Registered Investment Adviser. Buyer or an Affiliated Person thereof is registered as an investment adviser under the Investment Advisers Act. Buyer has not received any written notice by any State that Buyer’s registration as an investment adviser is, is to be, or will be restricted or terminated.
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Samples: Asset Purchase Agreement (Hennessy Advisors Inc), Asset Purchase Agreement (FBR & Co.)
Registered Investment Adviser. Buyer or an Affiliated Person thereof is registered as an investment adviser under the Investment Advisers Act. Buyer has not received any written notice by any State the Commission that Buyer’s registration as an investment adviser is, is to be, or will be restricted or terminated.
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Registered Investment Adviser. Buyer or an Affiliated Person thereof is registered as an investment adviser under the Investment Advisers Act. Buyer has not received any written notice by any State state that Buyer’s registration as an investment adviser is, is to be, or will be restricted or terminated.
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