Prospectus Requirements Sample Clauses

Prospectus Requirements. Holder hereby covenants with the Company that he will promptly advise the Company of any changes in the information concerning Holder contained in a registration statement filed hereunder and that Holder will not make any sale of Registerable Securities pursuant to any registration statement without complying with the prospectus delivery requirements of the 1933 Act. Holder acknowledges that occasionally there may be times when the Company must temporarily suspend the use of the prospectus forming a part of any such registration statement until such time as an amendment to such registration statement has been filed by the Company and declared effective by the SEC, the relevant prospectus supplemented by the Company or until such time as the Company has filed an appropriate report with the SEC pursuant to the 1934 Act. During any period in which sales are suspended and upon notice of such suspension from the Company, Holder agrees not to sell any such Registerable Securities pursuant to any such prospectus. Holder covenants that he will not sell Registerable Securities pursuant to any such prospectus during the period commencing at the time at which the Company gives Holder notice of the suspension of the use of said prospectus and ending at the time the Company gives notice that Holder may thereafter effect sales pursuant to said prospectus.
AutoNDA by SimpleDocs
Prospectus Requirements. Each Stockholder hereby covenants with the Company that he, she or it will promptly advise the Company of any changes in the information concerning each Stockholder contained in a Registration Statement filed hereunder and that such Stockholder will not make any sale of Registrable Securities pursuant to any Registration Statement without complying with the prospectus delivery requirements of the 1933 Act. Each Stockholder acknowledges that occasionally there may be times when the Company must temporarily suspend the use of the prospectus forming a part of any such Registration Statement until such time as an amendment to such Registration Statement has been filed by the Company and declared effective by the SEC, the relevant prospectus supplemented by the Company or until such time as the Company has filed an appropriate report with the SEC pursuant to the 1934 Act. During any period in which sales are suspended and upon notice of such suspension from the Company, each Stockholder agrees not to sell any such Registrable Securities pursuant to any such prospectus. Each Stockholder covenants that he will not sell any Shares pursuant to any such prospectus during the period commencing at the time at which the Company gives such Stockholder notice of the suspension of the use of said prospectus and ending at the time the Company gives notice that such Stockholder may thereafter effect sales pursuant to said prospectus.
Prospectus Requirements. 28 Section 7.4 Registration Rights, Etc................................... 29 Section 7.5 Indemnification............................................ 30 Section 7.6 Fees and Expenses of Registration.......................... 31 ARTICLE 8 INDEMNIFICATION.................................................. 31 Section 8.1 Definitions................................................ 31 Section 8.2 Indemnification of Acquisition and Graphic by the Stockholders............................................... 31 Section 8.3 Method of Asserting Claims................................. 32 Section 8.4 Payment.................................................... 34 Section 8.5 Arbitration................................................ 34
Prospectus Requirements. Assuming the accuracy and compliance of the Purchasers’ representations, warranties and undertakings set forth in Sections 3.3 and 5.3, the issuance and allotment of the Shares by IAPL as contemplated hereby are not subject to a prospectus registration requirement under the Securities and Futures Act. The Purchasers each acknowledge and agree that IAPL does not make or has not made any representations or warranties with respect to the transactions contemplated hereby other than those set forth in this Agreement and in the other Transaction Documents required to be executed by IAPL in connection with this Agreement .
Prospectus Requirements. The Company shall be obligated to cause any effective prospectus included in the Registration Statement filed by the Company pursuant to Section 1 to meet the requirements of Section 10 of the 1933 Act until the expiration of a period of 180 days from the date on which the Executive was first able to sell Shares pursuant to such Registration Statement; provided, however, that if as a result of deferrals of the filing and/or the effective date of such Registration Statement occurring pursuant to subsection (2)(b) or (c), the aggregate period for which the Executive was able to offer and sell his Shares pursuant to such Registration Statement would be reduced to less than 180 days, then the Company shall take such action as may be necessary to enable the Executive to continue such offer and sale for an additional period or periods sufficient to produce any aggregate offering period of 180 days unless the expiration date should have occurred within such 180 day period.
Prospectus Requirements. The Company shall notify each Seller whose shares are registered on a Registration Statement at any time when a prospectus relating to any Registrable Securities covered by such Registration Statement is required to be delivered under the Securities Act, of the happening of any event as a result of which the prospectus included in such Registration Statement, as then in effect, includes an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements therein not misleading in light of the circumstances then existing and promptly file such amendments and supplements as may be necessary so that, as thereafter delivered to such Sellers of such Registrable Securities, such prospectus shall not include an untrue statement of a material fact or omit to state a material fact required to be stated therein or necessary to make the statements therein not misleading in light of the circumstances then existing and use its best efforts to cause each such amendment and supplement to become effective.
Prospectus Requirements. Each Shareholder hereby covenants with the Company that it will promptly advise the Company of any changes in the information concerning each Shareholder contained in the registration statement or any other registration statement required by this Agreement and that such Shareholder will not make any sale of Registrable Securities pursuant to any registration statement without complying with the prospectus delivery requirements of the 1933 Act. Each Shareholder acknowledges that occasionally there may be times (as described in Section 1.2(b) hereof) when the Company must temporarily suspend the use of the prospectus forming a part of any such registration statement until such time as an amendment to such registration statement has been filed by the Company and declared effective by the SEC, the relevant prospectus supplemented by the Company or until such time as the Company has filed an appropriate report with the SEC pursuant to the 1934 Act. During any period in which sales are suspended, each Shareholder agrees not to sell any such Registrable Securities pursuant to any such prospectus.
AutoNDA by SimpleDocs
Prospectus Requirements. The Agent will offer to sell or effect any sales of Flow- Through Shares to Purchasers in the Selling Jurisdictions in a manner that is exempt from the prospectus requirements under applicable Securities Laws of the Selling Jurisdictions.
Prospectus Requirements. 57. It is unlawful under section 85 FSMA for certain types of securities to be offered to the public in the UK or to request the admission of such securities to trading on a regulated market operating in the UK. However, it is lawful if an approved prospectus has been made available to the public before the offer or request is made.

