Common use of Purchasers Clause in Contracts

Purchasers. DOLL TECHNOLOGY INVESTMENT FUND, A CALIFORNIA LIMITED PARTNERSHIP By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY AFFILIATES FUND, L.P. By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY SIDE FUND, L.P. By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 PURCHASERS: XXX XXXXX By: \s\ Xxx Xxxxx Xxx Xxxxx Address: I Xxxxxxxxxxx Xxxxx Xxxxxxxx, XX 00000 PURCHASERS: JAFCO Co., Ltd. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO USIT Fund III, L.P. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Its Executive Partner Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS ____________________________________ Dovrat, Xxxxx & Co., Ltd. ____________________________________ Horizon Fund Ltd. ____________________________________ Dovrat, Xxxxx-Skies Fund 92' Ltd. ____________________________________ Dovrat, Xxxxx-Rainbow Fund, Ltd. ____________________________________ Canada Israel Opportunity Fund L.P. _____________________________________ The Canada-Israel Opportunity Fund II ____________________________________ Dovrat, Xxxxx Founders Group, Limited Partnership Address: Dovrat, Xxxxx & Co. Xxxxx Xxxxxxxx Xxxxxx #00 Xxx Xxxx 00000 XXXXXX

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (Zamba Corp)

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Purchasers. DOLL TECHNOLOGY INVESTMENT FUND, A CALIFORNIA LIMITED PARTNERSHIP AXAR CL SPV LLC By: Doll Technology Axar Capital Management LP its Investment Manager By: /s/ Xxxxxx Xxxxxxx Name: Xxxxxx Xxxxxxx Title: Authorized Signatory XXXXXXXXX PARTNERS LLC – SERIES E, solely with respect to the assets for which Axar Capital Management LP acts as its Investment Manager By: Axar Capital Management LP its Investment Manager By: /s/ Xxxxxx Xxxxxxx Name: Xxxxxx Xxxxxxx Title: Authorized Signatory STAR V PARTNERS LLC By: Axar Capital Management LP its Investment Manager By: /s/ Xxxxxx Xxxxxxx Name: Xxxxxx Xxxxxxx Title: Authorized Signatory Schedule A Purchase Price Allocation Purchaser and Address Series A Preferred Stock Funding Obligation AXAR CL SPV LLC c/o Axar Capital Management, LLCLP 1330 Avenue of the Xxxxxxxx, its General Partner By: \s\ 00xx Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERSAttention: DOLL TECHNOLOGY AFFILIATES FUND, L.P. ByXxxxxx Xxxxxxx E-mail: Doll Technology Investment xxxxxxxx@xxxxxxxxxxx.xxx 118 $5,900,000 XXXXXXXXX PARTNERS LLC – Series E c/o Axar Capital Management, LLCLP 1330 Avenue of the Xxxxxxxx, its General Partner By: \s\ 00xx Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERSAttention: DOLL TECHNOLOGY SIDE FUND, L.P. ByXxxxxx Xxxxxxx E-mail: Doll Technology Investment xxxxxxxx@xxxxxxxxxxx.xxx 30 $1,500,000 STAR V PARTNERS LLC c/o Axar Capital Management, LLCLP 1330 Avenue of the Xxxxxxxx, its General Partner By: \s\ 00xx Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxx Xxxx, XX 00000 PURCHASERSAttention: XXX XXXXX ByXxxxxx Xxxxxxx E-mail: \s\ Xxx Xxxxx Xxx Xxxxx Address: I Xxxxxxxxxxx Xxxxx Xxxxxxxx, XX 00000 PURCHASERS: JAFCO Co., Ltd. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (xxxxxxxx@xxxxxxxxxxx.xxx 28 $1,400,000 Exhibit A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO USIT Fund III, L.P. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Its Executive Partner Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS ____________________________________ Dovrat, Xxxxx & Co., Ltd. ____________________________________ Horizon Fund Ltd. ____________________________________ Dovrat, Xxxxx-Skies Fund 92' Ltd. ____________________________________ Dovrat, Xxxxx-Rainbow Fund, Ltd. ____________________________________ Canada Israel Opportunity Fund L.P. _____________________________________ The Canada-Israel Opportunity Fund II ____________________________________ Dovrat, Xxxxx Founders Group, Limited Partnership Address: Dovrat, Xxxxx & Co. Xxxxx Xxxxxxxx Xxxxxx #00 Xxx Xxxx 00000 XXXXXX

Appears in 1 contract

Samples: Series a Preferred Stock Purchase Agreement (Axar Capital Management L.P.)

