Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 221 contracts
Samples: Securities Purchase Agreement (Reviva Pharmaceuticals Holdings, Inc.), Securities Purchase Agreement (GT Biopharma, Inc.), Securities Purchase Agreement (Seelos Therapeutics, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 191 contracts
Samples: Securities Purchase Agreement (ICZOOM Group Inc.), Securities Purchase Agreement (EpicQuest Education Group International LTD), Securities Purchase Agreement (Global Mofy Metaverse LTD)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 70 contracts
Samples: Securities Purchase Agreement (JanOne Inc.), Securities Purchase Agreement (FibroBiologics, Inc.), Securities Purchase Agreement (Ontrak, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 47 contracts
Samples: Securities Purchase Agreement (Inpixon), Securities Purchase Agreement (ObsEva SA), Securities Purchase Agreement (ObsEva SA)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any Debentures it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 39 contracts
Samples: Securities Purchase Agreement (Bloomios, Inc.), Securities Purchase Agreement (Sysorex, Inc.), Securities Purchase Agreement (G Medical Innovations Holdings Ltd.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any WarrantsWarrants or converts any shares of Preferred Stock, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 32 contracts
Samples: Securities Purchase Agreement (Parallax Health Sciences, Inc.), Securities Purchase Agreement (GeoVax Labs, Inc.), Securities Purchase Agreement (Aytu Bioscience, Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 28 contracts
Samples: Securities Purchase Agreement (Siyata Mobile Inc.), Securities Purchase Agreement (Siyata Mobile Inc.), Securities Purchase Agreement (22nd Century Group, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 27 contracts
Samples: Note Purchase Agreement (AzurRx BioPharma, Inc.), Securities Purchase Agreement (Force Protection Video Equipment Corp.), Securities Purchase Agreement (Biotech Products Services & Research, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Debentures it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 25 contracts
Samples: Securities Purchase Agreement (Safe-T Group Ltd.), Securities Purchase Agreement (MICT, Inc.), Securities Purchase Agreement (MICT, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any shares of Preferred Stock it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 18 contracts
Samples: Securities Purchase Agreement (ReShape Lifesciences Inc.), Securities Purchase Agreement (TearLab Corp), Securities Purchase Agreement (NeuroMetrix, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 14 contracts
Samples: Securities Purchase Agreement (Amergent Hospitality Group Inc.), Securities Purchase Agreement, Securities Purchase Agreement (Guided Therapeutics Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, converts the Note it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 13 contracts
Samples: Securities Purchase Agreement (Endexx Corp), Securities Purchase Agreement (Directview Holdings Inc), Securities Purchase Agreement (Directview Holdings Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 12 contracts
Samples: Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (Avalanche International, Corp.), Securities Purchase Agreement (ShiftPixy, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any Convertible Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Flewber Global Inc.), Securities Purchase Agreement (Flewber Global Inc.), Securities Purchase Agreement (Flewber Global Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any Debentures it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 9 contracts
Samples: Securities Purchase Agreement (Qualigen Therapeutics, Inc.), Securities Purchase Agreement (WeTrade Group Inc.), Securities Purchase Agreement (Enzo Biochem Inc)
Purchaser Status. At the time such Purchaser was offered or otherwise purchased or acquired the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, converts the Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Chromocell Therapeutics Corp), Securities Purchase Agreement (Chromocell Therapeutics Corp), Securities Purchase Agreement (Chromocell Therapeutics Corp)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (DPW Holdings, Inc.), Securities Purchase Agreement (ADVANCED MEDICAL ISOTOPE Corp), Securities Purchase Agreement (ADVANCED MEDICAL ISOTOPE Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Debentures it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 8 contracts
Samples: Securities Purchase Agreement (Marpai, Inc.), Securities Purchase Agreement (Creatd, Inc.), Securities Purchase Agreement (Creatd, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be be, an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (China Natural Resources Inc), Securities Purchase Agreement (Agm Group Holdings, Inc.), Securities Purchase Agreement (Blue Hat Interactive Entertainment Technology)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it converts the Notes or exercises any the Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 7 contracts
Samples: Securities Purchase Agreement (Giga Tronics Inc), Security Agreement (Giga Tronics Inc), Security Agreement (Giga Tronics Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be either (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), ) under the Securities Act or (a)(13ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Petros Pharmaceuticals, Inc.), Securities Purchase Agreement (Petros Pharmaceuticals, Inc.), Securities Purchase Agreement (Petros Pharmaceuticals, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Debentures it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), ) under the Securities Act or (a)(13ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (DraftDay Fantasy Sports, Inc.), Securities Purchase Agreement (World Moto, Inc.), Securities Purchase Agreement (World Moto, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof of this Agreement it is, and on each date on which it exercises exercise any Ordinary Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Ebang International