Common use of Registration Expenses Clause in Contracts

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 16 contracts

Samples: Registration Rights Agreement (TWL Corp), Registration Rights Agreement (BioMETRX), Registration Rights Agreement (Sequiam Corp)

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Registration Expenses. All fees Except to the extent expressly provided by Section 2.1(d) or Section 2.2(c) or in connection with a Piggy-Back Registration relating to a registration by INC on its own initiative (and not as a result of any other person’s or entity’s right to cause INC to file, cause and effect a registration of INC securities) and for INC’s own account (in which case INC will pay all customary costs and expenses incident of registration), if Shareholder has included Registrable Securities in a registration, Shareholder shall pay, or promptly reimburse INC for, its pro rata share of all customary costs and expenses incurred in connection with any Demand Registration effected pursuant to Section 2.1 or Piggy-Back Registration pursuant to Section 2.2, such pro rata share to be in proportion to the performance number of shares Shareholder is selling, after giving effect to any reduction pursuant to Section 2.1(c) or compliance Section 2.2(b), in such Demand or Piggy-Back Registration relative to the total number of shares being sold in the registration, of all customary costs and expenses incurred in connection with this Agreement by the Company shall be borne by the Company such registration, in each case whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall includeStatement becomes effective, including, without limitation, : (i) all registration and filing fees fees; (including, without limitation, ii) fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in of compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing “blue sky” Laws (including, without limitation, including fees and disbursements of counsel for the Company in connection with Blue Sky blue sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement), ; (iii) messenger, telephone and delivery printing expenses, ; (iv) fees imposed by the Financial Industry Regulatory Authority, Inc.; and (v) fees and disbursements of counsel for INC and fees and expenses for independent registered public accountants retained by INC (including the Company, (v) Securities Act liability insurance, if expenses or costs associated with the Company so desires such insurance, and (vi) delivery of any opinions or comfort letters requested pursuant to Section 3.1(i)). INC shall have no obligation to pay for the fees and expenses of all counsel representing Shareholder in any Demand Registration or Piggy-Back Registration. INC shall have no obligation to pay any underwriting discounts or selling commissions attributable to the Registrable Securities being sold by Shareholder, which underwriting discounts or selling commissions shall be borne solely by Shareholder. For the avoidance of doubt, Shareholder shall have no obligation to pay any underwriting discounts or selling commissions attributable to the shares being sold by any other Persons retained by Person. Additionally, in an underwritten offering, Shareholder, INC and any other Person whose Common Shares or other securities are included in the Company in connection with offering shall bear the consummation expenses of the transactions contemplated by this AgreementUnderwriter(s) pro rata in proportion to the respective amount of shares each is selling in such offering. In additionFor the avoidance of doubt, the Company Shareholder shall be responsible for have no obligation to pay, and INC shall bear, all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement INC (including, without limitation, all fees, salaries and expenses of its officers officers, employees and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses management) incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker performing or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holderscomplying with INC’s obligations under this Agreement.

Appears in 14 contracts

Samples: Registration Rights Agreement (RMR Group Inc.), Registration Rights Agreement (RMR Group Inc.), Registration Rights Agreement (RMR Group Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement)Securities, (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 12 contracts

Samples: Registration Rights Agreement (Innovative Card Technologies Inc), Registration Rights Agreement (Alteon Inc /De), Registration Rights Agreement (FP Technology, Inc.)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts and selling commissions and all legal fees and expenses of legal counsel for any Holder) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses of the Company’s counsel and independent registered public accountants (A) with respect to filings required to be made with any Trading Market on which the Common Stock is are then listed for trading, (B) in with respect to compliance with applicable state securities or Blue Sky blue sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky blue sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer FilingSection 3(j) above, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees fees, expenses and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the registrations and consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any underwriting, broker or similar fees or commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 11 contracts

Samples: Support Agreement (Traws Pharma, Inc.), Registration Rights Agreement (Traws Pharma, Inc.), Registration Rights Agreement (Spyre Therapeutics, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any the Trading Market on which the Common Stock is then listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementHolders), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 8 contracts

Samples: Security Agreement (Nuevo Financial Center, Inc.), Securities Purchase Agreement (World Health Alternatives Inc), Registrations Rights Agreement (Medistem Laboratories, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with with, this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses of the Company’s counsel and independent registered public accountants) (A) with respect to filings made with the Commission, (B) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (BC) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (CD) if not previously paid by the Company in connection with an Issuer FilingCompany, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 8 contracts

Samples: Registration Rights Agreement (BioSig Technologies, Inc.), Registration Rights Agreement (BioSig Technologies, Inc.), Registration Rights Agreement (Mela Sciences, Inc. /Ny)

Registration Expenses. All fees and expenses incident to the performance of or compliance with with, this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses of the Company’s counsel and independent registered public accountants) (A) with respect to filings made with the Commission, (B) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (BC) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (CD) if not previously paid by the Company in connection with an Issuer FilingCompany, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall Notwithstanding the foregoing, the Company shall be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal reasonable counsel fees or other costs of the Holders; provided, however, that any such counsel fees of the Holders shall not exceed $10,000 incurred in connection with the review of the registration statement.

Appears in 8 contracts

Samples: Registration Rights Agreement (Marizyme, Inc.), Registration Rights Agreement (Marizyme, Inc.), Registration Rights Agreement (Marizyme, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with with, this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses of the Company’s counsel and independent registered public accountants) (A) with respect to filings made with the Commission, (B) with respect to filings required to be made with any Trading Market on which the shares of Common Stock is are then listed for trading, and (BC) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) ), and (CD) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 7 contracts

Samples: Registration Rights Agreement (Guardion Health Sciences, Inc.), Registration Rights Agreement (Tonix Pharmaceuticals Holding Corp.), Registration Rights Agreement (Digital Ally Inc)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts, fees or selling commissions or broker or similar commissions or fees, or transfer taxes of any Holder) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market stock exchange on which the Common Stock is any Registrable Securities are then listed for trading, (B) in with respect to compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. the Financial Industry Regulatory Authority (“FINRA”) pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) the reasonable fees and expenses incurred in connection with any road show for underwritten offerings, (vi) Securities Act liability insurance, if the Company so desires such insurance, and (vivii) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible will pay the reasonable fees and disbursements of the Counsel to the Holders, including, for all the avoidance of its internal doubt, any expenses incurred of Counsel to the Holders in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal filing or accounting duties), the expense amendment of any annual audit Registration Statement, Prospectus or free writing prospectus hereunder. Each Holder that sells Registrable Securities pursuant to an Underwritten Offering shall bear and the pay all underwriting discounts, fees and expenses incurred in connection with the listing of commissions applicable to the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible sold for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holderssuch Holder’s account.

Appears in 7 contracts

Samples: Registration Rights Agreement (Goodrich Petroleum Corp), Registration Rights Agreement (Anchorage Capital Group, L.L.C.), Registration Rights Agreement

Registration Expenses. All (a) Whether or not any Registration Statement is filed or becomes effective, the Company shall pay all costs, fees and expenses arising from or incident to the Company’s performance of or compliance with this Agreement by Agreement, including the Company shall be borne by sale of the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall includeSecurities, including, without limitation, (i) all registration and filing fees SEC, stock exchanges, FINRA (including, without limitation, fees, charges and disbursements of counsel in connection with FINRA registration), and other registration and filing fees (ii) all fees and expenses (A) incurred in connection with respect to filings required to be made complying with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (Sky” laws, including, without limitation, fees fees, charges and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such saletherewith, (iiiii) printing expenses (including, without limitation, including expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementHolders), (iiiiv) messenger, telephone and delivery expenses, (ivv) fees and disbursements of counsel for the CompanyCompany and any other legal fees, (v) Securities Act liability insurance, if the Company so desires such insurance, and charges or expenses (vi) fees and disbursements of all independent certified public accountants of the Company and any other accounting fees, charges or expenses (including expenses of any “cold comfort” letters required in connection with this Agreement or as an incident to registration) and all other Persons persons retained by the Company in connection with such Registration Statement, (vii) reasonable fees, charges and disbursements of Counsel to the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred Holders in connection with the consummation of the transactions contemplated Shelf Registration Statement called for by this Agreement Section 3(a) and in connection with any Piggyback Takedown or any Holder Underwritten Offering, (includingviii) with respect to Registrable Securities that are listed on a national securities exchange, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of such Registrable Securities, and (ix) all other costs, fees and expenses incident to the Registrable Securities on Company’s performance or compliance with this Agreement. Notwithstanding the foregoing, the fees and expenses of any securities exchange as required hereunder. In no event shall persons retained by any Holder, other than one counsel for all such Holders, will be payable by such Holder and the Company will have no obligation to pay any such amounts. The Holders shall be responsible for any broker or similar commissions and transfer taxes relating to the sale of any Holder or, except Registrable Securities pursuant to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holdersthis Agreement.

Appears in 7 contracts

Samples: Registration Rights Agreement, Registration Rights Agreement (Lyon William H), Registration Rights Agreement (Lyon William H)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in this Section 4, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the OTC Bulletin Board and each other securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, (B) with respect to filing fees required to be paid to the National Association of Securities Dealers, Inc. and the NASD Regulation, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyCompany and Special Counsel for the Holders, in the case of the Special Counsel, up to a maximum amount of $7,500, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants (including the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 7 contracts

Samples: Registration Rights Agreement (Quest Oil Corp), Registration Rights Agreement (Silver Star Energy Inc), Note and Warrant Purchase (Financialcontent Inc)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts and selling commissions) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading the Principal Market on which the Common Stock is then listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salelaws), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) reasonable fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) reasonable fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders. To the extent that underwriting discounts and selling commissions are incurred in connection with the sale of Registrable Securities in an Underwritten Offering hereunder, such underwriting discounts and selling commissions shall be borne by the Holders of Registrable Securities sold pursuant to such Underwritten Offering, pro rata on the basis of the number of Registrable Securities sold on their behalf in such Underwritten Offering.

Appears in 7 contracts

Samples: Stockholder Agreement (Gritstone Oncology, Inc.), Securities Purchase Agreement, Registration Rights Agreement (Aimmune Therapeutics, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses of the Company’s counsel and auditors) (A) with respect to filings made with the Commission, (B) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (BC) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (CD) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 6 contracts

Samples: Registration Rights Agreement (China North East Petroleum Holdings LTD), Registration Rights Agreement (American Business Holdings, Inc), Registration Rights Agreement (Drinks Americas Holdings, LTD)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in Section 4, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market each securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, (B) with respect to filing fees required to be paid by the Company to the National Association of Securities Dealers, Inc. and the NASD Regulation, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyCompany and Special Counsel for the Holders, in the case of the Special Counsel, to a maximum amount of $5,000, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants (including the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 6 contracts

Samples: Registration Rights Agreement (Hienergy Technologies Inc), Registration Rights Agreement (Boundless Motor Sports Racing Inc), Registration Rights Agreement (Boundless Motor Sports Racing Inc)

Registration Expenses. All The Company shall bear all fees and expenses incident to incurred in connection with the performance of or compliance with this Agreement by the Company shall be borne by the Company of its obligations under Sections 2 and 3 of this Agreement whether or not any Registrable Securities are sold pursuant to a Registration StatementStatement is declared effective. The Such fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (Ax) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingNational Association of Securities Dealers, Inc. and (By) in of compliance with applicable federal and state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, reasonable fees and disbursements of counsel for the Company Special Counsel in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by Securities under the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which laws of such jurisdictions as Notice Holders of a Holder intends to make sales majority of the Registrable Securities with NASD Regulation, Inc. being sold pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such saleRegistration Statement may designate), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statementform eligible for deposit with The Depository Trust Company), (iii) messenger, telephone and delivery expensesduplication expenses relating to copies of any Registration Statement or Prospectus delivered to any Holders hereunder, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation Shelf Registration Statement, (v) reasonable fees and disbursements of the transactions contemplated Trustee and its counsel and of the registrar and transfer agent for the Common Stock and (vi) any Securities Act liability insurance obtained by this Agreementthe Company in its sole discretion. In addition, the Company shall be responsible for all of its pay the internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement Company (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing by the Company of the Registrable Securities on any securities exchange as required hereunder. In no event shall on which similar securities of the Company be responsible for any broker or similar commissions are then listed and the fees and expenses of any Holder orperson, except including special experts, retained by the Company. Notwithstanding the provisions of this Section 5, each seller of Registrable Securities shall pay selling expenses, including any underwriting discount and commissions, and all registration expenses to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holdersrequired by applicable law.

