Common use of Recapitalization or Readjustment Clause in Contracts

Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of Fund requiring a change in the form of stock certificates, IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:

Appears in 7 contracts

Samples: Agency Agreement (Cowen Standby Tax Exempt Reserve Fund Inc), Agency Agreement (Cowen Income Plus Growth Fund Inc), Agency Agreement (Ariel Growth Fund)

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Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of Fund requiring a change in the form of stock share certificates, IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:

Appears in 1 contract

Samples: Agency Agreement (Mentor Funds)

Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of Fund requiring a change in the form of stock beneficial interest certificates, IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:

Appears in 1 contract

Samples: Agency Agreement (Berger Investment Portfolio Trust)

Recapitalization or Readjustment. In case of any ________________________________ recapitalization, readjustment or other change in the capital structure of Fund requiring a change in the form of stock beneficial interest certificates, IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:receiving written instructions from an officer of Fund, along with such written documentation as IFTC deems necessary.

Appears in 1 contract

Samples: Agency Agreement (Omni Investment Fund)

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Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of Fund requiring a change in the form of stock certificates, IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:: A. Written instructions from an officer of Fund; B. Certified copy of the amendment to the Articles of Incorporation or other document effecting the change;

Appears in 1 contract

Samples: Agency Agreement (Piper Institutional Funds Inc)

Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of Fund requiring a change in the form of stock share certificates, IFTC will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:: A. Written instructions from an officer of Fund; B. Certified copy of the amendment to Mentor Funds' Agreement and Declaration of Trust or other document effecting the change;

Appears in 1 contract

Samples: Agency Agreement (Mentor Funds)

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