Purchasers. DOLL TECHNOLOGY INVESTMENT FUNDXxxx Focused Energy Strategies, A CALIFORNIA LIMITED PARTNERSHIP LP By: Doll Technology Investment ManagementGFS Energy GP, LLC, LLC its General Partner By: \s\ Xxxxx GFS Management, LLC its Managing Member By: Xxxx Focused Strategies, LLC its Managing Member By: Name: Xxxx X. Xxxx NameTitle: Xxxxx R. Doll Address: 0000 Managing Member Xxxx Xxxx Xxxx Xxxxxxxx 0MCEP II, Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY AFFILIATES FUND, L.P. LP By: Doll Technology Investment ManagementGFS MCEP GP, LLC, LLC its General Partner By: \s\ Xxxxx GFS Management, LLC its Managing Member By: Xxxx Focused Strategies, LLC its Managing Member By: Name: Xxxx X. Xxxx Title: Managing Member ACTIVE 226509354 Xxxx XXX Holdings, LLC By: GFS REN GP, LLC its Manager By: GFS Management, LLC its Managing Member By: Xxxx Focused Strategies, LLC its Managing Member By: Name: Xxxxx R. Doll AddressXxxx X. Xxxx Title: 0000 Managing Member Mid-Con Energy III, LLC By: Name: Xxxx XxXxxxxxx Title: Vice President, General Counsel and Corporate Secretary ACTIVE 226509354 SCHEDULE A Purchaser Name; Notice and Contact Information Purchaser Contact Information Xxxx Focused Energy Strategies, LP c/x Xxxx Focused Strategies, LLC 000 Xxxxxxxx 0, Xxxxxx Xxxxx 000 Xxxxx XxxxXxxx Xxxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERSAttention: DOLL TECHNOLOGY SIDE FUNDXxxxxxxx Xxxxxxx Email: xxxxxxxx@xxxxxxxxxxxxxxxxxxxxx.xxx Xxxx MCEP II, L.P. By: Doll Technology Investment ManagementLP c/x Xxxx Focused Strategies, LLC, its General Partner By: \s\ Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx LLC 000 Xxxxxxxx 0, Xxxxxx Xxxxx 000 Xxxxx XxxxXxxx Xxxxx, XX 00000 PURCHASERSAttention: Xxxxxxxx Xxxxxxx Email: xxxxxxxx@xxxxxxxxxxxxxxxxxxxxx.xxx Xxxx XXX XXXXX By: \s\ Xxx Holdings, LLC c/x Xxxx Focused Strategies, LLC 000 Xxxxxxxx Xxxxxx Xxxxx Xxx Xxxxx Address: I Xxxxxxxxxxx Xxxxx Xxxxxxxx000 Xxxx Xxxxx, XX 00000 PURCHASERSAttention: JAFCO Co.Xxxxxxxx Xxxxxxx Email: xxxxxxxx@xxxxxxxxxxxxxxxxxxxxx.xxx Mid-Con Energy, Ltd. (Investing Entity) By: \s\ Xxxxxxx III Mid-Con Energy III, LLC 0000 Xxxx 00xx Xxxxxx Xxxxx Name000 Xxxxx, Xxxxxxxx 00000 Attention: Xxxxxxx Xxxxx Chairman JAFCO America VenturesX. XxXxxxxxx, Inc. AttorneyIII Email: xxxxxxxxxx@xxxxxx-xxxxxx.xxx HOU:3835927.4 Exhibit C [Form of Lock-in-fact Address: JAFCO America Ventures Up Agreement] [●], 2017 To the Purchasers listed on Schedule A to the Purchase Agreement c/x Xxxx Focused Strategies, LLC 000 Xxxxxxxx Xxxxxx Suite 310 Palo AltoXxxxx 000 Xxxx Xxxxx, CA 94301 PURCHASERSXX 00000 Re: JAFCO G-6 Lock-Up Agreement Ladies and Gentlemen: This letter is being delivered to each of you in connection with the consummation of the transactions contemplated by that certain Class B Convertible Preferred Unit Purchase Agreement, dated November 14, 2017 (the “Purchase Agreement”), by and among Mid-Con Energy Partners, LP, a Delaware limited partnership (the “Partnership”), and each of you as purchasers (collectively, the “Purchasers”) relating to a private placement of Class B Preferred Units representing limited partner interests in the Partnership (the “Preferred Units”). Such Preferred Units will be convertible into common units representing limited partner interests in the Partnership (“Common Units”) pursuant to the terms of the Second Amendment (as defined in the Purchase Agreement). Capitalized terms used but not defined herein shall have the meaning given to them in the Purchase Agreement. The undersigned will not, directly or indirectly, without the prior written consent of [Xxxx], as representative of the Purchasers for the purposes of this Agreement: (i) offer, sell, short-sell, or otherwise dispose (or enter into any transaction which is designed to, or might reasonably be expected to, result in the disposition (whether by actual disposition or effective economic disposition due to cash settlement or otherwise) by the undersigned or any Affiliate of the undersigned or any person in privity with the undersigned or any Affiliate of the undersigned), including by (A) Investment Enterprise Partnership filing (Investing Entityor participation in the filing of) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Venturesa registration statement with the Securities and Exchange Commission (the “SEC”) (other than the registration statement filed for the benefit of the Purchasers pursuant to the terms of the Registration Rights Agreement (the “Resale Registration Statement”)), Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (B) Investment Enterprise establishing or increasing a put equivalent position, or (C) liquidating or decreasing a call equivalent position within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended (and the rules and regulations of the SEC promulgated thereunder), in respect of any Common Units of the Partnership or any securities convertible into, or exercisable or exchangeable for such Common Units other than Common Units transferred (Investing Entityx) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Venturesto an Affiliate or (y) as bona fide gifts; provided that in the case of any such transfer each transferee or donee shall sign and deliver to the Purchasers a lock-up letter substantially in the form of this letter, Inc. Attorneyor (ii) publicly announce an intention to effect any such transaction, in each case, for a period of six months after the date on which the SEC declares the Resale Registration Statement effective (the “Lockup Period”). The Lockup Period shall be extended day-infor-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Altoday during any period during the Lockup Period in which the Resale HOU:3835927.4 Registration Statement is withdrawn or sales thereunder are suspended, CA 94301 PURCHASERS: JAFCO G-7 including pursuant to any exercise by the Partnership of its powers under Section 2.03 of the Registration Rights Agreement. Yours very truly, [Signature] [Name and address] Exhibit D [Form of Monitoring Agreement] MONITORING FEE AGREEMENT This MONITORING FEE AGREEMENT (Athis “Agreement”) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO USIT Fund III, L.P. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Its Executive Partner Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS is made and entered into as of ____________________________________ Dovrat, Xxxxx & Co.2017, Ltd. ____________________________________ Horizon Fund Ltd. ____________________________________ Dovratby and among Mid-Con Energy Partners, Xxxxx-Skies Fund 92' Ltd. ____________________________________ DovratLP, Xxxxx-Rainbow Funda Delaware limited partnership (the “Partnership”), Ltd. ____________________________________ Canada Israel Opportunity Fund L.P. _____________________________________ The Canada-Israel Opportunity Fund II ____________________________________ Dovratand Xxxx Focused Strategies, Xxxxx Founders GroupLLC, Limited a Texas limited liability company (“Xxxx”), and, solely for purposes of Sections 3 and 4 hereof, each of the Purchasers (as defined herein). Capitalized terms used but not defined herein shall have the meaning assigned to such terms in the Class B Convertible Preferred Unit Purchase Agreement, dated as of November 14, 2017 (the “Purchase Agreement”), by and among the Partnership Address: Dovratand each of the Purchasers named therein (collectively, Xxxxx & Co. Xxxxx Xxxxxxxx Xxxxxx #00 Xxx Xxxx 00000 XXXXXXthe “Purchasers”).

