Appears in 1 contract

Samples: Series C Preferred Stock Purchase Agreement (Knology Inc)

Purchasers. ~~s/ Billx Xxxxxxx ---------------------------------------------~~ BROOKSIDE CAPITAL PARTNERS SANKATY HIGH YIELD ASSET FUND, L.P. PARTNERS, L.P. By: /s/ DOMEXXX XXXXXXXX By: /s/ JOSHXX XXXXXXXXXX ------------------------------ ------------------------------- Name: ~~Billx Xxxxxxx~~ Domexxx Xxxxxxxx Name: Joshxx Xxxxxxxxxx Xxxle: Managing Director Title: ~~Owner Company~~Managing Director PEP INVESTMENTS PTY LTD BCIP ASSOCIATES II By: ~~Tarpon Investments~~Bain Xxxital, ~~L.L.C. PURCHASERS~~Inc., By: Bain Xxxital, Inc., its attorney-in-fact its Managing Partner By: /s/ ~~N. John Xxxxxxx, Xx. ---------------------------------------------~~ JOSHXX XXXXXXXXXX By: /s/ JOSHXX XXXXXXXXX -------------------------- --------------------------- Name: ~~N. John Xxxxxxx, Xx.~~ Joshxx Xxxxxxxxxx Name: Joshxx Xxxxxxxxxx Title: ~~President Company~~Managing Director Title: ~~Quantum Capital Partners~~Managing Director BCIP ASSOCIATES II-B By: Bain Xxxital, ~~Inc. PURCHASERS~~Inc., /s/ NAVEX XXXX its Managing Partner ---------------------------------- NAVEXX XXXX Xx: /s/ ~~Benjxxxx Xxxxxxx ---------------------------------------------~~ JOSHXX XXXXXXXXXX /s/ PETEX XXXXXXXX ------------------------------ ---------------------------------- Name: ~~Benjxxxx Xxxxxxx Title~~Joshxx Xxxxxxxxxx PETEX XXXXXXXX Xxxle: ~~Company: PURCHASERS~~Managing Director BERGXX XXX GENERATION . LDIG NL, INC. FUND, A SERIES OF THE BERGXX XXXESTMENT PORTFOLIO OF TRUSTS By: /s/ ~~Thomxx~~ MARK X. ~~Xxxxxxxx ---------------------------------------------~~ XXXDENHUSE By: /s/ CRAIX XXXXXXXXX ------------------------------ ------------------------------- Name: ~~Thomxx~~ Mark X. ~~Xxxxxxxx Title: Company: PURCHASERS: /s/ Arthxx X. Xxxxxxx ---------------------------------------------~~ Xxxdenhuse Name: ~~Arthxx X. Xxxxxxx~~ Craix Xxxxxxxxx Xxxle: Sr. V.P., Part Mgr. Title: Vice President ~~Company: First Union Capital Partners 2001, L.L.C.~~ 26 30 PURCHASERS: PEARL STREET TRUST BOWANA FOUNDATION By: /s/ ~~Lawrxxxx~~ SCOTX X. ~~Xxxxxxx ---------------------------------------------~~ XXXX By: /s/ ERIC XXXXXXX ------------------------------ ------------------------------- Name: ~~Lawrxxxx~~ Scotx X. Xxxx Name: Eric Xxxxxxx Xxxle: President, CEO Title: ~~Clerk~~President THE MCGRXX-XXXX COMPANIES, ~~Assistant Treasurer Company~~INC. /s/ SHARXX XXXXXXX By: CT Communications Northeast, Inc. EXHIBIT A SCHEDULE OF PURCHASERS SERIES C PREFERRED STOCK NAME AND ADDRESS TOTAL NUMBER OF SHARES AGGREGATE PURCHASE PRICE -------------------------- ---------------------- ------------------------ ITC Telecom Ventures, Inc. 8,333,333 $24,999,999 3300 00xx Xxxxxx Xxxxxx, XX 00000 Xxxn/s/ ROBEXX X. XXXXXX --------------------------------- ------------------------------- SHARXX XXXXXXX Name: Campxxxx X. Lxxxxx XXX Phone: (334) 000-0000 Xxx: (334) 000-0000 Xxxil: clanxxx@xxxxxxx.xxx xxth a copy to: ITC Holding Company, Inc. 4717 Xxxxxxx Xxxx Xxxxxxxxxx, XX 00000 Xxxn: Kim Xxxxxxxx Xxxne: (703) 000-0000 Xxx: (703) 000-0000 Xxxil: kthoxxxxx@xxxxxxx.xxx 39 SCANA Communications Holdings, Inc. 8,333,333 24,999,999 c/o Belfint Lyonx & Xhumxx (xxil address) P.O. Xxx 0000 Xxxxxxxxxx, Xxxxxxxx 00000-0000 (xxlivery address) 200 Xxxx Xxxxx Xxxxxx Xxxxx, Xxxxx 000 Xxxxxxxxxx, Xxxxxxxx 00000 Xxxn: Mr. Xxxxx Xxxxxxxxxx Xxxne: (302) 000-0000 Xxx: (302) 000-0000 Xxxil: pwinxxxxxxx@xxxxxxx.xxx xxth a copy to: SCANA Communications Holdings, Inc. 1426 Xxxx Xxxxxx Xxxxxxxx, XX 00000 Xxxn: Mark X. Xxxxxx, Xxeasurer Phone: (803) 000-0000 Xxx: (803) 000-0000 Xxxil: mcanxxx@xxxxx.xxx xxd to: McNaxx Xxx Firm, P.A. (mail address) PO Bxx 00000 Xxxxxxxx, XX 00000 (xxlivery address) 1301 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: John X. Xxxxxx, Xxq. Phone: (803)000-0000 Xxx: (803)000-0000 Xxxil: jcurxxx@xxxxxx.xxx 40 J. H. Xxxxxxx XX, X.P. 3,333,333 9,999,999 c/o of Whitney & Co. 177 Xxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: Willxxx Xxxxxxxx, Xx. xxx Andrxx Xxxxxxxxxx Xxxne: (203) 000-0000 Xxx: (203) 000-0000 Xxxil: wlavxxxxx@xxxxxxx.xxx xxx aschxxxxxxx@xxxxxxx.xxx xxth a copy to: Morrxxxx Xxxex Xxxger & Weinxxxxx, XXP 750 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Xxxn: Henrx Xxxxxx, Xxq. and Andrxx X. Xxxxxxxx, Xxq. Phone: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: hsinxxx@xxxx.xxx xxx aarsxxxxx@xxxx.xxx Xxackstone CCC Capital Partners L.P. 2,123,459 6,370,377 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx Xxackstone CCC Offshore Capital Partners L.P. 383,208 1,149,624 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx 41 Blackstone Family Investment Partnership III L.P. 160,000 480,000 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx XXC Venture Corp 2,765,333 8,295,999 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxod Street Partners III 568,000 1,704,000 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxllon Ventures II, L.P. 666,667 2,000,001 One Buckhead Plaza 3060 Xxxxxxxxx Xxxxxx, Xxxxx 000 Xxxxxxx, XX 00000 Xxxn: John X. Xxxxx Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: jadaxx@xxxx.xxx xxth a copy to: Ben Xxxxxxx Xxxpxxxxxx Xxxxxxxx 0000 Xxxxxxxxx Xxxxxx Xxxxxxx, XX 00000-0000 Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: bbarxxxx@xxxxxxxx.xxx 42 Xxxxx Xxxxxxxx Xxxvate Equity Fund IV, L.P. 280,000 840,000 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx Robexx X. Xxxxxx ~~Xxxne~~Title: ~~(813) 000-0000 Xxx~~Executive VP & CEO /s/ RAJ XXXXX /s/ LLOYX XXXX --------------------------------- ---------------------------------- RAJ XXXXX LLOYX XXXX /s/ TIM XXXXXXX --------------------------------- TIM XXXXXXX REPERTOIRE CAPITAL VENTURES RLLLP By: ~~(813) 000-0000 Xxxil~~/s/ KARL X. XXXXXXXX ------------------------------ Name: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxuth Atlantic Private Equity Fund IV (QP), L.P. 386,667 1,160,001 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership, Limited Partnership 133,333 399,999 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership (QP), Limited Partnership 533,334 1,600,002 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxtty Hawk Capital Limited Partnership, IV 1,000,000 3,000,000 2700 Xxxxxxxxx Xxxx, Xxxxx 000 Xxxxxxxxx, XX 00000 Xxxn: Waltxx Xxxxxxxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: waltxx@xxxxxxxxxxxxxxxx.xxx Xxrpon Investments, LLC 666,667 2,000,001 820 Xxxxxx Xxxxx Xxxxxxx, Xxxxx 0000 Xxxxxxxxxx, XX 00000 Xxxn: Stevx Xxxxxxx Xxxne: (205) 000-0000 Xxx: (205) 000-0000 Xxxil: sdauxxxx@xxxxxxxxxxxxxxxxxx.xxx Xxantum Capital Partners, Inc. 666,667 2,000,001 339 Xxxxx Xxxxx Xxxxxx Xxxxx, XX 00000 Xxxn: N. John Xxxxxxx, Xx. Phone: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: jsimxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx Benjxxxx Xxxxxxx 320,000 960,000 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxn: Thomxx Karl X. Xxxxxxxx ~~Xxxne~~Xxxle: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxomxx X. Xxxxxxxx 13,333 39,999 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxrst Union Capital Partners 2001, L.L.C. 333,333 999,999 301 X. Xxxxxxx Xxxxxx, XX0000 Xxxxxxxxx, XX 00000-0000 Xxxn: Wattx Xxxrxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: wattx.xxxxxxx@xxxx.xxx XX Communications Northeast, Inc. 166,667 500,001 (mail address) P.O. Xxx 000 Xxxxxxx, Xxxxxxxxxxxxx 00000 (xxlivery address) 110 Xxx Xxxxx Xxxx Xxxxxxx, Xxxxxxxxxxxxx 00000 Xxxn: Lawrxxxx Xxxxxxx Xxxne: (781) 000-0000 Xxx: (781) 000-0000 Xxxil: lhc@xxxxxxxxxxxx.xxx Xxtal 31,1666,667 $93,500,001Gen. Ptnr.

Appears in 1 contract

Samples: Preferred Stock Purchase Agreement (Netlibrary Inc)

Purchasers. s/ ~~Billx~~ Xxxx X. Xxxxxxx ~~--------------------------------------------- Name~~-------------------------------------------------- By: ~~Billx~~ Xxxx X. Xxxxxxx ---------------------------------------------- Title: ~~Owner Company~~INDIVIDUAL ------------------------------------------- SIGNATURE PAGE TO STOCK PURCHASE AGREEMENT EXHIBIT A LEGAL ENTITY NAME & ADDRESS OF PURCHASER NUMBER OF COMMON SHARES & DOLLAR AMOUNT OF WARRANTSPURCHASED INVESTMENT RENAISSANCE US GROWTH INVESTMENT TRUST PLC Common Shares: ~~Tarpon Investments, L.L.C. PURCHASERS~~8,000,000 $2,000,000 Frost National Bank Warrants: ~~/s/ N. John~~ 4,000,000 000 X. Xxxxxxx Street ATTN: Xxxxx Xxxxxxxxx T-8 Xxx Xxxxxxx, XxXX 00000 Contact for docs: Xxxx Xxxxxxxx Tel: (000) 000-0000/ Fax: (000) 000-0000 Email: xxxxxxxxx@xxxxxxxxxx.xxx RENAISSANCE CAPITAL GROWTH & INCOME FUND III, INC. ~~--------------------------------------------- Name~~Common Shares: ~~N. John~~ 4,000,000 $1,000,000 Frost National Bank Warrants: 2,000,000 000 X. Xxxxxxx Street ATTN: Xxxxx Xxxxxxxxx T-8 Xxx Xxxxxxx, XxXX 00000 Contact for docs: Xxxx Xxxxxxxx Tel: (000) 000-0000/ Fax: (000) 000-0000 Email: xxxxxxxxx@xxxxxxxxxx.xxx US SPECIAL OPPORTUNITIES TRUST PLC Common Shares: 4,000,000 $1,000,000 Frost National Bank Warrants: 2,000,000 000 X. Xxxxxxx Street ATTN: Xxxxx Xxxxxxxxx T-8 Xxx Xxxxxxx, XX 00000 Contact for docs: Xxxx Xxxxxxxx Tel: (000) 000-0000/ Fax: (000) 000-0000 Email: xxxxxxxxx@xxxxxxxxxx.xxx PREMIER XXXX US EMERGING GROWTH FUND LTD. ~~Title~~Common Shares: ~~President Company~~2,000,000 $500,000 Premier XXXX US Emerging Growth Fund Ltd. Warrants: ~~Quantum~~ 1,000,000 Acct # PRN01/17-28085 c/o Xxxxxxxx Xxxxxxx The Northern Trust Company 000 Xxxxx Xxxxx Xxxxxx, X-0-Xxxxx Xxxxxxx, XX 00000 Contact for docs: Xxxx Xxxxxxxx Tel: (000) 000-0000/ Fax: (000) 000-0000 Email: xxxxxxxxx@xxxxxxxxxx.xxx Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment Xxxxx X. XxXxxxx 4,000,000 shares $1,000,000 000 Xxxxx Xxxxx Xx 2,000,000 warrants Xxxxxxxx, XX 00000 Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment SANO VENTURES XII LLC COMMON SHARES $1,000,000 c/o XXXXXXX XXXXX 4,000,000 0000 XXXXXXXX 00XX XXXXX XXXXXXXX XXX XXXX, XX 00000 2,000,000 Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment Xxxxx Opportunity Fund LP 3,132,000 shares $783,000 1,556,000 warrants XXX Opportunity LTD 908,000 shares $227,000 454,000 warrants Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment Stiassni Capital 4,000,000 common $1,000,000.00 Partners, Inc. PURCHASERS: /s/ Benjxxxx Xxxxxxx --------------------------------------------- Name: Benjxxxx Xxxxxxx Title: Company: PURCHASERS: /s/ Thomxx X. Xxxxxxxx --------------------------------------------- Name: Thomxx X. Xxxxxxxx Title: Company: PURCHASERS: /s/ Arthxx X. Xxxxxxx --------------------------------------------- Name: Arthxx X. Xxxxxxx Title: Vice President Company: First Union Capital Partners 2001L.P. 2,000,000 warrants 0000 Xxxxx Xxxxxx Xxxxx, L.L.C. PURCHASERS: /s/ Lawrxxxx X. Xxxxxxx --------------------------------------------- Name: Lawrxxxx X. Xxxxxxx Title: Clerk, Assistant Treasurer Company: CT Communications Northeast, Inc. EXHIBIT A SCHEDULE OF PURCHASERS SERIES C PREFERRED STOCK NAME AND ADDRESS TOTAL NUMBER OF SHARES AGGREGATE PURCHASE PRICE -------------------------- ---------------------- ------------------------ ITC Telecom Ventures, Inc. 8,333,333 $24,999,999 3300 00xx Xxxx Xxxxxx Xxxxx Xxxxxx, XX 00000 ~~Xxxn~~Attn: ~~Campxxxx~~ Xxxxxxxx X. ~~Lxxxxx XXX Phone: (334) 000~~Xxxxxxxx 310/000-0000 ~~Xxx: (334) 000~~310/544-6349 FAX xx@xxxxxxxxxxxxxxx.xxx Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment London Family Trust 1.6 million shares $400,000 0000 ~~Xxxil: clanxxx@xxxxxxx.xxx xxth a copy to: ITC Holding Company, Inc. 4717 Xxxxxxx Xxxx Xxxxxxxxxx~~X. Xxxxxx Xx Xxxxx X 800,000 warrants Xxxxxxxxx, XX 00000 ~~Xxxn: Kim Xxxxxxxx Xxxne: (703) 000-0000 Xxx: (703) 000-0000 Xxxil: kthoxxxxx@xxxxxxx.xxx 39 SCANA Communications Holdings, Inc. 8,333,333 24,999,999 c/o Belfint Lyonx~~ Legal Entity Name & ~~Xhumxx (xxil address) P.O. Xxx 0000 Xxxxxxxxxx, Xxxxxxxx 00000-0000 (xxlivery address) 200 Xxxx Xxxxx Xxxxxx Xxxxx, Xxxxx~~ Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment STARWOOD CAPITAL 1,600,000 COMMON SHARES $400,000 000 Xxxxxxxxxx, Xxxxxxxx 00000 Xxxn: Mr. Xxxxx Xxxxxxxxxx Xxxne: (302) 000-0000 Xxx: (302) 000-0000 Xxxil: pwinxxxxxxx@xxxxxxx.xxx xxth a copy to: SCANA Communications Holdings, Inc. 1426 Xxxx Xxxxxx XxxxxxxxXXXX XXXXXX XXX. 800,000 WARRANTS XXXXXXXXX, XX 00000 ~~Xxxn: Mark X. Xxxxxx, Xxeasurer Phone: (803) 000-0000 Xxx: (803) 000-0000 Xxxil: mcanxxx@xxxxx.xxx xxd to: McNaxx Xxx Firm, P.A. (mail address) PO Bxx 00000 Xxxxxxxx~~Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment XXXXXXX XXXXXXXX JR. 750,000 COMMON SHARES $300,000.00 00 XXXXXXX XXXX 375,000 WARRANTS XXXXXXXXX, XX 00000 ~~(xxlivery address) 1301 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxx~~MAIL TO: XXXXXXX XXXXXXXX JR. X.X. XXX 00 XXX XXXXXXXXX, XX 00000 ~~Xxxn: John X. Xxxxxx, Xxq~~Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment Iroquois Master Fund Ltd. 1,000,000 shares 250,000 000 Xxxxxxxxx Xxx. Phone: (803)000-0000 Xxx: (803)000-0000 Xxxil: jcurxxx@xxxxxx.xxx 40 J. H. Xxxxxxx XX, X.P. 3,333,333 9,999,999 c/o of Whitney & Co. 177 Xxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: Willxxx Xxxxxxxx, Xx26th Fl. xxx Andrxx Xxxxxxxxxx Xxxne: (203) 000-0000 Xxx: (203) 000-0000 Xxxil: wlavxxxxx@xxxxxxx.xxx xxx aschxxxxxxx@xxxxxxx.xxx xxth a copy to: Morrxxxx Xxxex Xxxger & Weinxxxxx, XXP 750 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Xxxn: Henrx Xxxxxx, Xxq. and Andrxx X. Xxxxxxxx, Xxq. Phone: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: hsinxxx@xxxx.xxx xxx aarsxxxxx@xxxx.xxx Xxackstone CCC Capital Partners L.P. 2,123,459 6,370,377 345 Xxxx Xxxxxx, 00xx Xxxxx 500,000 warrants Xxx Xxxx, XX 00000 ~~Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-~~Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment ALB Private 400,000 COMMON SHARES $100,000.00 Investments, LLC 200,000 WARRANTS 00 Xxxxxxxxxxx Xxxxx Xxxxx 0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx Xxackstone CCC Offshore Capital Partners L.P. 383,208 1,149,624 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 ~~Xxxn~~Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment Sophrosyne Technology 600,000 COMMON SHARES $150,000 Fund Ltd. 300,000 WARRANTS XXXXXXX XXXXX & CO. F/B/O/ SOPHROSYNE TECHNOLOGY FUND LTD. 0 XXX XXXX XXXXX, 00XX XX. XXX XXXX, XXX XXXX 00000 Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment XXXXXXX XXXXXXXX 200,000 SHARES $50,000 00 XXXX'X XXX XXXX 100,000 WARRANTS XXXXXX, XX 00000 Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment XXXX XXXX XXXXXXX COMMON: ~~Bret~~ 200,000 $50,000 00 XXXXXXXX XXX. WARRANTS: 100,000 XXXXXXXX, XX 00000 ###-##-#### Email: xxxxxxxx@xxxx.xxxxxxx.xxx Phone: 000-000-0000 Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment Xxxxxxxx ~~Xxxne~~X. Xxxxxxx 200,000 shares $50,0000 12 Darien Close 100,000 warrants Xxxxxx, XX 00000 Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment Xxxxxxxx Curhan Ford & Co. 630,000 COMMON SHARES $157,500 Ford & Co. 315,000 WARRANTS 000 Xxxxxxxxxx Xxxxxx 0xx Xxxxx Xxx Xxxxxxxxx, XX 00000 Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment STONEPINE CAPITAL, L.P. 100,000 shares $25,000 000 Xxxxxxx Xx. 50,000 warrants Xxxxx 000 Xxx Xxxxxxxxx, XX 00000 Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment XXXX XXXXXXX 100,000 COMMON SHARES $25,000 0000 XXXXXXXXX XX. 50,000 WARRANTS XXX XXXXXXXXX, XX 00000 Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment Xxxxx Xxxxxxxxx 100,000 shares $25,000 000 Xxxxxxxxxx Xxxxxx, 50,000 warrant shares 0xx XX Xxx Xxxxxxxxx, XX 00000 Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment Xxxx X. Xxxxxxxx 60,000 shares $15,000.00 0000 Xxxx Xx. 30,000 warrants Xxx Xxxxxxxxx, XX 00000 Legal Entity Name & Number of Common Shares & Dollar Amount of Address of Purchaser Warrants Purchased Investment XXXX X. XXXXXXX 10,000 SHARES $2,500.00 0000 XXXXXXXXX XXXXXX 5,000 WARRANTS XXX XXXXXXXXX, XX 00000 HOME: (~~212~~000) 000-0000 ~~Xxx~~EMAIL: ~~(212) 000~~XXXX@XXXXXXXXXXX.XXX EXHIBIT B FORM OF WARRANT EXHIBIT C FORM OF REGISTRATION RIGHTS AGREEMENT EXHIBIT D FORM OF LOCK-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx 41 Blackstone Family Investment Partnership III L.P. 160,000 480,000 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx XXC Venture Corp 2,765,333 8,295,999 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxod Street Partners III 568,000 1,704,000 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxllon Ventures II, L.P. 666,667 2,000,001 One Buckhead Plaza 3060 Xxxxxxxxx Xxxxxx, Xxxxx 000 Xxxxxxx, XX 00000 Xxxn: John X. Xxxxx Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: jadaxx@xxxx.xxx xxth a copy to: Ben Xxxxxxx Xxxpxxxxxx Xxxxxxxx 0000 Xxxxxxxxx Xxxxxx Xxxxxxx, XX 00000-0000 Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: bbarxxxx@xxxxxxxx.xxx 42 Xxxxx Xxxxxxxx Xxxvate Equity Fund IV, L.P. 280,000 840,000 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxuth Atlantic Private Equity Fund IV (QP), L.P. 386,667 1,160,001 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership, Limited Partnership 133,333 399,999 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership (QP), Limited Partnership 533,334 1,600,002 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxtty Hawk Capital Limited Partnership, IV 1,000,000 3,000,000 2700 Xxxxxxxxx Xxxx, Xxxxx 000 Xxxxxxxxx, XX 00000 Xxxn: Waltxx Xxxxxxxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: waltxx@xxxxxxxxxxxxxxxx.xxx Xxrpon Investments, LLC 666,667 2,000,001 820 Xxxxxx Xxxxx Xxxxxxx, Xxxxx 0000 Xxxxxxxxxx, XX 00000 Xxxn: Stevx Xxxxxxx Xxxne: (205) 000-0000 Xxx: (205) 000-0000 Xxxil: sdauxxxx@xxxxxxxxxxxxxxxxxx.xxx Xxantum Capital Partners, Inc. 666,667 2,000,001 339 Xxxxx Xxxxx Xxxxxx Xxxxx, XX 00000 Xxxn: N. John Xxxxxxx, Xx. Phone: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: jsimxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx Benjxxxx Xxxxxxx 320,000 960,000 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxn: Thomxx X. Xxxxxxxx Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxomxx X. Xxxxxxxx 13,333 39,999 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxrst Union Capital Partners 2001, L.L.C. 333,333 999,999 301 X. Xxxxxxx Xxxxxx, XX0000 Xxxxxxxxx, XX 00000-0000 Xxxn: Wattx Xxxrxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: wattx.xxxxxxx@xxxx.xxx XX Communications Northeast, Inc. 166,667 500,001 (mail address) P.O. Xxx 000 Xxxxxxx, Xxxxxxxxxxxxx 00000 (xxlivery address) 110 Xxx Xxxxx Xxxx Xxxxxxx, Xxxxxxxxxxxxx 00000 Xxxn: Lawrxxxx Xxxxxxx Xxxne: (781) 000-0000 Xxx: (781) 000-0000 Xxxil: lhc@xxxxxxxxxxxx.xxx Xxtal 31,1666,667 $93,500,001UP AGREEMENT EXHIBIT E FORM OF ESCROW AGREEMENT EXHIBIT F FORM OF OPINION OF COUNSEL

