Purchasers. On or prior to the Closing Date, each Purchaser shall deliver or cause to be delivered to the Company the following:
Purchasers. Name and Address of Purchasers Number of Shares Per Share Purchase Price Aggregate Purchase Price $ 0.25 $ EXHIBIT A LEGEND THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS AS EVIDENCED BY A LEGAL OPINION OF COUNSEL TO THE TRANSFEROR TO SUCH EFFECT, THE SUBSTANCE OF WHICH SHALL BE REASONABLY ACCEPTABLE TO THE COMPANY. Exhibit B Form of New Convertible Note Indenture (Attached) Exhibit B has been omitted pursuant to instruction 2 to Item 601 of Regulation S-K. See Exhibit (b)(1) of this Schedule TO for the form of indenture between U.S. Bank National Association, as trustee, and Emergent Capital, Inc. with respect to the 5.00% Senior Unsecured Convertible Notes Due 2023 to be issued by Emergent Capital, Inc. Exhibit (b)(1) modifies Exhibit B to the Master Transaction Agreement as follows: · sets the Final Maturity Date at February 15, 2023; · adds the Stock Price/Additional Shares table to Section 4.06; · makes changes throughout the form of indenture to reflect that New Unsecured Notes will be issued in both $1,000 denominations (in respect of New Unsecured Notes issued in exchange for the aggregate of $70,743,000 principal amount of Old Notes that were originally issued under the Old Notes Indenture) and $1.00 denominations (with respect to (i) New Unsecured Notes issued in exchange for the $3,447,450 in aggregate principal amount of Old Notes that were issued in lieu of the payment of cash interest due on the Old Notes on February 15, 2017 and (ii) New Unsecured Notes issued on the Settlement Date in respect of accrued and unpaid interest on the Old Notes that are tendered in the Exchange Offer through but excluding the Settlement Date); and · removes certain restrictions to conversion contained in Section 4.01(d) and the corresponding definition of “Note Trading Price.” Exhibit C Form of New Senior Note Indenture (Attached) EMERGENT CAPITAL, INC., as Issuer,
Purchasers a. Contractor acknowledges that use of the Contract by any city, county, state agency, state school district, state higher education institution, public utility district, Medicaid provider, or organization that has a Master Contract Usage Agreement (MCUA) is discretionary.
Purchasers. Aggregate Number of Name and Address of Purchaser Units to be Purchased Purchase Price Pro Rata Portion ---------------------------------- ------------------------- ------------------------ ----------------------- Charterhouse Equity Partners, 104.93442 $10,493,441.60 55.22864% III, L.P. c/o Charterhouse Group International, Inc., 000 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, Attention: Executive Vice President ---------------------------------- ------------------------- ------------------------ ----------------------- Chef Nominees Limited c/o 0.06558 $6,558.40 0.03452% Charterhouse Group International, Inc., 000 Xxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000 Attention: Executive Vice President ---------------------------------- ------------------------- ------------------------ ----------------------- SOFTBANK Technology Ventures VI 39.49100 $3,949,100.00 20.78474% L.P. c/o Softbank Venture Capital, 000 Xxxx Xxxxxx Xxxxxx, Suite 200, Mountain View, California 94043, Attention: General Counsel ---------------------------------- ------------------------- ------------------------ ----------------------- SOFTBANK U.S. Ventures VI L.P. 42.35550 $4,235,550.00 22.29237% c/o Softbank Venture Capital, 000 Xxxx Xxxxxx Xxxxxx, Suite 200, Mountain View, California 94043, Attention: General Counsel ---------------------------------- ------------------------- ------------------------ ----------------------- SOFTBANK Technology Ventures 1.53850 $153,850.00 0.80974% Advisors Fund VI L.P. c/o Softbank Venture Capital, 000 Xxxx Xxxxxx Xxxxxx, Suite ---------------------------------- ------------------------- ------------------------ ----------------------- ---------------------------------- ------------------------- ------------------------ ----------------------- 200, Xxxxxxxx Xxxx, Xxxxxxxxxx 00000, Attention: General Counsel ---------------------------------- ------------------------- ------------------------ ----------------------- SOFTBANK Technology Ventures 1.61500 161,500.00 0.85000% Side Fund VI L.P. c/o Softbank Venture Capital, 000 Xxxx Xxxxxx Xxxxxx, Suite 200, Mountain View, California 94043, Attention: General Counsel ---------------------------------- ------------------------- ------------------------ ----------------------- TOTAL 190 $19,000,000.00 100% ---------------------------------- ------------------------- ------------------------ ----------------------- EXHIBIT 2 --------- Form of Convertible Notes INTERLIANT, INC. 8% CONVERTIBLE SUBORDINATED NOTE DUE JU...
Purchasers. See the introductory paragraph to this Agreement.