Appears in 6 contracts

Samples: Registration Rights Agreement (Commonwealth Telephone Enterprises Inc /New/), Registration Rights Agreement (Durect Corp), Registration Rights Agreement (Cnet Networks Inc)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market Nasdaq and each other securities exchange, quotation system, market or over-the-counter bulletin board on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, (B) with respect to filings required to be made with the Commission, and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Special Counsel in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statementor photocopying prospectuses), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (viv) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants (including, in the case of an underwritten offering, the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters) and legal counsel, and (vi) fees and expenses of the Special Counsel in connection with any Registration Statement hereunder. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 5 contracts

Samples: Investor Rights Agreement (Nexmed Inc), Investor Rights Agreement (Nexmed Inc), Investor Rights Agreement (Nexmed Inc)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any the Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 5 contracts

Samples: Registration Rights Agreement (Recom Managed Systems Inc De/), Registration Rights Agreement (Tarrant Apparel Group), Registration Rights Agreement (Tarrant Apparel Group)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses expenses) (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105510, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 4 contracts

Samples: Registration Rights Agreement (Amesite Operating Co), Registration Rights Agreement (Amesite Operating Co), Registration Rights Agreement (Amesite Inc.)

Registration Expenses. All The Company shall bear all fees and expenses incident to incurred in connection with the performance of or compliance with this Agreement by the Company shall be borne by the Company of its obligations under Sections 2 and 3 of this Agreement whether or not any Registrable Securities of the Registration Statements are sold pursuant to a Registration Statementdeclared effective. The Such fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (Ax) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingNational Association of Securities Dealers, Inc. and (By) in of compliance with applicable federal and state securities or Blue Sky laws reasonably agreed to by the Company in writing extent such filings or compliance are required pursuant to this Agreement (including, without limitation, reasonable fees and disbursements of the counsel for specified in the Company next sentence in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by Securities under the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which laws of such jurisdictions as the Notice Holders of a Holder intends to make sales majority of the Registrable Securities with NASD Regulation, Inc. being sold pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such saleRegistration Statement may designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statementform eligible for deposit with The Depository Trust Company), (iii) messenger, telephone and delivery expensesduplication expenses relating to copies of any Registration Statement or Prospectus delivered to any Holders hereunder, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation Shelf Registration Statement, and (v) reasonable fees and disbursements of the transactions contemplated by this AgreementTrustee and its counsel and of the registrar and transfer agent for the Common Stock. In addition, the Company shall bear or reimburse the Notice Holders for the fees and disbursements of one firm of legal counsel for the Holders, which shall, upon the written consent of the Initial Purchaser (which shall not be responsible for all of its unreasonably withheld), be a nationally recognized law firm experienced in securities law matters designated by the Company. In addition, the Company shall pay the internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement Company (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall on which the same securities of the Company be responsible for any broker or similar commissions are then listed and the fees and expenses of any Holder orperson, except to including special experts, retained by the extent provided for in the Transaction Documents, any legal fees or other costs of the HoldersCompany.

Appears in 4 contracts

Samples: Registration Rights Agreement (Supervalu Inc), Registration Rights Agreement (Novellus Systems Inc), Registration Rights Agreement (SPX Corp)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses incurred by the Company (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement)Securities, (iii) messenger, telephone and delivery expensesexpenses incurred by the Company, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insuranceinsurance incurred by the Company, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 4 contracts

Samples: Registration Rights Agreement (Elixir Gaming Technologies, Inc.), Registration Rights Agreement (Vendingdata Corp), Registration Rights Agreement (Vendingdata Corp)

Registration Expenses. All fees and expenses incident to the Corporation’s performance of of, or compliance with with, its obligations under Article V of this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, all registration and filing fees, all fees and expenses (A) of compliance with respect to securities and “blue sky” laws, all fees and expenses associated with filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing FINRA (including, without limitationif applicable, reasonable and customary fees and disbursements expenses of counsel for the Company any “qualified independent underwriter” as such term is defined in connection with Blue Sky qualifications or exemptions Schedule E of the Registrable Securities) by-laws of the FINRA), all fees and (C) if not previously paid by the Company in connection expenses of compliance with an Issuer Filingsecurities and “blue sky” laws, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) all printing expenses (including, without limitation, expenses of printing certificates for the Registrable Securities in a form eligible for deposit with the Depository Trust Company and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders a holder of a majority of the Registrable Securities included in a Registration Statement)Securities) and copying expenses, (iii) messenger, telephone all messenger and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) all fees and expenses of all other Persons retained the Corporation’s independent certified public accountants and counsel (including with respect to “comfort” letters and opinions) and reasonable and customary fees and expenses of one firm of counsel for each Principal that is (or a member of whose Group is) a Selling Stockholder (collectively, the “Registration Expenses”) shall be borne by the Company in connection with the consummation Corporation, regardless of the transactions contemplated by this Agreementwhether a registration is effected. In addition, the Company shall be responsible for all of The Corporation will pay its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the expense of any liability insurance) and the expenses and fees for listing the securities to be registered on each securities exchange and expenses incurred included in connection with each established over-the-counter market on which similar securities issued by the listing Corporation are then listed or traded. Each Selling Stockholder shall pay its portion of all underwriting discounts and commissions and transfer taxes, if any, relating to the sale of such Selling Stockholder’s Registrable Securities on pursuant to any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holdersregistration.

Appears in 4 contracts

Samples: Stockholders Agreement (Apollo Global Management, Inc.), Stockholders Agreement (LDB 2014 LLC), Stockholders Agreement (Rowan Marc J)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement)Securities, (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the HoldersHolder.

Appears in 4 contracts

Samples: Registration Rights Agreement (Regi U S Inc), Registration Rights Agreement (Home School, Inc.), Registration Rights Agreement (Home School, Inc.)

Registration Expenses. All The Company shall bear all fees and expenses incident to incurred in connection with the performance of or compliance with this Agreement by the Company shall be borne by the Company of its obligations under Section 2 and 3 of this Agreement whether or not any Registrable Securities of the Shelf Registration Statements are sold pursuant to a Registration Statementfiled or declared effective. The Such fees and expenses referred to in the foregoing sentence (“Registration Expenses”) shall include, without limitation, (i) all registration and filing fees and expenses (including, without limitation, fees and expenses (Ax) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingNational Association of Securities Dealers, Inc. and (By) in of compliance with applicable federal securities laws and state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, reasonable fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by Securities under the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which laws of such jurisdictions as the Notice Holders of a Holder intends to make sales majority of the Registrable Securities with NASD Regulation, Inc. being sold pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such saleShelf Registration Statement may designate), (ii) all printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statementform eligible for deposit with The Depository Trust Company and printing Prospectuses), (iii) messenger, telephone all duplication and delivery expensesmailing expenses relating to copies of any Shelf Registration Statement or Prospectus delivered to any Holders hereunder, (iv) all fees and disbursements of counsel for the CompanyCompany and the fees and disbursements of one counsel for the Holders in connection with the Shelf Registration Statement, (v) Securities Act liability insurance, if all fees and disbursements of the Company so desires such insurance, Trustee and its counsel and of the registrar and transfer agent for the Common Stock and (vi) fees and expenses of all other Persons retained Securities Act liability insurance obtained by the Company in connection with the consummation of the transactions contemplated by this Agreementits sole discretion. In addition, the Company shall be responsible for all of its pay the internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement Company (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing by the Company of the Registrable Securities on any securities exchange as required hereunder. In no event shall on which similar securities of the Company be responsible for any broker or similar commissions are then listed and the fees and expenses of any Holder orperson, except to including special experts, retained by the extent provided for in the Transaction Documents, any legal fees or other costs of the HoldersCompany.

Appears in 4 contracts

Samples: Registration Rights Agreement (Protein Design Labs Inc/De), Registration Rights Agreement (Biomarin Pharmaceutical Inc), Registration Rights Agreement (Bradley Pharmaceuticals Inc)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 4 contracts

Samples: Registration Rights Agreement (Global Diversified Industries Inc), Registration Rights Agreement (Certified Diabetic Services Inc), Registration Rights Agreement (Global Diversified Industries Inc)

Registration Expenses. All Subject to the last sentence of this Section 5, the Company shall bear all out-of-pocket fees and expenses incident to incurred in connection with the performance by the Trust of or compliance with its obligations under this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration StatementStatement is declared effective. The Such fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (Ax) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, FINRA and (By) in of compliance with applicable federal and state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, reasonable fees and disbursements of counsel for the Company Special Counsel, if any, in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by Securities under the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which laws of such jurisdictions as Holders of a Holder intends to make sales majority of the Registrable Securities with NASD Regulation, Inc. being sold pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such saleRegistration Statement may designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statementform eligible for deposit with The Depository Trust Company), (iii) messenger, telephone and delivery expensesduplication expenses relating to copies of any Registration Statement or Prospectus delivered to any Holders hereunder, (iv) fees and disbursements of counsel for the CompanyTrust and the Special Counsel, if any, in connection with any Registration Statement, (v) Securities Act liability insurance, if the Company so desires such insurance, fees of accountants and reserve engineers for consents and cold comfort and (vi) the fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation listing by the Trust of the transactions contemplated by this Agreement Registrable Securities on any securities exchange on which similar securities of the Trust are then listed. However, the Trust shall pay the internal expenses of the Trustee (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and annual reserve report and the other fees and expenses of the accountants and independent reserve engineers for the Trust not covered by clause (v) of the preceding sentence, the fees and expenses incurred in connection with of any Person, including special experts, retained by the listing Trust and the fees and expenses of any transfer agent for the Registrable Securities. Notwithstanding the provisions of this Section 5, each seller of Registrable Securities on shall pay its own selling expenses, including any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder orunderwriting discounts and commissions, except all registration expenses to the extent required by applicable law and, except as otherwise provided for in the Transaction Documentsherein, any legal fees or other costs and expenses of the Holderssuch seller’s counsel.