Appears in 1 contract

Samples: Stock Purchase Agreement (Narrowstep Inc)

Appears in 1 contract

Samples: Securities Purchase Agreement (Fibernet Telecom Group Inc\)

Purchasers. ~~s/ Billx~~ NAME TOTAL TOTAL NUMBER OF PURCHASE WARRANTS --------- -------------------------------------------------------------- ---------------------- ---------------------- 1. Daryl W. Alsop & Amal M. Xxxxx $15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 2. Gregory V. Peay $25,000.00 25,000 (Bradsby Group) --------- -------------------------------------------------------------- ---------------------- ---------------------- 3. Stanton R. Camp $15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 4. Dawn A. Correll $20,000.00 20,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 5. The Cox Family Trust, Edwarx X. Cox, Trustee $20,000.00 20,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 6. Michael J. Duffy $15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 7. Alex Groswird, Sr. $18,000.00 18,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 8. W. Hagerty $15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 9. Robert G. Logan & Victoxxx X. Xxxxx $15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 10. Todd R. Van de Putte $16,000.00 16,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 11. Joel S. & Elizabeth M. Xxxxxxxin XXXX Xxxxxxxxx Xxxxxx Trust $05,000.00 25,000 U/A DTD 10/02/90 --------- -------------------------------------------------------------- ---------------------- ---------------------- 12. Kid Gro-Co, LLC $15,000.00 15,000 Darrel Whitehead --------- -------------------------------------------------------------- ---------------------- ---------------------- 13. National Investor Services Corp. FBO: $16,000.00 16,000 Anthony M. Ottombrino Axxx.#000-00000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 14. National Investor Services Corp. FBO: $15,000.00 15,000 James W. Rury Acct.#499-00000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 15. Stanley A. Worthley $15,000.00 15,000 Charles Schwab & Co., Ixx. Xxxtxxxxx Acct.#7198-4413 --------- -------------------------------------------------------------- ---------------------- ---------------------- 16. Kevin Lively $30,000.00 30,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 17. Alex Groswird $35,862.02 35,862 --------- -------------------------------------------------------------- ---------------------- ---------------------- 18. Tim Robertson $20,075.56 20,075 --------- -------------------------------------------------------------- ---------------------- ---------------------- 19. Jeffrey H. Reeves $25,000.00 25,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 20. Ralph C. Wintrode Trust XXX Xxx 0, 0000 $37,500.00 37,500 Ralph C. Wintrode, Trusxxx --------- -------------------------------------------------------------- ---------------------- ---------------------- 21. Craig H. Millet $25,000.00 25,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 22. Sterling Trust Company, Custodian FBO: Ralph Charles 00,000.00 37,500 Wintrode #092369 --------- -------------------------------------------------------------- ---------------------- ---------------------- 23. Adler Family Trust DTD 0/0/0000 Marty Adler, Trustee, 15,000.00 15,000 Michele Adler, Trustee --------- -------------------------------------------------------------- ---------------------- ---------------------- 24. Loewen Family Trust, Roxxxx X. Loewen, Trustxx 50,000.00 50,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 25. The Cox Family Trust, Edwarx X. Cox, Trustee 50,000.00 50,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 26. Jacob Angrest 30,000.00 30,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 27. James T. Mattson, Jr. 40,000.00 40,000 --------- -------------------------------------------------------------- ---------------------- ---------------------- 28. James R. Flickinger Truxx XXX 00/0/0000 Xxmes R. Flickinger, 00,000.00 15,000 Trustee --------- -------------------------------------------------------------- ---------------------- --------------------- 29. Joseph A. Quilici 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 30. Richard J. Lane or Kathxxxxx X. Xxxx 36,000.00 36,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 31. David Hadley 7,500.00 7,500 --------- -------------------------------------------------------------- ---------------------- --------------------- 32. F. Patricia Cullen 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 33. Benjamin F. Greenwood 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 34. Martin Bentley 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 35. Nicholas Chacos II 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 36. Gunnar Gooding 25,000.00 25,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 37. Robert Swenson 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 38. Vincent de Philippis 75,000.00 75,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 39. Dieter-Heinz Kijora 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 40. Heinz & Ilse Gietz 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 41. Daniel Andreson 10,000.00 10,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 42. Mark A. Rock 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 43. Aura R. Fechter 11,000.00 11,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 44. Lars Olson 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 45. Michael Winslow 10,000.00 10,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 46. Minh Vu 10,000.00 10,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 47. Andrew Sazama 58,125.00 58,125 --------- -------------------------------------------------------------- ---------------------- --------------------- 48. Nick Dinneen 50,000.00 50,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 49. Ngoc-Loan Khoa Ngyen 10,000.00 10,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 50. Charles Kwon 50,000.00 50,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 51. Extenprise/ Arvind Pandey 70,619.00 70,619 --------- -------------------------------------------------------------- ---------------------- --------------------- 52. Paul Gustafson 20,000.00 20,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 53. Michael M. Moore 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 54. Joseph Moisant & Melissx Xxxxxxx ~~--------------------------------------------- Name: Billx Xxxxxxx Title: Owner Company: Tarpon Investments~~15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 55. Regan J. Patrick 10,000.00 10,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 56. Robert G. Logan & Victoxxx X. Xxxxx 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 57. Robert G. Metzger II 7,500.00 7,500 --------- -------------------------------------------------------------- ---------------------- --------------------- 58. Sidney E. Levine 25,000.00 25,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 59. Glen S. Davis 25,000.00 25,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 60. Dennis R. Johnson 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 61. Chris & Suzie Cole Livixx Xxust XXX 0/00/2000, ~~L.L.C. PURCHASERS: /s/ N.~~ Christopher 20,000.00 25,000 ----------------------------------------------------------- A. Cole Trustee --------- -------------------------------------------------------------- ---------------------- --------------------- 62. Quang H. Vu & Jacquelinx X. Xx 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 63. Craig F. Gross & Elizabxxx X. Xxxxx 20,000.00 20,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 64. David R. Moyer, Trustee Xxxxx X. Xxxxr, DDS, A Xxxxxxxxxxxx 25,000.00 25,000 Corp. Employees' Profit Sharing Plan & Trust --------- -------------------------------------------------------------- ---------------------- --------------------- 65. Samuel H. Moyer, Trustex xx xxx Xxxxxxong Marketing, Inx. 25,000.00 25,000 Profit Sharing Plan & Trust --------- -------------------------------------------------------------- ---------------------- --------------------- 66. Gary Moyer, Trustee of xxx Xxx-Xxust 1 of the 2003 Moyer 5,000.00 5,000 Family Trust DTD 02/19/2003 --------- -------------------------------------------------------------- ---------------------- --------------------- 67. Carole Bradford 26,000.00 26,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 68. Brigitte G. Byrd 10,000.00 10,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 69. John ~~Xxxxxxx, Xx~~Reitz 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 70. ~~--------------------------------------------- Name: N. John Xxxxxxx, Xx~~Stephen H. and Barbara X. Xxxxxxxn Truxxxxx xx xxx Xxxxxxnn 100,000.00 100,000 Family 2004 Revocable Trust --------- -------------------------------------------------------------- ---------------------- --------------------- 71. ~~Title: President Company: Quantum~~ Ferdynand J. Zdyb 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 72. Richard D. Walker 20,000.00 20,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 73. Donald R. Craighead 10,000.00 10,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 74. Jeff Kone & Cezanne Konx XX XXXX 33,000.00 33,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 75. David R. Morgan 100,000.00 100,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 76. Paul H. Schaaf Trustee Xxxxxx Xxxxxx Trust DTD 00/00/73 AMD 15,000.00 15,000 06/25/2003 --------- -------------------------------------------------------------- ---------------------- --------------------- 77. Paul Colombe 20,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 78. Thomas E. Szulist 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 79. Kim R. Salzwedel 10,000.00 10,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 80. Paul Chacon 5,000.00 5,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 81. Wayne M. Hamersly 15,000.00 15,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 82. Gary Sportsman & Sally Xxxxtsman 50,000.00 50,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 83. Wall Street Capital Partners, Inc. PURCHASERS: /s/ Benjxxxx Xxxxxxx --------------------------------------------- Name: Benjxxxx Xxxxxxx Title: Company: PURCHASERS: /s/ Thomxx X. Xxxxxxxx --------------------------------------------- Name: Thomxx X. Xxxxxxxx Title: Company: PURCHASERS: /s/ Arthxx X. Xxxxxxx --------------------------------------------- Name: Arthxx X. Xxxxxxx Title: Vice President Company: First Union LP (Jeff Kone) 150,000.00 150,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 84. Eric Anderson 10,000.00 10,000 --------- -------------------------------------------------------------- ---------------------- --------------------- 85. Roaring Fork Capital Partners 2001, L.L.C. PURCHASERS: /s/ Lawrxxxx X. Xxxxxxx --------------------------------------------- Name: Lawrxxxx X. Xxxxxxx Title: Clerk, Assistant Treasurer Company: CT Communications Northeast, Inc. EXHIBIT A SCHEDULE OF PURCHASERS SERIES C PREFERRED STOCK NAME AND ADDRESS TOTAL NUMBER OF SHARES AGGREGATE PURCHASE PRICE -------------------------- ---------------------- ------------------------ ITC Telecom Ventures, Inc. 8,333,333 $24,999,999 3300 00xx Xxxxxx Xxxxxx, XX 00000 Xxxn: Campxxxx X. Lxxxxx XXX Phone: (334) 000-0000 Xxx: (334) 000-0000 Xxxil: clanxxx@xxxxxxx.xxx xxth a copy to: ITC Holding Company, Inc. 4717 Xxxxxxx Xxxx Xxxxxxxxxx, XX 00000 Xxxn: Kim Xxxxxxxx Xxxne: (703) 000-0000 Xxx: (703) 000-0000 Xxxil: kthoxxxxx@xxxxxxx.xxx 39 SCANA Communications Holdings, Inc. 8,333,333 24,999,999 c/o Belfint Lyonx & Xhumxx (xxil address) P.O. Xxx 0000 Xxxxxxxxxx, Xxxxxxxx 00000-0000 (xxlivery address) 200 Xxxx Xxxxx Xxxxxx Xxxxx, Xxxxx 000 Xxxxxxxxxx, Xxxxxxxx 00000 Xxxn: Mr. Xxxxx Xxxxxxxxxx Xxxne: (302) 000-0000 Xxx: (302) 000-0000 Xxxil: pwinxxxxxxx@xxxxxxx.xxx xxth a copy to: SCANA Communications Holdings, Inc. 1426 Xxxx Xxxxxx Xxxxxxxx, XX 00000 Xxxn: Mark X. Xxxxxx, Xxeasurer Phone: (803) 000-0000 Xxx: (803) 000-0000 Xxxil: mcanxxx@xxxxx.xxx xxd to: McNaxx Xxx Firm, P.A. (mail address) PO Bxx 00000 Xxxxxxxx, XX 00000 (xxlivery address) 1301 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: John X. Xxxxxx, Xxq. Phone: (803)000-0000 Xxx: (803)000-0000 Xxxil: jcurxxx@xxxxxx.xxx 40 J. H. Xxxxxxx XX, X.P. 3,333,333 9,999,999 c/o of Whitney & Co. 177 Xxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: Willxxx Xxxxxxxx, Xx. xxx Andrxx Xxxxxxxxxx Xxxne: (203) 000-0000 Xxx: (203) 000-0000 Xxxil: wlavxxxxx@xxxxxxx.xxx xxx aschxxxxxxx@xxxxxxx.xxx xxth a copy to: Morrxxxx Xxxex Xxxger & Weinxxxxx, XXP 750 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Xxxn: Henrx Xxxxxx, Xxq. and Andrxx X. Xxxxxxxx, Xxq. Phone: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: hsinxxx@xxxx.xxx xxx aarsxxxxx@xxxx.xxx Xxackstone CCC Capital Partners L.P. 2,123,459 6,370,377 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx Xxackstone CCC Offshore Capital Partners L.P. 383,208 1,149,624 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx 41 Blackstone Family Investment Partnership III L.P. 160,000 480,000 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx XXC Venture Corp 2,765,333 8,295,999 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxod Street Partners III 568,000 1,704,000 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxllon Ventures IISBIC, L.P. 666,667 2,000,001 One Buckhead Plaza 3060 Xxxxxxxxx Xxxxxx, Xxxxx 000 Xxxxxxx, XX 00000 Xxxn: John X. Xxxxx Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: jadaxx@xxxx.xxx xxth a copy to: Ben Xxxxxxx Xxxpxxxxxx Xxxxxxxx 0000 Xxxxxxxxx Xxxxxx Xxxxxxx, XX 00000-0000 Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: bbarxxxx@xxxxxxxx.xxx 42 Xxxxx Xxxxxxxx Xxxvate Equity Fund IV, L.P. 280,000 840,000 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxuth Atlantic Private Equity Fund IV (QP), L.P. 386,667 1,160,001 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership, Limited Partnership 133,333 399,999 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership (QP), Limited Partnership 533,334 1,600,002 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxtty Hawk Capital Limited Partnership, IV 1,000,000.00 1,000,000 3,000,000 2700 Xxxxxxxxx Xxxx, Xxxxx 000 Xxxxxxxxx, XX 00000 Xxxn: Waltxx Xxxxxxxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: waltxx@xxxxxxxxxxxxxxxx.xxx Xxrpon Investments, LLC 666,667 2,000,001 820 Xxxxxx Xxxxx Xxxxxxx, Xxxxx 0000 Xxxxxxxxxx, XX 00000 Xxxn: Stevx Xxxxxxx Xxxne: (205) 000-0000 Xxx: (205) 000-0000 Xxxil: sdauxxxx@xxxxxxxxxxxxxxxxxx.xxx Xxantum Capital Partners, Inc. 666,667 2,000,001 339 Xxxxx Xxxxx Xxxxxx Xxxxx, XX 00000 Xxxn: N. John Xxxxxxx, Xx--------- -------------------------------------------------------------- ---------------------- --------------------- 86. Phone: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: jsimxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx Benjxxxx Xxxxxxx 320,000 960,000 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxn: Thomxx X. Xxxxxxxx Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxomxx X. Xxxxxxxx 13,333 39,999 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxrst Union Capital Partners 2001, L.L.C. 333,333 999,999 301 X. Xxxxxxx Xxxxxx, XX0000 Xxxxxxxxx, XX 00000-0000 Xxxn: Wattx Xxxrxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: wattx.xxxxxxx@xxxx.xxx XX Communications Northeast, Inc. 166,667 500,001 (mail address) P.O. Xxx 000 Xxxxxxx, Xxxxxxxxxxxxx 00000 (xxlivery address) 110 Xxx Xxxxx Xxxx Xxxxxxx, Xxxxxxxxxxxxx 00000 Xxxn: Lawrxxxx Xxxxxxx Xxxne: (781) 000-0000 Xxx: (781) 000-0000 Xxxil: lhc@xxxxxxxxxxxx.xxx Xxtal 31,1666,667 $93,500,001Harold Zagunis 10,000.00 10,000 --------- -------------------------------------------------------------- ---------------------- --------------------- EXHIBIT B UNSECURED CONVERTIBLE PROMISSORY NOTE EXHIBIT C WARRANT EXHIBIT D

Appears in 1 contract

Samples: Convertible Note Purchase Agreement (Cistera Networks, Inc.)