Appears in 1 contract

Samples: Registration Rights Agreement (Mid-Con Energy Partners, LP)

Purchasers. DOLL TECHNOLOGY INVESTMENT FUND, Highstar NGL Prism/IV-A CALIFORNIA LIMITED PARTNERSHIP Interco LLC By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx :_________________________________ Name: Xxxxxxxxxxx Xxxxx R. Doll AddressTitle: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Authorized Person Highstar NGL Main Interco LLC By:_________________________________ Name: Xxxxxxxxxxx Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERSTitle: DOLL TECHNOLOGY AFFILIATES FUNDAuthorized Person HIGHSTAR: Highstar Capital IV, L.P. By: Doll Technology Investment Management, LLC[General Partner], its General Partner general partner By: \s\ Xxxxx X. Xxxx :_________________________________ Name: Xxxxx R. Doll AddressTitle: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0VOTING MEMBERS: KRIMBILL CAPITAL GROUP, Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY SIDE FUND, L.P. LLC By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx :_________________________________ Name: Xxxxx R. Doll AddressH. Xxxxxxx Xxxxxxxx Title: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0Manager KRIMGP2010, Xxxxx 000 Xxxxx Xxxx, XX 00000 PURCHASERS: XXX XXXXX LLC By: \s\ Xxx Xxxxx Xxx Xxxxx Address: I Xxxxxxxxxxx Xxxxx Xxxxxxxx, XX 00000 PURCHASERS: JAFCO Co., Ltd. (Investing Entity) By: \s\ Xxxxxxx Xxxxx :_________________________________ Name: H. Xxxxxxx Xxxxx Chairman JAFCO America VenturesXxxxxxxx Title: Manager XXXXX ENTERPRISES, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (A) Investment Enterprise Partnership (Investing Entity) LLC By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO USIT Fund III, L.P. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Its Executive Partner Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS __:__________________________________ DovratName: Xxxxx Xxxxx Title: Member XXXXXXXX INVESTORS, Xxxxx & Co., Ltd. __LLC By:__________________________________ Horizon Fund Ltd. __Name: Xxxxxxx X. Xxxxxxxx Title: President THORNDIKE, LLC By:__________________________________ Dovrat, Xxxxx-Skies Fund 92' Ltd. __Name: Xxxx Xxxxx Title: Member INFRASTRUCTURE CAPITAL By:__________________________________ DovratName: Xxx X. Xxxxxxxx Title: Managing Member SCHEDULE 1 PURCHASERS Name Address for Notice Highstar NGL Prism/IV-A Interco LLC 000 Xxxx Xxxxxx, Xxxxx-Rainbow Fund00xx XxxxxXxx Xxxx, Ltd. ____________________________________ Canada Israel Opportunity Fund L.P. _____________________________________ The Canada-Israel Opportunity Fund II ____________________________________ Dovrat, Xxxxx Founders Group, Limited Partnership Address: Dovrat, Xxxxx & Co. Xxxxx Xxxxxxxx Xxxxxx #00 Xxx Xxxx 00000 XXXXXXHighstar NGL Main Interco LLC 000 Xxxx Xxxxxx, 00xx XxxxxXxx Xxxx, Xxx Xxxx 00000 VOTING MEMBERS Name Address for Notice Krimbill Capital Group, LLC KRIMGP2010, LLC Xxxxx Enterprises, LLC Xxxxxxxx Investors, LLC Thorndike, LLC Infrastructure Capital Exhibit D Form of Partnership Agreement Amendment FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF NGL ENERGY PARTNERS LP THIS FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED AGREEMENT OF LIMITED PARTNERSHIP OF NGL ENERGY PARTNERS LP dated as of May [•], 2016 (this “Amendment”) is entered into by NGL Energy Holdings LLC (the “General Partner”), a Delaware limited liability company and the general partner of NGL Energy Partners LP, a Delaware limited partnership (the “Partnership”), pursuant to the authority granted to the General Partner in Section 13.1 of the Second Amended and Restated Agreement of Limited Partnership of the Partnership, dated as of May 10, 2011, as amended by the First Amendment, dated as of October 20, 2011, the Second Amendment, dated as of January 6, 2012, the Third Amendment, dated as of January 20, 2012, and the Fourth Amendment, dated as of July 11, 2012 (such Second Amended and Restated Agreement of Limited Partnership, as so amended, being referred to herein as the “Partnership Agreement”).