Appears in 4 contracts

Samples: Registration Rights Agreement (Pacific Coast Oil Trust), Form of Registration Rights Agreement (Pacific Coast Energy Co LP), Registration Rights Agreement (Enduro Royalty Trust)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in this Section 4, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the OTC Bulletin Board and each other securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, if any, (B) with respect to filing fees required to be paid to the National Association of Securities Dealers, Inc. and the NASD Regulation, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyCompany and Special Counsel for the Holders, in the case of the Special Counsel, up to a maximum amount of $7,500, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants (including the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 4 contracts

Samples: Registration Rights Agreement (Sino Gas International Holdings, Inc.), Registration Rights Agreement (Sino Gas International Holdings, Inc.), Registration Rights Agreement (Manaris Corp)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any the NASDAQ Global Market, NASDAQ Global Select Market, the NASDAQ Capital Market, the New York Stock Exchange, the American Stock Exchange, LLC, the OTC Bulletin Board, or the Pink OTC Markets Inc.,(as applicable, the Company’s “Trading Market Market”) on which the Common Stock is then listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, including without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested in writing by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such saleHolders), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority of the Registrable Securities included in a Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange Trading Market as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 4 contracts

Samples: Registration Rights Agreement (United American Petroleum Corp.), Registration Rights Agreement (Coyote Resources, Inc.), Registration Rights Agreement (Alamo Energy Corp.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any the Trading Market on which the Common Stock is ADRs are then listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such saleHolders)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementHolders), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, and (v) Securities Act liability insurance, if the Company so desires such insurancereasonable fees and disbursements of Legal Counsel, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 4 contracts

Samples: Registration Rights Agreement (XTL Biopharmaceuticals LTD), Registration Rights Agreement (XTL Biopharmaceuticals LTD), Registration Rights Agreement (XTL Biopharmaceuticals LTD)

Registration Expenses. All fees and expenses incident to the Company's performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a of the Registration StatementStatements become effective. The Such fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (Ax) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingSEC or the National Association of Securities Dealers, Inc. and (By) in relating to compliance with applicable state federal securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, reasonable fees and disbursements of counsel for the Company Special Counsel in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) Securities under the laws of such jurisdictions as the Managing Underwriters, if not previously paid by any, or Holders of a majority of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salebeing sold may designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities in a form eligible for deposit with The Depository Trust Company and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Special Counsel or the Holders of a majority of the Registrable Securities included in a any Registration Statement), (iii) the reasonable fees and disbursements of the Trustee and its counsel and of the registrar and transfer agent for the Common Stock, (iv) messenger, telephone and delivery expensesexpenses relating to the performance of the Company's obligations hereunder, (ivv) reasonable fees and disbursements of counsel for the Company and the Special Counsel in connection with the Shelf Registration (provided that the Company shall not be liable for the fees and expenses of more than one separate firm, in addition to counsel for the Company, for all parties participating in any transaction hereunder), (vvi) fees and disbursements of all independent certified public accountants referred to in Section 3(k)(iii) hereof (including the expenses of any special audit and "cold comfort" letters required by or incident to such performance) and (vii) Securities Act liability insurance, if to the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained extent obtained by the Company in connection with the consummation of the transactions contemplated by this Agreementits sole discretion. In addition, the Company shall be responsible for all of pay its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities securities to be registered on any securities exchange as required hereunder. In no event shall on which similar securities issued by the Company be responsible for any broker or similar commissions are then listed and the fees and expenses of any Holder orperson, except including special experts, retained by the Company. Notwithstanding the provisions of this Section 5, each seller of Registrable Securities shall pay all underwriting discounts, selling commissions and stock transfer taxes applicable to the Registrable Securities, all selling expenses and all registration expenses to the extent provided that the Company is prohibited by applicable Blue Sky laws from paying for in the Transaction Documents, any legal fees or other costs on behalf of the Holderssuch seller of Registrable Securities.

Appears in 4 contracts

Samples: Registration Rights Agreement (Cymer Inc), Registration Rights Agreement (Novellus Systems Inc), Registration Rights Agreement (Heartport Inc)

Registration Expenses. All The Company shall bear all fees and expenses incident to incurred in connection with the performance of or compliance with this Agreement by the Company shall be borne by the Company of its obligations under Sections 2 and 3 of this Agreement whether or not any Registrable Securities are sold pursuant to a Registration StatementStatement is declared effective. The Such fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (Ax) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingNational Association of Securities Dealers, Inc. and (By) in of compliance with applicable federal and state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, reasonable fees and disbursements of counsel for the Company Special Counsel, if any, in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by Securities under the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which laws of such jurisdictions as Notice Holders of a Holder intends to make sales majority of the Registrable Securities with NASD Regulation, Inc. being sold pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such saleRegistration Statement may designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statementform eligible for deposit with The Depository Trust Company), (iii) messenger, telephone and delivery expensesduplication expenses relating to copies of any Registration Statement or Prospectus delivered to any Holders hereunder, (iv) fees and disbursements of counsel for the CompanyCompany in connection with any Registration Statement, (v) Securities Act liability insurance, if reasonable fees and disbursements of the Company so desires such insurance, Trustee and its counsel and of the registrar and transfer agent for the Common Stock and (vi) fees and expenses of all other Persons retained any Securities Act liability insurance obtained by the Company in connection with the consummation of the transactions contemplated by this Agreementits sole discretion. In addition, the Company shall be responsible for all of its pay the internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement Company (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing by the Company of the Registrable Securities on any securities exchange as required hereunder. In no event shall on which similar securities of the Company be responsible for any broker or similar commissions are then listed and the fees and expenses of any Holder orperson, except including special experts, retained by the Company. Notwithstanding the provisions of this Section 5, each seller of Registrable Securities shall pay selling expenses, including any underwriting discount and commissions, all registration expenses to the extent required by applicable law and, except as otherwise provided for in the Transaction Documentsherein, any legal fees or other costs and expenses of the Holderscounsel to such seller.

Appears in 4 contracts

Samples: Registration Rights Agreement (Nii Holdings Inc), Registration Rights Agreement (Nii Holdings Inc), Registration Rights Agreement (Nii Holdings Inc)

Registration Expenses. All fees and expenses incident to the Company’s performance of of, or compliance with with, its obligations under Article II of this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to in respect of a Registration Statement. The fees and expenses referred to in the foregoing sentence shall includeparticular offering, without limitation, (i) all registration and filing fees (including, without limitation, all registration and filing fees, all fees and expenses (A) of compliance with respect to securities and “blue sky” laws, all fees and expenses associated with filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing FINRA (including, without limitationif applicable, reasonable and customary fees and disbursements expenses of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid any “qualified independent underwriter” as such term is defined by the Company in connection FINRA), all fees and expenses of compliance with an Issuer Filingsecurities and “blue sky” laws, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) all printing expenses (including, without limitation, expenses of printing certificates for the Registrable Securities in a form eligible for deposit with the Depository Trust Company and of printing prospectuses if the printing of prospectuses is reasonably requested by a holder of Registrable Securities) and copying expenses, all messenger and delivery expenses, all fees and expenses of the holders Company’s independent certified public accountants and counsel (including with respect to “comfort” letters and opinions) and reasonable and customary fees and expenses of one firm of counsel to the Selling Shareholders (which firm shall be selected by the Selling Shareholders holding a majority of the Registrable Securities included in a such registration) (collectively, the “Registration Statement), (iiiExpenses”) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained shall be borne by the Company Selling Shareholders that are selling Registrable Securities in connection with the consummation such offering, regardless of the transactions contemplated by this Agreement. In additionwhether a registration is effected; provided, the Company that such expenses shall be responsible consistent with the customary and then-prevailing market practice for all similar offerings (taking into account the size of such offerings and other relevant factors but assuming a seller of registrable securities other than the Company) (the “Selling Shareholder Expenses Cap”). The Company will pay any amounts above the Selling Shareholder Expenses Cap in respect of any offering and will pay its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the expense of any liability insurance) and the expenses and fees for listing the securities to be registered on each securities exchange and expenses incurred included in connection with each established over-the-counter market on which similar securities issued by the listing Company are then listed or traded. Each Selling Shareholder shall pay its portion of all underwriting discounts and commissions and transfer taxes, if any, relating to the sale of such Selling Shareholder’s Registrable Securities on pursuant to any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holdersregistration.

Appears in 4 contracts

Samples: Registration Rights Agreement (Athene Holding LTD), Registration Rights Agreement (Apollo Management Holdings GP, LLC), Transaction Agreement (Apollo Global Management, Inc.)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts, fees or selling commissions or broker or similar commissions or fees, or transfer taxes of any Holder) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, if any, (B) in with respect to compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. the Financial Industry Regulatory Authority (“FINRA”) pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) the reasonable fees and expenses incurred in connection with any road show for Underwritten Offerings, (vi) Securities Act liability insurance, if the Company so desires such insurance, and (vivii) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible will pay the reasonable fees and disbursements of the Counsel to the Holders, including, for all the avoidance of its internal doubt, any expenses incurred of Counsel to the Holders in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal filing or accounting duties), the expense amendment of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on Registration Statement, Prospectus or free writing prospectus hereunder or any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the HoldersUnderwritten Offering.

Appears in 4 contracts

Samples: Registration Rights Agreement, Registration Rights Agreement (Monitronics International Inc), Registration Rights Agreement (Linn Energy, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in this Section 4, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the OTC Bulletin Board and each other securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, if any (B) with respect to filing fees required to be paid to the National Association of Securities Dealers, Inc. and the NASD Regulation, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyCompany and Special Counsel for the Holders, in the case of the Special Counsel, up to a maximum amount of $5,000, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants (including the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event The Company shall the Company not be responsible for any broker or similar commissions of any Holder ordiscounts, except to the extent provided for in the Transaction Documentscommissions, any legal fees transfer taxes or other costs similar fees incurred by the Holders in connection with the sale of the HoldersRegistrable Securities.

Appears in 3 contracts

Samples: Registration Rights Agreement (Edgewater Foods International, Inc.), Registration Rights Agreement (Edgewater Foods International, Inc.), Registration Rights Agreement (Edgewater Foods International, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company Company, whether or not pursuant to a Registration Statement and whether or not any Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a such Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, limitation (ia) all registration and filing fees (including, without limitation, reasonable fees and expenses (Ai) incurred with respect to filings required to be made with any Trading Market Nasdaq and each other securities exchange or market on which the Common Stock is then Registrable Securities are required hereunder to be listed for trading, and (Bii) incurred in connection with compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, reasonable fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the managing underwriters, if not previously paid by any, or the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (iib) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders managing underwriters, if any, or by the Holders of a majority of the Registrable Securities included in a the Registration Statement), (iiic) messenger, telephone and delivery expenses, (ivd) fees and disbursements of counsel for the Company, (ve) Securities Act liability insurance, if the Company so desires such insurance, and (vif) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this AgreementAgreement (other than underwriting fees, discounts or commissions applicable to the sale of Registrable Securities). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit audit, and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 3 contracts

Samples: Registration Rights Agreement (Healthaxis Inc), Registration Rights Agreement (Tak Sharad Kumar), Registration Rights Agreement (Healthaxis Inc)

Registration Expenses. All fees and expenses incident to the filing of any Demand Registration or Piggyback Registration and to the Company’s performance of or compliance with this Agreement by the Company (all such expenses being herein called “Registration Expenses”) shall be borne or paid by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall includeCompany, without limitation, (i) all registration and filing fees (including, without limitation, all registration and filing fees, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in of compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (includingblue sky laws, without limitationprinting expenses, messenger and delivery expenses, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filingcustodians, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, and all independent certified public accountants, underwriters (v) Securities Act liability insurance, if the Company so desires such insuranceexcluding discounts and commissions), and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In additionCompany, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all the Company’s internal expenses (e.g., salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit or quarterly review, the expense of any liability insurance, and the expenses and fees and expenses incurred for listing the securities to be registered on each securities exchange on which similar securities issued by the Company are then listed or, if none are so listed, on a securities exchange. In addition, in connection with each Demand Registration and each Piggyback Registration, the listing Company shall reimburse the holders of Registrable Securities included in such registration for the reasonable fees and disbursements of one counsel chosen by the holders of a majority of the Registrable Securities included in such registration. The Company’s obligation to bear or pay all Registration Expenses is absolute and shall not depend on whether or not any securities exchange as required hereunderoffering contemplated hereby is completed or whether any registration statement is declared effective. In no event shall Notwithstanding the foregoing, the Company be responsible for shall have no obligation to pay any broker underwriting discounts or similar selling commissions of any Holder or, except attributable to the extent provided for in Registrable Securities being sold by the Transaction Documentsholders thereof, any legal fees which underwriting discounts or other costs of the Holdersselling commissions shall be borne by such holders.