Purchasers. Markev Services, LLC Harris Toibb --------------------------- --------------------------- (Print Name of Purchaser) (Print Name of Purchaser) /s/ Mark Dyne /s/ Harris Toibb --------------------------- --------------------------- (Signature) (Signature) Manager --------------------------- --------------------------- (Title, if applicable) (Title, if applicable) Ronald Lachman Bob Haya --------------------------- --------------------------- (Print Name of Purchaser) (Print Name of Purchaser) /s/ Ronald Lachman /s/ Bob Haya --------------------------- --------------------------- (Signature) (Signature) --------------------------- --------------------------- (Title, if applicable) (Title, if applicable) David Wilson Scott Hergott --------------------------- --------------------------- (Print Name of Purchaser) (Print Name of Purchaser) /s/ David Wilson /s/ Scott Hergott --------------------------- --------------------------- (Signature) (Signature) --------------------------- --------------------------- (Title, if applicable) (Title, if applicable) SIGNATURE PAGE TO COMMON STOCK AND WARRANT PURCHASE AGREEMENT EXHIBIT A SCHEDULE OF PURCHASERS PURCHASER COMMITTED AMOUNT COMMITTED SHARES ---------------------------------- ---------------- ---------------- $ Ronald Lachman $200,000 0,000,000 0000 Whisperwoods Court Northbrook, IL 60062 Markev Services, LLC $000,000 2,330,226 15821 Ventura Boulevard, Suite 525 Encino, California 91436 Harris Xxxxx $000,000 0,000,000 0055 Topanga Canyon Blvd., Suite 230 Woodland Hills, California 91300 Xxx Xxxx $00,000 003,156 204 E. 2nd Ave #104 San Mateo, CA 94401 David Wilson $00,000 000,000 X.X. Box 98 Preston, MD 21655 Scott Hergott $00,000 000,000 000 Satin Mist Court Las Vegas, Nevada 89114 ------------------- ---------------- TOTAL $1,070,000 7,123,836 =================== ================ EXHIBIT B [OMITTED] EXHIBIT C REGISTRATION RIGHTS
Purchasers s/ Xxxxx Xxxxxxxxxx -------------------------------------------------- By: Xxxxx Xxxxxxxxxx ---------------------------------------------- Title: ------------------------------------------- SIGNATURE PAGE TO STOCK PURCHASE AGREEMENT
Purchasers. AXAR CL SPV LLC By: Axar Capital Management LP its Investment Manager By: /s/ Xxxxxx Xxxxxxx Name: Xxxxxx Xxxxxxx Title: Authorized Signatory XXXXXXXXX PARTNERS LLC – SERIES E, solely with respect to the assets for which Axar Capital Management LP acts as its Investment Manager By: Axar Capital Management LP its Investment Manager By: /s/ Xxxxxx Xxxxxxx Name: Xxxxxx Xxxxxxx Title: Authorized Signatory STAR V PARTNERS LLC By: Axar Capital Management LP its Investment Manager By: /s/ Xxxxxx Xxxxxxx Name: Xxxxxx Xxxxxxx Title: Authorized Signatory Schedule A Purchase Price Allocation Purchaser and Address Series A Preferred Stock Funding Obligation AXAR CL SPV LLC c/o Axar Capital Management, LP 1330 Avenue of the Xxxxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attention: Xxxxxx Xxxxxxx E-mail: xxxxxxxx@xxxxxxxxxxx.xxx 118 $5,900,000 XXXXXXXXX PARTNERS LLC – Series E c/o Axar Capital Management, LP 1330 Avenue of the Xxxxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attention: Xxxxxx Xxxxxxx E-mail: xxxxxxxx@xxxxxxxxxxx.xxx 30 $1,500,000 STAR V PARTNERS LLC c/o Axar Capital Management, LP 1330 Avenue of the Xxxxxxxx, 00xx Xxxxx Xxx Xxxx, XX 00000 Attention: Xxxxxx Xxxxxxx E-mail: xxxxxxxx@xxxxxxxxxxx.xxx 28 $1,400,000 Exhibit A
Purchasers. To the respective addresses set forth below the Purchaser’s signature at the foot of this Agreement. With a copy (not constituting notice): Company: The Singing Machine Company, Inc. Attention: Xxxxx Xxxxx 0000 Xxxxx Xxxx, Building A-7 Coconut Creek, FL 33073 With a copy to (not constituting notice): Sichenzia Xxxx Xxxxxxxx Xxxxxxx LLP Attention: Xxxxxx X. Xxxxxx, Esq. 0000 Xxxxxx xx xxx Xxxxxxxx Xxx Xxxx, XX 00000 Any notice being delivered within the continental United States shall be deemed delivered upon (a) personal service, or (b) transmission via facsimile (with the original thereof to be immediately sent via mail, postage prepaid), or (c) forty eight (48) hours after the time of deposit in the mail, as the case may be. In the event any Party changes its address, such change of address shall be communicated to the other Party in the manner set forth in this Section.
Purchasers. Each Purchaser severally (and not jointly) hereby represents and warrants to the Company solely as to such Purchaser that:
