Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund requiring a change in the form of stock certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 30 contracts
Samples: Agency Agreement (First Eagle Credit Opportunities Fund), Agency Agreement (RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.), Agency Agreement (RiverNorth Managed Duration Municipal Income Fund, Inc.)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund requiring a change in the form of stock certificates, DST will will, upon agreement with Fund as to the charges to apply thereto, issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 17 contracts
Samples: Agency Agreement (Ing Investors Trust), Agency Agreement (Ing Variable Products Trust), Agency Agreement (Ing Variable Products Trust)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the a Fund requiring a change in the form of stock certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 8 contracts
Samples: Agency Agreement (Riverpark Funds Trust), Agency Agreement (Bt Institutional Funds), Agency Agreement (Scudder Flag Investors Value Builder Fund Inc)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund Financial Product requiring a change in the form of stock share certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 4 contracts
Samples: Adoption Agreement (PIMCO California Flexible Municipal Income Fund), Agency Agreement (PIMCO Flexible Emerging Markets Income Fund), Adoption Agreement (PIMCO Flexible Credit Income Fund)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund requiring a change in the form of stock share certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 3 contracts
Samples: Transfer Agency Agreement (Mutual Fund Select Trust), Transfer Agency Agreement (Mutual Fund Select Group), Transfer Agency Agreement (Avesta Trust)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund requiring a change in the form of stock certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 2 contracts
Samples: Agency Agreement (Eai Select Managers Equity Fund), Agency Agreement (Sei Asset Allocation Trust)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund Financial Product requiring a change in the form of stock certificates, DST will issue or register certificates in the new form in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 1 contract
Samples: Agency Agreement (PIMCO Flexible Credit Income Fund)
Recapitalization or Readjustment. In case of any recapitalization, readjustment or other change in the capital structure of the Fund requiring a change in the form of stock certificatesshare certificates (if any), DST will issue or register certificates in the new form form, if any, in exchange for, or in transfer of, the outstanding certificates in the old form, upon receiving:
Appears in 1 contract
Samples: Agency Agreement (Rivernorth Opportunities Fund, Inc.)