Appears in 3 contracts

Samples: Registration Agreement (Twist Beauty S.a r.l. & Partners S.C.A.), Registration Agreement (Apparel Holding Corp.), Registration Agreement (Gordmans Stores, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in this Section 4, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading the Nasdaq SmallCap Market and each other securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, (B) with respect to filing fees required to be paid to the National Association of Securities Dealers, Inc. and the NASD Regulation, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 3 contracts

Samples: Registration Rights Agreement (Delcath Systems Inc), Registration Rights Agreement (Delcath Systems Inc), Registration Rights Agreement (Delcath Systems Inc)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the principal trading market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securitieslaws) and (C) if not previously paid by the Company in connection with an Issuer Filingissuer filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) reasonable fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) reasonable fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. The Holder shall bear the cost of all underwriting discounts and selling commissions associated with any sale of Registrable Securities and shall pay all of its own costs and expenses, including, without limitation, all fees and disbursements to counsel (and any other advisors) of the Holder and any stock transfer taxes. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the HoldersHolder.

Appears in 3 contracts

Samples: Registration Rights Agreement (Clearsign Combustion Corp), Stock Purchase Agreement (Clearsign Combustion Corp), Registration Rights Agreement (T2 Biosystems, Inc.)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts, fees or selling commissions or broker or similar commissions or fees, or transfer taxes of any Holder) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingtrading or quoted, if any, (B) in with respect to compliance with applicable state securities or Blue Sky blue sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky blue sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer FilingCompany, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. the Financial Industry Regulatory Authority (“FINRA”) pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority (with respect to each of the shares of Common Stock and Senior Secured PIK Notes, calculated separately) of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) the reasonable fees and expenses incurred in connection with any road show for Underwritten Offerings, (vi) Securities Act liability insurance, if the Company so desires such insurance, and (vivii) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible will pay the reasonable fees and disbursements of the Counsel to the Holders, including, for all the avoidance of its internal doubt, any expenses incurred of the Counsel to the Holders in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal filing or accounting duties), the expense amendment of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on Registration Statement, Prospectus or free writing prospectus hereunder or any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the HoldersUnderwritten Offering.

Appears in 3 contracts

Samples: Registration Rights Agreement, Registration Rights Agreement (Petroquest Energy Inc), Registration Rights Agreement (Petroquest Energy Inc)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts, selling commissions, fees of underwriters, selling brokers, dealer managers or similar securities industry professionals and all legal fees and expenses of legal counsel for any Holder) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in with respect to compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer FilingSection 3(j) above, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementRequired Investors), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker underwriting discounts, selling commissions, fees of underwriters, selling brokers, dealer managers or similar commissions of any Holder securities industry professionals or, except to the extent provided for in the Transaction DocumentsDocuments or provided for above in this Section 4, any legal fees or other costs of the Holders.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Blue Ridge Bankshares, Inc.), Form of Registration Rights Agreement (Blue Ridge Bankshares, Inc.), Securities Purchase Agreement (Blue Ridge Bankshares, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses of the Company’s counsel and independent registered public accountants) (A) with respect to filings made with the Commission, (B) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (BC) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (CD) if not previously paid by the Company in connection with an Issuer FilingCompany, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses (including application and filing fees) incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 3 contracts

Samples: Registration Rights Agreement (Perspective Therapeutics, Inc.), Registration Rights Agreement (Perspective Therapeutics, Inc.), Registration Rights Agreement (Lantheus Holdings, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (of Company’s counsel and independent registered public accountants) (A) with respect to filings made with the Commission, (B) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (BC) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (CD) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the HoldersHolder.

Appears in 3 contracts

Samples: Registration Rights Agreement (VelaTel Global Communications, Inc.), Registration Rights Agreement (Digital Development Group Corp), Registration Rights Agreement (Cereplast Inc)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company Section 5 (excluding any underwriting discounts and selling commissions) shall be borne by the Company whether or not any Registrable Securities Shares are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market trading market on which the Common Stock is then listed for trading, trading and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Shares and (C) if not previously paid determination of the eligibility of the Registrable Shares for investment under the laws of such jurisdictions as requested by the Company in connection Holders consistent with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such saleSection 5(b)(vi)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities Shares and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities Shares included in a such Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) the filing fees and disbursements with FINRA under FINRA Rule 2710, if requested by any Holder in connection with their resales of counsel for the CompanyRegistrable Shares, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this AgreementSection 5. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement Section 5 (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities Shares on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the HoldersHolder.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Antigenics Inc /De/), Securities Purchase Agreement (Antigenics Inc /De/), Securities Purchase Agreement (Antigenics Inc /De/)

Registration Expenses. All The Company shall bear all fees and expenses incident to incurred in connection with the performance of or compliance with this Agreement by the Company shall be borne by the Company of its obligations under Sections 2 and 3 of this Agreement whether or not any Registrable Securities are sold pursuant to a Registration StatementStatement is declared effective. The Such fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (Ax) with respect to filings required to be made with any Trading Market on which the Common National Association of Securities Dealers, Inc. and the American Stock is then listed for trading, Exchange and (By) in of compliance with applicable federal and state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, reasonable fees and disbursements of counsel for the Company Special Counsel in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by Securities under the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which laws of such jurisdictions as Notice Holders of a Holder intends to make sales majority of the Registrable Securities with NASD Regulation, Inc. being sold pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such saleRegistration Statement may designate), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statementform eligible for deposit with The Depository Trust Company), (iii) messenger, telephone and delivery expensesduplication expenses relating to copies of any Registration Statement or Prospectus delivered to any Holders hereunder, (iv) fees and disbursements of counsel for the CompanyCompany and the Special Counsel in connection with the Shelf Registration Statement, (v) Securities Act liability insurance, if reasonable fees and disbursements of the Company so desires such insurance, Trustee and its counsel and of the registrar and transfer agent for the Common Stock and (vi) fees and expenses of all other Persons retained any Securities Act liability insurance obtained by the Company in connection with the consummation of the transactions contemplated by this Agreementits sole discretion. In addition, the Company shall be responsible for all of its pay the internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement Company (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing by the Company of the Registrable Securities on any securities exchange as required hereunder. In no event shall on which similar securities of the Company be responsible for any broker or similar commissions are then listed and the fees and expenses of any Holder orperson, except including special experts, retained by the Company. Notwithstanding the foregoing, the Holders of the Registrable Securities being registered shall pay all placement agent fees and commissions and underwriting discounts and commissions attributable to the extent provided for in sale of such Registrable Securities and the Transaction Documents, fees and disbursements of any legal fees counsel or other costs of advisors or experts retained by such Holders (severally or jointly), other than the Holderscounsel and experts specifically referred to above.

Appears in 3 contracts

Samples: Registration Rights Agreement (Keane Inc), Registration Rights Agreement (Sepracor Inc /De/), Registration Rights Agreement (Sepracor Inc /De/)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any the NASDAQ Global Market, NASDAQ Global Select Market, the NASDAQ Capital Market, the New York Stock Exchange, the NYSE Amex, the OTC Bulletin Board, or the OTC Markets Inc.,(as applicable, the Company’s “Trading Market Market”) on which the Common Stock is then listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, including without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested in writing by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such saleHolders), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority of the Registrable Securities included in a Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange Trading Market as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 3 contracts

Samples: Registration Rights Agreement (Heavy Earth Resources, Inc.), Registration Rights Agreement (Heavy Earth Resources, Inc.), Registration Rights Agreement (United American Petroleum Corp.)

Registration Expenses. All The Company shall bear all out-of-pocket fees and expenses incident to incurred in connection with the performance by the Trustee of or compliance with its obligations under Sections 2 and 3 of this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration StatementStatement is declared effective. The Such fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (Ax) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, Financial Industry Regulatory Authority and (By) in of compliance with applicable federal and state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, reasonable fees and disbursements of counsel for the Company Special Counsel, if any, in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by Securities under the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales laws of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long such jurisdictions as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority of the Registrable Securities included in being sold pursuant to a Registration StatementStatement may designate)), (ii) printing expenses, (iii) messenger, telephone and delivery expensesduplication expenses relating to copies of any Registration Statement or Prospectus delivered to any Holders hereunder, (iv) fees and disbursements of counsel for the CompanyTrustee and the Special Counsel, if any, in connection with any Registration Statement, (v) Securities Act liability insurance, if the Company so desires such insurance, fees of accountants for consents and cold comfort and (vi) the fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation listing by the Trustee of the transactions contemplated by this Agreement Registrable Securities on any securities exchange on which similar securities of the Trust are then listed. However, the Trust shall pay the internal expenses of the Trustee (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the other fees and expenses incurred in connection with the listing of the accountants for the Trust not covered by clause (v) of the preceding sentence, other than any expense that would not have otherwise been incurred but for the fact of the filing of the Registration Statement or the timing thereof, the fees and expenses of any person, including special experts, retained by the Trustee and the fees and expenses of any transfer agent for the Registrable Securities. Notwithstanding the provisions of this Section 5, each seller of Registrable Securities on shall pay its own selling expenses, including any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder orunderwriting discount and commissions, except all registration expenses to the extent required by applicable law and, except as otherwise provided for in the Transaction Documentsherein, any legal fees or other costs and expenses of the Holderscounsel.

Appears in 2 contracts

Samples: Registration Rights Agreement (Whiting Usa Trust I), Registration Rights Agreement (Whiting Petroleum Corp)

Registration Expenses. All fees and expenses incident to incurred in connection with the Company’s performance of or compliance with its obligations under this Agreement by (excluding any underwriting discounts and selling commissions, stock transfer taxes and fees of counsel for the Company Holders) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence that are the Company’s responsibility shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in with respect to compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer Filingissuer filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expensesexpenses of the Company, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, and (vii) those documented and out-of-pocket expenses of the Registration Rights Purchasers actually and reasonably incurred, including without limitation, reasonable attorneys’ fees (with respect to this clause (vii), not to exceed $50,000)). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Republic First Bancorp Inc), Securities Purchase Agreement (Republic First Bancorp Inc)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in Section 4, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading The Nasdaq National Market and each other securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, (B) with respect to filings required to be made with the National Association of Securities Dealers, Inc. and the NASD Regulation, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, reasonable fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) reasonable fees and disbursements of counsel for the CompanyCompany and Special Counsel for the Holders, in the case of the Special Counsel, to a maximum amount of $5,000, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants (including the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Satcon Technology Corp), Registration Rights Agreement (Satcon Technology Corp)

Registration Expenses. All fees and expenses incident to the Fortress’s performance of of, or compliance with with, its obligations under this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, all registration and filing fees, all fees and expenses (A) of compliance with respect to securities and “blue sky” laws, all fees and expenses associated with filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing NASD (including, without limitationif applicable, the fees and disbursements expenses of counsel for the Company any “qualified independent underwriter” as such term is defined in connection with Blue Sky qualifications or exemptions Schedule E of the Registrable Securities) By-Laws of the NASD), all fees and (C) if not previously paid by the Company in connection expenses of compliance with an Issuer Filingsecurities and “blue sky” laws, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) all printing expenses (including, without limitation, expenses of printing certificates for the Registrable Securities in a form eligible for deposit with the Depository Trust Company and of printing prospectuses if the printing of prospectuses is reasonably requested by a holder of Registrable Securities) and copying expenses, all messenger and delivery expenses, all fees and expenses of Fortress’s independent certified public accountants and counsel (including, without limitation, with respect to “comfort” letters and opinions) and fees and expenses of one firm of counsel to the holders of Investors selling in such registration (which firm shall be selected by the Investors selling in such registration that hold a majority of the Registrable Securities included in a Registration Statement), such registration) (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In additioncollectively, the Company “Registration Expenses”) shall be responsible for all borne by Fortress, regardless of whether a registration is effected. Fortress will pay its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the expense of any liability insurance) and the expenses and fees for listing the securities to be registered on each securities exchange and expenses incurred included in connection with each established over-the-counter market on which similar securities issued by Fortress are then listed or traded. Each Selling Investor shall pay its portion of all underwriting discounts and commissions and transfer taxes, if any, relating to the listing sale of the such Selling Investor’s Registrable Securities on pursuant to any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holdersregistration.