Related to Prospectus Requirements

  • Compliance with Prospectus Delivery Requirements The Company shall have complied with the provisions of Sections 2(g) and 3(e) hereof with respect to the furnishing of Prospectuses.

  • Prospectus Delivery Requirement Each Purchaser understands that the Securities Act may require delivery of a prospectus relating to the Common Stock in connection with any sale thereof pursuant to a registration statement under the Securities Act covering the resale by such Purchaser of the Common Stock being sold, and each Purchaser shall comply with the applicable prospectus delivery requirements of the Securities Act in connection with any such sale.

  • Securities Laws Requirements The Company shall not be obligated to transfer any Common Stock to the Participant free of the restrictive legend described in Section 4 hereof or of any other restrictive legend, if such transfer, in the opinion of counsel for the Company, would violate the Securities Act of 1933, as amended (the "Securities Act") (or any other federal or state statutes having similar requirements as may be in effect at that time).

  • Rule 144 Requirements After the earliest of (i) the closing of the sale of securities of the Company pursuant to a Registration Statement, (ii) the registration by the Company of a class of securities under Section 12 of the Exchange Act, or (iii) the issuance by the Company of an offering circular pursuant to Regulation A under the Securities Act, the Company agrees to:

  • Compliance of the Registration Statement, the Prospectus and Incorporated Documents The Company meets the requirements for use of Form S-3 under the 1933 Act. The Registration Statement is an automatic shelf registration statement under Rule 405 and the Shares have been and remain eligible for registration by the Company on such automatic shelf registration statement. Each of the Registration Statement and any post-effective amendment thereto has become effective under the 1933 Act. No stop order suspending the effectiveness of the Registration Statement or any post-effective amendment thereto has been issued under the 1933 Act, no notice of objection of the Commission to the use of the Registration Statement or any post-effective amendment thereto pursuant to Rule 401(g)(2) of the 1933 Act Regulations (“Rule 401(g)(2)”) has been received by the Company, no order preventing or suspending the use of any preliminary prospectus or the Prospectus or any amendment or supplement thereto has been issued and no proceedings for any of those purposes have been instituted or are pending or, to the Company’s knowledge, contemplated. The Company has complied with each request, if any, from the Commission for additional information. Each of the Registration Statement and any post-effective amendment thereto, at the time of its effectiveness and as of each deemed effective date with respect to the Agents pursuant to Rule 430B(f)(2), complied in all material respects with the requirements of the 1933 Act and the 1933 Act Regulations. Each of any preliminary prospectus and the Prospectus and any amendment or supplement thereto, at the time it was filed with the Commission, complied in all material respects with the requirements of the 1933 Act and the 1933 Act Regulations. The documents incorporated or deemed to be incorporated by reference in the Registration Statement, any preliminary prospectus and the Prospectus, when they became effective or at the time they were or hereafter are filed with the Commission, complied and will comply in all material respects with the requirements of the 1934 Act and the 1934 Act Regulations.

  • Securities Law Requirements If at any time the Board or Committee determines that issuing Stock pursuant to this Agreement would violate applicable securities laws, the Corporation will not be required to issue such Stock. The Board or Committee may declare any provision of this Agreement or action of its own null and void, if it determines the provision or action fails to comply with applicable securities laws. The Corporation may require Participant to make written representations it deems necessary or desirable to comply with applicable securities laws.

  • FINRA Requirements (A) You represent that you are a member in good standing of FINRA, or a non-U.S. bank, broker, dealer, or institution not eligible for membership in FINRA or a Bank.

Time is Money Join Law Insider Premium to draft better contracts faster.