Holdings Inc.), Securities Purchase Agreement (Ebang International Holdings Inc.), Securities Purchase Agreement (Ebang International Holdings Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Delcath Systems, Inc.), Securities Purchase Agreement (Delcath Systems, Inc.), Securities Purchase Agreement (Delcath Systems, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Tivic Health Systems, Inc.), Securities Purchase Agreement (Tivic Health Systems, Inc.), Securities Purchase Agreement (Tivic Health Systems, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrantsshares of Preferred Stock, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (InspireMD, Inc.), Securities Purchase Agreement (Nemus Bioscience, Inc.), Securities Purchase Agreement (Nemus Bioscience, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Seelos Therapeutics, Inc.), Securities Purchase Agreement (Integrated Media Technology LTD), Securities Purchase Agreement (Seelos Therapeutics, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, converts the Note it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Samples: Registration Rights Agreement (Zoomcar Holdings, Inc.), Securities Purchase Agreement (Next.e.GO N.V.), Securities Purchase Agreement (TWO RIVERS WATER & FARMING Co)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(22), (a)(33), (a)(7), (a)(8), (a)(9), (a)(12), 7) or (a)(13) 8) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (E-Home Household Service Holdings LTD), Securities Purchase Agreement (E-Home Household Service Holdings LTD), Securities Purchase Agreement (Integrated Media Technology LTD)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), or (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Performance Shipping Inc.), Securities Purchase Agreement (Performance Shipping Inc.), Form of Securities Purchase Agreement (Performance Shipping Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be be, an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Transcode Therapeutics, Inc.), Securities Purchase Agreement (Transcode Therapeutics, Inc.), Securities Purchase Agreement (Transcode Therapeutics, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Guerrilla RF, Inc.), Securities Purchase Agreement (Greenbrook TMS Inc.), Securities Purchase Agreement (Ascent Solar Technologies, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Private Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Castellum, Inc.), Securities Purchase Agreement (Yield10 Bioscience, Inc.), Securities Purchase Agreement (CONTRAFECT Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), ) under the Securities Act or (a)(13ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Mateon Therapeutics Inc), Securities Purchase Agreement (Opgen Inc), Securities Purchase Agreement (Opgen Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on the Closing Date and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Ur-Energy Inc), Securities Purchase Agreement (Golden Minerals Co), Securities Purchase Agreement (Golden Minerals Co)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrantsshares of Preferred Stock, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Freight Technologies, Inc.), Securities Purchase Agreement (Hudson Capital Inc.), Securities Purchase Agreement (Hudson Capital Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof of this Agreement and each Closing date, it is, and on each date on which it exercises exercise any Ordinary Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (U Power LTD), Securities Purchase Agreement (SHENGFENG DEVELOPMENT LTD), Securities Purchase Agreement (Tian Ruixiang Holdings LTD)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any Debentures it will be either an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (High Wire Networks, Inc.), Securities Purchase Agreement (Foxo Technologies Inc.), Securities Purchase Agreement (Recruiter.com Group, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Shares it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Glowpoint, Inc.), Securities Purchase Agreement (Marathon Patent Group, Inc.), Securities Purchase Agreement (Marathon Patent Group, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be be: an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Nanoviricides, Inc.), Securities Purchase Agreement (Nanoviricides, Inc.), Securities Purchase Agreement (Northwest Biotherapeutics Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.), Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.), Convertible Note Purchase Agreement (Data443 Risk Mitigation, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be be, an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Evaxion Biotech a/S), Securities Purchase Agreement (Evaxion Biotech a/S), Securities Purchase Agreement (Evaxion Biotech a/S)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, converts the Notes or exercise the Warrants it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Digital Ally Inc), Securities Purchase Agreement (Exactus, Inc.), Securities Purchase Agreement (Digital Ally Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on the Closing Date, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (U.S. Gold Corp.), Securities Purchase Agreement (Golden Minerals Co), Securities Purchase Agreement (Golden Minerals Co)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on the Closing Date it will be,and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Chanticleer Holdings, Inc.), Securities Purchase Agreement (Chanticleer Holdings, Inc.), Securities Purchase Agreement (Genius Brands International, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants and/or Pre-Funded Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), or (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 4 contracts