Appears in 2 contracts

Samples: Investor Shareholder Agreement (Fortress Investment Group Holdings LLC), Investor Shareholder Agreement (Fortress Investment Group Holdings LLC)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings or listings or quotations required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses incurred by the Company (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement)Securities, (iii) messenger, telephone and delivery expensesexpenses incurred by the Company, (iv) fees and disbursements of counsel for the Company and of all independent certified public accountants of the Company, (v) Securities Act liability insuranceinsurance incurred by the Company, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Melco International Development LTD), Securities Purchase and Product Participation Agreement (Vendingdata Corp)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any the Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Stinger Systems, Inc), Registration Rights Agreement (Stinger Systems, Inc)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts, fees or selling commissions or broker or similar commissions or fees, or transfer taxes of any Holder) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in with respect to compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. the Financial Industry Regulatory Authority (“FINRA”) pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) the reasonable fees and expenses incurred in connection with any road show for underwritten offerings, (vi) Securities Act liability insurance, if the Company so desires such insurance, and (vivii) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible will pay the reasonable fees and disbursements of the Counsel to the Holders, including, for all the avoidance of its internal doubt, any expenses incurred of Counsel to the Holders in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal filing or accounting duties), the expense amendment of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required Registration Statement, Prospectus or free writing prospectus hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Energy XXI Gulf Coast, Inc.), Registration Rights Agreement (Penn Virginia Corp)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses of the Company’s counsel and auditors) (A) with respect to filings made with the Commission, (B) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (BC) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (CD) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Elio Motors, Inc.), Registration Rights Agreement (PetroHunter Energy Corp)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses expenses) (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction DocumentsPurchase Agreement, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Intellicell Biosciences, Inc.), Registration Rights Agreement (Intellicell Biosciences, Inc.)

Registration Expenses. All Except to the extent limited by any applicable law, all fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company Company, whether or not pursuant to an Underwritten Offering, whether or not any Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a any Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market securities exchange or market on which the Common Stock is then Registrable Securities are required hereunder to be listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, )); (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses Prospectuses if the printing of prospectuses Prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement)managing underwriters, if any; (iii) messenger, telephone and delivery expenses, ; (iv) fees and disbursements of counsel for to the Company, ; (v) Securities Act liability insurance, if the Company so desires such insurance, and ; (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, ; (vii) escrow fees; (viii) all internal expenses of the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange or market as required hereunder. In ; and (ix) fees and disbursements of single counsel to the selling Holders, not to exceed $50,000 (all such expenses being referred to herein as “Registration Expenses”); provided, however, that except as expressly set forth herein, in no event shall the Company be responsible for Registration Expenses include any broker underwriting discounts or similar commissions of any Holder or, except relating to the extent provided for in sale of the Transaction DocumentsRegistrable Securities, any legal transfer taxes relating to the sale of the Registrable Securities or any other expenses incurred by the Holders, including, without limitation, fees and expenses of any, accountants or other costs persons retained by the Holders, in connection with the consummation of the Holderstransactions contemplated by this Agreement.

Appears in 2 contracts

Samples: Form of Registration Rights Agreement (Thomas Weisel Partners Group, Inc.), Registration Rights Agreement (Thomas Weisel Partners Group, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses of the Company’s counsel and auditors) (A) with respect to filings made with the Commission, (B) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (BC) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (CD) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. the FINRA pursuant to the NASD Rule 2710applicable FINRA rules, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Advanced Cell Technology, Inc.), Registration Rights Agreement (Advanced Cell Technology, Inc.)

Registration Expenses. (a) All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company it whether or not any Registrable Securities Registration Statement is filed or becomes effective and whether or not any securities are issued or sold pursuant to a any Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, including without limitation, limitation fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingNational Association of Securities Dealers, Inc. and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed (including without limitation and in addition to by the Company that provided for in writing (includingb) below, without limitation, reasonable fees and disbursements of counsel for the Company underwriters or counsel for the holders of Registrable Securities in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale)), (ii) printing expenses (including, including without limitation, limitation expenses of printing certificates for Registrable Securities and of printing prospectuses Prospectuses if the printing of prospectuses Prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementManaging Underwriters, if any), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyCompany and one counsel for the holders of Registrable Securities, in accordance with the provisions of Section 4(b) hereof, (v) fees and disbursements of all independent certified public accountants referred to in Section 3(n)(iv) hereof (including without limitation the expenses of any special audit and “comfort” letters required by or incident to such performance), (vi) Securities Act liability insurance, if the Company so desires such insurance, and (vivii) fees and expenses of all other Persons persons retained by the Company in connection with the consummation of the transactions contemplated by this AgreementCompany. In addition, the Company shall be responsible for all of pay its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, including without limitation, limitation all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit audit, and the fees and expenses incurred in connection with the listing of the securities on a securities exchange. Notwithstanding the foregoing or anything in this Agreement to the contrary, each holder of the Registrable Securities on being registered shall pay all underwriting fees, discounts and commissions with respect to any securities exchange as required hereunder. In no event shall Registrable Securities sold by it and the Company be responsible for any broker or similar commissions fees and disbursements of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees counsel or other costs of the Holdersadvisors or experts retained by such holders (severally or jointly), other than counsel referred to in clause (iv) above.

Appears in 2 contracts

Samples: Registration Rights Agreement (Renegy Holdings, Inc.), Registration Rights Agreement (Renegy Holdings, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses of the Company’s counsel and independent registered public accountants and reasonable fees of one counsel for the Holders) (A) with respect to filings made with the Commission, (B) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (BC) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (CD) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for hereinabove or in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Inpixon), Registration Rights Agreement (Sysorex, Inc.)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts, fees or selling commissions or broker or similar commissions or fees, or transfer taxes of any Holder) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, if any, (B) in with respect to compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer Filinga filing by the Company, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. the Financial Industry Regulatory Authority (“FINRA”) pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) the reasonable fees and expenses incurred in connection with any road show for Underwritten Offerings, (vi) Securities Act liability insurance, if the Company so desires such insurance, and (vivii) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible will pay the reasonable fees and disbursements of the Counsel to the Holders, including, for all the avoidance of its internal doubt, any expenses incurred of Counsel to the Holders in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal filing or accounting duties), the expense amendment of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on Registration Statement, Prospectus or free writing prospectus hereunder or any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the HoldersUnderwritten Offering.

Appears in 2 contracts

Samples: Registration Rights Agreement (Riviera Resources, Inc.), Registration Rights Agreement (Riviera Resources, LLC)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts, fees or selling commissions or broker or similar commissions or fees of any Holder) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market securities exchange on which the Common Stock is Units or Shares, as applicable, are then listed for trading, (B) in with respect to compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer FilingCompany, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. the Financial Industry Regulatory Authority (“FINRA”) pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) all fees and expenses incurred in connection with any road show for underwritten offerings to the extent not borne by the underwriters, (vi) Securities Act liability insurance, if the Company so desires such insurance, and (vivii) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible will pay the reasonable fees and disbursements of one Counsel to the Holders (and one local counsel, if reasonably necessary), in each case selected by the Majority Holders, including, for all the avoidance of its internal doubt, any expenses incurred of Counsel to the Holders (and one local counsel, if reasonably necessary) in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal filing or accounting duties), the expense amendment of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required Registration Statement, Prospectus or free writing prospectus hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement, Registration Rights Agreement (Vantage Drilling International)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities or Registrable Warrant Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the trading market on which the Common Stock is then listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such saleblue sky laws), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and Registrable Warrant Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities and Registrable Warrant Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyCompany and fees and disbursements, not to exceed $5,000 per Registration Statement, of counsel to the Shareholder (or its Designee), (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the reasonable fees and expenses incurred in connection with the listing of the Registrable Securities or Registrable Warrant Securities, as the case may be, on any securities exchange as required hereunder. In no event All Selling Expenses related to securities registered on behalf of a Selling Shareholder shall be borne by the Company be responsible for any broker or similar commissions holder of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holderssuch securities.

Appears in 2 contracts

Samples: Registration Rights Agreement (Delta Products CORP), Registration Rights Agreement (Delta International Holding Ltd.)

Registration Expenses. (a) All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in Section 4(b), shall be borne by the Company whether or not pursuant to an Underwritten Offering and whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with the NASDAQ and any Trading Subsequent Market on which the Common Stock is then listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the managing underwriters, if not previously paid by any, or the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the managing underwriters, if any, or by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expensesexpenses of the Company, (iv) fees and disbursements of counsel for the CompanyCompany and Special Counsel for the Holders at a sum not higher than $15,000, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (GSV Inc), Registration Rights Agreement (Cybershop International Inc)

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Registration Expenses. (a) All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company it whether or not any Registrable Securities Shelf Registration Statement is filed or becomes effective and whether or not any securities are issued or sold pursuant to a any Shelf Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, including without limitation, limitation fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingNational Association of Securities Dealers, Inc. and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed (including without limitation and in addition to by the Company that provided for in writing (includingb) below, without limitation, reasonable fees and disbursements of counsel for the Company underwriters or counsel for the holders of Registrable Securities in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale)), (ii) printing expenses (including, including without limitation, limitation expenses of printing certificates for Registrable Securities in a form eligible for deposit with DTC and of printing prospectuses Prospectuses if the printing of prospectuses Prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementManaging Underwriters, if any), (iii) messenger, telephone and delivery expenses, (iv) in the event of an underwritten offering of Registrable Securities conducted pursuant to Section 7 hereof, or if in any other event the Company requires that inspection and information gathering be coordinated by counsel for the Electing Holders as provided in Section 3(p)(i) hereof, the Company shall pay the fees and disbursements of counsel for the CompanyCompany and one counsel for the holders of Registrable Securities, in accordance with the provisions of Section 4(b) hereof, (v) fees and disbursements of all independent certified public accountants referred to in Section 3(p)(iv) hereof (including without limitation the expenses of any special audit and "cold comfort" letters required by or incident to such performance), (vi) Securities Act liability insurance, if the Company so desires such insurance, and (vivii) fees and expenses of all other Persons persons retained by the Company in connection with the consummation of the transactions contemplated by this AgreementCompany. In addition, the Company shall be responsible for all of pay its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, including without limitation, limitation all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit audit, and the fees and expenses incurred in connection with the listing of the securities on the New York Stock Exchange. Notwithstanding the foregoing or anything in this Agreement to the contrary, each holder of the Registrable Securities on being registered shall pay all commissions, placement agent fees and underwriting discounts and commissions with respect to any securities exchange as required hereunder. In no event shall Registrable Securities sold by it and the Company be responsible for any broker or similar commissions fees and disbursements of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees counsel or other costs of the Holdersadvisors or experts retained by such holders (severally or jointly), other than counsel and local counsel referred to in clause (iv) above.