Appears in 1 contract

Samples: Purchase Agreement (NGL Energy Partners LP)

Purchasers. DOLL TECHNOLOGY INVESTMENT X. XXXX PRICE ASSOCIATES, INC., as investment adviser on behalf of the funds and accounts set forth in Schedule I hereto, and listed below, severally and not jointly X. XXXX PRICE HEALTH SCIENCES FUND, A CALIFORNIA LIMITED PARTNERSHIP INC. X. XXXX PRICE HEALTH SCIENCES PORTFOLIO TD MUTUAL FUNDS — TD HEALTH SCIENCES FUND VALIC COMPANY I — HEALTH SCIENCES FUND XXXX XXXXXXX VARIABLE INSURANCE TRUST — HEALTH SCIENCES TRUST XXXX XXXXXXX FUNDS II — HEALTH SCIENCES FUND X. XXXX PRICE NEW HORIZONS FUND, INC. X. XXXX PRICE NEW HORIZONS TRUST X. XXXX PRICE U.S. EQUITIES TRUST By: Doll Technology Investment Management, LLC, its General Partner /s/ Xxxxxxx Xxxxxxxx Name: Xxxxxxx Xxxxxxxx Title: Vice President By: \s\ /s/ Xxxxxxxxx Xxxxxx Name: Xxxxxxxxx Xxxxxx Title: Vice President PURCHASERS: JAWZ II LLC By: /s/ Xxxxx X. Xxxx Xxxxxx Name: Xxxxx R. Doll AddressX. Xxxxxx Title: Manager PURCHASERS: /s/ Xxxxxx Xxxxxx Xxxxxx X. Xxxxxx SCHEDULE 1 SCHEDULE OF PURCHASERS Name and Address of Purchaser Principal Amount of Note Sofinnova Capital VI FCPR 00 xxx xx Xxxxxx Xxxxx 00000 Xxxxxx $ 5,000,000 New Enterprise Associates 13, L.P. 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0Xxxxxxxxxxx Xxxxx, Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY AFFILIATES FUND, L.P. By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY SIDE FUND, L.P. By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 PURCHASERS: XXX XXXXX By: \s\ Xxx Xxxxx Xxx Xxxxx Address: I Xxxxxxxxxxx Xxxxx Xxxxxxxx, XX Xxxxxxxx 00000 PURCHASERS: JAFCO Co., Ltd. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO USIT Fund III, L.P. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Its Executive Partner Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS ____________________________________ Dovrat, Xxxxx & Co., Ltd. ____________________________________ Horizon Fund Ltd. ____________________________________ Dovrat, Xxxxx-Skies Fund 92' Ltd. ____________________________________ Dovrat, Xxxxx-Rainbow Fund, Ltd. ____________________________________ Canada Israel Opportunity Fund L.P. _____________________________________ The Canada-Israel Opportunity Fund II ____________________________________ Dovrat, Xxxxx Founders Group, Limited Partnership Address: Dovrat, Xxxxx & Co. Xxxxx Xxxxxxxx Xxxxxx #00 Xxx Xxxx 00000 XXXXXXXXX $ 5,000,000

Appears in 1 contract

Samples: Note and Warrant Purchase Agreement (Omthera Pharmaceuticals, Inc.)