Samples: Securities Purchase Agreement (Globus Maritime LTD), Securities Purchase Agreement (Globus Maritime LTD), Securities Purchase Agreement (Globus Maritime LTD)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Aditxt, Inc.), Securities Purchase Agreement (Transcode Therapeutics, Inc.), Securities Purchase Agreement (Oragenics Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, the Closing Date it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Jaguar Health, Inc.), Form of Securities Purchase Agreement (Jaguar Health, Inc.), Securities Purchase Agreement (Jaguar Health, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Motorsport Games Inc.), Securities Purchase Agreement (Motorsport Games Inc.), Securities Purchase Agreement (Motorsport Games Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Purchase Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Recruiter.com Group, Inc.), Securities Purchase Agreement (AppTech Payments Corp.), Securities Purchase Agreement (Siyata Mobile Inc.)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesInterests, it was, and as of at the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Vapir Enterprises Inc.), Securities Purchase Agreement (Fal Exploration Corp.), Securities Purchase Agreement (Brazil Gold Corp.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and it expects to be on each date on which it exercises any WarrantsWarrants or converts any shares of Preferred Stock, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Creek Road Miners, Inc.), Securities Purchase Agreement (Innovation Pharmaceuticals Inc.), Securities Purchase Agreement (Innovation Pharmaceuticals Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of at the date hereof it is, and on each date on which it exercises any Warrants, Warrants it will be either: (i) an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), ) under the Securities Act or (a)(13ii) a "qualified institutional buyer" as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Maverick Oil & Gas, Inc.), Securities Purchase Agreement (BPK Resources Inc), Securities Purchase Agreement (AFG Enterprises USA, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any shares of Preferred Stock it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (AgEagle Aerial Systems Inc.), Securities Purchase Agreement (CV Sciences, Inc.), Securities Purchase Agreement (Polarityte, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises exercise any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Tivic Health Systems, Inc.), Securities Purchase Agreement (Tivic Health Systems, Inc.), Securities Purchase Agreement (Tivic Health Systems, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Notes it will be an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Avant Diagnostics, Inc), Form of Securities Purchase Agreement (Terra Tech Corp.), Securities Purchase Agreement (Premier Biomedical Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), ) or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Volcon, Inc.), Securities Purchase Agreement (Crown Electrokinetics Corp.), Securities Purchase Agreement (MusclePharm Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any Debentures it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Amarantus Bioscience Holdings, Inc.), Securities Purchase Agreement (Amarantus Bioscience Holdings, Inc.), Securities Purchase Agreement (Amarantus Bioscience Holdings, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, converts the Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Appyea, Inc), Securities Purchase Agreement (Spectrum Global Solutions, Inc.), Securities Purchase Agreement (Spectrum Global Solutions, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act or (ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Stronghold Digital Mining, Inc.), Securities Purchase Agreement (UpHealth, Inc.), Securities Purchase Agreement (BigBear.ai Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.), Securities Purchase Agreement (Creative Medical Technology Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered or otherwise purchased or acquired the Securities, it was, and as of the date hereof it is, and on each date on which it converts the Notes or exercises any the Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Registration Rights Agreement (Bergio International, Inc.), Securities Purchase Agreement (Innocap Inc), Securities Purchase Agreement (Innocap Inc)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrantsconverts the Notes, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 3 contracts
Samples: Securities Purchase Agreement (DPW Holdings, Inc.), Securities Purchase Agreement (DPW Holdings, Inc.), Securities Purchase Agreement (New Age Beverages Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Pre-Funded Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Akoustis Technologies, Inc.), Securities Purchase Agreement (Oncocyte Corp)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Bridgeline Digital, Inc.), Securities Purchase Agreement (Bridgeline Digital, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” investor as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Cogint, Inc.), Securities Purchase Agreement (IDI, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be . an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Polarityte, Inc.), Securities Purchase Agreement (Polarityte, Inc.)
Purchaser Status. At the time such Purchaser was offered or otherwise purchased or acquired the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrantsconverts the Notes, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Capstone Technologies Group Inc.), Securities Purchase Agreement (Unique Logistics International Inc)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it is, and on each date on which it exercises any WarrantsClosing Date, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Document Security Systems Inc), Securities Purchase Agreement (Northwest Biotherapeutics Inc)
Purchaser Status. At the time such Purchaser was offered the SecuritiesShares, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(5), (a)(6), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Presto Automation Inc.), Securities Purchase Agreement (Presto Automation Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Preferred Stocks it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act. Such Purchaser is not subject to a Disqualification Event.
Appears in 2 contracts
Samples: Securities Purchase Agreement (New York Global Innovations Inc.), Securities Purchase Agreement (New York Global Innovations Inc.)
