Receipt of Orders Sample Clauses

Receipt of Orders instructions and Telephone Recordings and Communications Xxxxxx will accept orders/instructions in meetings, by telephone or letter or facsimile transmission. We reserve the right to request confirmation of an instruction in writing and we may refuse to act on unclear or incomplete instructions. Xxxxxx does not accept from, or send instructions to, third parties, unless a valid original power of attorney has been provided by you and accepted by Xxxxxx for this purpose. It is your obligation to notify Xxxxxx in writing if a power of attorney has been rescinded and the notification will only take effect when Xxxxxx acknowledge in writing the receipt of the notification. In respect of orders relating to bonds, you must indicate the total amount of the investment to be made in the bond when confirming your purchase order. Xxxxxx will rely on this information when making the purchase and shall not be liable for any over investment or error made by you if you miscalculate the consideration due or you request that an order be made in nominal units rather than on a required total investment amount. In exceptional circumstances, and where you have a relationship with an individual Cantor Broker and this method of communication has been agreed to in writing by Xxxxxx, Xxxxxx will receive orders from you in the form of text (SMS) and or e-mail messages to Brokers but only where the order has been received by the Broker and you are sent an acknowledgement text and or e-mail from the Broker accepting the order. Should you wish to avail of this service you should contact your Broker to initiate the service. Please note that Xxxxxx will not be held responsible for non receipt or misunderstandings of messages received in this manner as this is not our preferred method of receiving orders and we will not be liable or responsible for problems with mobile phone coverage, email servers or other communication devices or systems. You must check your contract notes diligently (and in particular trade confirms for CFD trades) and report any issues immediately to your Broker. All telephone conversations are recorded to ensure accuracy of instructions, for the purposes of recording instructions received and to assist with any disputes as well as for legal and regulatory purposes and for training and quality control purposes. Xxxxxx may ask you security questions to verify your identity and if you are not in a position to answer the questions Xxxxxx may not be able to act on your in...
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Receipt of Orders. Broker-Dealer will act as the limited agent of the Funds in order to receive Orders from Investors for Shares of the Funds. All such Orders will be processed and settled through the NSCC Fund/SERV system. Accordingly, Broker-Dealer shall accept Orders from Investors on each Business Day, subject to the provisions in Section 2 of the Operating Agreement, for the acceptance and transmission of such Orders to the Fund Company. Broker-Dealer shall communicate to the Fund Company the Orders for Shares of each Fund that it received and accepted on that Business Day via the NSCC Fund/SERV system in accordance with the standard processing procedures of NSCC Fund/SERV. Settlement of Orders communicated through Fund/SERV shall be made at the time and in the manner provided in the rules and procedures relating to Fund/SERV.
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Receipt of Orders. Instructions and Account transaction directions corresponding to Orders must be received by the Intermediary or, subject to the requirements of Section 14 of the Agreement, a Designated UI, by the close of trading on the New York Stock Exchange (the “Market Close”) on T. Any Order corresponding to Instructions or Account transaction directions received by the Intermediary or a Designated UI after such time will be accorded a trade date that is the next Business Day following receipt of the Instructions or Account transaction directions (“T+1”), and the Intermediary will not enter the Order onto Fund/SERV until T+2.
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Receipt of Orders. Instructions corresponding to Orders must be received by the Intermediary or, subject to the requirements of Section 14 of the Agreement, an Underlying Intermediary, by the close of trading on the New York Stock Exchange (the “Market Close”) on T. Any Order received by the Intermediary or an Underlying Intermediary after such time will be accorded a trade date that is the next Business Day following receipt of the Order (“T+1”), and the Intermediary will not enter the Order onto Fund/SERV until T+2.
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Receipt of Orders. COKeM agrees to devote its commercially reasonable efforts to provide for receipt of all incoming purchase orders (either electronically generated via Electronic Data Interchange and/or manually presented as necessary/required).
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Receipt of Orders. Instructions corresponding to Orders must be received by the Company by the close of trading on the New York Stock Exchange (the “Market Close”) on T. Any Order corresponding to Instructions received by the Company after such time will be accorded a trade date that is the next Business Day following receipt of the Instructions (“T+1”), and the Company will not enter the Order onto Fund/SERV until T+2.
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Related to Receipt of Orders

  • EXECUTION OF ORDERS All orders for the creation or redemption of Creation Units shall be handled in accordance with the terms of the Prospectus, and the procedures described in Attachments A and A-1 to this Agreement. In the event the procedures include the use of recorded telephone lines, the Participant hereby consents to such use. The Trust reserves the right to issue additional or other procedures relating to the manner of creating or redeeming Creation Units, and the Participant, and the Distributor agree to comply with such procedures as may be issued from time to time, upon reasonable notice thereof. The Participant understands and acknowledges that the Transfer Agent will not effect a creation or redemption until it has received confirmation of receipt of the Participant’s incoming security transfer and/or cash through the Trust’s Clearing Process, Fed Book-Entry System, Euroclear and/or DTC in the case of a creation, and through the Trust’s Clearing Process, Euroclear and/or DTC in the case of a redemption. With respect to any order for the creation or redemption of Creation Units, the Participant acknowledges and agrees on behalf of itself and any party for which it is acting (regardless of its capacity) to return to the Trust any dividend, distribution or other corporate action paid to it or to the party for which it is acting in respect of any Deposit Security that is transferred to the Participant or any party for which it is acting that, based on the valuation of such Deposit Security at the time of transfer should have been paid to the Trust. With respect to any orders for the creation or redemption of Creation Units, the Participant also acknowledges and agrees on behalf of itself and any party for which it is acting (regardless of its capacity) that the Transfer Agent is entitled to reduce the amount of money or other proceeds due to the Participant or any party for which it is acting that, based on the valuation of such Deposit Security at the time of transfer, should be paid to the Fund. With respect to any order for the creation or redemption of Creation Units, the Trust acknowledges and agrees to return to the Participant or any party for which it is acting any dividend, distribution or other corporate action paid to the Trust in respect of any Deposit Security that is transferred to the Trust that, based on the valuation of such Deposit Security at the time of transfer, should have been paid to the Participant or any party for which it is acting.

  • Placement of Orders The Adviser shall arrange for the placing of all orders for the purchase and sale of securities for a Fund’s account with brokers or dealers selected by the Adviser. In the selection of such brokers or dealers and the placing of such orders, the Adviser is directed at all times to seek for each Fund the most favorable execution and net price available under the circumstances. It is also understood that it is desirable for the Funds that the Adviser have access to brokerage and research services provided by brokers who may execute brokerage transactions at a higher cost to the Funds than may result when allocating brokerage to other brokers, consistent with section 28(e) of the 1934 Act and any Commission staff interpretations thereof. Therefore, the Adviser is authorized to place orders for the purchase and sale of securities for a Fund with such brokers, subject to review by the Board from time to time with respect to the extent and continuation of this practice. It is understood that the services provided by such brokers may be useful to the Adviser in connection with its or its affiliates’ services to other clients.

  • Cancellation of Orders If payment for shares purchased is not received within the time customary or the time required by law for such payment, the sale may be canceled without notice or demand, and neither FTDI nor the Fund(s) shall have any responsibility or liability for such a cancellation; alternatively, at FTDI's option, the unpaid shares may be sold back to the Fund, and Bank shall be liable for any resulting loss to FTDI or to the Fund(s). FTDI shall have no liability for any check or other item returned unpaid to Bank after Bank has paid FTDI on behalf of a purchaser. FTDI may refuse to liquidate the investment unless FTDI receives the purchaser's signed authorization for the liquidation.