Appears in 2 contracts

Samples: Skechers Usa Inc, Skechers Usa Inc

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Annex B, including all fees and expenses which are incurred by, or are obligations of, Pubco, shall be borne by the Company Wireless whether or not pursuant to an Underwritten Offering and whether or not any Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a any Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, limitation (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market securities exchange or market on which the Common Stock is then Registrable Securities are required hereunder to be listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (laws, including, without limitation, fees and disbursements of counsel for the Company selling Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales eligibility of the Registrable Securities with NASD Regulation, Inc. pursuant to for investment under the NASD Rule 2710, so long laws of such jurisdictions as the broker is receiving no more than a customary brokerage commission in connection with such salemanaging underwriters shall request, if any); (ii) printing expenses (expenses, including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement)managing underwriters, if any; (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, Pubco and Wireless; (v) Securities Act liability insurance, if the Company Pubco or Wireless so desires desire such insurance, and ; (vi) fees and expenses of all other Persons retained by the Company Pubco or Wireless in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for Annex B; and (vii) all of its internal expenses of Pubco or Wireless incurred in connection with the consummation of the transactions contemplated by this Agreement (Annex B, including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In hereunder (all such expenses being referred to herein as "Registration Expenses"); provided, however, that except as expressly set forth herein, in no event shall the Company be responsible for Registration Expenses include any broker underwriting discounts, commissions, or similar commissions of any Holder or, except fees attributable to the extent provided for in sale of the Transaction DocumentsRegistrable Securities or any counsel, any legal fees accountants or other costs persons retained by the Holders in connection with the consummation of the Holders.transactions contemplated by this Annex B.

Appears in 2 contracts

Samples: Investment Agreement (Verizon Wireless Inc), Investment Agreement (Bell Atlantic Corp)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in this Section 4, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the OTC Bulletin Board and each other securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, if any (B) with respect to filing fees required to be paid to the Financial Industry Regulatory Authority, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company’s independent public accountants. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event The Company shall the Company not be responsible for any broker or similar commissions of any Holder ordiscounts, except to the extent provided for in the Transaction Documentscommissions, any legal fees transfer taxes or other costs similar fees incurred by the Holders in connection with the sale of the HoldersRegistrable Securities.

Appears in 2 contracts

Samples: Registration Rights Agreement (Kaching Kaching, Inc.), Registration Rights Agreement (Duke Mining Company, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in this Section 4, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the OTC Bulletin Board and each other securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, if any (B) with respect to filing fees required to be paid to the National Association of Securities Dealers, Inc. and the NASD Regulation, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyCompany and Special Counsel for the Holders, in the case of the Special Counsel, up to a maximum amount of $7,500, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company’s independent public accountants (including the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event The Company shall the Company not be responsible for any broker or similar commissions of any Holder ordiscounts, except to the extent provided for in the Transaction Documentscommissions, any legal fees transfer taxes or other costs similar fees incurred by the Holders in connection with the sale of the HoldersRegistrable Securities.

Appears in 2 contracts

Samples: Registration Rights Agreement (Merchandise Creations, Inc.), Registration Rights Agreement (Merchandise Creations, Inc.)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by (excluding any underwriting discounts and selling commissions, stock transfer taxes and fees of counsel for the Company Holders) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence that are the Company’s responsibility shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in with respect to compliance with applicable state securities or Blue Sky Sky” laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky Sky” qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer Filingissuer filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expensesexpenses of the Company, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, and (vii) those expenses of Castle Creek actually and reasonably incurred, including without limitation, reasonable attorneys’ fees, not to exceed $50,000 in the aggregate. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Central Federal Corp), Registration Rights Agreement (Central Federal Corp)

Registration Expenses. All The Company shall bear all fees and expenses incident to incurred in connection with the performance of or compliance with this Agreement by the Company shall be borne by the Company of its obligations under this Agreement whether or not any Registrable Securities of the Registration Statements are sold pursuant to a Registration Statementdeclared effective. The Such fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, (x) fees and expenses (A) of counsel with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingNational Association of Securities Dealers, Inc. and (By) in compliance fees and expenses required to comply with applicable federal and state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, reasonable fees and disbursements of the counsel for specified in the Company next sentence in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by Securities under the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which laws of such jurisdictions as the Notice Holders of a Holder intends to make sales majority of the Registrable Securities with NASD Regulation, Inc. being sold pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such saleRegistration Statement may designate), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statementform eligible for deposit with The Depository Trust Company), (iii) messenger, telephone and delivery expensesduplication expenses relating to copies of any Registration Statement or Prospectus delivered to any Holders hereunder, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation Shelf Registration Statement, (v) the fees and disbursements of the transactions contemplated independent public accountants of the Company, including the expenses of any special audits or "cold comfort" letters required by this Agreementor incident to such performance and compliance, (vi) reasonable fees and disbursements of the Trustee and of the registrar and transfer agent for the Common Stock and their respective counsel and (vii) Securities Act liability insurance obtained by the Company in its sole discretion. In addition, the Company shall be responsible for all of its pay the internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement Company (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall on which similar securities of the Company be responsible for any broker or similar commissions are then listed and the fees and expenses of any Holder orperson, except including special experts, retained by the Company. Notwithstanding the provisions of this Section 5, each seller of Registrable Securities shall pay selling expenses and all registration expenses to the extent provided for in the Transaction Documents, any legal fees or other costs of the HoldersCompany is prohibited from paying such expenses under applicable law.

Appears in 2 contracts

Samples: Registration Rights Agreement (Rf Micro Devices Inc), Registration Rights Agreement (Rf Micro Devices Inc)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in this Section 3, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the OTC Bulletin Board and each other securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, (B) with respect to filing fees required to be paid to the National Association of Securities Dealers, Inc. and the NASD Regulation, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales eligibility of the Registrable Securities with NASD Regulation, Inc. pursuant to for investment under the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with laws of such salejurisdictions), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses prospectuses, if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement)any, (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants (including the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Communication Intelligence Corp), Registration Rights Agreement (Communication Intelligence Corp)

Registration Expenses. a. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in Section 4(b), shall be borne by the Company whether or not pursuant to an Underwritten Offering and whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with the NASDAQ and any Trading Subsequent Market on which the Common Stock is then listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the managing underwriters, if not previously paid by any, or the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the managing underwriters, if any, or by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expensesexpenses of the Company, (iv) fees and disbursements of counsel for the CompanyCompany and Special Counsel for the Holders (not to exceed $7,500), (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Neotherapeutics Inc), Registration Rights Agreement (Neotherapeutics Inc)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts and selling commissions) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market trading market on which the Common Stock is Ordinary Shares are then listed for trading, (B) in with respect to compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of legal counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Lenders) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder Lender intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Lenders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of legal counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (ProQR Therapeutics N.V.), Registration Rights Agreement (ProQR Therapeutics N.V.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in this Section 4, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the OTC Bulletin Board and each other securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, if any (B) with respect to filing fees required to be paid to the National Association of Securities Dealers, Inc. and the NASD Regulation, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyCompany and Special Counsel for the Holders, in the case of the Special Counsel, up to a maximum amount of $5,000, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants (including the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Glowpoint Inc), Registration Rights Agreement (Glowpoint Inc)

Registration Expenses. All The Company shall bear all fees and expenses incident to incurred in connection with the performance of or compliance with this Agreement by the Company shall be borne by the Company of its obligations under Sections 2 and 3 of this Agreement whether or not any Registrable Securities of the Shelf Registration Statements are sold pursuant to a Registration Statementdeclared effective. The Such fees and expenses referred to in the foregoing sentence (“Registration Expenses”) shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (Ax) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingNational Association of Securities Dealers, Inc., and (By) in of compliance with applicable federal and state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salelaws, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statementform eligible for deposit with The Depository Trust Company), (iii) messenger, telephone duplication and delivery expensesmailing expenses relating to copies of any Shelf Registration Statement or Prospectus delivered to any Holders hereunder, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if Company and the Company so desires such insurance, and (vi) fees and expenses disbursements of all other Persons retained one counsel chosen by the Company Holders of a majority of the then outstanding Underlying Common Stock and Warrant Shares constituting Registrable Securities (with Holders of Notes deemed to be the Holders, for purposes of this Section, of the number of outstanding shares of Underlying Common Stock into which such Notes are or would be convertible, not including, for this purpose only, any shares of Common Stock payable as a Make-Whole Premium upon conversion of any Note and Holders of Warrants deemed to be Holders, for purposes of this Section, of the number of outstanding Warrant Shares into which such Warrants are or would be exercisable) in connection with the consummation Shelf Registration Statement, and (v) fees and disbursements of the transactions contemplated by this Agreementregistrar and transfer agent for the Common Stock. In addition, the Company shall be responsible for all of its pay the internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement Company (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing by the Company of the Registrable Securities on any securities exchange as required hereunder. In no event shall on which similar securities of the Company be responsible for any broker or similar commissions are then listed and the fees and expenses of any Holder orperson, except to including special experts, retained by the extent provided for in the Transaction Documents, any legal fees or other costs of the HoldersCompany.

Appears in 2 contracts

Samples: Registration Rights Agreement (I2 Technologies Inc), Registration Rights Agreement (I2 Technologies Inc)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The Holder may withhold and offset the balance of such amount from the payment of its Purchase Price (as defined in the Purchase Agreement) at closing of the transaction described in the Purchase Agreement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses of the Company’s counsel and auditors and up to $2,500 of fees and expenses of a single counsel for the Holders) (A) with respect to filings made with the Commission, (B) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (BC) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (CD) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. the FINRA pursuant to the NASD Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Drone Guarder, Inc.), Registration Rights Agreement (Vilacto Bio Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in this Section 4, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the OTC Bulletin Board and each other securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, if any, (B) with respect to filing fees required to be paid to the National Association of Securities Dealers, Inc. and the NASD Regulation, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyCompany and Special Counsel for the Holders, in the case of the Special Counsel, up to a maximum amount of $5,000, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants (including the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall For the Company be responsible for any broker or similar commissions avoidance of any Holder ordoubt, except all brokers and underwriters' fees and discounts relating to the extent provided for in the Transaction Documents, any legal fees or other costs resale of the HoldersRegistrable Securities shall be expenses borne by each of the Holders and not the Company.

Appears in 2 contracts

Samples: Registration Rights Agreement (Remote Dynamics Inc), Registration Rights Agreement (Remote Dynamics Inc)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Parent shall be borne by the Company Parent whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses of the Parent’s counsel and auditors) (A) with respect to filings made with the Commission, (B) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (BC) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company Parent in writing (including, without limitation, fees and disbursements of counsel for the Company Parent in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (CD) if not previously paid by the Company Parent in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyParent, (v) Securities Act liability insurance, if the Company Parent so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company Parent in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company Parent shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company Parent be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Guardian 8 Holdings), Registration Rights Agreement (Guardian 8 Holdings)

Registration Expenses. All fees and expenses incident incidental to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts and selling commissions) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement, provided, that, the fees and expenses of counsel to the Holders shall be limited to the reasonable and customary fees and expenses of one (1) counsel with respect to any Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in with respect to compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as reasonably requested by the Holders and (C) if not previously paid by the Company in connection with an Issuer FilingCompany, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD Rule 27105100, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities 1933 Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (PowerFleet, Inc.), Investment and Transaction Agreement (Id Systems Inc)

Registration Expenses. All fees and expenses incident to the performance of or compliance with with, this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses of the Company’s counsel and independent registered public accountants) (A) with respect to filings made with the Commission, (B) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (BC) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (CD) if not previously paid by the Company in connection with an Issuer FilingCompany, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Facility Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Phaserx Registration Rights Agreement (Phaserx, Inc.), Phaserx Registration Rights Agreement (Phaserx, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in this Section 4, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the OTC Bulletin Board and each other securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, if any (B) with respect to filing fees required to be paid to the National Association of Securities Dealers, Inc. and the NASD Regulation, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyCompany and Special Counsel for the Holders, in the case of the Special Counsel, up to a maximum amount of $7,500, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants (including the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event The Company shall the Company not be responsible for any broker or similar commissions of any Holder ordiscounts, except to the extent provided for in the Transaction Documentscommissions, any legal fees transfer taxes or other costs similar fees incurred by the Holders in connection with the sale of the HoldersRegistrable Securities.