Purchasers. DOLL TECHNOLOGY INVESTMENT FUNDFALCON MEZZANINE PARTNERS II, A CALIFORNIA LIMITED PARTNERSHIP LP, a Delaware limited partnership By: Doll Technology Investment ManagementFalcon Mezzanine Investments II, LLC, a Delaware limited liability company, its General Partner By: \s\ /s/ Xxxxxxx X. Xxxxxxx Xx. Name: Xxxxxxx X. Xxxxxxx Xx. Title: Managing Director Address: c/o FMP Agency Services, LLC 21 Custom House Street; 00xx Xxxxx Xxxxxx, XX 00000 Attention: Xxxxxxx X. Xxxxxxx Xx. Facsimile: (000) 000-0000 e-mail: xxxxxxxx@xxxxxxxxxxxxxxxxx.xxx FMP II CO-INVESTMENT, LLC By: /s/ Xxxxxxx X. Xxxxxxx Xx. Name: Xxxxxxx X. Xxxxxxx Xx. Title: Managing Director Address: c/o FMP Agency Services, LLC 21 Custom House Street; 00xx Xxxxx Xxxxxx, XX 00000 Attention: Xxxxxxx X. Xxxxxxx Xx. Facsimile: (000) 000-0000 e-mail: xxxxxxxx@xxxxxxxxxxxxxxxxx.xxx JZ EQUITY PARTNERS PLC By: /s/ Xxxxx X. Xxxx Xxxxxxxxx Name: Xxxxx R. Doll X. Xxxxxxxxx Title: Investment Advisor/ Authorized Signatory Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0c/o Jordan/Zalaznick Advisers, Inc. 000 Xxxxx Xxxxxx, Xxxxx 000 Xxxxx 0000 Xxx Xxxx, XX 00000 SIGNATURE PAGE Attention: Xxxxx X. Xxxxxxxxx and Xxxxxxx X. Xxxxx Facsimile: (000) 000-0000 EXHIBIT A TO SERIES B PREFERRED STOCK NOTE AND WARRANT PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY AFFILIATES FUNDList of Purchaser Amounts Purchaser Notes Warrants % Number of Warrants CLOSING FALCON MEZZANINE PARTNERS II, L.P. By: Doll Technology Investment ManagementLP FMP II CO-INVESTMENT, LLC, its General Partner By: \s\ Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE LLC $ $ 24,812,500.00 187,500.00 55.14 0.42 % % 186,514 1,409 JZ EQUITY PARTNERS PLC $ 20,000,000.00 44.44 % 150,339 TOTALS $ 45,000,000.00 100.0 % 338,262 EXHIBIT B TO SERIES B PREFERRED STOCK NOTE AND WARRANT PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY SIDE FUND, L.P. By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 PURCHASERS: XXX XXXXX By: \s\ Xxx Xxxxx Xxx Xxxxx Address: I Xxxxxxxxxxx Xxxxx Xxxxxxxx, XX 00000 PURCHASERS: JAFCO Co., Ltd. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO USIT Fund III, L.P. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Its Executive Partner Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS ____________________________________ Dovrat, Xxxxx & Co., Ltd. ____________________________________ Horizon Fund Ltd. ____________________________________ Dovrat, Xxxxx-Skies Fund 92' Ltd. ____________________________________ Dovrat, Xxxxx-Rainbow Fund, Ltd. ____________________________________ Canada Israel Opportunity Fund L.P. _____________________________________ The Canada-Israel Opportunity Fund II ____________________________________ Dovrat, Xxxxx Founders Group, Limited Partnership Address: Dovrat, Xxxxx & Co. Xxxxx Xxxxxxxx Xxxxxx #00 Xxx Xxxx 00000 XXXXXXDefinitions

Appears in 1 contract

Samples: Note and Warrant Purchase Agreement (Brooke Corp)

Purchasers. DOLL TECHNOLOGY INVESTMENT FUND, A CALIFORNIA LIMITED PARTNERSHIP STARBOARD VALUE AND OPPORTUNITY MASTER FUND LTD By: Doll Technology Investment ManagementStarboard Value LP, its investment manager By: /s/ Xxxxxxx X. Xxxxxx Name: Xxxxxxx X. Xxxxxx Title: Authorized Signatory Address for Notices: 000 Xxxxx Xxxxxx, 00xx Xxxxx, Xxx Xxxx, Xxx Xxxx 00000 STARBOARD VALUE AND OPPORTUNITY S LLC By: Starboard Value LP, its manager By: /s/ Xxxxxxx X. Xxxxxx Name: Xxxxxxx X. Xxxxxx Title: Authorized Signatory Address for Notices: 000 Xxxxx Xxxxxx, 00xx Xxxxx, Xxx Xxxx, Xxx Xxxx 00000 STARBOARD VALUE LP, in its capacity as the investment manager of a certain managed account By: Starboard Value GP LLC, its General Partner general partner By: \s\ Xxxxx /s/ Xxxxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY AFFILIATES FUND, L.P. By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY SIDE FUND, L.P. By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 PURCHASERS: XXX XXXXX By: \s\ Xxx Xxxxx Xxx Xxxxx Address: I Xxxxxxxxxxx Xxxxx Xxxxxxxx, XX 00000 PURCHASERS: JAFCO Co., Ltd. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Xxxxxx Name: Xxxxxxx X. Xxxxxx Title: Authorized Signatory Address for Notices: 000 Xxxxx Chairman JAFCO America VenturesXxxxxx, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto00xx Xxxxx, CA 94301 PURCHASERS: JAFCO G-6 (A) Investment Enterprise Partnership (Investing Entity) Xxx Xxxx, Xxx Xxxx 00000 STARBOARD VALUE AND OPPORTUNITY C LP By: \s\ Starboard Value R LP, its general partner By: /s/ Xxxxxxx Xxxxx X. Xxxxxx Name: Xxxxxxx X. Xxxxxx Title: Authorized Signatory Address for Notices: 000 Xxxxx Chairman JAFCO America VenturesXxxxxx, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto00xx Xxxxx, CA 94301 PURCHASERS: JAFCO G-6 (B) Investment Enterprise Partnership (Investing Entity) Xxx Xxxx, Xxx Xxxx 00000 STARBOARD VALUE AND OPPORTUNITY MASTER FUND L LP By: \s\ Starboard Value L LP, its general partner By: /s/ Xxxxxxx Xxxxx X. Xxxxxx Name: Xxxxxxx X. Xxxxxx Title: Authorized Signatory Address for Notices: 000 Xxxxx Chairman JAFCO America VenturesXxxxxx, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto00xx Xxxxx, CA 94301 PURCHASERS: JAFCO G-7 (A) Investment Enterprise Partnership (Investing Entity) Xxx Xxxx, Xxx Xxxx 00000 STARBOARD X MASTER FUND LTD By: \s\ Starboard Value LP, its investment manager By: /s/ Xxxxxxx Xxxxx X. Xxxxxx Name: Xxxxxxx X. Xxxxxx Title: Authorized Signatory Address for Notices: 000 Xxxxx Chairman JAFCO America VenturesXxxxxx, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto00xx Xxxxx, CA 94301 PURCHASERS: JAFCO G-7 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America VenturesXxx Xxxx, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO USIT Fund III, L.P. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Its Executive Partner Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS ____________________________________ Dovrat, Xxxxx & Co., Ltd. ____________________________________ Horizon Fund Ltd. ____________________________________ Dovrat, Xxxxx-Skies Fund 92' Ltd. ____________________________________ Dovrat, Xxxxx-Rainbow Fund, Ltd. ____________________________________ Canada Israel Opportunity Fund L.P. _____________________________________ The Canada-Israel Opportunity Fund II ____________________________________ Dovrat, Xxxxx Founders Group, Limited Partnership Address: Dovrat, Xxxxx & Co. Xxxxx Xxxxxxxx Xxxxxx #00 Xxx Xxxx 00000 XXXXXXCOMPANY: STARBOARD VALUE ACQUISITION CORP. By: /s/ Xxxxxx X. XxXxxxx, Xx. Name: Xxxxxx X. XxXxxxx, Xx. Title: Chief Executive Officer EXHIBIT A REGISTRATION RIGHTS

