Qualification to Act. a. You represent that you are either (a) a member in good standing of the NASD or (b) exempt under federal and state securities laws from registration as a broker or dealer, and have been duly authorized by proper corporate action to enter into this Agreement and to perform your obligations hereunder, evidence of which corporate action shall be properly maintained and made part of your corporate records.
Appears in 5 contracts
Samples: Distribution and Servicing Agreement (Advisors Inner Circle Fund), Distribution and Servicing Agreement (Japan Fund Inc), Oak Associates Funds