Appears in 2 contracts

Samples: Registration Rights Agreement (International American Technologies, Inc.), Registration Rights Agreement (International American Technologies, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses expenses) (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with the NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement)Securities, (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Xenonics Holdings, Inc.), Registration Rights Agreement (Xenonics Holdings, Inc.)

Registration Expenses. All Except for fees and expenses associated with an Underwritten Offering, which shall be borne by the Holders, all fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company Company, whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market Nasdaq and each other securities exchange or market on which the Common Stock is then Registrable Securities are required hereunder to be listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the managing underwriters, if not previously paid by any, or the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the managing underwriters, if any, or by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit audit, and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Uniview Technologies Corp), Registration Rights Agreement (Uniview Technologies Corp)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company Company, other than with regard to an Underwritten Offering and whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market Nasdaq and each other securities exchange or market on which the Common Stock is then Registrable Securities are required hereunder to be listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, reasonable fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the managing underwriters, if not previously paid by any, or the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders managing underwriters, if any, or by the Holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expensesexpenses of the Company, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit audit, and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event Notwithstanding anything contained in this Section 4 to the contrary, the Holders shall the Company be responsible for any broker or similar commissions of any Holder or, except all fees and expenses relating to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holdersan Underwritten Offering.

Appears in 2 contracts

Samples: Registration Rights Agreement (Healthaxis Inc), Securities Purchase Agreement (Healthaxis Inc)

Registration Expenses. All fees and expenses incident to the Company’s and the Guarantors’ performance of or compliance with their obligations under this Agreement by (excluding any underwriting discounts and selling commissions, but including all legal fees and expenses of one legal counsel to the Company Holders) shall be borne by the Company and the Guarantors, jointly and severally, whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any the Trading Market on which the Common Stock is then listed for tradingMarket, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salelaws), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company and the Guarantors shall be responsible for all of its their internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its their officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. For the avoidance of doubt, each Holder shall pay all underwriting and placement discounts and commissions, agency and placement fees, brokers’ commissions and transfer taxes, if any, relating to the sale or disposition of such Holder’s Registrable Securities. In no event shall addition to the foregoing, the Company be responsible for any broker or similar commissions shall pay the reasonable legal fees and expenses of any Holder or, except the single counsel to the extent provided for Holders in connection with the Registration Statement (not to exceed $25,000 in the Transaction Documentsaggregate); provided, any however, if the Holders reasonably determine that local counsel is required in connection with the Registration Statement, then the Company shall be obligated to pay such reasonable legal fees or other costs of and expense as well (not to exceed $10,000 in the Holdersaggregate).

Appears in 2 contracts

Samples: Registration Rights Agreement (Eastman Kodak Co), Registration Rights Agreement (Eastman Kodak Co)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts and selling commissions, stock transfer taxes and fees of Parent’s Counsel) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence that are the Company’s responsibility shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in with respect to compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by Parent) and (C) if not previously paid by the Company in connection with an Issuer Filingissuer filing, with respect to any filing that may be required to be made by any broker through which a Holder Parent intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementParent), (iii) messenger, telephone and delivery expensesexpenses of the Company, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including the Company’s independent registered public accountants. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (1347 Property Insurance Holdings, Inc.), Equity Purchase Agreement (1347 Property Insurance Holdings, Inc.)

Registration Expenses. (a) All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in Section 5(b), shall be borne by the Company whether or not pursuant to an Underwritten Offering and whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with the ASE and any Trading Subsequent Market on which the Common Stock is then listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the managing underwriters, if not previously paid by any, or the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the managing underwriters, if any, or by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expensesexpenses of the Company, (iv) fees and disbursements of counsel for the CompanyCompany and Special Counsel for the Holders (not to exceed $7,500), (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: 3 Registration Rights Agreement (Medix Resources Inc), Registration Rights Agreement (Careside Inc)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses expenses) (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD FINRA Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement)Securities, (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Intellinetics, Inc.), Registration Rights Agreement (Intellinetics, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in this Section 4, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the OTC Bulletin Board and each other securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, (B) with respect to filing fees required to be paid to the National Association of Securities Dealers, Inc. and the NASD Regulation, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyCompany and Special Counsel for the Holders, in the case of the Special Counsel, up to a maximum amount of $7,500, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company’s independent public accountants (including the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Apollo Resources International Inc), Note and Warrant Purchase Agreement (Apollo Resources International Inc)

Registration Expenses. All In addition to fee and expense reimbursement pursuant to Section 12.10 of the Purchase Agreement, all fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts and selling commissions and all legal fees and expenses of legal counsel for any Holder) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the principal trading market on which the Common Stock is then listed for trading, and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salelaws), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) reasonable fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, or any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Form of Registration Rights Agreement (Caladrius Biosciences, Inc.), Registration Rights Agreement (Caladrius Biosciences, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market each securities exchange, quotation system, market or over-the-counter bulletin board on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, (B) with respect to filings required to be made with the Commission, and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Special Counsel in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statementor photocopying prospectuses), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (viv) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants (including, in the case of an underwritten offering, the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters) and legal counsel, and (vi) fees and expenses of the Special Counsel in connection with any Registration Statement hereunder. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Investor Rights Agreement (Macrochem Corp), Investor Rights Agreement (Macrochem Corp)

Registration Expenses. All fees and expenses incident to the Company's performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not the Registration Statement becomes effective, provided, however, that with respect to any Registrable Securities are sold Registration Statement filed pursuant to a Registration Statement. The Section 2(b) hereof all reasonable fees and out-of-pocket expenses other than fees and expenses referred described in clause (vii) below shall be borne by the selling Holders in proportion to in the foregoing sentence number of shares of Registrable Securities to be registered by each. Such fees and expenses shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (Ax) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingSEC or the National Association of Securities Dealers, Inc. and (By) in relating to compliance with applicable state federal securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that Securities under laws of such jurisdictions as may be required to be made by any broker through which a under Section 3(e) hereof or as the Holder intends to make sales of the Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salebeing sold may designate), (ii) all expenses incurred in connection with the preparation, word processing, printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority distribution of the Registrable Securities included in a Registration Statement), any Prospectus, any amendments or supplements thereto, and other documents relating to the performance of and compliance with this Agreement, (iii) the reasonable fees and disbursements of the registrar and transfer agent for the Common Stock (iv) messenger, telephone and delivery expensesexpenses relating to the performance of the Company's obligations hereunder, (ivv) reasonable fees and disbursements of counsel for the CompanyCompany in connection with the Registration Statement, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses disbursements of all other Persons retained independent certified public accountants related to the preparation of the Registration Statement, any Prospectus, or any amounts or supplements thereto and (vii) Securities Act liability insurance obtained by the Company in connection with the consummation of the transactions contemplated by this Agreementits sole discretion. In addition, in all circumstances the Company shall be responsible for all of pay its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities securities to be registered on any securities exchange as required hereunder. In no event shall on which similar securities issued by the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holdersare then listed.

Appears in 2 contracts

Samples: Registration Rights Agreement (Uniroyal Technology Corp), Registration Rights Agreement (Emcore Corp)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market Exchange on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, (B) with respect to filings required to be made with the Commission, and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Special Counsel in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales eligibility of the Registrable Securities with NASD Regulation, Inc. pursuant to for investment under the NASD Rule 2710, so long laws of such jurisdictions as the broker is receiving no more than a customary brokerage commission in connection with such saleHolders may designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statementor photocopying prospectuses), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (viv) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants (including, in the case of an underwritten offering, the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters) and legal counsel, and (vi) fees and expenses of the Special Counsel in connection with any Registration Statement hereunder. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit audit, and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange Exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Investor Rights Agreement (DecisionPoint Systems, Inc.), Investor Rights Agreement (DecisionPoint Systems, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, : (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market trading market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses of the Company (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement)Securities, (iii) messenger, telephone and delivery expensesexpenses of the Company, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Weikang Bio-Technology Group Co., Inc.), Registration Rights Agreement (China Carbon Graphite Group, Inc.)

Registration Expenses. (a) All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company it whether or not any Registrable Securities Registration Statement is filed or becomes effective and whether or not any securities are issued or sold pursuant to a any Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, including without limitation, limitation fees and expenses (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingNational Association of Securities Dealers, Inc. and (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed (including without limitation and in addition to by the Company that provided for in writing (includingb) below, without limitation, reasonable fees and disbursements of counsel for the Company underwriters or counsel for the holders of Registrable Securities in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale)), (ii) printing expenses (including, including without limitation, limitation expenses of printing certificates for Registrable Securities and of printing prospectuses Prospectuses if the printing of prospectuses Prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementManaging Underwriters, if any), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyCompany and one counsel for the holders of Registrable Securities, in accordance with the provisions of Section 4(b) hereof, (v) fees and disbursements of all independent certified public accountants referred to in Section 3(n)(iv) hereof (including without limitation the expenses of any special audit and “comfort” letters required by or incident to such performance), (vi) Securities Act liability insurance, if the Company so desires such insurance, and (vivii) fees and expenses of all other Persons persons retained by the Company in connection with the consummation of the transactions contemplated by this AgreementCompany. In addition, the Company shall be responsible for all of pay its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, including without limitation, limitation all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit audit, and the fees and expenses incurred in connection with the listing of the securities on a securities exchange. Notwithstanding the foregoing or anything in this Agreement to the contrary, each holder of the Registrable Securities on being registered shall pay all underwriting discounts and commissions with respect to any securities exchange as required hereunder. In no event shall Registrable Securities sold by it and the Company be responsible for any broker or similar commissions fees and disbursements of any Holder or, except to the extent provided for in the Transaction Documents, any legal fees counsel or other costs of the Holdersadvisors or experts retained by such holders (severally or jointly), other than counsel referred to in clause (iv) above.

Appears in 2 contracts

Samples: Registration Rights Agreement (Spectrum Sciences & Software Holdings Corp), Agreement and Plan of Merger (Spectrum Sciences & Software Holdings Corp)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses expenses) (A) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for in the Transaction DocumentsPurchase Agreement, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Infusion Brands International, Inc.), Registration Rights Agreement (Omnireliant Holdings, Inc.)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company Company, except as and to the extent specified in this Section 4, shall be borne by the Company whether or not the Registration Statement is filed or becomes effective and whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any Trading Market the OTC Bulletin Board and each other securities exchange or market on which the Common Stock is then listed for tradingRegistrable Securities are required hereunder to be listed, if any (B) with respect to filing fees required to be paid to the National Association of Securities Dealers, Inc. and the NASD Regulation, Inc. and (C) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Holders in connection with Blue Sky qualifications or exemptions of the Registrable Securities) Securities and (C) if not previously paid by determination of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which eligibility of the Registrable Securities for investment under the laws of such jurisdictions as the Holders of a Holder intends to make sales majority of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salemay designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a the Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the CompanyCompany and one Special Counsel for the Holders, in the case of the Special Counsel, up to a maximum amount of $3,500, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement, including, without limitation, the Company's independent public accountants (including the expenses of any comfort letters or costs associated with the delivery by independent public accountants of a comfort letter or comfort letters). In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event The Company shall the Company not be responsible for any broker or similar commissions of any Holder ordiscounts, except to the extent provided for in the Transaction Documentscommissions, any legal fees transfer taxes or other costs similar fees incurred by the Holders in connection with the sale of the HoldersRegistrable Securities.