Appears in 1 contract

Samples: Forward Purchase Agreement (Starboard Value Acquisition Corp.)

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Purchasers. DOLL TECHNOLOGY INVESTMENT FUND, A CALIFORNIA LIMITED PARTNERSHIP AXAR CL SPV LLC By: Doll Technology Axar Capital Management LP its Investment Manager By: /s/ Xxxxxx X. Xxxxxxx Name: Xxxxxx Xxxxxxx Title: Authorized Signatory, XXXXXXXXX PARTNERS LLC – SERIES E, solely with respect to the assets for which Axar Capital Management LP acts as its Investment Manager By: Axar Capital Management LP its Investment Manager By: /s/ Xxxxxx X. Xxxxxxx Name: Xxxxxx Xxxxxxx Title: Authorized Signatory, STAR V PARTNERS LLC By: Axar Capital Management LP its Investment Manager By: /s/ Xxxxxx X. Xxxxxxx Name: Xxxxxx Xxxxxxx Title: Authorized Signatory, DM3\6717806.1 Schedule A Purchase Price Allocation Purchaser and Address Series A Preferred Stock Funding Obligation AXAR CL SPV LLC c/o Axar Capital Management, LLCLP 1330 Avenue of the Xxxxxxxx, its General Partner By: \s\ 00xx Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERSAttention: DOLL TECHNOLOGY AFFILIATES FUND, L.P. ByXxxxxx Xxxxxxx E-mail: Doll Technology Investment xxxxxxxx@xxxxxxxxxxx.xxx 118 $5,900,000 XXXXXXXXX PARTNERS LLC – Series E c/o Axar Capital Management, LLCLP 1330 Avenue of the Xxxxxxxx, its General Partner By: \s\ 00xx Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERSAttention: DOLL TECHNOLOGY SIDE FUND, L.P. ByXxxxxx Xxxxxxx E-mail: Doll Technology Investment xxxxxxxx@xxxxxxxxxxx.xxx 30 $1,500,000 STAR V PARTNERS LLC c/o Axar Capital Management, LLCLP 1330 Avenue of the Xxxxxxxx, its General Partner By: \s\ 00xx Xxxxx X. Xxxx Name: Xxxxx R. Doll Address: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxx Xxxx, XX 00000 PURCHASERSAttention: XXX XXXXX ByXxxxxx Xxxxxxx E-mail: \s\ Xxx Xxxxx Xxx Xxxxx Address: I Xxxxxxxxxxx Xxxxx Xxxxxxxxxxxxxxxx@xxxxxxxxxxx.xxx 28 $1,400,000 DM3\6717806.1 Exhibit A Certificate of Designations See Exhibit 3.2 to StoneMor Inc. Annual Report on Form 10-K for Fiscal Year Ended December 31, XX 00000 PURCHASERS: JAFCO Co., Ltd. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO USIT Fund III, L.P. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Its Executive Partner Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS ____________________________________ Dovrat, Xxxxx & Co., Ltd. ____________________________________ Horizon Fund Ltd. ____________________________________ Dovrat, Xxxxx-Skies Fund 92' Ltd. ____________________________________ Dovrat, Xxxxx-Rainbow Fund, Ltd. ____________________________________ Canada Israel Opportunity Fund L.P. _____________________________________ The Canada-Israel Opportunity Fund II ____________________________________ Dovrat, Xxxxx Founders Group, Limited Partnership Address: Dovrat, Xxxxx & Co. Xxxxx Xxxxxxxx Xxxxxx #00 Xxx Xxxx 00000 XXXXXX2019. DM3\6717806.1

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (Stonemor Inc.)