Purchaser Status. At the time such the Purchaser was offered the SecuritiesNote, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Note Purchase Agreement (Delcath Systems, Inc.), Purchase Agreement (Biotricity Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, subsequent Closing Date it will be either: (i) an “accredited investor” as defined in Rule 501(a)(150I(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12)) under the Securities Act, or (a)(13ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Brenmiller Energy Ltd.), Securities Purchase Agreement (Brenmiller Energy Ltd.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on the Closing Date it will be, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Genius Brands International, Inc.), Securities Purchase Agreement (ONE Group Hospitality, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Notes it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), ) under the Securities Act or (a)(13ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Intercloud Systems, Inc.), Securities Purchase Agreement (Intercloud Systems, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, is and on each date on which it exercises exercised any Warrants, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), ) under the Securities Act or (a)(13ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (NaturalShrimp Inc), Securities Purchase Agreement (NaturalShrimp Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act, with a substantive, pre-existing relationship with the Company.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Dragonwave Inc), Securities Purchase Agreement (Dragonwave Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants it will either be (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), ) under the Securities Act or (a)(13ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Oxigene Inc), Securities Purchase Agreement (Oxigene Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.,
Appears in 2 contracts
Samples: Securities Purchase Agreement (iBio, Inc.), Securities Purchase Agreement (Exicure, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (DPW Holdings, Inc.), Securities Purchase Agreement (DPW Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof of this Agreement it is, and on each date on which it exercises exercise any Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Aptorum Group LTD), Securities Purchase Agreement (Aptorum Group LTD)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Prefunded Warrants, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Nxu, Inc.), Securities Purchase Agreement (JanOne Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any WarrantsWarrants or converts any shares of Preferred Stock, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Arcimoto Inc), Securities Purchase Agreement (Creek Road Miners, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Notes and Securities, it was, and as of the date hereof it is, and on each date on which it exercises any WarrantsWarrants it will, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Note and Securities Purchase Agreement, Note and Securities Purchase Agreement (PAVmed Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants or converts any Preferred Stock it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), ) under the Securities Act or (a)(13ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Lion Group Holding LTD), Securities Purchase Agreement (Lion Group Holding LTD)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.,
Appears in 2 contracts
Samples: Securities Purchase Agreement (Kalera Public LTD Co), Securities Purchase Agreement (H & H Imports, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of at the date hereof it is, and on each date on which it exercises any Warrants, Warrants it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), ) under the Securities Act or (a)(13ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Shea Development Corp.), Securities Purchase Agreement (United Benefits & Pension Services, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, shares of Preferred Stock it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase and Exchange Agreement (Legend Oil & Gas, Ltd.), Securities Purchase Agreement (Cardium Therapeutics, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any WarrantsWarrants of converts any shares of Preferred Stock into Common Stock, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Biostage, Inc.), Securities Purchase Agreement (Biostage, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be an “"accredited investor” " as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Flora Growth Corp.), Securities Purchase Agreement (OceanPal Inc.)
Purchaser Status. At the time such the Initial Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, Warrants it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Oramed Pharmaceuticals Inc.), Securities Purchase Agreement (Scilex Holding Co)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Warrants, it will be either: (i) an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), ) under the Securities Act or (a)(13ii) a “qualified institutional buyer” as defined in Rule 144A(a) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Outlook Therapeutics, Inc.), Securities Purchase Agreement (Sigma Labs, Inc.)
Purchaser Status. At the time such the Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Notes it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Petroterra Corp.), Securities Purchase Agreement (Guided Therapeutics Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrants, Debentures or Preferred Stock it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Toughbuilt Industries, Inc), Securities Purchase Agreement (Toughbuilt Industries, Inc)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any Pre-Funded Warrants, if any, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Mobiquity Technologies, Inc.), Securities Purchase Agreement (SpringBig Holdings, Inc.)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises any WarrantsWarrants or converts any shares of Preferred Stock or Debentures, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Mela Sciences, Inc. /Ny), Securities Purchase Agreement (Mela Sciences, Inc. /Ny)
Purchaser Status. At the time such Purchaser was offered the Securities, it was, and as of the date hereof it is, and on each date on which it exercises converts any Warrantsshares of Preferred Stock, it will be an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Marathon Digital Holdings, Inc.), Securities Purchase Agreement (Histogen Inc.)
Purchaser Status. At the time such Purchaser Member was offered the Securities, it was, and as of at the date hereof it is, and on each date on which it exercises any Warrants, it will be is an “accredited investor” as defined in Rule 501(a)(1), (a)(2), (a)(3), (a)(7), ) or (a)(8), (a)(9), (a)(12), or (a)(13) under the Securities Act.
Appears in 2 contracts
Samples: Consulting Agreement (Center for Wound Healing, Inc.), Contribution Agreement (Center for Wound Healing, Inc.)