Purchasers. ~~s/ Billx Xxxxxxx ---------------------------------------------~~ HIG WIRELESS, INC. By: ----------------------------------------- Name: ~~Billx Xxxxxxx~~ --------------------------------------- Title: ~~Owner Company~~-------------------------------------- c/o Doug Xxxxxx 1001 Xxxxxxxx Xxx Xxxxx Xxxxxx-Xxxxxxx Xxxxx Xxxxx, Xxxxxxx 00000 Brentwood Associates IX, LP By: ~~Tarpon Investments~~Brentwood IX Ventures, ~~L.L.C.~~ LLC Its General Partner By: /s/ Jeffxxx Xxxxx ----------------------------------------- Name: Jeffxxx Xxxxx --------------------------------------- Title: Managing Member -------------------------------------- c/o Barrx Xxxxxxx 3000 Xxxx Xxxx Xxxx Xxxx. 0, Xxxxx 000 Xxxxx Xxxx, Xxxxxxxxxx, 00000 SIGNATURE PAGE TO LETSXXXX.XXX, XXC. CO-SALE AGREEMENT 17 PURCHASERS: ~~/s/ N. John Xxxxxxx~~HIG WIRELESS, XxINC. ~~---------------------------------------------~~ By: ----------------------------------------- Name: ~~N. John Xxxxxxx, Xx.~~ --------------------------------------- Title: ~~President Company~~-------------------------------------- c/o Doug Xxxxxx 1001 Xxxxxxxx Xxx Xxxxx Xxxxxx-Xxxxxxx Xxxxx Xxxxx, Xxxxxxx 00000 Brentwood Affiliates Fund III LP By: ~~Quantum Capital Partners~~Brentwood IX Ventures, ~~Inc.~~ LLC Its General Partner By: /s/ Jeffxxx Xxxxx ----------------------------------------- Name: Jeffxxx Xxxxx --------------------------------------- Title: Managing Member -------------------------------------- c/o Barrx Xxxxxxx 3000 Xxxx Xxxx Xxxx Xxxx. 0, Xxxxx 000 Xxxxx Xxxx, Xxxxxxxxxx, 00000 SIGNATURE PAGE TO LETSXXXX.XXX, XXC. CO-SALE AGREEMENT PURCHASERS: G & H Partners 155 Xxxxxxxxxxxx Xxxxx Xxxxx Xxxx, Xxxxxxxxxx 00000 By: /s/ ~~Benjxxxx Xxxxxxx ---------------------------------------------~~ Gay S. Wxxx ----------------------------------------- Name: ~~Benjxxxx Xxxxxxx~~ Gay S. Wxxx --------------------------------------- Title: ~~Company:~~ Partner -------------------------------------- SIGNATURE PAGE TO LETSXXXX.XXX, XXC. CO-SALE AGREEMENT PURCHASERS: ~~/s/ Thomxx X. Xxxxxxxx --------------------------------------------- Name~~Accel VII L.P. By: ~~Thomxx X. Xxxxxxxx Title: Company: PURCHASERS~~Accel VII Associates L.L.C. Its General Partner By: /s/ ~~Arthxx X. Xxxxxxx --------------------------------------------- Name~~G. Cxxxxx Xxxnaoui ----------------------------------------- G. Cxxxxx Xxxnaoui Managing Member Accel Internet Fund III L.P. By: ~~Arthxx X. Xxxxxxx Title: Vice President Company: First Union Capital Partners 2001,~~ Accel Internet Fund III Associates L.L.C. ~~PURCHASERS~~Its General Partner By: /s/ ~~Lawrxxxx X. Xxxxxxx --------------------------------------------- Name~~G. Cxxxxx Xxxnaoui ----------------------------------------- G. Cxxxxx Xxxnaoui Managing Member Accel Investor '99 L.P. By: ~~Lawrxxxx X. Xxxxxxx Title~~/s/ G. Cxxxxx Xxxnaoui ----------------------------------------- G. Cxxxxx Xxxnaoui General Partner Addresses for Notices: Clerk, Assistant Treasurer Company: CT Communications Northeast, Inc. EXHIBIT A SCHEDULE OF PURCHASERS SERIES C PREFERRED STOCK NAME AND ADDRESS TOTAL NUMBER OF SHARES AGGREGATE PURCHASE PRICE -------------------------- ---------------------- ------------------------ ITC Telecom Ventures, Inc. 8,333,333 $24,999,999 3300 00xx Accel Partners 428 Xxxxxxxxxx Xxxxxx ~~Xxxxxx~~Xxxx Xxxx, XX 00000 ~~Xxxn~~Attn: ~~Campxxxx~~ Therxxxx Xxxx Xxxzetta and Jamex X. ~~Lxxxxx XXX Phone~~Xxxxxx Tel: (~~334~~650) 000-0000 ~~Xxx~~Fax: (~~334~~650) 000-0000 ~~Xxxil~~and Accel Partners One Xxxxxx Xxxxxx Princeton, NJ 08542 Attn: ~~clanxxx@xxxxxxx.xxx xxth a copy to: ITC Holding Company, Inc. 4717 Xxxxxxx Xxxx Xxxxxxxxxx, XX 00000 Xxxn: Kim Xxxxxxxx Xxxne~~G. Cxxxxx Xxxnaoui Tel: (~~703~~609) 000-0000 ~~Xxx~~Fax: (~~703~~609) 000-0000 Xxxil: kthoxxxxx@xxxxxxx.xxx 39 SCANA Communications Holdings, Inc. 8,333,333 24,999,999 c/o Belfint Lyonx & Xhumxx (xxil address) P.O. Xxx 0000 Xxxxxxxxxx, Xxxxxxxx 00000-0000 (xxlivery address) 200 Xxxx Xxxxx Xxxxxx Xxxxx, Xxxxx 000 Xxxxxxxxxx, Xxxxxxxx 00000 Xxxn: Mr. Xxxxx Xxxxxxxxxx Xxxne: (302) 000-0000 Xxx: (302) 000-0000 Xxxil: pwinxxxxxxx@xxxxxxx.xxx xxth a copy to: SCANA Communications Holdings, Inc. 1426 Xxxx Xxxxxx Xxxxxxxx, XX 00000 Xxxn: Mark X. Xxxxxx, Xxeasurer Phone: (803) 000-0000 Xxx: (803) 000-0000 Xxxil: mcanxxx@xxxxx.xxx xxd to: McNaxx Xxx Firm, P.A. (mail address) PO Bxx 00000 Xxxxxxxx, XX 00000 (xxlivery address) 1301 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: John X. Xxxxxx, Xxq. Phone: (803)000-0000 Xxx: (803)000-0000 Xxxil: jcurxxx@xxxxxx.xxx 40 J. H. Xxxxxxx XX, X.P. 3,333,333 9,999,999 c/o of Whitney & Co. 177 Xxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: Willxxx Xxxxxxxx, Xx. xxx Andrxx Xxxxxxxxxx Xxxne: (203) 000-0000 Xxx: (203) 000-0000 Xxxil: wlavxxxxx@xxxxxxx.xxx xxx aschxxxxxxx@xxxxxxx.xxx xxth a copy to: Morrxxxx Xxxex Xxxger & Weinxxxxx, XXP 750 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Xxxn: Henrx Xxxxxx, Xxq. and Andrxx X. Xxxxxxxx, Xxq. Phone: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: hsinxxx@xxxx.xxx xxx aarsxxxxx@xxxx.xxx Xxackstone CCC Capital Partners L.P. 2,123,459 6,370,377 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx Xxackstone CCC Offshore Capital Partners L.P. 383,208 1,149,624 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx 41 Blackstone Family Investment Partnership III L.P. 160,000 480,000 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx XXC Venture Corp 2,765,333 8,295,999 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxod Street Partners III 568,000 1,704,000 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxllon Ventures II, L.P. 666,667 2,000,001 One Buckhead Plaza 3060 Xxxxxxxxx Xxxxxx, Xxxxx 000 Xxxxxxx, XX 00000 Xxxn: John X. Xxxxx Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: jadaxx@xxxx.xxx xxth a copy to: Ben Xxxxxxx Xxxpxxxxxx Xxxxxxxx 0000 Xxxxxxxxx Xxxxxx Xxxxxxx, XX 00000-0000 Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: bbarxxxx@xxxxxxxx.xxx 42 Xxxxx Xxxxxxxx Xxxvate Equity Fund IV, L.P. 280,000 840,000 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxuth Atlantic Private Equity Fund IV (QP), L.P. 386,667 1,160,001 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership, Limited Partnership 133,333 399,999 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership (QP), Limited Partnership 533,334 1,600,002 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxtty Hawk Capital Limited Partnership, IV 1,000,000 3,000,000 2700 Xxxxxxxxx Xxxx, Xxxxx 000 Xxxxxxxxx, XX 00000 Xxxn: Waltxx Xxxxxxxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: waltxx@xxxxxxxxxxxxxxxx.xxx Xxrpon Investments, LLC 666,667 2,000,001 820 Xxxxxx Xxxxx Xxxxxxx, Xxxxx 0000 Xxxxxxxxxx, XX 00000 Xxxn: Stevx Xxxxxxx Xxxne: (205) 000-0000 Xxx: (205) 000-0000 Xxxil: sdauxxxx@xxxxxxxxxxxxxxxxxx.xxx Xxantum Capital Partners, Inc. 666,667 2,000,001 339 Xxxxx Xxxxx Xxxxxx Xxxxx, XX 00000 Xxxn: N. John Xxxxxxx, Xx. Phone: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: jsimxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx Benjxxxx Xxxxxxx 320,000 960,000 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxn: Thomxx X. Xxxxxxxx Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxomxx X. Xxxxxxxx 13,333 39,999 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxrst Union Capital Partners 2001, L.L.C. 333,333 999,999 301 X. Xxxxxxx Xxxxxx, XX0000 Xxxxxxxxx, XX 00000-0000 Xxxn: Wattx Xxxrxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: wattx.xxxxxxx@xxxx.xxx XX Communications Northeast, Inc. 166,667 500,001 (mail address) P.O. Xxx 000 Xxxxxxx, Xxxxxxxxxxxxx 00000 (xxlivery address) 110 Xxx Xxxxx Xxxx Xxxxxxx, Xxxxxxxxxxxxx 00000 Xxxn: Lawrxxxx Xxxxxxx Xxxne: (781) 000-0000 Xxx: (781) 000-0000 Xxxil: lhc@xxxxxxxxxxxx.xxx Xxtal 31,1666,667 $93,500,0010000

Appears in 1 contract

Samples: Sale Agreement (Lets Talk Cellular & Wireless Inc)

Purchasers. ~~s/ Billx Xxxxxxx ---------------------------------------------~~ Print Exact Name: ~~Billx Xxxxxxx~~ Xxxxx International Ltd. Inc. By: /s/ Xxxxxx Xxxxx Name: Xxxxxx Xxxxx Title: ~~Owner Company~~Director SCHEDULE 1 PURCHASERS Name and Address Copy of Notice to: ~~Tarpon Investments, L.L.C. PURCHASERS: /s/ N. John Xxxxxxx, Xx. --------------------------------------------- Name: N. John Xxxxxxx, Xx. Title: President Company: Quantum Capital~~ East Xxxxxx Inc. (BVI) c/o Conus Partners, Inc. ~~PURCHASERS~~0 Xxxxxxxxxxx Xxxxx 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: ~~/s/ Benjxxxx~~ Xxxxxx Xxxxx Tel: 000-000-0000 Fax: 000-000-0000 xx@xxxxxxxxx.xxx The Conus Fund L.P. 0 Xxxxxxxxxxx Xxxxx 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxxx Xxxxx Tel: 000-000-0000 Fax: 000-000-0000 xx@xxxxxxxxx.xxx The Conus Fund Offshore Ltd. c/o Conus Partners, Inc. 0 Xxxxxxxxxxx Xxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxxx Xxxxx Tel: 000-000-0000 Fax: 000-000-0000 xx@xxxxxxxxx.xxx The Conus Fund QP, L.P. 0 Xxxxxxxxxxx Xxxxx 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxxx Xxxxx Tel: 000-000-0000 Fax: 000-000-0000 xx@xxxxxxxxx.xxx Kinetic Capital Limited Partnership 0000-000 Xxxxxx Xxxxxx Xxxxxxxxx, X.X. X0X 0X0 Attn: Xxxxxx Xxxx Tel: 000-000-0000 Fax: 000-000-0000 xxxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx xxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx Name and Address Copy of Notice to: JR Xxx Public Investments, LLC X.X. Xxx 0000 Xxxxxxxxx, XX 00000 Attn: Xxxxxxx ~~--------------------------------------------- Name~~X. Xxx Tel: ~~Benjxxxx Xxxxxxx Title~~000-000-0000 Fax: ~~Company~~203-552-1724 xxxx@xxxx.xxx RAM Capital Group, LLC 0000 Xxxxxxxxx Xxxx Xxxxxxx, XX 00000 Attn: ~~PURCHASERS: /s/ Thomxx~~ Xxxx X. Xxxxxxxx ~~--------------------------------------------- Name~~Tel: ~~Thomxx X.~~ 000-000-0000 Fax: 000-000-0000 xxxxxxxxx@xxx-xxx.xxx Park Place Columbia Ltd. Xxxxxxxx ~~Title~~Xxxx 00 Xxxx Xxxxxx Xxxxxxxx HM12 Bermuda Attn: ~~Company~~Xxxxx Xxxxxxx Tel: ~~PURCHASERS~~000-00-00-0000-0000 Fax: ~~/s/ Arthxx X.~~ 011-44-20-7629-2439 Xxxxx.xxxxxxx@xxxxxxxxx.xx.xx Park Place Galileo Ltd. Xxxxxxxx Xxxx 00 Xxxx Xxxxxx Xxxxxxxx HM12 Bermuda Attn: Xxxxx Xxxxxxx ~~--------------------------------------------- Name~~Tel: ~~Arthxx X.~~ 000-00-00-0000-0000 Fax: 011-44-20-7629-2439 Xxxxx.xxxxxxx@xxxxxxxxx.xx.xx Aran Asset Management SA Xxxxxxxxxxxx 00 X.X. Xxx 0000 XX-0000 Xxx Xxxxxxxxxxx Tel: 000-00-00-000-0000 Fax: 011-41-41-726-0477 xxxxxxxxxxx@xxxxxx.xx Finter Bank Zurich Xxxxxxxxxxxxxxx 00 XX-0000 Xxxxxx Xxxxxxxxxxx Attn: Xxxxxxxxx Xxxxxxxxxxxx Tel: 000-00-0000-0000 Fax: 000-00-0000-0000 x.xxxxxxxxxxxx@xxxxxx.xx 63 Name and Address Copy of Notice to: Xxxxxxx ~~Title~~Xxxxxx 0000 00xx Xxxxxx Xxxx Xxxxxxxxx, X.X. X0X 0X0 Tel: ~~Vice President Company~~000-000-0000 Fax: ~~First Union Capital Partners 2001~~000-000-0000 xxxxxxx@xxxxxxx.xxx Registration: Xxxxxxx Securities ITF Xxxxxxx Xxxxxx 000 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxxx, L.L.C. PURCHASERS: /s/ Lawrxxxx X. Xxxxxxx --------------------------------------------- Name: Lawrxxxx X. Xxxxxxx Title: Clerk, Assistant Treasurer Company: CT Communications Northeast, Inc. EXHIBIT A SCHEDULE OF PURCHASERS SERIES C PREFERRED STOCK NAME AND ADDRESS TOTAL NUMBER OF SHARES AGGREGATE PURCHASE PRICE -------------------------- ---------------------- ------------------------ ITC Telecom Ventures, Inc. 8,333,333 $24,999,999 3300 X.X. X0X 0X0 Glenariff Investments Ltd 0000 00xx Xxxxxx Xxxxxx, ~~XX 00000 Xxxn~~X.X. X0X 0X0 Attn: ~~Campxxxx~~ Xxxxxx X. ~~Lxxxxx XXX Phone~~Xxxxxxxxx Tel: ~~(334)~~ 000-000-0000 ~~Xxx~~Fax: ~~(334)~~ 000-000-0000 ~~Xxxil~~xxx@xxxx.xx Registration: ~~clanxxx@xxxxxxx.xxx xxth a copy~~ Xxxxxxx Securities ITF Glenariff Investments Ltd 000 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxxx, X.X. X0X 0X0 Xxxxx Xxxx Xxxxxxxx 0000 Xxxxxxxx Xxxxxx Xxxx Xxxxxxxxx, X.X. X0X 0X0 Tel: 000-000-0000 Fax: 604-925-1948 xxxxxxxx@xxxxx.xxx Registration: Xxxxxxx Securities ITF Xxxxx Xxxx Xxxxxxxx 000 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxxx, X.X. X0X 0X0 Xxxx Xxxxxxxxxxx 000-0000 Xxxxxxx Xxxxxx Xxxxxxxxx, X.X. X0X 0X0 Tel: 000-000-0000 Fax: 000-000-0000 xxxxxxxx@xxxxx.xxx Name and Address Copy of Notice to: ~~ITC Holding Company, Inc. 4717 Xxxxxxx Xxxx Xxxxxxxxxx~~Catalyst Capital LLC 0000 Xxxxxxxxx Xxxxx XxXxxxx, XX 00000 ~~Xxxn~~Attn: ~~Kim Xxxxxxxx Xxxne~~Xxxxx Xxxxx Tel: ~~(703)~~ 000-000-0000 ~~Xxx~~Fax: ~~(703)~~ 000-000-0000 ~~Xxxil~~xxxxxx@xxxxxxxxxxx.xxx Xxxxx Xxxxx 0000 Xxxxxxxx Xxxxxxxxx, X.X. X0X 0X0 Tel: ~~kthoxxxxx@xxxxxxx.xxx 39 SCANA Communications Holdings, Inc. 8,333,333 24,999,999 c/o Belfint Lyonx & Xhumxx (xxil address) P.O. Xxx 0000 Xxxxxxxxxx, Xxxxxxxx 00000~~000-~~0000 (xxlivery address) 200 Xxxx Xxxxx Xxxxxx Xxxxx, Xxxxx 000 Xxxxxxxxxx, Xxxxxxxx 00000 Xxxn: Mr. Xxxxx Xxxxxxxxxx Xxxne: (302)~~ 000-0000 ~~Xxx~~Fax: ~~(302)~~ 000-000-0000 ~~Xxxil~~xxxxxx@xxxxx.xxx Northern Rivers Innovation Fund LP Royal Bank Plaza, South Tower 0000-000 Xxx Xxxxxx Xxxxxxx, Xxxxxxx X0X 0X0 Attn: ~~pwinxxxxxxx@xxxxxxx.xxx xxth a copy~~ Xxxx Xxxxxxx Tel: 000-000-0000 Fax: 000-000-0000 xx@xxxxxxxxxxxxxxxxxxx.xxx Registration: Xxxxxxx Xxxxx ITF Account 000 000 0000 Prime Broker Services 00xx Xxxxx 0xx Xxxxxxxx Xxxxx Xxxxxxx, Xxxxxxx X0X 0X0 B.C. Equities Inc. 000-0000 Xxxxxx Xxx Xxxxxxx, X.X. X0X 0X0 Attn: Xxx Xxx Tel: 000-000-0000 Fax: 000-000-0000 xxxx@xxxx.xxx Otape Investments LLC Xxx Xxxxxxxxxxxxxx Xxxx Xxxxxxxx, XX 00000 Attn: Xxxx Xxxxxxx Tel: 000-000-0000 Fax: 000-000-0000 Xxxx.Xxxxxxx@xx.xxx Name and Address Copy of Notice to: ~~SCANA Communications Holdings~~SCO Capital Partners LLC 1285 Avenue of the Xxxxxxxx, ~~Inc. 1426~~ 00xx Xxxxx Xxx Xxxx, XX 00000 Attn: Xxxxxx Xxxxxxxxx Tel: 000-000-0000 Fax: 000-000-0000 xxxxxxxxxx@xxxxxxxx.xxx Xxxxxx & Xxxx LLP 000 Xxxxxxxx Xxxxxx Xxxxxxxx, XX 00000 ~~Xxxn~~Attn: ~~Mark X. Xxxxxx, Xxeasurer Phone~~Xxxxxxx Xxxxxxx Tel: ~~(803)~~ 000-000-0000 ~~Xxx~~Tel: ~~(803)~~ 000-000-0000 ~~Xxxil: mcanxxx@xxxxx.xxx xxd to: McNaxx~~ xxxxxxxx@xxxxxx.xxx The Xxxxx X. Xxxxxxxxx Trust 1285 Avenue of the Xxxxxxxx, 00xx Xxxxx Xxx ~~Firm, P.A. (mail address) PO Bxx 00000 Xxxxxxxx~~Xxxx, XX 00000 ~~(xxlivery address) 1301 Xxxxxxx~~ Attn: Xxxxxx Xxxxxxxxx, Trustee Tel: 000-000-0000 Fax: 000-000-0000 xxxxxxxxxx@xxxxxxxx.xxx The Xxxxxx X. Xxxxxxxxx Trust 1285 Avenue of the Xxxxxxxx, 00xx Xxxxx ~~Xxxxxxxx~~Xxx Xxxx, XX 00000 ~~Xxxn~~Attn: ~~John X. Xxxxxx~~Xxxxxx Xxxxxxxxx, ~~Xxq. Phone~~Trustee Tel: ~~(803)000~~000-000-0000 ~~Xxx~~Fax: ~~(803)000~~000-000-0000 ~~Xxxil: jcurxxx@xxxxxx.xxx 40 J. H. Xxxxxxx XX, X.P. 3,333,333 9,999,999 c/o of Whitney & Co. 177 Xxxxx Xxxxxx~~xxxxxxxxxx@xxxxxxxx.xxx The Xxxxxx X. Xxxxxxxxx 1999 Family Trust 0000 Xxxxxx xx xxx Xxxxxxxx, 00xx Xxxxx ~~Xxxxxxxx~~Xxx Xxxx, XX 00000 ~~Xxxn~~Attn: ~~Willxxx Xxxxxxxx~~Xxxx X. Xxxxxxxxxxxx, ~~Xx. xxx Andrxx Xxxxxxxxxx Xxxne~~Trustee Tel: ~~(203)~~ 000-000-0000 ~~Xxx~~Fax: ~~(203)~~ 000-000-0000 ~~Xxxil~~SDS Merchant Fund, LP 00 Xxxxxx Xxxxxx, 0xx Xxxxx Xxx Xxxxxxxxx, XX 00000 Attn: ~~wlavxxxxx@xxxxxxx.xxx xxx aschxxxxxxx@xxxxxxx.xxx xxth a copy~~ Xxxxx Xxxxx Tel: 000-000-0000 Fax: 000-000-0000 xxxxx@xxxxxxxxxx.xxx BayStar Capital II, L.P. 00 X. Xxx Xxxxxxx Xxxxx Boulevard Suite 2B Larkspur, CA 94939 Attn: Xxxxxx X. XxXxx Tel: 000-000-0000 Fax: 000-000-0000 xxxxxx@xxxxxxxxxxxxxx.xxx Name and Address Copy of Notice to: ~~Morrxxxx Xxxex Xxxger & Weinxxxxx~~North Sound Legacy Fund LLC 00 Xxxxxx Xxxxxx, ~~XXP 750 Xxxxxxxxx~~ Xxxxx 000 Xxx Xxxxxxxxx, XX 00000 Attn: Xxxxxx Xxxxxx Tel: 000-000-0000 Fax: 000-000-0000 xxxxxx@xxxxxxxxxx.xxx North Sound Legacy International Ltd. 00 Xxxxxx Xxxxxx, Xxxxx 000 Xxx Xxxxxxxxx, XX 00000 Attn: Xxxxxx Xxxxxx Tel: 000-000-0000 Fax: 000-000-0000 xxxxxx@xxxxxxxxxx.xxx North Sound Legacy Institutional Fund LLC 00 Xxxxxx Xxxxxx, Xxxxx 000 Xxx Xxxxxxxxx, XX 00000 Attn: Xxxxxx Xxxxxx Tel: 000-000-0000 Fax: 000-000-0000 xxxxxx@xxxxxxxxxx.xxx ProMed Partners, L.P. 000 Xxxx Xxxxxx, 0xx Xxxxx Xxx Xxxx, ~~Xxx Xxxx~~ XX 00000 ~~Xxxn~~Attn: ~~Henrx Xxxxxx, Xxq. and Andrxx X. Xxxxxxxx, Xxq. Phone~~Xxxxx Xxxxxxxx Tel: ~~(212)~~ 000-000-0000 ~~Xxx~~Fax: ~~(212)~~ 000-000-0000 ~~Xxxil~~xxxxxxxxx@xxxxxxxxxx.xxx ProMed Offshore Fund, Ltd. 000 Xxxx Xxxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000 Attn: ~~hsinxxx@xxxx.xxx xxx aarsxxxxx@xxxx.xxx Xxackstone CCC Capital Partners L.P. 2,123,459 6,370,377 345~~ Xxxxx Xxxxxxxx Tel: 000-000-0000 Fax: 000-000-0000 xxxxxxxxx@xxxxxxxxxx.xxx Xmark Fund, Ltd. 000 Xxxx 00xx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 ~~Xxxn~~Attn: ~~Bret~~ Xxxxxxxx ~~Xxxne~~Xxxx Tel: ~~(212)~~ 000-000-0000 ~~Xxx~~Fax: (212) -247-1329 XXxxx@xxxxxxxxxx.xxx Xxxxxxxxxx Xxxxxxx PC 00 Xxxxxxxxxx Xxxxxx Roseland, NJ 07068 Attn: Xxxxxx X. Xxxxxxx Tel: 000-000-0000 ~~Xxxil~~Fax: ~~pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000~~000-~~0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212)~~ 000-0000 ~~Xxxil~~xxxxxxxx@xxxxxxxxxx.xxx Name and Address Copy of Notice to: ~~t_laxxxxxxx@xxxxxx.xxx Xxackstone CCC Offshore Capital Partners~~ Xmark Fund, L.P. ~~383,208 1,149,624 345~~ 000 Xxxx 00xx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 ~~Xxxn~~Attn: ~~Bret~~ Xxxxxxxx ~~Xxxne~~Xxxx Tel: ~~(212)~~ 000-000-0000 ~~Xxx~~Fax: (212) -247-1329 XXxxx@xxxxxxxxxx.xxx Xxxxxxxxxx Xxxxxxx PC 00 Xxxxxxxxxx Xxxxxx Roseland, NJ 07068 Attn: Xxxxxx X. Xxxxxxx Tel: 000-000-0000 ~~Xxxil~~Fax: ~~pearxxxx@xxxxxxxxxx.xxx xxth a copy to~~000-000-0000 xxxxxxxx@xxxxxxxxxx.xxx Xxxx Xxxxxxxx 000 Xxxx 00xx Xxxxxx Xxx. 0-X Xxx Xxxx, XX 00000 Tel: ~~Simpxxx~~ 000-000-0000 Fax: xxxxxxxxx@xxx.xxx Xxxxxxx ~~& Xartxxxx~~ X. Xxxx 00 Xxxxxxxxx Xxxxx Xxxxx Xxxxx, XX 00000 Tel: 000-000-0000 Fax: 000-000-0000 xxxxx@xxxxxxxxx.xxx Xxxx X. Xxxxxxx 000 ~~Xxxxxxxxx~~ Xxxxx Xxxxxx Xxxxxxxxxx, XX 00000 Tel: 000-000-0000 Fax: xxxxxxxx@xx.xxxxxx.xxx Crescent International Ltd x/x XxxxxXxxxx (Xxxxxxxxxxx) X.X. 00, xx. Xxxxx-Xxxxx X.X. Xxx 000 XX-0000 Xxxxxxxx, Xxxxxx Xxxxxxxxxxx Attn: Maxi Brezzi Tel: 000-00-00-000-0000 Fax: 011-41-22-929-5394 xxxx@xxxxxxxxxx.xxxxxxxx.xxx Xxxxx Xxxxxx 000 Xxxx Xxxxxx Xxx Xxxx, ~~Xxx Xxxx 00000~~XX 00000 Tel: 000-~~0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212)~~ 000-0000 ~~Xxxil~~Fax: ~~t_laxxxxxxx@xxxxxx.xxx 41 Blackstone Family Investment Partnership III L.P. 160,000 480,000 345~~ 000-000-0000 Xxxxxxx X. Pilot 000 Xxxx 00xx Xxxxxx, Xxx. 00X Xxx Xxxx, XX 00000 Tel: 000-000-0000 Fax: 000-000-0000 Xxx-Xxxxx@xxxxx.xxx Name and Address Copy of Notice to: QFinance, Inc. 0000 Xxxxxxxxxx Xxxxx, Xxxxx 000 Xxxxxx, XX 00000 Attn: Xxx Xxxxxxx Tel: 000-000-0000 Fax: 000-000-0000 Xxx.xxxxxxx@xxxxxxxxx.xxx Xxxxx International Ltd. Inc. 53rd Street, Urbanization Obarrio Swiss Tower, 16th Floor Panama Republic of Panama Attn: Xxxxxx Xxxxx Tel: 000-000-0000 Fax: 000-000-0000 Gamma Opportunity Capital Partners, LP British Colonial Centre of Commerce Xxx Xxx Xxxxxx, Xxxxx 000 Xxxxxx, The Bahamas Attn: Xxxxxxxxxxx Xxxxxxx Tel: 000-000-0000 Fax: 000-000-0000 SCO Securities LLC 0000 Xxxxxx xx xxx Xxxxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 ~~Xxxn~~Attn: ~~Bret Xxxxxxxx Xxxne~~Xxxxxx Xxxxxxxxx Tel: ~~(212)~~ 000-000-0000 ~~Xxx~~Fax: ~~(212)~~ 000-000-0000 ~~Xxxil~~xxxxxxxxxx@xxxxxxxx.xxx Xxxxxx & Xxxx LLP 000 Xxxxxxxx Xxxxxx Xxxxxxxx, XX 00000 Attn: ~~pearxxxx@xxxxxxxxxx.xxx xxth a copy to~~Xxxxxxx Xxxxxxx Tel: ~~Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000~~000-~~0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212)~~ 000-0000 ~~Xxxil~~Tel: ~~t_laxxxxxxx@xxxxxx.xxx XXC Venture Corp 2,765,333 8,295,999 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412)~~ 000-000-0000 ~~Xxx~~xxxxxxxx@xxxxxx.xxx EXHIBIT A PLAN OF DISTRIBUTION We are registering the shares of common stock on behalf of the selling security holders. Sales of shares may be made by selling security holders, including their respective donees, transferees, pledgees or other successors-in-interest directly to purchasers or to or through underwriters, broker-dealers or through agents. Sales may be made from time to time on the American Stock Exchange, any other exchange upon which our shares may trade in the future, in the over-the-counter market or otherwise, at market prices prevailing at the time of sale, at prices related to market prices, or at negotiated or fixed prices. The shares may be sold by one or more of, or a combination of, the following: • a block trade in which the broker-dealer so engaged will attempt to sell the shares as agent but may position and resell a portion of the block as principal to facilitate the transaction (~~412~~including crosses in which the same broker acts as agent for both sides of the transaction); • purchases by a broker-dealer as principal and resale by such broker-dealer, including resales for its account, pursuant to this prospectus; • ordinary brokerage transactions and transactions in which the broker solicits purchases; • through options, swaps or derivatives; • in privately negotiated transactions; • in making short sales or in transactions to cover short sales; and • put or call option transactions relating to the shares. The selling security holders may effect these transactions by selling shares directly to purchasers or to or through broker-dealers, which may act as agents or principals. These broker-dealers may receive compensation in the form of discounts, concessions or commissions from the selling security holders and/or the purchasers of shares for whom such broker-dealers may act as agents or to whom they sell as principals, or both (which compensation as to a particular broker-dealer might be in excess of customary commissions). The selling security holders have advised us that they have not entered into any agreements, understandings or arrangements with any underwriters or broker-dealers regarding the sale of their securities. The selling security holders may enter into hedging transactions with broker-dealers or other financial institutions. In connection with those transactions, the broker-dealers or other financial institutions may engage in short sales of the shares or of securities convertible into or exchangeable for the shares in the course of hedging positions they assume with the selling security holders. The selling security holders may also enter into options or other transactions with broker-dealers or other financial institutions which require the delivery of shares offered by this prospectus to those broker-dealers or other financial institutions. The broker-dealer or other financial institution may then resell the shares pursuant to this prospectus (as amended or supplemented, if required by applicable law, to reflect those transactions). The selling security holders and any broker-dealers that act in connection with the sale of shares may be deemed to be “underwriters” within the meaning of Section 2(11) ~~000~~of the Securities Act of 1933, and any commissions received by broker-~~0000 Xxxil~~dealers or any profit on the resale of the shares sold by them while acting as principals may be deemed to be underwriting discounts or commissions under the Securities Act. The selling security holders may agree to indemnify any agent, dealer or broker-dealer that participates in transactions involving sales of the shares against liabilities, including liabilities arising under the Securities Act. We have agreed to indemnify each of the selling security holders and each selling security holder has agreed, severally and not jointly, to indemnify us against some liabilities in connection with the offering of the shares, including liabilities arising under the Securities Act. The selling security holders will be subject to the prospectus delivery requirements of the Securities Act. We have informed the selling security holders that the anti-manipulative provisions of Regulation M promulgated under the Securities Exchange Act of 1934 may apply to their sales in the market. Selling security holders also may resell all or a portion of the shares in open market transactions in reliance upon Rule 144 under the Securities Act, provided they meet the criteria and conform to the requirements of Rule 144. Upon being notified by a selling security holder that a material arrangement has been entered into with a broker-dealer for the sale of shares through a block trade, special offering, exchange distribution or secondary distribution or a purchase by a broker or dealer, we will file a supplement to this prospectus, if required pursuant to Rule 424(b) under the Securities Act, disclosing: ~~davix.xxxxxxx@xxxxxxxxx.xxx Xxod Street Partners III 568,000 1,704,000 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000~~• the name of each such selling security holder and of the participating broker-~~0000 Xxx: (412) 000~~dealer(s); • the number of shares involved; • the initial price at which the shares were sold; • the commissions paid or discounts or concessions allowed to the broker-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxllon Ventures II, L.P. 666,667 2,000,001 One Buckhead Plaza 3060 Xxxxxxxxx Xxxxxx, Xxxxx 000 Xxxxxxx, XX 00000 Xxxn: John X. Xxxxx Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: jadaxx@xxxx.xxx xxth a copy to: Ben Xxxxxxx Xxxpxxxxxx Xxxxxxxx 0000 Xxxxxxxxx Xxxxxx Xxxxxxx, XX 00000-0000 Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: bbarxxxx@xxxxxxxx.xxx 42 Xxxxx Xxxxxxxx Xxxvate Equity Fund IV, L.P. 280,000 840,000 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxuth Atlantic Private Equity Fund IV (QPdealer(s), ~~L.P. 386,667 1,160,001 614 X. Xxx Xxxxxx Xxxxx~~where applicable; • that such broker-dealer(s) did not conduct any investigation to verify the information set out or incorporated by reference in this prospectus; and • other facts material to the transactions. In addition, ~~XX 00000 Xxxn~~if required under applicable law or the rules or regulations of the Commission, we will file a supplement to this prospectus when a selling security holder notifies us that a donee or pledgee intends to sell more than 500 shares of common stock. We are paying all expenses and fees in connection with the registration of the shares. The selling security holders will bear all brokerage or underwriting discounts or commissions paid to broker-dealers in connection with the sale of the shares. EXHIBIT B FORM OF NOTICE OF EFFECTIVENESS OF REGISTRATION STATEMENT [Name and Address of Transfer Agent] Re: ~~Donaxx X. Xxxxxx Xxxne~~Genetronics Biomedical Corporation Dear [ ]: We are counsel to Genetronics Biomedical Corporation, a Delaware corporation (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership, Limited Partnership 133,333 399,999 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership (QPthe “Company”), ~~Limited Partnership 533,334 1,600,002 614 X. Xxx Xxxxxx Xxxxx~~and have represented the Company in connection with that certain Preferred Stock and Warrant Purchase Agreement (the “Purchase Agreement”) dated as of , ~~XX 00000 Xxxn~~2003 by and among the Company and the buyers named therein (collectively, the “Holders”) pursuant to which the Company issued to the Holders its Series A Cumulative Convertible Preferred Stock, par value $0.001 per share and Series B Cumulative Convertible Preferred Stock, par value $0.001 per share (collectively, the “Preferred Stock”) convertible into shares of the Company’s common stock, par value $0.001 per share (the “Common Stock”), and warrants to purchase shares of the Common Stock (the “Warrants”). Pursuant to the Purchase Agreement, the Company has also entered into an Investor Rights Agreement with the Holders (the “Investor Rights Agreement”) pursuant to which the Company agreed, among other things, to register the shares of Common Stock issuable upon conversion of the Preferred Stock and exercise of the Warrants, under the Securities Act of 1933, as amended (the “1933 Act”). In connection with the Company’s obligations under the Investor Rights Agreement, on , 2003, the Company filed a Registration Statement on Form S-3 (File No. 333- ) (the “Registration Statement”) with the Securities and Exchange Commission (the “SEC”) relating to the Registrable Securities which names each of the Holders as a selling securityholder thereunder. In connection with the foregoing, we advise you that a member of the SEC’s staff has advised us by telephone that the SEC has entered an order declaring the Registration Statement effective under the 1933 Act at [ENTER TIME OF EFFECTIVENESS] on [ENTER DATE OF EFFECTIVENESS] and we have no knowledge, after telephonic inquiry of a member of the SEC’s staff, that any stop order suspending its effectiveness has been issued or that any proceedings for that purpose are pending before, or threatened by, the SEC and the Registrable Securities are available for resale under the 1933 Act pursuant to the Registration Statement. Very truly yours, By: ~~Laurxx Xxx Xxxxxx Xxxne~~cc: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxtty Hawk Capital Limited Partnership, IV 1,000,000 3,000,000 2700 Xxxxxxxxx Xxxx, Xxxxx 000 Xxxxxxxxx, XX 00000 Xxxn: Waltxx Xxxxxxxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: waltxx@xxxxxxxxxxxxxxxx.xxx Xxrpon Investments, LLC 666,667 2,000,001 820 Xxxxxx Xxxxx Xxxxxxx, Xxxxx 0000 Xxxxxxxxxx, XX 00000 Xxxn: Stevx Xxxxxxx Xxxne: (205) 000-0000 Xxx: (205) 000-0000 Xxxil: sdauxxxx@xxxxxxxxxxxxxxxxxx.xxx Xxantum Capital Partners, Inc. 666,667 2,000,001 339 Xxxxx Xxxxx Xxxxxx Xxxxx, XX 00000 Xxxn: N. John Xxxxxxx, Xx. Phone: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: jsimxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx Benjxxxx Xxxxxxx 320,000 960,000 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxn: Thomxx X. Xxxxxxxx Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxomxx X. Xxxxxxxx 13,333 39,999 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxrst Union Capital Partners 2001, L.L.C. 333,333 999,999 301 X. Xxxxxxx Xxxxxx, XX0000 Xxxxxxxxx, XX 00000-0000 Xxxn: Wattx Xxxrxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: wattx.xxxxxxx@xxxx.xxx XX Communications Northeast, Inc. 166,667 500,001 (mail address) P.O. Xxx 000 Xxxxxxx, Xxxxxxxxxxxxx 00000 (xxlivery address) 110 Xxx Xxxxx Xxxx Xxxxxxx, Xxxxxxxxxxxxx 00000 Xxxn: Lawrxxxx Xxxxxxx Xxxne: (781) 000-0000 Xxx: (781) 000-0000 Xxxil: lhc@xxxxxxxxxxxx.xxx Xxtal 31,1666,667 $93,500,001[LIST NAMES OF HOLDERS]