Purchasers. DOLL TECHNOLOGY INVESTMENT FUND, A CALIFORNIA KKR I-H LIMITED PARTNERSHIP By: Doll Technology Investment Management/s/ Bxxxx X. Xxxxxxx Name: Bxxxx X. Xxxxxxx Title: Director GS CAPITAL PARTNERS VI PARALLEL, LLCL.P. By: GS Advisors VI, L.L.C., its General Partner By: \s\ Xxxxx /s/ Kxxxxxxxx X. Xxxx Xxxxxxx Name: Xxxxx R. Doll AddressKxxxxxxxx X. Xxxxxxx Title: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0Managing Director GS CAPITAL PARTNERS VI GMBH & CO. KG By: GS Advisors VI, Xxxxx 000 Xxxxx XxxxL.L.C., XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERSits Managing Limited Partner By: DOLL TECHNOLOGY AFFILIATES /s/ Kxxxxxxxx X. Xxxxxxx Name: Kxxxxxxxx X. Xxxxxxx Title: Managing Director GS CAPITAL PARTNERS VI FUND, L.P. By: Doll Technology Investment ManagementGS Advisors VI, LLCL.L.C., its General Partner By: \s\ Xxxxx /s/ Kxxxxxxxx X. Xxxx Xxxxxxx Name: Xxxxx R. Doll AddressKxxxxxxxx X. Xxxxxxx Title: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY SIDE Managing Director GS CAPITAL PARTNERS VI OFFSHORE FUND, L.P. By: Doll Technology Investment ManagementGS VI Offshore Advisors, LLCL.L.C., its General Partner By: \s\ Xxxxx /s/ Kxxxxxxxx X. Xxxx Xxxxxxx Name: Xxxxx R. Doll AddressKxxxxxxxx X. Xxxxxxx Title: 0000 Managing Director CITIBANK, N.A. By: /s/ Hxxxxx Xxxxxx Name: Hxxxxx Xxxxxx Title: Authorized Representative HSBC USA, INC. By: /s/ Axxxxx Xx Name: Axxxxx Xx Title: Managing Director KKR: SOLELY FOR PURPOSES OF ARTICLE 1, SECTIONS 4.6, 5.5, 5.6 AND 7.1 AND ARTICLE 9 HEREOF, KOHLBERG KRAVIS RXXXXXX & CO. L.P. By: KKR & Co LLC By: /s/ Bxxxx X. Xxxxxxx Name: Bxxxx X. Xxxxxxx Title: Member EXHIBIT A Purchasers Principal Amount Purchaser Name and Address of Notes to be Purchased KKR I-H Limited $ 171,428,000.00 Kohlberg Kravis Rxxxxxx & Co. L.P. 9 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx 00xx Xxxxxx Xxx Xxxx, XX 00000 PURCHASERSAttention: XXX XXXXX ByCxxxxxxxxxx Xxx Facsimile: \s\ (000) 000-0000 GS Capital Partners VI Fund, L.P. $ 26,674,000.00 80 Xxxxx Xxxxxx Xxx Xxxxx Xxx Xxxxx Address: I Xxxxxxxxxxx Xxxxx XxxxxxxxXxxx, XX 00000 PURCHASERSAttention: JAFCO Co.Jxxx Xxxxxx and Bxx Xxxxx Facsimile: (000) 000-0000 GS Capital Partners VI Parallel, Ltd. L.P. $ 7,335,000.00 80 Xxxxx Xxxxxx Xxx Xxxx, XX 00000 Attention: Jxxx Xxxxxx and Bxx Xxxxx Facsimile: (Investing Entity000) By000-0000 GS Capital Partners VI Offshore Fund, L.P. $ 22,187,000.00 80 Xxxxx Xxxxxx Xxx Xxxx, XX 00000 Attention: \s\ Xxxxxxx Jxxx Xxxxxx and Bxx Xxxxx NameFacsimile: Xxxxxxx (000) 000-0000 GS Capital Partners VI Gmbh & Co. KG $ 948,000.00 80 Xxxxx Chairman JAFCO America VenturesXxxxxx Xxx Xxxx, XX 00000 Attention: Jxxx Xxxxxx and Bxx Xxxxx Facsimile: (000) 000-0000 Citibank, N.A $ 85,714,000.00 300 Xxxx 00xx Xxxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Attention: Confirmations Unit Facsimile: (000) 000-0000 HSBC USA, Inc. Attorney-in-fact Address$ 85,714,000.00 Attention: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERSFacsimile: JAFCO G-6 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-6 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO USIT Fund III, L.P. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Its Executive Partner Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS ____________________________________ Dovrat, Xxxxx & Co., Ltd. ____________________________________ Horizon Fund Ltd. ____________________________________ Dovrat, Xxxxx-Skies Fund 92' Ltd. ____________________________________ Dovrat, Xxxxx-Rainbow Fund, Ltd. ____________________________________ Canada Israel Opportunity Fund L.P. _____________________________________ The Canada-Israel Opportunity Fund II ____________________________________ Dovrat, Xxxxx Founders Group, Limited Partnership Address: Dovrat, Xxxxx & Co. Xxxxx Xxxxxxxx Xxxxxx #00 Xxx Xxxx 00000 XXXXXXTOTAL $ 400,000,000.00

Appears in 1 contract

Samples: Note Purchase Agreement (Harman International Industries Inc /De/)