Appears in 2 contracts

Samples: Registration Rights Agreement (MDwerks, Inc.), Registration Rights Agreement (MDwerks, Inc.)

Registration Expenses. All fees and expenses incident to the Company's performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a of the Registration StatementStatements become effective. The Such fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (Ax) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingSEC or the National Association of Securities Dealers, Inc. and (By) in relating to compliance with applicable state federal securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, reasonable fees and disbursements of counsel for the Company Special Counsel in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) Securities under the laws of such jurisdictions as the Managing Underwriters, if not previously paid by any, or Holders of a majority of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salebeing sold may designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities in a form eligible for deposit with The Depository Trust Company and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Special Counsel or the Holders of a majority of the Registrable Securities included in a any Registration Statement), (iii) messenger, telephone the reasonable fees and delivery expensesdisbursements of the Trustee and its counsel and of the registrar and transfer agent for the Common Stock, (iv) reasonable fees and disbursements of counsel for the Company and the Special Counsel in connection with the Shelf Registration (provided that the Company shall not be liable for the fees and expenses of more than one separate firm, in addition to counsel for the Company, for all parties participating in any transaction hereunder), (v) fees and disbursements of all independent certified public accountants referred to in Section 3(k)(iii) hereof (including the expenses of any special audit and "cold comfort" letters required by or incident to such performance) and (vi) Securities Act liability insurance, if to the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained extent obtained by the Company in connection with the consummation of the transactions contemplated by this Agreementits sole discretion. In addition, the Company shall be responsible for all of pay its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and audit, the fees and expenses incurred in connection with the listing of the Registrable Securities securities to be registered on any securities exchange as required hereunder. In no event shall on which similar securities issued by the Company be responsible for any broker or similar commissions are then listed and the fees and expenses of any Holder orperson, except including special experts, retained by the Company. Notwithstanding the provisions of this Section 5, each seller of Registrable Securities shall pay all underwriting discounts, selling commissions and stock transfer taxes applicable to the Registrable Securities, all selling expenses and all registration expenses to the extent provided that the Company is prohibited by applicable Blue Sky laws from paying such expenses for in the Transaction Documents, any legal fees or other costs on behalf of the Holderssuch seller of Registrable Securities.

Appears in 2 contracts

Samples: Registration Rights Agreement (Sepracor Inc /De/), Registration Rights Agreement (Sepracor Inc /De/)

Registration Expenses. All fees and expenses incident to the performance of or compliance with with, this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses of the Company’s counsel and independent registered public accountants and reasonable fees and expenses of one counsel for the Holders which shall not exceed an aggregate of $25,000) (A) with respect to filings made with the Commission, (B) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (BC) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (CD) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration StatementSecurities), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder or, except to the extent provided for hereinabove or in the Transaction Documents, any legal fees or other costs of the Holders.

Appears in 2 contracts

Samples: Registration Rights Agreement (Viveve Medical, Inc.), Registration Rights Agreement (Viveve Medical, Inc.)

Registration Expenses. All fees and expenses incident to the Pzena Inc.’s performance of of, or compliance with with, its obligations under this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, all registration and filing fees, all fees and expenses (A) of compliance with respect to securities and “blue sky” laws, all fees and expenses associated with filings required to be made with any Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing FINRA (including, without limitationif applicable, the fees and disbursements expenses of counsel for the Company any “qualified independent underwriter” as such term is defined in connection with Blue Sky qualifications or exemptions Schedule E of the Registrable Securities) By-Laws of the FINRA), all fees and (C) if not previously paid by the Company in connection expenses of compliance with an Issuer Filingsecurities and “blue sky” laws, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) all printing expenses (including, without limitation, expenses of printing certificates for the Registrable Securities in a form eligible for deposit with the Depository Trust Company and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders a holder of a majority of the Registrable Securities included in a Registration Statement)Securities) and copying expenses, (iii) messenger, telephone all messenger and delivery expenses, (iv) fees expenses and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) all fees and expenses of all other Persons retained Pzena Inc.’s independent certified public accountants and counsel (including, without limitation, with respect to “comfort” letters and opinions) (collectively, the “Registration Expenses”) shall be borne by the Company each of Holders in connection with proportion to the consummation number of Registrable Securities that they choose to include in any Shelf Registration Statement, regardless of whether a Transfer is effected, except in the transactions contemplated by this Agreementcase of an Underwritten Offering for which each Selling Holder shall bear all such expenses in proportion to the number of Registrable Securities that each chooses to Transfer in such Underwritten Offering. In addition, the Company shall be responsible for all of Pzena Inc. will pay its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the expense of any liability insurance) and the expenses and fees and expenses incurred in connection with the for listing of the Registrable Securities on any each securities exchange as required hereunderand included in each established over-the-counter market on which similar securities issued by Pzena Inc. are then listed or traded. In no event Each Selling Holder shall the Company be responsible for any broker or similar pay its portion of all underwriting discounts and commissions of any Holder orand transfer taxes, except if any, relating to the extent provided for in the Transaction Documents, sale of such Selling Holder’s Registrable Securities pursuant to any legal fees or other costs of the HoldersShelf Registration Statement.

Appears in 2 contracts

Samples: Resale and Registration Rights Agreement (Pzena Investment Management, Inc.), Resale and Registration Rights Agreement (Pzena Investment Management, Inc.)

Registration Expenses. All fees and expenses incident to the Company’s performance of or compliance with its obligations under this Agreement by the Company (excluding any underwriting discounts and selling commissions and all legal fees and expenses of legal counsel for any Holder other than a Lead Purchaser) shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a Registration Statement. The fees and expenses referred to in the foregoing sentence (“Registration Expenses”) shall include, without limitation, (ia) all registration and filing fees (including, without limitation, fees and expenses (Ai) with respect to filings required to be made with any Trading Market on which the Common Stock is Shares are then listed for trading, (Bii) in with respect to compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (Ciii) if not previously paid by the Company in connection with an Issuer Filinga filing by the issuer, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. FINRA pursuant to the NASD FINRA Rule 27105110, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (iib) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders Holders of a majority of the Registrable Securities included in a the Registration Statement), (iiic) messenger, telephone and delivery expenses, (ivd) fees and disbursements of counsel for the Company, (ve) reasonable fees and disbursements of counsel for the Lead Purchasers, (f) Securities Act liability insurance, if the Company so desires such insurance, and (vig) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any underwriting, broker or similar fees, discounts or commissions of with respect to any Holder or, except Registrable Securities to the extent provided for in the Transaction Documents, be sold pursuant to a Registration Statement or any legal fees or other costs of the Holders, except for reasonable fees and disbursements of counsel for any Lead Purchaser.

Appears in 2 contracts

Samples: Registration Rights Agreement (Community Financial Shares Inc), Registration Rights Agreement (Community Financial Shares Inc)

Registration Expenses. All fees and expenses incident to the performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a the Registration Statement. The fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (A) with respect to filings required to be made with any the Trading Market on which the Common Stock is then listed for trading, (B) in compliance with applicable state securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company in connection with Blue Sky qualifications or exemptions of the Registrable SecuritiesSecurities and determination of the eligibility of the Registrable Securities for investment under the laws of such jurisdictions as requested by the Holders) and (C) if not previously paid by the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such sale, (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities and of printing prospectuses if the printing of prospectuses is reasonably requested by the holders of a majority of the Registrable Securities included in a Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) fees and disbursements of counsel for the Company, (v) Securities Act liability insurance, if the Company so desires such insurance, and (vi) fees and expenses of all other Persons retained by the Company in connection with the consummation of the transactions contemplated by this Agreement. Further, the Company shall bear or reimburse the Holders for the reasonable fees and disbursements of a single counsel selected by a plurality of Holders to be included on a Registration Statement who own an aggregate of not less than 25% of the Registrable Securities covered by the Shelf Registration Statement to act as counsel therefore in connection therewith. In addition, the Company shall be responsible for all of its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and the fees and expenses incurred in connection with the listing of the Registrable Securities on any securities exchange as required hereunder. In no event shall the Company be responsible for any broker or similar commissions of any Holder orand the Holders shall pay all underwriting discounts and commission, except if any, relating to the extent provided for in sale or disposition of such Holder's Registrable Securities pursuant to the Transaction Documents, any legal fees or other costs of the HoldersShelf Registration Statement.

Appears in 2 contracts

Samples: Registration Rights Agreement (Tarrant Apparel Group), Registration Rights Agreement (Tarrant Apparel Group)

Registration Expenses. All fees and expenses incident to the Company's performance of or compliance with this Agreement by the Company shall be borne by the Company whether or not any Registrable Securities are sold pursuant to a of the Registration StatementStatements become effective. The Such fees and expenses referred to in the foregoing sentence shall include, without limitation, (i) all registration and filing fees (including, without limitation, fees and expenses (Ax) with respect to filings required to be made with any Trading Market on which the Common Stock is then listed for tradingNational Association of Securities Dealers, Inc. and (By) in with respect to compliance with applicable state federal securities or Blue Sky laws reasonably agreed to by the Company in writing (including, without limitation, fees and disbursements of counsel for the Company Special Counsel in connection with Blue Sky qualifications or exemptions of the Registrable Securities) and (C) Securities laws of such jurisdictions as the Managing Underwriters, if not previously paid by any, or holders of a majority of the Company in connection with an Issuer Filing, with respect to any filing that may be required to be made by any broker through which a Holder intends to make sales of Registrable Securities with NASD Regulation, Inc. pursuant to the NASD Rule 2710, so long as the broker is receiving no more than a customary brokerage commission in connection with such salebeing sold may designate)), (ii) printing expenses (including, without limitation, expenses of printing certificates for Registrable Securities in a form eligible for deposit with The Depositary Trust Company and of printing prospectuses Prospectuses if the printing of prospectuses Prospectuses is reasonably requested by the Special Counsel or the holders of a majority of the Registrable Securities included in a any Registration Statement), (iii) messenger, telephone and delivery expenses, (iv) reasonable fees and disbursements of counsel for the CompanyCompany and the Special Counsel in connection with the Registration, (v) Securities Act liability insurance, if fees and disbursements of all independent certified public accountants (including the Company so desires expenses of any special audit and "comfort" letters required by or incident to such insurance, performance) and (vi) fees and expenses of all other Persons retained Securities Act liability insurance obtained by the Company in connection with the consummation of the transactions contemplated by this Agreementits sole discretion. In addition, the Company shall be responsible for all of pay its internal expenses incurred in connection with the consummation of the transactions contemplated by this Agreement (including, without limitation, all salaries and expenses of its officers and employees performing legal or accounting duties), the expense of any annual audit and or interim review of financial statements, the fees and expenses incurred in connection with the listing of the Registrable Securities securities to be registered on any securities exchange as required hereunder. In no event shall on which similar securities issued by the Company be responsible for any broker or similar commissions are then listed and the fees and expenses of any Holder orperson, except including special experts, retained by the Company. Notwithstanding the provisions of this Section 6.1, each seller of Registrable Securities shall pay all registration expenses to the extent provided the Company is prohibited by applicable Blue Sky laws from paying for in the Transaction Documents, any legal fees or other costs on behalf of the Holderssuch seller of Registrable Securities.

Appears in 2 contracts

Samples: Registration Rights Agreement (Perini Corp), Registration Rights Agreement (American International Group Inc)

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