  • AGGREGATION OF ORDERS On occasions when the Adviser deems the purchase or sale of a security to be in the best interest of the Allocated Assets as well as other clients of the Adviser, the Adviser may to the extent permitted by applicable laws and regulations, but shall be under no obligation to, aggregate the orders for securities to be purchased or sold. In such event, allocation of the securities so purchased or sold, as well as the expenses incurred in the transaction, will be made by the Adviser in the manner the Adviser considers to be the most equitable and consistent with its fiduciary obligations to the Portfolio and to its other clients. The Manager recognizes that, in some cases, the Adviser’s allocation procedure may limit the size of the position that may be acquired or sold for the Allocated Assets.

  • TERMINATION OF ORDERS Participating Entities may terminate an order, in whole or in part, immediately upon notice to Supplier in the event of any of the following events:

  • Acceptance of Orders POSITION LIMITS.

  • Submission of Orders Each person desiring to purchase Shares in the Offering will be required to complete and execute a subscription eligibility form provided by the Company to each Dealer for use in connection with the Offering (the “Eligibility Form”) and to deliver to the Dealer such completed and executed Eligibility Form together with a check or wire transfer (“instrument of payment”) in the amount of such person’s purchase, which must be at least the minimum purchase amount set forth in the Prospectus. Those persons who purchase Shares will be instructed by the Dealer to make their instruments of payment payable to or for the benefit of “Dividend Capital Diversified Property Fund Inc.” Purchase orders received and processed by the Company prior to the close of the New York Stock Exchange (generally, 4:00 p.m. Eastern time; the “close of business”) on any business day will be executed at the price per share of the class of shares being purchased calculated at the end of such business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Purchase orders received and processed after the close of business on any business day, or on a day that is not a business day, will be executed at the price per share of the class of shares being purchased calculated at the end of the next business day plus, for Class A shares only, applicable selling commissions, in accordance with the procedures described in the Prospectus. Subscribers may not submit an initial purchase order until at least five (5) business days after the date on which the subscriber receives a copy of the Prospectus. If the Dealer receives an Eligibility Form or instrument of payment not conforming to the foregoing instructions, the Dealer shall return such Eligibility Form and instrument of payment directly to such subscriber not later than the end of the next business day following its receipt. Eligibility Forms and instruments of payment received by the Dealer which conform to the foregoing instructions shall be transmitted for deposit pursuant to one of the methods described in this Section II. Transmittal of received investor funds will be made in accordance with the following procedures: Where, pursuant to the Dealer’s internal supervisory procedures, internal supervisory review is conducted at the same location at which Eligibility Forms and instruments of payment are received from subscribers, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company. Where, pursuant to the Dealer’s internal supervisory procedures, final and internal supervisory review is conducted at a different location, Eligibility Forms and instruments of payment will be transmitted by the end of the next business day following receipt by the Dealer to the office of the Dealer conducting such final internal supervisory review (the “Final Review Office”). The Final Review Office will in turn, by the end of the next business day following receipt by the Final Review Office, transmit such Eligibility Forms and instruments of payment for deposit to Dividend Capital Diversified Property Fund Inc. as set forth in the Eligibility Form or as otherwise directed by the Company.

  • Receipt of Copy Mortgagor acknowledges that it has received a true copy of this Mortgage.

  • Receipt of Documents The Investor and its counsel has received and read in their entirety: (i) this Agreement and the Exhibits annexed hereto; (ii) all due diligence and other information necessary to verify the accuracy and completeness of such representations, warranties and covenants; (iii) the Company's Form 10-KSB for the year ended year ended December 31, 2003 and Form 10-QSB for the period ended September 30, 2003 and (iv) answers to all questions the Investor submitted to the Company regarding an investment in the Company; and the Investor has relied on the information contained therein and has not been furnished any other documents, literature, memorandum or prospectus.

  • Layoff Order Seasonal employees shall be seasonally laid off in inverse order of Classification Seniority (State Seniority for Units 4 and 6) within the employment condition, seniority unit and principal place of employment of the affected position(s) unless waived by mutual agreement between the employee and the Appointing Authority.

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