Appears in 1 contract

Samples: Investor Rights Agreement (Genetronics Biomedical Corp)

Purchasers. ~~s/ Billx Xxxxxxx --------------------------------------------- Name: Billx Xxxxxxx Title: Owner Company: Tarpon Investments~~Number of Purchaser Shares to be Purchased Purchase Price -------------------------------------------------------------------------------- Andesite Management, ~~L.L.C. PURCHASERS: /s/ N. John Xxxxxxx~~L.P. 50,000 $937,500.00 -------------------------------------------------------------------------------- Colonial Fund LLC 150,000 $937,500.00 -------------------------------------------------------------------------------- Domain Public Equity Partners, ~~Xx. --------------------------------------------- Name: N. John Xxxxxxx~~L.P. 100,000 $625,000.00 -------------------------------------------------------------------------------- Fortis L Fund Equity Pharma World 93,750 $585,937.50 -------------------------------------------------------------------------------- Fortis L Fund Opportunity World 31,250 $195,312.50 -------------------------------------------------------------------------------- Heartland Group, ~~Xx. Title: President Company: Quantum~~ Inc. 300,000 $1,875,000.00 -------------------------------------------------------------------------------- ProMed Offshore Fund, Ltd. 11,490 $71,812.50 -------------------------------------------------------------------------------- ProMed Partners, L.P. 71,260 $445,375.00 -------------------------------------------------------------------------------- ProMed Partners II, L.P. 17,250 $107,812.50 -------------------------------------------------------------------------------- Sagitta Asset Management Ltd. 50,000 $312,500.00 -------------------------------------------------------------------------------- SF Capital Partners, ~~Inc. PURCHASERS~~Ltd. 50,000 $312,500.00 -------------------------------------------------------------------------------- Special Situations Cayman Fund L.P. 480,000 $3,000,000.00 -------------------------------------------------------------------------------- Special Situations Fund III, L.P. 144,000 $900,000.00 -------------------------------------------------------------------------------- Special Situations Private Equity Fund, L.P. 176,000 $1,100,000.00 -------------------------------------------------------------------------------- Ursus Capital, L.P. 30,200 $188,750.00 -------------------------------------------------------------------------------- Ursus Offshore, Ltd. 19,800 $123,750.00 -------------------------------------------------------------------------------- Zeke, LP 225,000 $1,406,250.00 -------------------------------------------------------------------------------- Exhibit B --------- June ___, 2004 Purchasers of Common Stock of STAAR Surgical Company Listed on Exhibit A to the Stock Purchase Agreement Re: ~~/s/ Benjxxxx Xxxxxxx --------------------------------------------- Name~~Stock Purchase Agreement dated as of June __, 2004 among STAAR Surgical Company and the Purchasers Listed on Exhibit A thereto --------------------------------------------------------------------- Ladies and Gentlemen: Benjxxxx Xxxxxxx Title: Company: PURCHASERS: /s/ Thomxx X. Xxxxxxxx --------------------------------------------- Name: Thomxx X. Xxxxxxxx Title: Company: PURCHASERS: /s/ Arthxx X. Xxxxxxx --------------------------------------------- Name: Arthxx X. Xxxxxxx Title: Vice President Company: First Union Capital Partners 2001, L.L.C. PURCHASERS: /s/ Lawrxxxx X. Xxxxxxx --------------------------------------------- Name: Lawrxxxx X. Xxxxxxx Title: Clerk, Assistant Treasurer Company: CT Communications Northeast, Inc. EXHIBIT A SCHEDULE OF PURCHASERS SERIES C PREFERRED STOCK NAME AND ADDRESS TOTAL NUMBER OF SHARES AGGREGATE PURCHASE PRICE -------------------------- ---------------------- ------------------------ ITC Telecom Ventures, Inc. 8,333,333 $24,999,999 3300 00xx Xxxxxx Xxxxxx, XX 00000 Xxxn: Campxxxx X. Lxxxxx XXX Phone: (334) 000-0000 Xxx: (334) 000-0000 Xxxil: clanxxx@xxxxxxx.xxx xxth a copy to: ITC Holding We have acted as special counsel for STAAR Surgical Company, ~~Inc. 4717 Xxxxxxx Xxxx Xxxxxxxxxx, XX 00000 Xxxn: Kim Xxxxxxxx Xxxne:~~ a Delaware corporation (703) 000-0000 Xxx: (703) 000-0000 Xxxil: kthoxxxxx@xxxxxxx.xxx 39 SCANA Communications Holdings, Inc. 8,333,333 24,999,999 c/o Belfint Lyonx & Xhumxx (xxil address) P.O. Xxx 0000 Xxxxxxxxxx, Xxxxxxxx 00000-0000 (xxlivery address) 200 Xxxx Xxxxx Xxxxxx Xxxxx, Xxxxx 000 Xxxxxxxxxx, Xxxxxxxx 00000 Xxxn: Mr. Xxxxx Xxxxxxxxxx Xxxne: (302) 000-0000 Xxx: (302) 000-0000 Xxxil: pwinxxxxxxx@xxxxxxx.xxx xxth a copy to: SCANA Communications Holdings, Inc. 1426 Xxxx Xxxxxx Xxxxxxxx, XX 00000 Xxxn: Mark X. Xxxxxx, Xxeasurer Phone: (803) 000-0000 Xxx: (803) 000-0000 Xxxil: mcanxxx@xxxxx.xxx xxd to: McNaxx Xxx Firm, P.A. (mail address) PO Bxx 00000 Xxxxxxxx, XX 00000 (xxlivery address) 1301 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: John X. Xxxxxx, Xxq. Phone: (803)000-0000 Xxx: (803)000-0000 Xxxil: jcurxxx@xxxxxx.xxx 40 J. H. Xxxxxxx XX, X.P. 3,333,333 9,999,999 c/o of Whitney & Co. 177 Xxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: Willxxx Xxxxxxxx, Xx. xxx Andrxx Xxxxxxxxxx Xxxne: (203) 000-0000 Xxx: (203) 000-0000 Xxxil: wlavxxxxx@xxxxxxx.xxx xxx aschxxxxxxx@xxxxxxx.xxx xxth a copy to: Morrxxxx Xxxex Xxxger & Weinxxxxx, XXP 750 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Xxxn: Henrx Xxxxxx, Xxq. and Andrxx X. Xxxxxxxx, Xxq. Phone: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: hsinxxx@xxxx.xxx xxx aarsxxxxx@xxxx.xxx Xxackstone CCC Capital Partners L.P. 2,123,459 6,370,377 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx Xxackstone CCC Offshore Capital Partners L.P. 383,208 1,149,624 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx 41 Blackstone Family Investment Partnership III L.P. 160,000 480,000 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx XXC Venture Corp 2,765,333 8,295,999 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxod Street Partners III 568,000 1,704,000 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxllon Ventures II, L.P. 666,667 2,000,001 One Buckhead Plaza 3060 Xxxxxxxxx Xxxxxx, Xxxxx 000 Xxxxxxx, XX 00000 Xxxn: John X. Xxxxx Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: jadaxx@xxxx.xxx xxth a copy to: Ben Xxxxxxx Xxxpxxxxxx Xxxxxxxx 0000 Xxxxxxxxx Xxxxxx Xxxxxxx, XX 00000-0000 Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: bbarxxxx@xxxxxxxx.xxx 42 Xxxxx Xxxxxxxx Xxxvate Equity Fund IV, L.P. 280,000 840,000 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxuth Atlantic Private Equity Fund IV (QPthe "Company"), ~~L.P. 386,667 1,160,001 614 X. Xxx Xxxxxx Xxxxx~~in connection with the sale by the Company to you of 1,700,000 shares of the Company's Common Stock (the "Shares") pursuant to the Stock Purchase Agreement (the "Purchase Agreement") dated as of June __, ~~XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne:~~ 2004 among the Company and the persons listed on Exhibit A attached thereto (~~813~~the "Purchasers"). Unless defined herein, capitalized terms have the meanings given them in the Purchase Agreement. The Purchase Agreement and the Registration Rights Agreement, as defined therein, are referred to herein as the "Agreements." As to matters of fact, in the absence of actual knowledge to the contrary, we are relying upon the representations and warranties of all parties contained in the Agreements and the Certificate of the Company and Certificate of the Chief Financial Officer attached hereto ("Opinion Certificates") ~~000-0000 Xxx:~~ and upon certificates and statements of government officials, all without independent verification. In addition, we examined originals or copies of documents, corporate records and other writings that we consider relevant for the purposes of this opinion. In such examination, we assumed that the signatures on documents and instruments examined by us are authentic, that each is complete and what it purports to be, that all documents and instruments submitted to us as copies or facsimiles conform with the originals, and that the documents and instruments submitted to us have not been amended or modified since the date submitted. In our examination of documents, we further assumed (~~813~~i) ~~000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership~~that each person or entity entering into such documents (other than the Company in connection with the Agreements) had the power, ~~Limited Partnership 133,333 399,999 614 X. Xxx Xxxxxx Xxxxx~~legal competence and capacity to enter into and perform all of such party's obligations thereunder, ~~XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne:~~ (~~813~~ii) ~~000-0000 Xxx:~~ the due authorization, execution and delivery by each party (~~813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership (QP~~other than the due authorization, execution and delivery of the Agreements by the Company), ~~Limited Partnership 533,334 1,600,002 614 X. Xxx Xxxxxx Xxxxx~~(iii) the enforceability and binding nature of the obligations of the parties to such documents (other than as to the enforceability against, ~~XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne:~~ and the binding nature upon, the Company of the Agreements), (~~813~~iv) ~~000-0000 Xxx:~~ that there is no fact or circumstance relating to any party that might prevent the Purchasers from enforcing any of the rights provided for in the Agreements, (~~813~~v) ~~000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxtty Hawk Capital Limited Partnership~~performance on or before the Closing by all parties of their obligations under the Agreements to be performed on or before the Closing and (vi) no action has been taken or event occurred which amends, ~~IV 1,000,000 3,000,000 2700 Xxxxxxxxx Xxxx~~revokes, ~~Xxxxx 000 Xxxxxxxxx~~terminates or renders invalid any of the documents, ~~XX 00000 Xxxn: Waltxx Xxxxxxxxx Xxxne:~~ records, consents or resolutions which we have reviewed since the date of the certificates we relied upon in rendering this opinion. We also assumed that there are no extrinsic agreements or understandings among the parties to the Agreements or Contractual Obligations (~~704~~as defined below) ~~000-0000 Xxx:~~ that would modify or interpret the terms of the Agreements or contracts expressly identified on Schedule A hereto or the respective rights or obligations of the parties thereunder. As used in this opinion, the expression "to our knowledge" or "known to us" with reference to matters of fact refers to the current actual knowledge of any attorney within the firm who has participated in the transactions covered by this opinion. Except to the extent expressly set forth herein we have not undertaken any independent investigation to determine the accuracy or completeness of such statement (~~704) 000-0000 Xxxil: waltxx@xxxxxxxxxxxxxxxx.xxx Xxrpon Investments~~including without limitation any examination of any documents in our files or otherwise made available to us by the Company), ~~LLC 666,667 2,000,001 820 Xxxxxx Xxxxx Xxxxxxx~~and no inference as to the accuracy or completeness of such statement should be drawn from our representation of the Company or our rendering the opinions set forth below. Based upon and subject to the foregoing and the qualifications and limitations set forth below, ~~Xxxxx 0000 Xxxxxxxxxx~~and except as set forth in the Agreements, XX 00000 Xxxn: Stevx Xxxxxxx Xxxne: (205) 000-0000 Xxx: (205) 000-0000 Xxxil: sdauxxxx@xxxxxxxxxxxxxxxxxx.xxx Xxantum Capital Partners, Inc. 666,667 2,000,001 339 Xxxxx Xxxxx Xxxxxx Xxxxx, XX 00000 Xxxn: N. John Xxxxxxx, Xx. Phone: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: jsimxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx Benjxxxx Xxxxxxx 320,000 960,000 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxn: Thomxx X. Xxxxxxxx Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxomxx X. Xxxxxxxx 13,333 39,999 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxrst Union Capital Partners 2001, L.L.C. 333,333 999,999 301 X. Xxxxxxx Xxxxxx, XX0000 Xxxxxxxxx, XX 00000-0000 Xxxn: Wattx Xxxrxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: wattx.xxxxxxx@xxxx.xxx XX Communications Northeast, Inc. 166,667 500,001 (mail address) P.O. Xxx 000 Xxxxxxx, Xxxxxxxxxxxxx 00000 (xxlivery address) 110 Xxx Xxxxx Xxxx Xxxxxxx, Xxxxxxxxxxxxx 00000 Xxxn: Lawrxxxx Xxxxxxx Xxxne: (781) 000-0000 Xxx: (781) 000-0000 Xxxil: lhc@xxxxxxxxxxxx.xxx Xxtal 31,1666,667 $93,500,001it is our opinion that:

Appears in 1 contract

Samples: Stock Purchase Agreement (Staar Surgical Company)

Purchasers. ~~s/ Billx Xxxxxxx ---------------------------------------------~~ By: /s/ Xxxxx Xxxxxxxxx ----------------------------- Name: ~~Billx Xxxxxxx~~ Xxxxx Xxxxxxxxx Title: ~~Owner Company: Tarpon Investments~~MOTOROLA, ~~L.L.C. PURCHASERS~~INC. By: /s/ ~~N. John~~ Xxxx X. Xxxxxx ----------------------------- Name: Xxxx X. Xxxxxx Title: Senior Vice President and General Manager, Multimedia Group BAY NETWORKS, INC. By: /s/ Xxxxx Xxxxx ----------------------------- Name: Xxxxx Xxxxx Title: Chief Financial Officer EXHIBIT A --------- PURCHASERS ---------- Name and Address of Purchaser Number of Shares of Series Aggregate ----------------------------- C Preferred to be Purchased Purchase Price --------------------------- -------------- ROGERS CABLESYSTEMS LIMITED 75,000 $15,000,000.00 Xxxxx 0000, Xxxxxx Plaza 00 Xxxx Xxxxxx X Xxxxxxx, ~~Xx. --------------------------------------------- Name~~Xxxxxxx Xxxxxx X0X 0X0 Attn: N. John Xxxxxxx, Xx. Title: President Company: Quantum Capital Partners, Inc. PURCHASERS: /s/ Benjxxxx Xxxxxxx --------------------------------------------- Name: Benjxxxx Xxxxxxx Title: Company: PURCHASERS: /s/ Thomxx X. Xxxxxxxx --------------------------------------------- Name: Thomxx X. Xxxxxxxx Title: Company: PURCHASERS: /s/ Arthxx X. Xxxxxxx --------------------------------------------- Name: Arthxx X. Xxxxxxx Title: Vice President Company: First Union Capital Partners 2001, L.L.C. PURCHASERS: /s/ Lawrxxxx X. Xxxxxxx --------------------------------------------- Name: Lawrxxxx X. Xxxxxxx Title: Clerk, Assistant Treasurer Company: CT Communications Northeast, Inc. EXHIBIT A SCHEDULE OF PURCHASERS SERIES C PREFERRED STOCK NAME AND ADDRESS TOTAL NUMBER OF SHARES AGGREGATE PURCHASE PRICE -------------------------- ---------------------- ------------------------ ITC Telecom Ventures, Inc. 8,333,333 $24,999,999 3300 00xx Xxxxxx Xxxxxx, XX 00000 Xxxn: Campxxxx X. Lxxxxx XXX PhoneChief Executive Officer Fax: (~~334~~000) 000-0000 ~~Xxx~~XXXX CABLESYSTEMS LTD. 75,000 $15,000,000.00 Suite 000 000 Xxxxx Xxxxxx XX Xxxxxxx, Xxxxxxx Xxxxxx X0X 0X0 Attn: Mr. Xxx Xxxx Jr. and Xxxxxx X. Xxxxxxxx, Esq. Fax: (~~334~~000) 000-0000 ~~Xxxil~~SUN MICROSYSTEMS, INC. 25,000 $ 5,000,000.00 0000 Xxxxxx Xxxxxx, MS PALI-530 Mountain View, CA 94043 Attn: ~~clanxxx@xxxxxxx.xxx xxth a copy to: ITC Holding Company, Inc. 4717 Xxxxxxx Xxxx Xxxxxxxxxx, XX 00000 Xxxn: Kim Xxxxxxxx Xxxne~~General Counsel Fax: (~~703~~000) 000-0000 ~~Xxx~~NETSCAPE COMMUNICATIONS CORPORATION 20,000 $ 4,000,000.00 000 X. Xxxxxxxxxxx Xxxx Xxxxxxxx Xxxx, XX 00000 Attn: Mr. Xxxxx Xxxxxx Chief Financial Officer and Mr. J. Xxxxxx Xxxxx Fax: (~~703~~000) 000-0000 ~~Xxxil~~and to Attn: ~~kthoxxxxx@xxxxxxx.xxx 39 SCANA Communications Holdings~~Xxxxxxx X. Xxxx, Inc. 8,333,333 24,999,999 c/o Belfint Lyonx & Xhumxx (xxil address) P.O. Xxx 0000 Xxxxxxxxxx, Xxxxxxxx 00000-0000 (xxlivery address) 200 Xxxx Xxxxx Xxxxxx Xxxxx, Xxxxx 000 Xxxxxxxxxx, Xxxxxxxx 00000 Xxxn: Mr. Xxxxx Xxxxxxxxxx XxxneEsq. Fax: (~~302~~000) 000-0000 ~~Xxx~~and to Attn: Xxxxx X. Xxxxxxx, Esq. and Xxx Xxxxxxxxxxx, Esq. Wilson, Sonsini, Xxxxxxxx and Xxxxxx Fax: (~~302~~000) 000-0000 ~~Xxxil: pwinxxxxxxx@xxxxxxx.xxx xxth a copy to: SCANA~~ Name and Address of Purchaser Number of Shares of Series Aggregate ----------------------------- C Preferred to be Purchased Purchase Price --------------------------- -------------- XXXXX XXXXXXXXX 5,000 $ 1,000,000.00 c/o Netscape Communications ~~Holdings, Inc. 1426~~ Corporation 000 X. Xxxxxxxxxxx Xxxx ~~Xxxxxx Xxxxxxxx~~Xxxxxxxx Xxxx, XX 00000 ~~Xxxn: Mark X. Xxxxxx, Xxeasurer Phone~~Fax: (~~803~~000) 000-0000 ~~Xxx: (803) 000-~~MOTOROLA, INC. 25,000 $ 5,000,000.00 Multimedia Group 0000 Xxxil: mcanxxx@xxxxx.xxx xxd to: McNaxx Xxx Firm, P.A. (mail address) PO Bxx 00000 Xxxxxxxx, XX 00000 (xxlivery address) 1301 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: John X. Xxxxxx, Xxq. Phone: (803)000-0000 Xxx: (803)000-0000 Xxxil: jcurxxx@xxxxxx.xxx 40 J. H. Xxxxxxx XX, X.P. 3,333,333 9,999,999 c/o of Whitney & Co. 177 Xxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: Willxxx Xxxxxxxx, Xx. xxx Andrxx Xxxxxxxxxx Xxxne: (203) 000-0000 Xxx: (203) 000-0000 Xxxil: wlavxxxxx@xxxxxxx.xxx xxx aschxxxxxxx@xxxxxxx.xxx xxth a copy to: Morrxxxx Xxxex Xxxger & Weinxxxxx, XXP 750 Xxxx Xxxxxxxxx ~~Xxxxxx Xxx Xxxx, Xxx~~ Xxxx 00000 Xxxn: Henrx Xxxxxx, Xxq. and Andrxx X. Xxxxxxxx, Xxq. Phone: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: hsinxxx@xxxx.xxx xxx aarsxxxxx@xxxx.xxx Xxackstone CCC Capital Partners L.P. 2,123,459 6,370,377 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx Xxackstone CCC Offshore Capital Partners L.P. 383,208 1,149,624 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx 41 Blackstone Family Investment Partnership III L.P. 160,000 480,000 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx XXC Venture Corp 2,765,333 8,295,999 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxod Street Partners III 568,000 1,704,000 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxllon Ventures II, L.P. 666,667 2,000,001 One Buckhead Plaza 3060 Xxxxxxxxx Xxxxxx, Xxxxx 000 Xxxxxxx, XX 00000 Xxxn: John X. Xxxxx Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: jadaxx@xxxx.xxx xxth a copy to: Ben Xxxxxxx Xxxpxxxxxx Xxxxxxxx 0000 Xxxxxxxxx Xxxxxx Xxxxxxx, XX 00000-0000 ~~Xxxne~~Attn: General Counsel Fax: (~~404~~000) 000-0000 ~~Xxx~~and to Attn: Xx. Xxxxxxx X. Robertson Director of Business Development and Marketing Fax: (~~404~~000) 000-0000 ~~Xxxil: bbarxxxx@xxxxxxxx.xxx 42~~ BAY NETWORKS, INC. 15,000 $ 3,000,000.00 ------ -------------- 0000 Xxxxx ~~Xxxxxxxx Xxxvate Equity Fund IV, L.P. 280,000 840,000 614 X. Xxx Xxxxxx~~ Xxxxxxx Xxxxxxx Xxxxx Xxxxx, XX 00000 ~~Xxxn~~Attn: ~~Donaxx X. Xxxxxx Xxxne~~Xx. Xxxxx Xxxxx Fax: (~~813~~000) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxuth Atlantic Private Equity Fund IV (QP), L.P. 386,667 1,160,001 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership, Limited Partnership 133,333 399,999 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership (QP), Limited Partnership 533,334 1,600,002 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxtty Hawk Capital Limited Partnership, IV 1,000,000 3,000,000 2700 Xxxxxxxxx Xxxx, Xxxxx 000 Xxxxxxxxx, XX 00000 Xxxn: Waltxx Xxxxxxxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: waltxx@xxxxxxxxxxxxxxxx.xxx Xxrpon Investments, LLC 666,667 2,000,001 820 Xxxxxx Xxxxx TOTAL 240,000 $48,000,000.00 EXHIBIT D --------- INFORMATION CONCERNING PURCHASERS Jurisdiction in which Purchaser Jurisdiction of Location of Purchaser's will accept the Company's Offer to Purchaser Organization Principal Office Sell the Purchased Shares --------- ------------ ----------------------- ---------------------------------- Rogers Cablesystems Xxxxxxx Xxxxxxx, ~~Xxxxx 0000 Xxxxxxxxxx~~Xxxxxx Xxxxxxx, ~~XX 00000 Xxxn: Stevx Xxxxxxx Xxxne: (205) 000-0000 Xxx: (205) 000-0000 Xxxil: sdauxxxx@xxxxxxxxxxxxxxxxxx.xxx Xxantum Capital Partners~~Xxxxxx Limited Xxxx Cablesystems Ltd. Federal law of Alberta, Canada Alberta, Canada Canada Sun Microsystems, Inc. ~~666,667 2,000,001 339~~ Delaware California California Netscape Communications Delaware California California Corporation Xxxxx ~~Xxxxx Xxxxxx Xxxxx, XX 00000 Xxxn: N. John Xxxxxxx, Xx. Phone: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: jsimxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx Benjxxxx Xxxxxxx 320,000 960,000 2544 Xxxxxx Xxxxx Xxxx~~ Xxxxxxxxx Xxxx, XX 00000 Xxxn: Thomxx X. Xxxxxxxx Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxomxx X. Xxxxxxxx 13,333 39,999 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxrst Union Capital Partners 2001, L.L.C. 333,333 999,999 301 X. Xxxxxxx Xxxxxx, XX0000 Xxxxxxxxx, XX 00000-0000 Xxxn: Wattx Xxxrxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: wattx.xxxxxxx@xxxx.xxx XX Communications NortheastCalifornia N/A California Resident Motorola, Inc. ~~166,667 500,001 (mail address) P.O. Xxx 000 Xxxxxxx~~Delaware Illinois Illinois Bay Networks, Xxxxxxxxxxxxx 00000 (xxlivery address) 110 Xxx Xxxxx Xxxx Xxxxxxx, Xxxxxxxxxxxxx 00000 Xxxn: Lawrxxxx Xxxxxxx Xxxne: (781) 000-0000 Xxx: (781) 000-0000 Xxxil: lhc@xxxxxxxxxxxx.xxx Xxtal 31,1666,667 $93,500,001Inc. Delaware California California

Appears in 1 contract

Samples: Stock Purchase Agreement (At Home Corp)

Purchasers. ~~s/ Billx~~ Yale University ---------------------------------- (Print name of Purchaser) By: /s/ Xxxxxxx ~~---------------------------------------------~~ X. Xxxxxxxxx ----------------------------- Name: ~~Billx~~ Xxxxxxx ~~Title: Owner Company: Tarpon Investments, L.L.C. PURCHASERS: /s/ N. John Xxxxxxx, Xx. --------------------------------------------- Name: N. John Xxxxxxx, Xx.~~ X. Xxxxxxxxx ----------------------------- (print) Title: President ~~Company~~of S(2) Technology ---------------------------- Investment Advisor for Yale --------------------------- Address: ~~Quantum Capital Partners, Inc.~~ See Attached SIGNATURE PAGE TO PURCHASE AGREEMENT PURCHASERS: Yale University Retirement Plan for Staff Employees ---------------------------------- (Print name of Purchaser) By: /s/ ~~Benjxxxx~~ Xxxxxxx ~~---------------------------------------------~~ X. Xxxxxxxxx ----------------------------- Name: ~~Benjxxxx~~ Xxxxxxx X. Xxxxxxxxx ----------------------------- (print) Title: ~~Company~~President of S(2) Technology ---------------------------- Investment Advisor for Yale --------------------------- Address: ~~PURCHASERS~~See Attached Camelot Capital LP ---------------------------------- (Print name of Purchaser) By: /s/ ~~Thomxx X. Xxxxxxxx ---------------------------------------------~~ Xxxxx Xxxxx ----------------------------- Name: ~~Thomxx X. Xxxxxxxx~~ Xxxxx Xxxxx ----------------------------- (print) Title: ~~Company~~GP ---------------------------- Address: ~~PURCHASERS~~Camelot Offshore Fund Ltd. ---------------------------------- (Print name of Purchaser) By: /s/ ~~Arthxx X. Xxxxxxx ---------------------------------------------~~ Xxxxx Xxxxx ----------------------------- Name: ~~Arthxx X. Xxxxxxx~~ Xxxxx Xxxxx ----------------------------- (print) Title: ~~Vice President Company~~Managing Director ---------------------------- Address: ~~First Union Capital Partners 2001, L.L.C. PURCHASERS~~PURCHASER: /s/ Lawrxxxx X. Xxxxxxx --------------------------------------------- Name: Lawrxxxx X. Xxxxxxx Title: Clerk, Assistant Treasurer Company: CT Communications Northeast, Inc. EXHIBIT A SCHEDULE OF PURCHASERS SERIES C PREFERRED STOCK NAME AND ADDRESS TOTAL NUMBER OF SHARES AGGREGATE PURCHASE PRICE -------------------------- ---------------------- ------------------------ ITC Telecom Ventures, Inc. 8,333,333 $24,999,999 3300 00xx Xxxxxx Xxxxxx, XX 00000 Xxxn: Campxxxx X. Lxxxxx XXX Phone: (334) 000-0000 Xxx: (334) 000-0000 Xxxil: clanxxx@xxxxxxx.xxx xxth a copy to: ITC Holding Company, Inc. 4717 Xxxxxxx Xxxx Xxxxxxxxxx, XX 00000 Xxxn: Kim Xxxxxxxx Xxxne: (703) 000-0000 Xxx: (703) 000-0000 Xxxil: kthoxxxxx@xxxxxxx.xxx 39 SCANA Communications Holdings, Inc. 8,333,333 24,999,999 c/o Belfint Lyonx & Xhumxx (xxil address) P.O. Xxx 0000 Xxxxxxxxxx, Xxxxxxxx 00000-0000 (xxlivery address) 200 Xxxx Xxxxx Xxxxxx Xxxxx, Xxxxx 000 Xxxxxxxxxx, Xxxxxxxx 00000 Xxxn: Mr. Xxxxx Xxxxxxxxxx Xxxne: (302) 000-0000 Xxx: (302) 000-0000 Xxxil: pwinxxxxxxx@xxxxxxx.xxx xxth a copy to: SCANA Communications Holdings, Inc. 1426 Xxxx Xxxxxx Xxxxxxxx, ~~XX 00000 Xxxn~~Custodian For Xxxx X. Xxxxxx Xxx Rollover-4-2-92 ---------------------------------- (Print name of Purchaser) By: ~~Mark X. Xxxxxx, Xxeasurer Phone~~/s/ Xxxx Xxxxxx ----------------------------- Name: Xxxx Xxxxxx ----------------------------- (~~803~~print) ~~000-0000 Xxx~~Title: ~~(803) 000-0000 Xxxil~~---------------------------- Address: mcanxxx@xxxxx.xxx xxd to: McNaxx Xxx Firm, P.A. (mail address) PO Bxx 00000 Xxxxxxxx, XX 00000 (xxlivery address) 1301 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: John X. Xxxxxx, Xxq. Phone: (803)000-0000 Xxx: (803)000-0000 Xxxil: jcurxxx@xxxxxx.xxx 40 J. H. Xxxxxxx XX, X.P. 3,333,333 9,999,999 c/o ~~of Whitney & Co. 177~~ Xxxxxx Xxxxxxxxx Xxxx Xxxxxx Retirement Plan Maintenance 0 Xxxxx Xxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: Willxxx Xxxxxxxx, Xx. xxx Andrxx Xxxxxxxxxx Xxxne: (203) 000-0000 Xxx: (203) 000-0000 Xxxil: wlavxxxxx@xxxxxxx.xxx xxx aschxxxxxxx@xxxxxxx.xxx xxth a copy to: Morrxxxx Xxxex Xxxger & Weinxxxxx, XXP 750 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Xxxn: Henrx Xxxxxx, Xxq. and Andrxx X. Xxxxxxxx, Xxq. Phone: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: hsinxxx@xxxx.xxx xxx aarsxxxxx@xxxx.xxx Xxackstone CCC Capital Partners L.P. 2,123,459 6,370,377 345 Xxxx Xxxxxx, 00xx 0xx Xxxxx Xxx Xxxx, XX 00000 ~~Xxxn~~Xxxxx Xxxxxxxxxx ---------------------------------- (Print name of Purchaser) By: ~~Bret~~ /s/ Xxxxx Xxxxxxxxxx ------------------------------- Name: Xxxxx Xxxxxxxxxx ----------------------------- (print) Title: CEO ---------------------------- Address: 0000 Xxxxxxxx ~~Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx~~ Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx Xxackstone CCC Offshore Capital Partners L.P. 383,208 1,149,624 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx 41 Blackstone Family Investment Partnership III L.P. 160,000 480,000 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx XXC Venture Corp 2,765,333 8,295,999 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxod Street Partners III 568,000 1,704,000 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxllon Ventures II, L.P. 666,667 2,000,001 One Buckhead Plaza 3060 Xxxxxxxxx Xxxxxx, Xxxxx 000 Xxxxxxx, XX 00000 Xxxn: John X. Xxxxx Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: jadaxx@xxxx.xxx xxth a copy to: Ben Xxxxxxx Xxxpxxxxxx Xxxxxxxx 0000 Xxxxxxxxx Xxxxxx Xxxxxxx, XX 00000-0000 Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: bbarxxxx@xxxxxxxx.xxx 42 Xxxxx Xxxxxxxx Xxxvate Equity Fund IV, L.P. 280,000 840,000 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxuth Atlantic Private Equity Fund IV (QP), L.P. 386,667 1,160,001 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership, Limited Partnership 133,333 399,999 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership (QP), Limited Partnership 533,334 1,600,002 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxtty Hawk Capital Limited Partnership, IV 1,000,000 3,000,000 2700 Xxxxxxxxx Xxxx, Xxxxx 000 Xxxxxxxxx, XX 00000 Xxxn: Waltxx Xxxxxxxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: waltxx@xxxxxxxxxxxxxxxx.xxx Xxrpon Investments, LLC 666,667 2,000,001 820 Xxxxxx Xxxxx Xxxxxxx, Xxxxx 0000 Xxxxxxxxxx, XX 00000 Xxxn: Stevx Xxxxxxx Xxxne: (205) 000-0000 Xxx: (205) 000-0000 Xxxil: sdauxxxx@xxxxxxxxxxxxxxxxxx.xxx Xxantum Capital Partners, Inc. 666,667 2,000,001 339 Xxxxx Xxxxx Xxxxxx Xxxxx, XX 00000 Xxxn: N. John Xxxxxxx, Xx. Phone: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: jsimxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx Benjxxxx Xxxxxxx 320,000 960,000 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxn: Thomxx X. Xxxxxxxx Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxomxx X. Xxxxxxxx 13,333 39,999 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxrst Union Capital Partners 2001, L.L.C. 333,333 999,999 301 X. Xxxxxxx Xxxxxx, XX0000 Xxxxxxxxx, XX 00000-0000 Xxxn: Wattx Xxxrxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: wattx.xxxxxxx@xxxx.xxx XX Communications Northeast, Inc. 166,667 500,001 (mail address) P.O. Xxx 000 Xxxxxxx, Xxxxxxxxxxxxx 00000 (xxlivery address) 110 Xxx Xxxxx Xxxx Xxxxxxx, Xxxxxxxxxxxxx 00000 Xxxn: Lawrxxxx Xxxxxxx Xxxne: (781) 000-0000 Xxx: (781) 000-0000 Xxxil: lhc@xxxxxxxxxxxx.xxx Xxtal 31,1666,667 $93,500,001PURCHASERS:

Appears in 1 contract

Samples: Common Stock and Warrant Purchase Agreement (Centura Software Corp)

Purchasers. s/ Billx Xxxxxxx --------------------------------------------- Name: Billx Xxxxxxx Title: Owner Company: Tarpon Investments, L.L.C. PURCHASERS: /s/ N. John Xxxxxxx, Xx. --------------------------------------------- Name: N. John Xxxxxxx, Xx. Title: President Company: Quantum Capital Partners, Inc. PURCHASERS: /s/ Benjxxxx Xxxxxxx --------------------------------------------- Name: Benjxxxx Xxxxxxx Title: Company: PURCHASERS: /s/ Thomxx X. Xxxxxxxx --------------------------------------------- Name: Thomxx X. Xxxxxxxx Title: Company: PURCHASERS: /s/ Arthxx X. Xxxxxxx --------------------------------------------- Name: Arthxx X. Xxxxxxx Title: Vice President Company: First Union Capital Partners 2001, L.L.C. PURCHASERS: /s/ Lawrxxxx X. Xxxxxxx --------------------------------------------- Name: Lawrxxxx X. Xxxxxxx Title: Clerk, Assistant Treasurer Company: CT Communications Northeast, Inc. EXHIBIT A SCHEDULE OF PURCHASERS SERIES C PREFERRED STOCK NAME AND ADDRESS ~~TOTAL NUMBER OF SHARES AGGREGATE PURCHASE PRICE -------------------------- ---------------------- ------------------------ ITC Telecom Ventures~~--------------------------------- Asset Managers International Lmtd c/o Vision Capital Advisors Attn: Jordan Fraser 954 3rd Avenue, ~~Inc. 8,333,333 $24,999,999 3300 00xx Xxxxxx Xxxxxx~~Suite 402 New York, ~~XX 00000 Xxxn~~NY 10022 London, Exxxxxx Xxx: ~~Campxxxx X. Lxxxxx XXX Phone: (334)~~ 010-000-0000 Xxx: ~~(334)~~ 000-000-0000 ~~Xxxil~~Xxxxxx@xxxxxxx.com --------------------------------- Gix Xxxxxx 0000 Xxxxx Xxxxxx Xxxxon Grove, IL 60053 Tel: ~~clanxxx@xxxxxxx.xxx xxth a copy to~~312-474-4370 Xxxxxxx 000-000-6129 Evening Fax: ~~ITC Holding Company~~312-356-7020 axxxxx@xxxxxxring.com --------------------------------- Xxxxxxxxx Xaxxxxxx, ~~Inc. 4717 Xxxxxxx Xxxx Xxxxxxxxxx~~XXX x/x X. Xxuglas Ralston 701 Harger Road, ~~XX 00000 Xxxn~~Suite 190 Oak Brook, IL 60523 Tel: ~~Kim Xxxxxxxx Xxxne: (703)~~ 000-000-0000 Xxx: ~~(703)~~ 000-000-0000 ~~Xxxil~~jralston@cone.com --------------------------------- Joex Xxxxxxxx 080 Xxxxxx Xx. Xxxxcoe, IL 60022 Tel: ~~kthoxxxxx@xxxxxxx.xxx 39 SCANA Communications Holdings~~847-835-5588 Fax: X/X xxxxxxxsxxxx@xxx.xxx --------------------------------- Xxxstview Capxxxx Xxxxxx XXX Xxxx: Stewart R. Flink 95 Revere Drive, ~~Inc. 8,333,333 24,999,999 c/o Belfint Lyonx & Xhumxx (xxil address) P.O. Xxx 0000 Xxxxxxxxxx~~Suite A Northbrook, ~~Xxxxxxxx 00000~~Illinois 60062 Xxx: 000-~~0000 (xxlivery address) 200 Xxxx Xxxxx Xxxxxx Xxxxx, Xxxxx 000 Xxxxxxxxxx, Xxxxxxxx 00000 Xxxn: Mr. Xxxxx Xxxxxxxxxx Xxxne: (302)~~ 000-0000 Xxx: ~~(302)~~ 000-559-5807 stewart@crestviewcap.com --------------------------------- Xxxxxxxxw Xxxxxxx Xxxxxx XXX Xxxx: Stewart R. Flink 95 Revere Drive, Suite A Northbrook, Illinois 60062 Xxx: 000-000-0060 Xxx: 000-559-5807 stewart@crestviewcap.com --------------------------------- Xxxa Xxxxxxxx 000 Xxxxxxxxxx Lane Highland Park, IL 60035 Tel: 847-400-0000 Xxx: 800-000-0000 ~~Xxxil: pwinxxxxxxx@xxxxxxx.xxx xxth a copy to: SCANA Communications Holdings, Inc. 1426 Xxxx Xxxxxx Xxxxxxxx~~Xxxxxxx@xxxxxxxxxxxx.xxx --------------------------------- Xxxxxxx & Xxxxxxxx Xxxxx x/x Xxxxart Flink 170 Crestview Deerfield, XX ~~00000 Xxxn~~00005 Txx: ~~Mark~~ 000-000-0085 Fax: 000-000-0070 xxxxxxx@xxxxxxxxx.xxx --------------------------------- Xxxxx X. ~~Xxxxxx~~Xxoxxx 000 Xxxxxxx Xxxx Lake Forest, ~~Xxeasurer Phone~~IL 60045 Tel: ~~(803)~~ 847-615-0000 Xxx: 000-010-0000 xxxxxxx000@xxx.xxx --------------------------------- GLX Xxxxxx Xxxaxxxx, X.X. x/x X. Stephen Gilboy GLL Investors Inc. 425 West Surf Street Chicago, IL 60000 Xxx: 000-525-3038 Fax: 773-520-0000 xxxxxxxxxxx@xxxxxxxxxxxx.xxx --------------------------------- Xxxxex X. Xxxxxxx 00 Xxxxxx Xxxxx, Suite A Northbrook, IL 60062 Tel: 000-000-0000 Xxx: ~~(803)~~ 000-000-0000 ~~Xxxil~~steven@crestviewcap.com --------------------------------- Xxxxx Xxxixxx, XXX x/x Xxxxxxx Xxvy 95 Revere Drive, Suite A Northbrook, IL 60062 Tel: mcanxxx@xxxxx.xxx xxd to: McNaxx Xxx Firm, P.A. (mail address) PO Bxx 00000 Xxxxxxxx, XX 00000 (xxlivery address) 1301 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: John X. Xxxxxx, Xxq. Phone: (803)000847-0000 Xxx: (803)000-0000 Xxxil: jcurxxx@xxxxxx.xxx 40 J. H. Xxxxxxx XX, X.P. 3,333,333 9,999,999 c/o of Whitney & Co. 177 Xxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: Willxxx Xxxxxxxx, Xx. xxx Andrxx Xxxxxxxxxx Xxxne: (203) 000-0000 Xxx: ~~(203)~~ 000-000-0000 ~~Xxxil~~Richard@crestviewcap.com --------------------------------- Xxxxxxx P. Xxxxxxx x/x Xxxxxxx Xxair & Co. 222 W. Adams Street Chicaxx, XX 00000 Xxx: ~~wlavxxxxx@xxxxxxx.xxx xxx aschxxxxxxx@xxxxxxx.xxx xxth a copy to~~213-300-0000 Xxx: ~~Morrxxxx Xxxex Xxxger & Weinxxxxx~~312-368-0000 xxxxxxxx@williamblair.com --------------------------------- Lachman Family Limited Partnership Attn: Mary Lachman 3140 Whisperwoxxx Xxxrt Northbrook, ~~XXP 750 Xxxxxxxxx~~ IL 60062 Tel: 847-500-0000 Xxx: 000-000-0000 xxxx@xxxxxxx.xxx --------------------------------- Josexx Xxxx Xx. Dxxxxxxxxxx xx Xxust, UAD May 1, 1986 3340 W. Main Sxxxxx Xxxxxe, Il 60076 Tel: 847-933-1197 Fax: 847-933-0000 --------------------------------- Nanxx Xxxx Xxxxcable Xxxxx 00 X. Howe Street Chicago, IL 60614 --------------------------------- Xxxx Xxxxxxx as custodian for Nathan A. Low Roth IRA c/o Sunrise Securitixx Xxxx. Attn: Nathan Low 00xx Xxxor 640 Xxxxxxton Avenue New York, N.Y. 10022 Tel: 000-021-1616 Fax: 212-000-0000 Xxxxxx@xxxxxxxxxxx.xxx --------------------------------- Xxxxx Xxxxd Xxxxxx ~~Xxx Xxxx~~Xxxx XXX x/x Xorth Sound Capital LLC Attn: Thomas McAuley 53 Forest Avenue, ~~Xxx Xxxx 00000 Xxxn~~Suite 202 Old Greenwich, CT 06870 Txx: ~~Henrx Xxxxxx, Xxq. and Andrxx X. Xxxxxxxx, Xxq. Phone: (212)~~ 000-000-0000 Xxx: 000-000-0000 Xxxxx@xxxxxxxxxx.xxx xxxx x xxpy to: Xxxxxx xxx Dana XXX 000 Xxxxnxxx Xxxxxx Xxxxxxxx, CT 06901 Telephone: (~~212~~000) 363-0000 Facxxxxxx: (000) 000-0000 ~~Xxxil~~Xxxx: ~~hsinxxx@xxxx.xxx xxx aarsxxxxx@xxxx.xxx Xxackstone CCC~~ Xxxxxxx Grundei, Esq. --------------------------------- North Sound Legacy Institutional Fund LLC c/o North Sound Capital ~~Partners L.P. 2,123,459 6,370,377 345 Xxxx Xxxxxx~~Attn: Thomas McAuley 53 Forest Avenue, ~~00xx Xxxxx Xxx Xxxx~~Suite 202 Old Greenwich, ~~XX 00000 Xxxn~~CT 06870 Txx: ~~Bret Xxxxxxxx Xxxne: (212)~~ 000-000-0000 Xxx: 000-000-0000 Xxxxx@xxxxxxxxxx.xxx xxxx x xxpy to: Xxxxxx xxx Dana XXX 000 Xxxxnxxx Xxxxxx Xxxxxxxx, CT 06901 Telephone: (~~212~~000) 363-0000 Facxxxxxx: (000) 000-0000 ~~Xxxil~~Xxxx: ~~pearxxxx@xxxxxxxxxx.xxx xxth a copy to~~Xxxxxxx Grundei, Esq. --------------------------------- Xxxxx Sound Xxxxxx Xxxxxxxxional Ltd c/o North Sound Capital Attn: ~~Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx~~Thomas McAuley 53 Forest Avenue, ~~Xxx Xxxx 00000-0000 Xxxn~~Suite 202 Old Greenwich, CT 06870 Txx: ~~Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212)~~ 000-~~0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx Xxackstone CCC Offshore Capital Partners L.P. 383,208 1,149,624 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212)~~ 000-0000 Xxx: 000-000-0000 Xxxxx@xxxxxxxxxx.xxx xxxx x xxpy to: Xxxxxx xxx Dana XXX 000 Xxxxnxxx Xxxxxx Xxxxxxxx, CT 06901 Telephone: (~~212~~000) 363-0000 Facxxxxxx: (000) 000-0000 ~~Xxxil~~Xxxx: ~~pearxxxx@xxxxxxxxxx.xxx xxth a copy to~~Xxxxxxx Grundei, Esq. --------------------------------- XXX Xaster Fxxx Xxx x/x Xxxk Hill Investment Management, L.P 3 Bala Plaza East, Suite 585 Bala Cynwyd, PA 19004 Tel: ~~Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000~~610-~~0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000~~949-~~0000~~ 9700 Xxx: ~~(212)~~ 000-000-0000 ~~Xxxil~~xxxxxxxx@xxxxxxxxxxxxx.xxx --------------------------------- Xxxxxx X. Xxxxxxx 000 Xxxxx Xxxx Winnetka, Il 60093 Tel: ~~t_laxxxxxxx@xxxxxx.xxx 41 Blackstone Family Investment Partnership III L.P. 160,000 480,000 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn~~847-920-1360 Xxx: ~~Bret Xxxxxxxx Xxxne: (212)~~ 000-~~0000 Xxx: (212)~~ 000-~~0000 Xxxil~~0080 xxxxxxxx@xxxxxxx.xxx EXHIBIT A PLAN OF DISTRIBUTION We are registering the shares of common stock on behalf of the selling security holders. Sales of shares may be made by selling security holders, including their respective donees, transferees, pledgees or other successors-in-interest directly to purchasers or to or through underwriters, broker-dealers or through agents. Sales may be made from time to time on the OTC Bulletin Board or any exchange upon which our shares may trade in the future, in the over-the-counter market or otherwise, at market prices prevailing at the time of sale, at prices related to market prices, or at negotiated or fixed prices. The shares may be sold by one or more of, or a combination of, the following: ~~pearxxxx@xxxxxxxxxx.xxx xxth~~ - a ~~copy to~~block trade in which the broker-dealer so engaged will attempt to sell the shares as agent but may position and resell a portion of the block as principal to facilitate the transaction (including crosses in which the same broker acts as agent for both sides of the transaction); - purchases by a broker-dealer as principal and resale by such broker-dealer, including resales for its account, pursuant to this prospectus; - ordinary brokerage transactions and transactions in which the broker solicits purchases; - through options, swaps or derivatives; - in privately negotiated transactions; - in making short sales or in transactions to cover short sales; and - put or call option transactions relating to the shares. The selling security holders may effect these transactions by selling shares directly to purchasers or to or through broker-dealers, which may act as agents or principals. These broker-dealers may receive compensation in the form of discounts, concessions or commissions from the selling security holders and/or the purchasers of shares for whom such broker-dealers may act as agents or to whom they sell as principals, or both (which compensation as to a particular broker-dealer might be in excess of customary commissions). The selling security holders have advised us that they have not entered into any agreements, understandings or arrangements with any underwriters or broker-dealers regarding the sale of their securities. The selling security holders may enter into hedging transactions with broker-dealers or other financial institutions. In connection with those transactions, the broker-dealers or other financial institutions may engage in short sales of the shares or of securities convertible into or exchangeable for the shares in the course of hedging positions they assume with the selling security holders. The selling security holders may also enter into options or other transactions with broker-dealers or other financial institutions which require the delivery of shares offered by this prospectus to those broker-dealers or other financial institutions. The broker-dealer or other financial institution may then resell the shares pursuant to this prospectus (as amended or supplemented, if required by applicable law, to reflect those transactions). The selling security holders and any broker-dealers that act in connection with the sale of shares may be deemed to be "underwriters" within the meaning of Section 2(11) of the Securities Act of 1933, and any commissions received by broker-dealers or any profit on the resale of the shares sold by them while acting as principals may be deemed to be underwriting discounts or commissions under the Securities Act. The selling security holders may agree to indemnify any agent, dealer or broker-dealer that participates in transactions involving sales of the shares against liabilities, including liabilities arising under the Securities Act. We have agreed to indemnify each of the selling security holders and each selling security holder has agreed, severally and not jointly, to indemnify us against some liabilities in connection with the offering of the shares, including liabilities arising under the Securities Act. The selling security holders will be subject to the prospectus delivery requirements of the Securities Act. We have informed the selling security holders that the anti-manipulative provisions of Regulation M promulgated under the Securities Exchange Act of 1934 may apply to their sales in the market. Selling security holders also may resell all or a portion of the shares in open market transactions in reliance upon Rule 144 under the Securities Act, provided they meet the criteria and conform to the requirements of Rule 144. Upon being notified by a selling security holder that a material arrangement has been entered into with a broker-dealer for the sale of shares through a block trade, special offering, exchange distribution or secondary distribution or a purchase by a broker or dealer, we will file a supplement to this prospectus, if required pursuant to Rule 424(b) under the Securities Act, disclosing: ~~Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000~~- the name of each such selling security holder and of the participating broker-~~0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000~~dealer(s); - the number of shares involved; - the initial price at which the shares were sold; - the commissions paid or discounts or concessions allowed to the broker-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx XXC Venture Corp 2,765,333 8,295,999 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxod Street Partners III 568,000 1,704,000 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxllon Ventures II, L.P. 666,667 2,000,001 One Buckhead Plaza 3060 Xxxxxxxxx Xxxxxx, Xxxxx 000 Xxxxxxx, XX 00000 Xxxn: John X. Xxxxx Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: jadaxx@xxxx.xxx xxth a copy to: Ben Xxxxxxx Xxxpxxxxxx Xxxxxxxx 0000 Xxxxxxxxx Xxxxxx Xxxxxxx, XX 00000-0000 Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: bbarxxxx@xxxxxxxx.xxx 42 Xxxxx Xxxxxxxx Xxxvate Equity Fund IV, L.P. 280,000 840,000 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxuth Atlantic Private Equity Fund IV (QPdealer(s), ~~L.P. 386,667 1,160,001 614 X. Xxx Xxxxxx Xxxxx~~where applicable; - that such broker-dealer(s) did not conduct any investigation to verify the information set out or incorporated by reference in this prospectus; and - other facts material to the transactions. In addition, ~~XX 00000 Xxxn~~if required under applicable law or the rules or regulations of the Commission, we will file a supplement to this prospectus when a selling security holder notifies us that a donee or pledgee intends to sell more than 500 shares of common stock. We are paying all expenses and fees in connection with the registration of the shares. The selling security holders will bear all brokerage or underwriting discounts or commissions paid to broker-dealers in connection with the sale of the shares. EXHIBIT B FORM OF NOTICE OF EFFECTIVENESS OF REGISTRATION STATEMENT [Name and Address of Transfer Agent] Re: ~~Donaxx X. Xxxxxx Xxxne~~National Coal Corp. Dear [______]: We are counsel to National Coal Corp., a Florida corporation (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership, Limited Partnership 133,333 399,999 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership (QPthe "Company"), ~~Limited Partnership 533,334 1,600,002 614 X. Xxx Xxxxxx Xxxxx~~and have represented the Company in connection with that certain Preferred Stock and Warrant Purchase Agreement (the "Purchase Agreement") dated as of August 31, ~~XX 00000 Xxxn~~2004 by and among the Company and the buyers named therein (collectively, the "Holders") pursuant to which the Company issued to the Holders its Series A Cumulative Convertible Preferred Stock, par value $0.0001 per share, (the "Preferred Stock") convertible into shares of the Company's common stock, par value $0.0001 per share (the "Common Stock") and warrants to purchase shares of the Common Stock (the "Warrants"). Pursuant to the Purchase Agreement, the Company has also entered into an Investor Rights Agreement with the Holders (the "Investor Rights Agreement") pursuant to which the Company agreed, among other things, to register the shares of Common Stock issuable upon conversion of the Preferred Stock and exercise of the Warrants and certain other shares of Common Stock, under the Securities Act of 1933, as amended (the "1933 Act"). In connection with the Company's obligations under the Investor Rights Agreement, on ____________ ___, 2004, the Company filed a Registration Statement on Form SB-2 (File No. 333______________) (the "Registration Statement") with the Securities and Exchange Commission (the "SEC") relating to the Registrable Securities which names each of the Holders as a selling securityholder thereunder. In connection with the foregoing, we advise you that a member of the SEC's staff has advised us by telephone that the SEC has entered an order declaring the Registration Statement effective under the 1933 Act at [ENTER TIME OF EFFECTIVENESS] on [ENTER DATE OF EFFECTIVENESS] and we have no knowledge, after telephonic inquiry of a member of the SEC's staff, that any stop order suspending its effectiveness has been issued or that any proceedings for that purpose are pending before, or threatened by, the SEC and the Registrable Securities are available for resale under the 1933 Act pursuant to the Registration Statement. Very truly yours, By:__________________________________ cc: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxtty Hawk Capital Limited Partnership, IV 1,000,000 3,000,000 2700 Xxxxxxxxx Xxxx, Xxxxx 000 Xxxxxxxxx, XX 00000 Xxxn: Waltxx Xxxxxxxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: waltxx@xxxxxxxxxxxxxxxx.xxx Xxrpon Investments, LLC 666,667 2,000,001 820 Xxxxxx Xxxxx Xxxxxxx, Xxxxx 0000 Xxxxxxxxxx, XX 00000 Xxxn: Stevx Xxxxxxx Xxxne: (205) 000-0000 Xxx: (205) 000-0000 Xxxil: sdauxxxx@xxxxxxxxxxxxxxxxxx.xxx Xxantum Capital Partners, Inc. 666,667 2,000,001 339 Xxxxx Xxxxx Xxxxxx Xxxxx, XX 00000 Xxxn: N. John Xxxxxxx, Xx. Phone: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: jsimxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx Benjxxxx Xxxxxxx 320,000 960,000 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxn: Thomxx X. Xxxxxxxx Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxomxx X. Xxxxxxxx 13,333 39,999 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxrst Union Capital Partners 2001, L.L.C. 333,333 999,999 301 X. Xxxxxxx Xxxxxx, XX0000 Xxxxxxxxx, XX 00000-0000 Xxxn: Wattx Xxxrxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: wattx.xxxxxxx@xxxx.xxx XX Communications Northeast, Inc. 166,667 500,001 (mail address) P.O. Xxx 000 Xxxxxxx, Xxxxxxxxxxxxx 00000 (xxlivery address) 110 Xxx Xxxxx Xxxx Xxxxxxx, Xxxxxxxxxxxxx 00000 Xxxn: Lawrxxxx Xxxxxxx Xxxne: (781) 000-0000 Xxx: (781) 000-0000 Xxxil: lhc@xxxxxxxxxxxx.xxx Xxtal 31,1666,667 $93,500,001[LIST NAMES OF HOLDERS]

