Warrants and any of the other securities issuable upon exercise of the Warrants (collectively, the "Warrant Shares") shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securitieslegend: The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended ("Act"), and may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedAct, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities such Act and applicable state securities laws is available.

Appears in 1 contract

Samples: Warrant Agreement (Bakers Footwear Group Inc)

Registration Under the Securities Act of 1933. The Warrants and the Shares (collectively issuable upon exercise of the "Registrable Securities") Warrants have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares underlying the Warrants (the "Warrant Shares") shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securitieslegend: The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended ("Act"), and may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedAct, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities such Act and applicable state securities laws is available.

Appears in 1 contract

Samples: Warrant Agreement (Just Toys Inc)

Registration Under the Securities Act of 1933. The Warrants and the Shares shares of Common Stock issuable upon exercise of the Warrants (collectively the "Registrable Securities") have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares shall bear the following legend in the event there is no current registration statement effective with the Securities and Exchange Commission at such time as to such securities: The securities represented by this certificate may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedAct, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities such Act and applicable state securities laws is available.

Appears in 1 contract

Samples: Investment Banking Warrant Agreement (Coventry Industries Corp)

Registration Under the Securities Act of 1933. The Shares and any of the other securities issuable upon exercise of the Warrants and the Shares (collectively the "Registrable Securities") have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares underlying the Warrants and any of the other securities issuable upon exercise of the Warrants (collectively, the "Warrant Shares") shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securitieslegend: "The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended (the "Act"), and may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933Act, as amended, or (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), ) or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an another exemption from registration under the Securities Act and applicable state securities laws is available."

Appears in 1 contract

Samples: Warrant Agreement (New West Eyeworks Inc)

Registration Under the Securities Act of 1933. The Warrants and the Shares (collectively the "Registrable Securities") have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of the Warrants, certificates representing the Shares shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securities: 8935\5\912646.1 The securities represented by this certificate may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amended, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities Act and applicable state securities laws is available.

Appears in 1 contract

Samples: Underwriter’s Warrant Agreement (JMG Exploration, Inc.)

Registration Under the Securities Act of 1933. The Warrants, the Shares, and any of the other securities issuable upon exercise of the Warrants and the Shares (collectively collectively, the "Registrable Warrant Securities") have not been registered under the Securities Act of 1933, as amended (the "Act"). Upon exercise, in part or in whole, of the Warrants, The certificates representing the Shares Warrant Securities shall bear the following legend in the event there is no current registration statement effective with the Commission at such time as to such securitieslegend: The securities represented by this certificate have not been registered under the Securities Act of 1933, as amended ("Act"), and may not be offered or sold except pursuant to (i) an effective registration statement under the Securities Act of 1933, as amendedAct, (ii) to the extent applicable, Rule 144 under the Securities Act (or any similar rule under the Securities such Act relating to the disposition of securities), or (iii) an opinion of counsel, if such opinion shall be reasonably satisfactory to counsel to the issuer, that an exemption from registration under the Securities such Act and applicable state securities laws is available.

Appears in 1 contract

Samples: Qualified Independent Underwriter's Warrant Agreement (Emerging Growth Acquisition Corp I)

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