Related Clauses

Prospectus Delivery Requirement
Delivery of Prospectus; Subsequent Changes
Delivery of Prospectus to the Underwriters
Filing of Prospectus Supplement
Prospectus Supplement
Prospectus
Delivery of Registration Statement, Time of Sale Prospectus and Prospectus
Prospectus Disclosure
Registration Statement and Prospectus; Public Offering
Preparation of Prospectus and Registration Statement

Parent Clauses

Covenants
Definitions
The Trustee and the Sponsor
COVENANTS OF THE COMPANY
Maintenance of Office or Agency
MISCELLANEOUS PROVISIONS
Definitions and Rules of Construction
The Trustee
Covenants of Ameriprise
REPRESENTATIONS, WARRANTIES AND COVENANTS OF THE INVESTOR

Sub-Clauses

Approvals
Further Assurances
Delivery of Shares
Transfer Agent
Confirmation of Effectiveness
Transfer Agent Instructions
Effective Registration Statement
No Suspension
Compliance with Law
No Injunction

Prospectus Delivery. Ameriprise confirms that it is familiar with Rule 15c2-8 under the Exchange Act and with Section III.E.1 of the NASAA Guidelines, relating to the distribution of preliminary and final prospectuses, and confirms that it has complied and will comply therewith in connection with the Offering of the Shares contemplated by this Agreement, to the extent applicable.

Appears in 15 contracts

Samples: Selected Dealer Agreement (BLACK CREEK INDUSTRIAL REIT IV Inc.), Dealer Agreement, Selected Dealer Agreement (BLACK CREEK INDUSTRIAL REIT IV Inc.)

Prospectus Delivery. Ameriprise confirms that it is familiar with Rule 15c2-8 under the Exchange ~~Act and with Section III.E.1 of the NASAA Guidelines~~Act, relating to the distribution of preliminary and final prospectuses, and confirms that it has complied and will comply therewith in connection with the Offering of the Shares contemplated by this Agreement, to the extent applicable.

Appears in 13 contracts

Samples: Dealer Agreement (CNL Growth Properties, Inc.), Dealer Agreement (Hines Global REIT, Inc.), Selected Dealer Agreement (Carey Watermark Investors Inc)

Prospectus Delivery. Ameriprise Financial confirms that it is familiar with Rule 15c2-8 under the Exchange Act and with Section ~~III.E.1~~ III.E.l of the NASAA Guidelines, relating to the distribution of preliminary and final prospectuses, and confirms that it has complied and will comply therewith in connection with the Offering of the Shares contemplated by this Agreement, to the extent applicable.

Appears in 1 contract

Samples: Selected Dealer Agreement (Industrial Income Trust Inc.)

Prospectus Delivery. Ameriprise Financial confirms that it is familiar with Rule 15c2-8 under the Exchange Act and with Section III.E.1 of the NASAA Guidelines, relating to the distribution of preliminary and final prospectuses, and confirms that it has complied and will comply therewith in connection with the Offering of the Shares contemplated by this Agreement, to the extent applicable.

Appears in 1 contract

Samples: Selected Dealer Agreement (Industrial Income Trust Inc.)

Common use of Prospectus Delivery Clause in Contracts