Appears in 1 contract

Samples: Investor Rights Agreement (National Coal Corp)

Purchasers. ~~s/ Billx Xxxxxxx --------------------------------------------- Name~~NAME AND ADDRESS: ~~Billx Xxxxxxx Title~~COPY OF NOTICE TO: Owner Company: Tarpon Investments, L.L.C. PURCHASERS: /s/ N. John Xxxxxxx, Xx. --------------------------------------------- Name: N. John Xxxxxxx, Xx. Title: President Company: Quantum Capital Partners, Inc. PURCHASERS: /s/ Benjxxxx Xxxxxxx --------------------------------------------- Name: Benjxxxx Xxxxxxx Title: Company: PURCHASERS: /s/ Thomxx X. Xxxxxxxx --------------------------------------------- Name: Thomxx X. Xxxxxxxx Title: Company: PURCHASERS: /s/ Arthxx X. Xxxxxxx --------------------------------------------- Name: Arthxx X. Xxxxxxx Title: Vice President Company: First Union ---------------- ----------------- ----------------------------------- ------------------------------------- SCO Capital Partners 2001, L.L.C. PURCHASERS: /s/ Lawrxxxx X. Xxxxxxx --------------------------------------------- Name: Lawrxxxx X. Xxxxxxx Title: Clerk, Assistant Treasurer Company: CT Communications Northeast, Inc. EXHIBIT A SCHEDULE OF PURCHASERS SERIES C PREFERRED STOCK NAME AND ADDRESS TOTAL NUMBER OF SHARES AGGREGATE PURCHASE PRICE -------------------------- ---------------------- ------------------------ ITC Telecom Ventures, Inc. 8,333,333 $24,999,999 3300 00xx Xxxxxx XxxxxxLLC Wiggin and Dana LLP 1285 Avenue of the Americas 400 Xxxxxxic Stxxxx 35th Floor Stamxxxx, XX 00000 ~~Xxxn: Campxxxx X. Lxxxxx XXX Phone~~Xxx Xxxx, Xxx Xxxx 00000 Xxxxxxxxx: (~~334~~000) 000-0030 Xxxx: Xxxxxx X. Xxxxxxdeh Facsimile: (000) 000-0676 T: (000) 000-0000 Attn: Micxxxx Xxxxxxx, Esq. X: (000) 000-4058 ----------------------------------- ------------------------------------- Lake End Capital LLC 33 Tall Oaks Drive Summit, New Jersey 07501 Attn: Jeffrey B. Davis T: (000) 000-0000 X: (000) 000-0000 ----------------------------------- -------------------------------------- Alpha Capital AG Pradafant 7 Furstentums 9490 Vaduz Liechtenstein Telephone: 011-000-000-0000 Xxx: 000-000-000-0000 Xxxxxxx: X. Xxsch ----------------------------------- ------------------------------------- BF Holding GmbH AM Eulenhof 14 95326 Kulmbach Germany Telephone: 49-9200-000-00 Xxx: 00-0000-000-00 Xxxxxxx: Xxxxx Xxxrtsch e-mail: x.xxxxxxx@xxm-ag.de ----------------------------------- ------------------------------------- Beach Capital LLC 1285 Avenue of the Americas, 35th Floor New York, NY 10019 Telephonx: (000) 000-0000 Xxx: (~~334~~000) 000-0000 ~~Xxxil~~xxxxxxx: ~~clanxxx@xxxxxxx.xxx xxth a copy to~~Xxxxxx X. Rouhandeh e-xxxx: ~~ITC Holding Company~~xxxxxxxdeh@scoxxxxx.xxx ----------------------------------- ------------------------------------- 23 ----------------------------------- ------------------------------------- NAME AND ADDRESS: COPY OF NOTICE TO: ---------------- ----------------- ----------------------------------- ------------------------------------- Catalytix LDC Lifescience Hedge AZ 425 Fifth Avenue, ~~Inc. 4717 Xxxxxxx Xxxx Xxxxxxxxxx~~#28D New York, ~~XX 00000 Xxxn: Kim Xxxxxxxx Xxxne~~NY 10016 Telephone: (~~703~~212) 481-1390 Xxx: (000) 000-0000 Xxxxxxx: Xxx Xxxxxsen ----------------------------------- ------------------------------------- Catalytix LDC 425 Fifth Avenue, #28D New York, NY 10016 Telephone: (212) 481-1390 Xxx: (000) 000-0000 Xxxxxxx: Xxx Xxxxxsen ----------------------------------- ------------------------------------- Hudson Bay Fund LP 120 Broadway, 40th Floor New York, NY 10271 Telexxxxx: (212) 571-1000 Xxx: (000) 000-0000 Xxxxxxx: Xxxx Xxxx ----------------------------------- ------------------------------------- Iroquois Master Fund Ltd. 641 Lexington Avenue, 26th Floor New York, NY 10022 Telephone: (210) 000-0000 Xxx: (~~703~~000) 000-0000 ~~Xxxil~~Xxxxxxx: ~~kthoxxxxx@xxxxxxx.xxx 39 SCANA Communications Holdings~~Xxxxxx Xxlverman ----------------------------------- ------------------------------------- Midsouth Investors Fund LP 1776 Peachtree Street NW Suite 412 North Atlanta, Inc. 8,333,333 24,999,999 c/o Belfint Lyonx & Xhumxx (xxil address) P.O. Xxx 0000 Xxxxxxxxxx, Xxxxxxxx 00000-0000 (xxlivery address) 200 Xxxx Xxxxx Xxxxxx Xxxxx, Xxxxx 000 Xxxxxxxxxx, Xxxxxxxx 00000 Xxxn: Mr. Xxxxx Xxxxxxxxxx XxxneGA 30309 Telephonx: (~~302~~000) 000-0000 Xxx: (~~302~~000) 000-0000 ~~Xxxil~~Xxxxxxx: ~~pwinxxxxxxx@xxxxxxx.xxx xxth a copy to~~Xxxxx X. Heidtke ----------------------------------- ------------------------------------- ----------------------------------- ------------------------------------- NAME AND ADDRESS: ~~SCANA Communications Holdings~~COPY OF NOTICE TO: ---------------- ----------------- ----------------------------------- ------------------------------------- Perceptive Life Sciences Master Fund, ~~Inc. 1426 Xxxx Xxxxxx Xxxxxxxx~~Ltd. 7284 W. Palmetta Park Road, ~~XX 00000 Xxxn: Mark X. Xxxxxx~~Suite 306 Boca Raton, ~~Xxeasurer Phone~~FL 33433 Telephonx: (~~803~~000) 000-0000 Xxx: (~~803~~000) 000-0000 ~~Xxxil~~Xxxxxxx: ~~mcanxxx@xxxxx.xxx xxd to~~Xxxxxx X. Sankin, COO ----------------------------------- ------------------------------------- Quogue Capital LLC 1285 Avenue of the Americas 35th Floor New York, NY 10019 Telephone: ~~McNaxx Xxx Firm, P.A. (mail address) PO Bxx 00000 Xxxxxxxx, XX 00000 (xxlivery address) 1301 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: John X. Xxxxxx, Xxq. Phone: (803)000-0000~~ Xxx: ~~(803)000-0000 Xxxil~~Xxxxxxx: ~~jcurxxx@xxxxxx.xxx 40 J. H. Xxxxxxx XX~~Xxxxx Xxxxxxxx ----------------------------------- ------------------------------------- SDS Capital Group SPC, ~~X.P. 3,333,333 9,999,999~~ Ltd. c/o ~~of Whitney & Co. 177 Xxxxx Xxxxxx~~SDS Management, ~~00xx Xxxxx Xxxxxxxx~~LLC 53 Old Forest Avenue, ~~XX 00000 Xxxn: Willxxx Xxxxxxxx~~2nd Floor Old Greenwich, ~~Xx. xxx Andrxx Xxxxxxxxxx Xxxne~~CT 06870 Telephone: (~~203~~000) 000-0000 Xxx: (~~203~~000) 000-0000 ~~Xxxil~~Xxxxxxx: ~~wlavxxxxx@xxxxxxx.xxx xxx aschxxxxxxx@xxxxxxx.xxx xxth a copy to: Morrxxxx Xxxex Xxxger & Weinxxxxx~~Xxxxx Xxxby, ~~XXP 750 Xxxxxxxxx Xxxxxx Xxx Xxxx~~Director ----------------------------------- ------------------------------------- TMW Capital, ~~Xxx Xxxx 00000 Xxxn: Henrx Xxxxxx~~LLC 48 Route 25A, ~~Xxq. and Andrxx X. Xxxxxxxx~~Suite 305 Smithtown, ~~Xxq. Phone~~NY 11787 Telephone: (~~212~~631) 862-3000 Xxx: (000) 000-0000 Xxxxxxx: Xxxx Xxxxr ----------------------------------- ------------------------------------- ----------------------------------- ------------------------------------- NAME AND ADDRESS: COPY OF NOTICE TO: ---------------- ----------------- ----------------------------------- ------------------------------------- Whalehaven Capital Fund Limited 14 Par-La-Ville Road, 3rd Floor Hamilton HM08 Bermuda Telephone: (400) 000-0000 Xxx: (~~212~~000) 000-0000 ~~Xxxil~~Xxxxxxx: ~~hsinxxx@xxxx.xxx xxx aarsxxxxx@xxxx.xxx Xxackstone CCC Capital Partners L.P. 2,123,459 6,370,377 345 Xxxx Xxxxxx~~Evan Schemenauer e-maix:xxxxxxxxxxxx@consolxxxxxx.xx ----------------------------------- ------------------------------------- EXHIBIT A PLAN OF DISTRIBUTION We are registering the shares of common stock on behalf of the selling security holders. Sales of shares may be made by selling security holders, ~~00xx Xxxxx Xxx Xxxx~~including their respective donees, ~~XX 00000 Xxxn~~transferees, pledgees or other successors-in-interest directly to purchasers or to or through underwriters, broker-dealers or through agents. Sales may be made from time to time on the [__________], any other exchange or market upon which our shares may trade in the future, in the over-the-counter market or otherwise, at market prices prevailing at the time of sale, at prices related to market prices, or at negotiated or fixed prices. The shares may be sold by one or more of, or a combination of, the following: ~~Bret Xxxxxxxx Xxxne~~- a block trade in which the broker-dealer so engaged will attempt to sell the shares as agent but may position and resell a portion of the block as principal to facilitate the transaction (including crosses in which the same broker acts as agent for both sides of the transaction); - purchases by a broker-dealer as principal and resale by such broker-dealer, including resales for its account, pursuant to this prospectus; - ordinary brokerage transactions and transactions in which the broker solicits purchases; - through options, swaps or derivatives; - in privately negotiated transactions; - in making short sales or in transactions to cover short sales; and - put or call option transactions relating to the shares. The selling security holders may effect these transactions by selling shares directly to purchasers or to or through broker-dealers, which may act as agents or principals. These broker-dealers may receive compensation in the form of discounts, concessions or commissions from the selling security holders and/or the purchasers of shares for whom such broker-dealers may act as agents or to whom they sell as principals, or both (which compensation as to a particular broker-dealer might be in excess of customary commissions). The selling security holders have advised us that they have not entered into any agreements, understandings or arrangements with any underwriters or broker-dealers regarding the sale of their securities. The selling security holders may enter into hedging transactions with broker-dealers or other financial institutions. In connection with those transactions, the broker-dealers or other financial institutions may engage in short sales of the shares or of securities convertible into or exchangeable for the shares in the course of hedging positions they assume with the selling security holders. The selling security holders may also enter into options or other transactions with broker-dealers or other financial institutions which require the delivery of shares offered by this prospectus to those broker-dealers or other financial institutions. The broker-dealer or other financial institution may then resell the shares pursuant to this prospectus (as amended or supplemented, if required by applicable law, to reflect those transactions). The selling security holders and any broker-dealers that act in connection with the sale of shares may be deemed to be "underwriters" within the meaning of Section 2(11) of the Securities Act of 1933, and any commissions received by broker-dealers or any profit on the resale of the shares sold by them while acting as principals may be deemed to be underwriting discounts or commissions under the Securities Act. The selling security holders may agree to indemnify any agent, dealer or broker-dealer that participates in transactions involving sales of the shares against liabilities, including liabilities arising under the Securities Act. We have agreed to indemnify each of the selling security holders and each selling security holder has agreed, severally and not jointly, to indemnify us against some liabilities in connection with the offering of the shares, including liabilities arising under the Securities Act. The selling security holders will be subject to the prospectus delivery requirements of the Securities Act. We have informed the selling security holders that the anti-manipulative provisions of Regulation M promulgated under the Securities Exchange Act of 1934 may apply to their sales in the market. Selling security holders also may resell all or a portion of the shares in open market transactions in reliance upon Rule 144 under the Securities Act, provided they meet the criteria and conform to the requirements of Rule 144. Upon being notified by a selling security holder that a material arrangement has been entered into with a broker-dealer for the sale of shares through a block trade, special offering, exchange distribution or secondary distribution or a purchase by a broker or dealer, we will file a supplement to this prospectus, if required pursuant to Rule 424(b) under the Securities Act, disclosing: ~~(212) 000~~- the name of each such selling security holder and of the participating broker-~~0000 Xxx: (212) 000~~dealer(s); - the number of shares involved; - the initial price at which the shares were sold; - the commissions paid or discounts or concessions allowed to the broker-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx Xxackstone CCC Offshore Capital Partners L.P. 383,208 1,149,624 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx 41 Blackstone Family Investment Partnership III L.P. 160,000 480,000 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx XXC Venture Corp 2,765,333 8,295,999 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxod Street Partners III 568,000 1,704,000 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxllon Ventures II, L.P. 666,667 2,000,001 One Buckhead Plaza 3060 Xxxxxxxxx Xxxxxx, Xxxxx 000 Xxxxxxx, XX 00000 Xxxn: John X. Xxxxx Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: jadaxx@xxxx.xxx xxth a copy to: Ben Xxxxxxx Xxxpxxxxxx Xxxxxxxx 0000 Xxxxxxxxx Xxxxxx Xxxxxxx, XX 00000-0000 Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: bbarxxxx@xxxxxxxx.xxx 42 Xxxxx Xxxxxxxx Xxxvate Equity Fund IV, L.P. 280,000 840,000 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxuth Atlantic Private Equity Fund IV (QPdealer(s), ~~L.P. 386,667 1,160,001 614 X. Xxx Xxxxxx Xxxxx~~where applicable; - that such broker-dealer(s) did not conduct any investigation to verify the information set out or incorporated by reference in this prospectus; and - other facts material to the transactions. In addition, ~~XX 00000 Xxxn~~if required under applicable law or the rules or regulations of the Commission, we will file a supplement to this prospectus when a selling security holder notifies us that a donee or pledgee intends to sell more than 500 shares of common stock. We are paying all expenses and fees in connection with the registration of the shares. The selling security holders will bear all brokerage or underwriting discounts or commissions paid to broker-dealers in connection with the sale of the shares. EXHIBIT B FORM OF NOTICE OF EFFECTIVENESS OF REGISTRATION STATEMENT [Name and Address of Transfer Agent] Re: ~~Donaxx X. Xxxxxx Xxxne~~MacroChem Corporation Dear [______]: We are counsel to MacroChem Corporation, a Delaware corporation (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership, Limited Partnership 133,333 399,999 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership (QPthe "Company"), ~~Limited Partnership 533,334 1,600,002 614 X. Xxx Xxxxxx Xxxxx~~and have represented the Company in connection with that certain Amended and Restated Preferred Stock and Warrant Purchase Agreement (the "Purchase Agreement") dated as of __________________, ~~XX 00000 Xxxn~~2006 by and among the Company and the buyers named therein (collectively, the "Holders") pursuant to which the Company issued to the Holders its Series C Cumulative Convertible Preferred Stock, par value $0.01 per share, (the "Preferred Stock") convertible into shares of the Company's common stock, par value $0.01 per share (the "Common Stock"), and warrants to purchase shares of the Common Stock (the "Warrants"). Pursuant to the Purchase Agreement, the Company has also entered into an Investor Rights Agreement with the Holders (the "Investor Rights Agreement") pursuant to which the Company agreed, among other things, to register the shares of Common Stock issuable upon conversion of the Preferred Stock and exercise of the Warrants, under the Securities Act of 1933, as amended (the "1933 Act"). In connection with the Company's obligations under the Amended and Restated Investor Rights Agreement, on ____________ ___, 2006, the Company filed a Registration Statement on Form S-[__] (File No. 333-_____________) (the "Registration Statement") with the Securities and Exchange Commission (the "SEC") relating to the Registrable Securities (as defined in the Investor Rights Agreement) which names each of the Holders as a selling securityholder thereunder. In connection with the foregoing, we advise you that a member of the SEC's staff has advised us by telephone that the SEC has entered an order declaring the Registration Statement effective under the 1933 Act at [ENTER TIME OF EFFECTIVENESS] on [ENTER DATE OF EFFECTIVENESS] and we have no knowledge, after telephonic inquiry of a member of the SEC's staff, that any stop order suspending its effectiveness has been issued or that any proceedings for that purpose are pending before, or threatened by, the SEC and the Registrable Securities are available for resale under the 1933 Act pursuant to the Registration Statement. Very truly yours, By:__________________________________ cc: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxtty Hawk Capital Limited Partnership, IV 1,000,000 3,000,000 2700 Xxxxxxxxx Xxxx, Xxxxx 000 Xxxxxxxxx, XX 00000 Xxxn: Waltxx Xxxxxxxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: waltxx@xxxxxxxxxxxxxxxx.xxx Xxrpon Investments, LLC 666,667 2,000,001 820 Xxxxxx Xxxxx Xxxxxxx, Xxxxx 0000 Xxxxxxxxxx, XX 00000 Xxxn: Stevx Xxxxxxx Xxxne: (205) 000-0000 Xxx: (205) 000-0000 Xxxil: sdauxxxx@xxxxxxxxxxxxxxxxxx.xxx Xxantum Capital Partners, Inc. 666,667 2,000,001 339 Xxxxx Xxxxx Xxxxxx Xxxxx, XX 00000 Xxxn: N. John Xxxxxxx, Xx. Phone: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: jsimxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx Benjxxxx Xxxxxxx 320,000 960,000 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxn: Thomxx X. Xxxxxxxx Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxomxx X. Xxxxxxxx 13,333 39,999 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxrst Union Capital Partners 2001, L.L.C. 333,333 999,999 301 X. Xxxxxxx Xxxxxx, XX0000 Xxxxxxxxx, XX 00000-0000 Xxxn: Wattx Xxxrxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: wattx.xxxxxxx@xxxx.xxx XX Communications Northeast, Inc. 166,667 500,001 (mail address) P.O. Xxx 000 Xxxxxxx, Xxxxxxxxxxxxx 00000 (xxlivery address) 110 Xxx Xxxxx Xxxx Xxxxxxx, Xxxxxxxxxxxxx 00000 Xxxn: Lawrxxxx Xxxxxxx Xxxne: (781) 000-0000 Xxx: (781) 000-0000 Xxxil: lhc@xxxxxxxxxxxx.xxx Xxtal 31,1666,667 $93,500,001[LIST NAMES OF HOLDERS]

Appears in 1 contract

Samples: Investor Rights Agreement (Macrochem Corp)

Appears in 1 contract

Samples: Securities Purchase Agreement (Interliant Inc)