Purchasers. DOLL TECHNOLOGY INVESTMENT FUNDEIG NEPTUNE EQUITY AGGREGATOR, A CALIFORNIA LIMITED PARTNERSHIP L.P. By: Doll Technology Investment EIG Neptune Equity GP, LLC, its general partner By: EIG Asset Management, LLC, its General Partner managing member By: \s\ /s/ Xxxxx X. Xxxx Xxxxxx Name: Xxxxx R. Doll AddressX. Xxxxxx Title: 0000 Xxxx Xxxx Xxxx Xxxxxxxx 0, Xxxxx 000 Xxxxx Xxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY AFFILIATES FUND, L.P. Managing Director By: Doll Technology Investment Management/s/ Xxxxxxxx X. Xxxxxx Name: Xxxxxxxx X. Xxxxxx Title: Associate Counsel FS ENERGY AND POWER FUND By: FS/EIG Advisor, LLC, its General Partner investment advisor By: \s\ /s/ Xxxxx X. Xxxx Xxxxxx Name: Xxxxx R. Doll AddressX. Xxxxxx Title: 0000 Xxxx Xxxx Xxxx Authorized Person By: /s/ Xxxxxxxx 0X. Xxxxxx Name: Xxxxxxxx X. Xxxxxx Title: Authorized Person Signature Page to Class D Preferred Unit and Warrant Purchase Agreement Schedule A Purchaser Class D Preferred Units Par Warrant Premium Warrant Purchase Price EIG Neptune Equity Aggregator, L.P. Notice Information c/o EIG Management Company, LLC 1700 Xxxxxxxxxxxx Xxxxxx XX, Xxxxx 000 Xxxxx XxxxXxxxxxxxxx, XX 00000 SIGNATURE PAGE TO SERIES B PREFERRED STOCK PURCHASE AGREEMENT PURCHASERS: DOLL TECHNOLOGY SIDE FUND, L.P. By: Doll Technology Investment Management, LLC, its General Partner By: \s\ Xxxxx X. Xxxx NameXttn: Xxxxx R. Doll AddressXxxxxx Xxxxxxxx Xxxxxxxx Email: xxxxx.xxxxxx@xxxxxxxxxxx.xxx xxxx.xxxxxxxx@xxxxxxxxxxx.xxx Telephone: (000) 000-0000 Xxxx Xxxx Xxxx Xxxxxxxx 0(000) 000-0000 Facsimile: (000) 000-0000 275,000 4,812,500 Warrant Exercise Units. 6,875,000 Warrant Exercise Units. $ 275,000,000 FS Energy and Power Fund Notice Information c/o EIG Management Company, LLC 1700 Xxxxxxxxxxxx Xxxxxx XX, Xxxxx 000 Xxxxx XxxxXxxxxxxxxx, XX 00000 PURCHASERSXttn: XXX XXXXX ByXxxx Xxxx Xxxxxx X. Xxxxxxx Email: \s\ Xxx Xxxxx Xxx Xxxxx Addressxxxx.xxxx@xxxxxxxxxxx.xxx xxxx.xxxxxxx@xxxxxxxxxxx.xxx Telephone: I Xxxxxxxxxxx Xxxxx Xxxxxxxx(000) 000-0000 (000) 000-0000 Facsimile: (000) 000-0000 125,000 2,187,500 Warrant Exercise Units. 3,125,000 Warrant Exercise Units. $ 125,000,000 Schedule B Payee Amount of Closing Fee EIG Management Company, XX 00000 PURCHASERS: JAFCO Co.LLC $ 5,500,000 FS/EIG Advisor, Ltd. LLC $ 2,500,000 Exhibit A Form of Registration Rights Agreement (Investing EntitySee Attached) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America VenturesREGISTRATION RIGHTS AGREEMENT BY AND AMONG NGL ENERGY PARTNERS LP AND THE PURCHASERS NAMED ON SCHEDULE A HERETO This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of July 2, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto2019, CA 94301 PURCHASERS: JAFCO G-6 by and among NGL Energy Partners LP, a Delaware limited partnership (A) Investment Enterprise Partnership the “Partnership”), and each of the Persons set forth on Schedule A to this Agreement (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventureseach, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Altoa “Purchaser” and collectively, CA 94301 PURCHASERS: JAFCO G-6 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (A) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO G-7 (B) Investment Enterprise Partnership (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Attorney-in-fact Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS: JAFCO USIT Fund III, L.P. (Investing Entity) By: \s\ Xxxxxxx Xxxxx Name: Xxxxxxx Xxxxx Chairman JAFCO America Ventures, Inc. Its Executive Partner Address: JAFCO America Ventures 000 Xxxxxxxx Xxxxxx Suite 310 Palo Alto, CA 94301 PURCHASERS ____________________________________ Dovrat, Xxxxx & Co., Ltd. ____________________________________ Horizon Fund Ltd. ____________________________________ Dovrat, Xxxxx-Skies Fund 92' Ltd. ____________________________________ Dovrat, Xxxxx-Rainbow Fund, Ltd. ____________________________________ Canada Israel Opportunity Fund L.P. _____________________________________ The Canada-Israel Opportunity Fund II ____________________________________ Dovrat, Xxxxx Founders Group, Limited Partnership Address: Dovrat, Xxxxx & Co. Xxxxx Xxxxxxxx Xxxxxx #00 Xxx Xxxx 00000 XXXXXXthe “Purchasers”).

Appears in 1 contract

Samples: Purchase Agreement (NGL Energy Partners LP)

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