Purchasers. ~~s/ Billx~~ XXXXXX XXXXXXXXX CAPITAL PARTNERS, INC., a California corporation On behalf of XXXXXX XXXXXXXXX CAPITAL PARTNERS III, L.P., a California limited partnership By: ---------------------------------- Xxxxxx Xxxxxxx --------------------------------------------- Name: Billx Xxxxxxx Title: Owner Company: Tarpon Investments, L.L.C. PURCHASERS: /s/ N. John Xxxxxxx, Xx. --------------------------------------------- Name: N. John Xxxxxxx, Xx. Title: President Company: Quantum Capital Partners, Inc. PURCHASERS: /s/ Benjxxxx Xxxxxxx --------------------------------------------- Name: Benjxxxx Xxxxxxx Title: Company: PURCHASERS: /s/ Thomxx X. Xxxxxxxx --------------------------------------------- Name: Thomxx X. Xxxxxxxx Title: Company: PURCHASERS: /s/ Arthxx X. Xxxxxxx --------------------------------------------- Name: Arthxx X. Xxxxxxx Title: Vice President ~~Company~~(Signature Page to Investor Rights Agreement) ORE HILL HUB FUND LTD By: ~~First Union Capital~~ Ore Hill Partners ~~2001~~LLC Its: Investment Advisor By: ---------------------------------- Xxxxxxxxx Xxxx Managing Member (Signature Page to Investor Rights Agreement) AIRLIE OPPORTUNITY MASTER FUND, ~~L.L.C. PURCHASERS~~LTD. By: ~~/s/ Lawrxxxx~~ ---------------------------------- Xxxxxx Xxxxxxx Managing Director (Signature Page to Investor Rights Agreement) QVT FUND LP, by its general partner, QVT ASSOCIATES GP LLC By: ---------------------------------- Xxxxx XxXxxx Authorized Signatory By: ---------------------------------- Xxxxx Xx Managing Member (Signature Page to Investor Rights Agreement) COMPANY: ------- FALCON PRODUCTS, INC. By: ----------------------------------- Chairman of the Board and Chief Executive Officer (Signature Page to Investor Rights Agreement) XXXXXX STOCKHOLDERS: ------------------- --------------------------- XXXXXXXX X. ~~Xxxxxxx --------------------------------------------- Name: Lawrxxxx~~ XXXXXX --------------------------- XXXXXXX XXXX XXXXXX ---------------------------------------- XXXXXXXX X. ~~Xxxxxxx Title: Clerk~~XXXXXX, ~~Assistant Treasurer Company: CT Communications Northeast~~TRUSTEE OF THE XXXXX XXXXX XXXXXX REVOCABLE TRUST U/T/A DATED 09/09/1986 ------------------------------------- XXXXXXXX X. XXXXXX, ~~Inc.~~ TRUSTEE OF THE XXXXXXX XXXXXX XXXXXX REVOCABLE TRUST U/T/A DATED 12/02/1988 --------------------------- XXXXXXX XXXXXX XXXXXX (Signature Page to Investor Rights Agreement) EXHIBIT A ~~SCHEDULE OF PURCHASERS SERIES C PREFERRED STOCK NAME AND ADDRESS TOTAL~~ ------- - Table of Owned Shares --------------------- -------------------------------------------------------------------------------------------------- XXXXXX STOCKHOLDER NUMBER OF SHARES ~~AGGREGATE PURCHASE PRICE -------------------------- ---------------------- ------------------------ ITC Telecom Ventures, Inc. 8,333,333 $24,999,999 3300 00xx~~ OF COMMON STOCK -------------------------------------------------------------------------------------------------- Xxxxxxxx X. Xxxxxx ~~Xxxxxx, XX 00000 Xxxn: Campxxxx X. Lxxxxx XXX Phone: (334) 000-0000 Xxx: (334) 000-0000 Xxxil: clanxxx@xxxxxxx.xxx xxth a copy to: ITC Holding Company, Inc. 4717~~ 1,887,384 shares options for 120,000 shares -------------------------------------------------------------------------------------------------- Xxxxxxx Xxxx ~~Xxxxxxxxxx, XX 00000 Xxxn: Kim~~ Xxxxxx 3,500 shares -------------------------------------------------------------------------------------------------- Xxxxxxxx Xxxne: (703) 000-0000 Xxx: (703) 000-0000 Xxxil: kthoxxxxx@xxxxxxx.xxx 39 SCANA Communications Holdings, Inc. 8,333,333 24,999,999 c/o Belfint Lyonx & Xhumxx (xxil address) P.O. Xxx 0000 Xxxxxxxxxx, Xxxxxxxx 00000-0000 (xxlivery address) 200 Xxxx Xxxxx Xxxxxx Xxxxx, Xxxxx 000 Xxxxxxxxxx, Xxxxxxxx 00000 Xxxn: Mr. Xxxxx Xxxxxxxxxx Xxxne: (302) 000-0000 Xxx: (302) 000-0000 Xxxil: pwinxxxxxxx@xxxxxxx.xxx xxth a copy to: SCANA Communications Holdings, Inc. 1426 Xxxx Xxxxxx Xxxxxxxx, XX 00000 Xxxn: Mark X. Xxxxxx, ~~Xxeasurer Phone: (803) 000-0000 Xxx: (803) 000-0000 Xxxil: mcanxxx@xxxxx.xxx xxd to: McNaxx Xxx Firm, P.A. (mail address) PO Bxx 00000 Xxxxxxxx, XX 00000 (xxlivery address) 1301 Xxxxxxx~~ Trustee of the Xxxxx 55,006 shares Xxxxx Xxxxxx ~~00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: John~~ Revocable Trust u/t/a dated 09/09/1986 -------------------------------------------------------------------------------------------------- Xxxxxxxx X. Xxxxxx, ~~Xxq~~Trustee of the Xxxxxxx 12,317 shares Xxxxxx Xxxxxx Revocable Trust u/t/a dated 12/02/1988 -------------------------------------------------------------------------------------------------- Xxxxxxx Xxxxxx Xxxxxx 117,833 shares -------------------------------------------------------------------------------------------------- EXHIBIT B ------- - FORM OF ------- SPOUSAL CONSENT --------------- The undersigned is the spouse of ________________, one of the individuals who has executed, delivered and agreed to be bound by the above Investor Rights Agreement. ~~Phone: (803)000~~The undersigned hereby acknowledges that he or she has read and understands the terms and other provisions of the Investor Rights Agreement. Further, the undersigned hereby consents to, approves of and agrees to be bound by the terms and other provisions of the Investor Rights Agreement for all purposes as if he or she were a party thereto, including, without limitation, in order to bind any community property interest she has or may have in any Co-~~0000 Xxx: (803)000-0000 Xxxil: jcurxxx@xxxxxx.xxx 40 J. H. Xxxxxxx XX, X.P. 3,333,333 9,999,999 c/o~~ Sale Shares owned by him or her and his or her spouse that is the subject of ~~Whitney & Co. 177 Xxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: Willxxx Xxxxxxxx, Xx~~the Investor Rights Agreement. xxx Andrxx Xxxxxxxxxx Xxxne: (203) 000-0000 Xxx: (203) 000-0000 Xxxil: wlavxxxxx@xxxxxxx.xxx xxx aschxxxxxxx@xxxxxxx.xxx xxth a copy to: Morrxxxx Xxxex Xxxger & Weinxxxxx, XXP 750 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000 Xxxn: Henrx Xxxxxx, Xxq. and Andrxx X. Xxxxxxxx, Xxq. Phone: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: hsinxxx@xxxx.xxx xxx aarsxxxxx@xxxx.xxx Xxackstone CCC Capital Partners L.P. 2,123,459 6,370,377 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx Xxackstone CCC Offshore Capital Partners L.P. 383,208 1,149,624 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx 41 Blackstone Family Investment Partnership III L.P. 160,000 480,000 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx XXC Venture Corp 2,765,333 8,295,999 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxod Street Partners III 568,000 1,704,000 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxllon Ventures II, L.P. 666,667 2,000,001 One Buckhead Plaza 3060 Xxxxxxxxx Xxxxxx, Xxxxx 000 Xxxxxxx, XX 00000 Xxxn: John X. Xxxxx Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: jadaxx@xxxx.xxx xxth a copy to: Ben Xxxxxxx Xxxpxxxxxx Xxxxxxxx 0000 Xxxxxxxxx Xxxxxx Xxxxxxx, XX 00000-0000 Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: bbarxxxx@xxxxxxxx.xxx 42 Xxxxx Xxxxxxxx Xxxvate Equity Fund IV, L.P. 280,000 840,000 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxuth Atlantic Private Equity Fund IV (QP), L.P. 386,667 1,160,001 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership, Limited Partnership 133,333 399,999 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership (QP), Limited Partnership 533,334 1,600,002 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxtty Hawk Capital Limited Partnership, IV 1,000,000 3,000,000 2700 Xxxxxxxxx Xxxx, Xxxxx 000 Xxxxxxxxx, XX 00000 Xxxn: Waltxx Xxxxxxxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: waltxx@xxxxxxxxxxxxxxxx.xxx Xxrpon Investments, LLC 666,667 2,000,001 820 Xxxxxx Xxxxx Xxxxxxx, Xxxxx 0000 Xxxxxxxxxx, XX 00000 Xxxn: Stevx Xxxxxxx Xxxne: (205) 000-0000 Xxx: (205) 000-0000 Xxxil: sdauxxxx@xxxxxxxxxxxxxxxxxx.xxx Xxantum Capital Partners, Inc. 666,667 2,000,001 339 Xxxxx Xxxxx Xxxxxx Xxxxx, XX 00000 Xxxn: N. John Xxxxxxx, Xx. Phone: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: jsimxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx Benjxxxx Xxxxxxx 320,000 960,000 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxn: Thomxx X. Xxxxxxxx Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxomxx X. Xxxxxxxx 13,333 39,999 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxrst Union Capital Partners 2001, L.L.C. 333,333 999,999 301 X. Xxxxxxx Xxxxxx, XX0000 Xxxxxxxxx, XX 00000-0000 Xxxn: Wattx Xxxrxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: wattx.xxxxxxx@xxxx.xxx XX Communications Northeast, Inc. 166,667 500,001 (mail address) P.O. Xxx 000 Xxxxxxx, Xxxxxxxxxxxxx 00000 (xxlivery address) 110 Xxx Xxxxx Xxxx Xxxxxxx, Xxxxxxxxxxxxx 00000 Xxxn: Lawrxxxx Xxxxxxx Xxxne: (781) 000-0000 Xxx: (781) 000-0000 Xxxil: lhc@xxxxxxxxxxxx.xxx Xxtal 31,1666,667 $93,500,001--------------------------------------- [Name]

Appears in 1 contract

Samples: Investor Rights Agreement (Falcon Products Inc /De/)

Appears in 1 contract

Samples: Securities Purchase Agreement (Computer Motion Inc)

Purchasers. ~~s/ Billx~~ Name and Address Copy of Notice to: ---------------- ----------------- -------------------------------------------------------------------------------------------------------- XXXXX XXXX XX XXXXXX XXXXX XXXX XX XXXXXX c/o RBC Dominion Securities Corporation c/o RBC Dominion Securities Corporation Xxx Xxxxxxx ~~--------------------------------------------- Name~~Xxxxx Xxx Xxxxxxx Xxxxx 000 Xxxxxxxx, 0xx Xxxxx 000 Xxxxxxxx, 0xx Xxxxx Xxx Xxxx, XX 00000-0000 Xxx Xxxx, XX 00000-0000 Fax: ~~Billx Xxxxxxx Title~~000-000-0000 Fax: ~~Owner Company~~000-000-0000 Attn: ~~Tarpon Investments, L.L.C. PURCHASERS~~Xxxxx Xxx Attn: ~~/s/ N. John~~ Xxx Xxxxxxxx -------------------------------------------------------------------------------------------------------- THE TAIL WIND FUND LTD. c/o Tail Wind Advisory & Management Ltd. Xxxxx X. Xxxxxxx, XxP.C. Attn: Xxxxx Xxxxx 000 Xxxxxxx Xxxxxx, Xxxxx 0000 1st Floor, No. --------------------------------------------- Name: N. John Xxxxxxx, Xx. Title: President Company: Quantum Capital Partners, Inc. PURCHASERS: /s/ Benjxxxx Xxxxxxx --------------------------------------------- Name: Benjxxxx Xxxxxxx Title: Company: PURCHASERS: /s/ Thomxx X. Xxxxxxxx --------------------------------------------- Name: Thomxx X. Xxxxxxxx Title: Company: PURCHASERS: /s/ Arthxx X. Xxxxxxx --------------------------------------------- Name: Arthxx X. Xxxxxxx Title: Vice President Company: First Union Capital Partners 2001, L.L.C. PURCHASERS: /s/ Lawrxxxx X. Xxxxxxx --------------------------------------------- Name: Lawrxxxx X. Xxxxxxx Title: Clerk, Assistant Treasurer Company: CT Communications Northeast, Inc. EXHIBIT A SCHEDULE OF PURCHASERS SERIES C PREFERRED STOCK NAME AND ADDRESS TOTAL NUMBER OF SHARES AGGREGATE PURCHASE PRICE -------------------------- ---------------------- ------------------------ ITC Telecom Ventures, Inc. 8,333,333 $24,999,999 3300 00xx 0 Xxxxxx ~~Xxxxxx~~Xxxxxx Xxx Xxxx, XX 00000 ~~Xxxn~~Xxxxxx, XX0X 0XX XX Telephone: ~~Campxxxx~~ 000-000-0000 Fax: 00-000-000-0000 Facsimile: 000-000-0000 -------------------------------------------------------------------------------------------------------- SOLOMON STRATEGIC HOLDINGS, INC. c/o Xxxxxx X. ~~Lxxxxx XXX Phone~~XxxXxxxxx (Director) Xxxxx X. Xxxxxxx, P.C. Greenlands, The Red Gap 000 Xxxxxxx Xxxxxx, Xxxxx 0000 Xxxxxxxxxx XX0 0XX Xxx Xxxx, XX 00000 British Isles Telephone: 000-000-0000 Fax: 000 (00) 0000 000000 Facsimile: 000-000-0000 -------------------------------------------------------------------------------------------------------- MIDSUMMER INVESTMENT, LTD. Xxx Xxxxxxx, Esq. c/o Midsummer Capital, LLC Xxxxxxx Xxxxxxxxx LLP 000 Xxxxxxx Xxxxxx, 00xx Floor 000 Xxxxxxxxx Xxxxxx, Xxx 0000 Xxx Xxxx, XX 00000 Xxx Xxxx, XX 00000 Tel: 000-000-0000 Tel: (~~334~~000) 000-0000 ~~Xxx~~Attn: Xxxxx Xxxxxxx Fax: (~~334~~000) 000-0000 ~~Xxxil: clanxxx@xxxxxxx.xxx xxth a copy to: ITC Holding Company~~-------------------------------------------------------------------------------------------------------- OMICRON MASTER TRUST Xxxxx Xxxxx, ~~Inc. 4717 Xxxxxxx Xxxx Xxxxxxxxxx, XX 00000 Xxxn: Kim Xxxxxxxx Xxxne: (703) 000-0000 Xxx: (703) 000-0000 Xxxil: kthoxxxxx@xxxxxxx.xxx 39 SCANA Communications Holdings, Inc. 8,333,333 24,999,999~~ Esq. c/o ~~Belfint Lyonx & Xhumxx (xxil address) P.O. Xxx 0000 Xxxxxxxxxx, Xxxxxxxx 00000-0000 (xxlivery address) 200 Xxxx~~ Omicron Capital L.P. Law Offices of Xxxxx ~~Xxxxxx Xxxxx,~~ Xxxxx 000 Xxxxxxxxxx, Xxxxxxxx 00000 Xxxn: Mr. Xxxxx Xxxxxxxxxx Xxxne: (302) 000-0000 Xxx: (302) 000-0000 Xxxil: pwinxxxxxxx@xxxxxxx.xxx xxth a copy to: SCANA Communications Holdings, Inc. 1426 Xxxx Xxxxxx Xxxxxxxx, XX 00000 Xxxn: Mark X. Xxxxxx, Xxeasurer Phone: (803) 000-0000 Xxx: (803) 000-0000 Xxxil: mcanxxx@xxxxx.xxx xxd to: McNaxx Xxx Firm, P.A. (mail address) PO Bxx 00000 Xxxxxxxx, XX 00000 (xxlivery address) 1301 Xxxxxxx Xxxxxx 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: John X. Xxxxxx, Xxq. Phone: (803)000-0000 Xxx: (803)000-0000 Xxxil: jcurxxx@xxxxxx.xxx 40 J. H. Xxxxxxx XX, X.P. 3,333,333 9,999,999 c/o of Whitney & Co. 177 Xxxxx Xxxxxx, 00xx Xxxxx Xxxxxxxx, XX 00000 Xxxn: Willxxx Xxxxxxxx, Xx. xxx Andrxx Xxxxxxxxxx Xxxne: (203) 000-0000 Xxx: (203) 000-0000 Xxxil: wlavxxxxx@xxxxxxx.xxx xxx aschxxxxxxx@xxxxxxx.xxx xxth a copy to: Morrxxxx Xxxex Xxxger & Weinxxxxx, XXP 750 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Floor 00 Xxxx 00000 Xxxn: Henrx Xxxxxx, Xxq. and Andrxx X. Xxxxxxxx, Xxq. Phone: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: hsinxxx@xxxx.xxx xxx aarsxxxxx@xxxx.xxx Xxackstone CCC Capital Partners L.P. 2,123,459 6,370,377 345 Xxxx 00xx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 ~~Xxxn~~Xxx Xxxx, XX 00000 Fax: ~~Bret Xxxxxxxx Xxxne~~000-000-0000 Tel: (~~212~~000) 000-0000 ~~Xxx~~Attn: Xxxxx Xxxx Fax: (~~212~~000) 000-0000 ~~Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy~~ -------------------------------------------------------------------------------------------------------- -------------------------------------------------------------------------------------------------------- Name and Address Copy of Notice to: ~~Simpxxx~~ ---------------- ----------------- -------------------------------------------------------------------------------------------------------- PROVIDENT MASTER FUND, LTD. Xxxxx X. Xxxxxxx, P.C. 000 Xxxxx Xxxx Xxxx, #000 000 Xxxxxxx ~~& Xartxxxx~~ Xxxxxx, Xxxxx 0000 Xxxxxxx, XX 00000 Xxx Xxxx, XX 00000 Attn: Xxxxxxx Xxxxxxxxxxxxx Telephone: 000-000-0000 Fax: (000) 000-0000 Facsimile: 000-000-0000 -------------------------------------------------------------------------------------------------------- CHULA PARTNERS, LP 000 ~~Xxxxxxxxx~~ Xxxxx Xxxxxx Xxxxxx, Xxxxx 000 Xxxxxxxxx, XX 00000 Attn: Xxxxxx Xxxxxx Fax: (000) 000-0000 -------------------------------------------------------------------------------------------------------- DYNAMIC EQUITY HEDGE FUND Scotia Plaza, 55th Floor 00 Xxxx Xxxxxx Xxxx Xxxxxxx, Xxxxxxx X0X 0X0 Attn: Xxx Xxxxxxx Fax: (000) 000-0000 -------------------------------------------------------------------------------------------------------- XXXXXX X. XXXXX TTEE FBO THE XXXXXX X. XXXXX REVOCABLE LIVING TRUST 0000 Xxxx Xxxxx Xxxxxx, # 0000 Xxxxxxxxx, XX 00000 Attn: Xxxx Xxxxx or Xxx Xxxxxxx Fax: (000) 000-0000 -------------------------------------------------------------------------------------------------------- VIKING GLOBAL EQUITIES LP 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Xxxxx Xxxxx -------------------------------------------------------------------------------------------------------- VGE III PORTFOLIO LTD. 000 Xxxx Xxxxxx Xxx Xxxx, XX 00000 Attn: Xxxxx Xxxxx -------------------------------------------------------------------------------------------------------- ISLANDIA, L.P. c/o Xxxx ~~00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx Xxackstone CCC Offshore Capital Partners L.P. 383,208 1,149,624 345 Xxxx~~ Xxxx, Inc. 000 Xxxxxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 ~~Xxxn~~Attn: ~~Bret Xxxxxxxx Xxxne~~Fund Manager Fax: (~~212~~000) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx 41 Blackstone Family Investment Partnership III L.P. 160,000 480,000 345 Xxxx Xxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Xxxn: Bret Xxxxxxxx Xxxne: (212) 000-0000 Xxx: (212) 000-0000 Xxxil: pearxxxx@xxxxxxxxxx.xxx xxth a copy to: Simpxxx Xxxxxxx & Xartxxxx 000 Xxxxxxxxx Xxxxxx Xxx Xxxx, Xxx Xxxx 00000-0000 Xxxn: Thomxx X. XxXxxxxxx Xxxne: (212)000-0000 Xxx: (212) 000-0000 Xxxil: t_laxxxxxxx@xxxxxx.xxx XXC Venture Corp 2,765,333 8,295,999 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxod Street Partners III 568,000 1,704,000 3150 XXX Xxxxx Xxxxxxxxxx, XX 00000 Xxxn: Davix Xxxxxxx Xxxne: (412) 000-0000 Xxx: (412) 000-0000 Xxxil: davix.xxxxxxx@xxxxxxxxx.xxx Xxllon Ventures II, L.P. 666,667 2,000,001 One Buckhead Plaza 3060 Xxxxxxxxx Xxxxxx, Xxxxx 000 Xxxxxxx, XX 00000 Xxxn: John X. Xxxxx Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: jadaxx@xxxx.xxx xxth a copy to: Ben Xxxxxxx Xxxpxxxxxx Xxxxxxxx 0000 Xxxxxxxxx Xxxxxx Xxxxxxx, XX 00000-0000 Xxxne: (404) 000-0000 Xxx: (404) 000-0000 Xxxil: bbarxxxx@xxxxxxxx.xxx 42 Xxxxx Xxxxxxxx Xxxvate Equity Fund IV, L.P. 280,000 840,000 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxuth Atlantic Private Equity Fund IV (QP), L.P. 386,667 1,160,001 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Donaxx X. Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: dwbuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership, Limited Partnership 133,333 399,999 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxe Burtxx Xxxtnership (QP), Limited Partnership 533,334 1,600,002 614 X. Xxx Xxxxxx Xxxxx, XX 00000 Xxxn: Laurxx Xxx Xxxxxx Xxxne: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: labuxxxx@xxxxxxxxxxxxx.xxx Xxtty Hawk Capital Limited Partnership, IV 1,000,000 3,000,000 2700 Xxxxxxxxx Xxxx, Xxxxx 000 Xxxxxxxxx, XX 00000 Xxxn: Waltxx Xxxxxxxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: waltxx@xxxxxxxxxxxxxxxx.xxx Xxrpon Investments, LLC 666,667 2,000,001 820 Xxxxxx Xxxxx Xxxxxxx, Xxxxx 0000 Xxxxxxxxxx, XX 00000 Xxxn: Stevx Xxxxxxx Xxxne: (205) 000-0000 Xxx: (205) 000-0000 Xxxil: sdauxxxx@xxxxxxxxxxxxxxxxxx.xxx Xxantum Capital Partners, Inc. 666,667 2,000,001 339 Xxxxx Xxxxx Xxxxxx Xxxxx, XX 00000 Xxxn: N. John Xxxxxxx, Xx. Phone: (813) 000-0000 Xxx: (813) 000-0000 Xxxil: jsimxxxx@xxxxxxxxxxxxxxxxxxxxxx.xxx Benjxxxx Xxxxxxx 320,000 960,000 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxn: Thomxx X. Xxxxxxxx Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxomxx X. Xxxxxxxx 13,333 39,999 2544 Xxxxxx Xxxxx Xxxx Xxxxxxxxx Xxxx, XX 00000 Xxxne: (256) 000-0000 Xxx: (256) 000-0000 Xxxil: ttl@xxxxxxxxxxxx.xxx Xxrst Union Capital Partners 2001, L.L.C. 333,333 999,999 301 X. Xxxxxxx Xxxxxx, XX0000 Xxxxxxxxx, XX 00000-0000 Xxxn: Wattx Xxxrxxx Xxxne: (704) 000-0000 Xxx: (704) 000-0000 Xxxil: wattx.xxxxxxx@xxxx.xxx XX Communications Northeast, Inc. 166,667 500,001 (mail address) P.O. Xxx 000 Xxxxxxx, Xxxxxxxxxxxxx 00000 (xxlivery address) 110 Xxx Xxxxx Xxxx Xxxxxxx, Xxxxxxxxxxxxx 00000 Xxxn: Lawrxxxx Xxxxxxx Xxxne: (781) 000-0000 Xxx: (781) 000-0000 Xxxil: lhc@xxxxxxxxxxxx.xxx Xxtal 31,1666,667 $93,500,001--------------------------------------------------------------------------------------------------------

Appears in 1 contract

Samples: Investor Rights Agreement (Nexmed Inc)

Appears in 1 contract

Samples: Registration Rights Agreement (Interliant Inc)

Common use of Purchasers Clause in Contracts