Common use of Programming Charges Clause in Contracts

Programming Charges. Charges incurred for customized services based upon fund family requirements including but not limited to: ● Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per Cusip ● Select reports – shareholder system queries for customized reporting, mailings, etc. ● File transmissions of client requested shareholder data file extracts ● Conversion programming ● Customized service development ● Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family ● All other client specific customization and/or development services Literature Fulfillment Services ● Account Management – $___/month (account management, lead reporting and database administration). ● Plus Out-of-Pocket Expenses – kit and order processing expenses, postage and printing. Inbound Teleservicing Only ● Account Management - $___/month ● Call Servicing - $___/per minute Lead Conversion Reporting ● Account Management - $___/month ● Database Installation, Setup - $____ /fund group ● Specialized Programming - (Separate Quote)* Web On-line Fund Fulfillment ● Account Management - $___ /month ● Installation, Setup - $____/fund group ● Per Literature Order - $___ /request Follow-up Services ● Correspondence - $___ /item Fees exclude postage and printing charges. Advisor’s signature below acknowledges approval of the fee schedule on this Exhibit C By: Newgate Capital Management LLC Name: _/s/ Sxxxx Xxxxxxxxx Title: Managing Director Date:______________________________

Programming Charges. Charges incurred for customized services based upon fund family requirements including but not limited to: ● · Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per Cusip ● · Select reports – shareholder system queries for customized reporting, mailings, etc. ● · File transmissions of client requested shareholder data file extracts ● · Conversion programming ● · Customized service development ● · Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family ● · All other client specific customization and/or development services Literature Fulfillment Services ● · Account Management – $___/month 200/month (account management, lead reporting and database administration). ● Plus Out-of-Pocket Expenses – kit and · Order Processing - $6.00/per order processing expenses, postage and printing. (Assessed for each order shipped by U.S. Bancorp Fund Services.) · Telephone Service Charge - $5.00/per call Inbound Teleservicing Only ● · Account Management - $___/month ● 200/month · Call Servicing - $___/per 5.00/per minute Lead Conversion Reporting ● · Account Management - $___/month ● 500/month · Database Installation, Setup - $____ 1,500 /fund group ● · Specialized Programming - (Separate Quote)* Web On-line Fund Fulfillment ● · Account Management - $___ 500 /month ● · Installation, Setup - $____/fund 2,500/fund group ● · Per Literature Order - $___ .40 /request Follow-up Services ● · Correspondence - $___ 5.00 /item Fees exclude postage and printing charges. Advisor’s signature Signature below acknowledges approval of the fee schedule on this Exhibit C above. Windowpane Advisors, L.L.C. By: Newgate Capital Management LLC :_______________________________ Name: :_/s/ Sxxxx Xxxxxxxxx ___________________________ Title: Managing Director :_____________________________ Date:______________________________

Programming Charges. Charges incurred for customized services based upon fund family requirements including but not limited to: ● · Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per Cusip ● · Select reports – shareholder system queries for customized reporting, mailings, etc. ● · File transmissions of client requested shareholder data file extracts ● · Conversion programming ● · Customized service development ● · Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family ● · All other client specific customization and/or development services Literature Fulfillment Services ● · Account Management – $___/month [OMITTED] (account management, lead reporting and database administration). ● Plus Out-of-Pocket Expenses – kit and · Order Processing - [OMITTED]per order processing expenses, postage and printing. (Assessed for each order shipped by US Bancorp Fund Services.) · Telephone Service Charge - [OMITTED]per call Inbound Teleservicing Only ● · Account Management - $___/month ● [OMITTED] · Call Servicing - $___/per minute [OMITTED] Lead Conversion Reporting ● · Account Management - $___/month ● – [OMITTED] · Database Installation, Setup - $____ /fund group ● –[OMITTED] · Specialized Programming - (Separate Quote)* Web On-line Fund Fulfillment ● · Account Management - $___ /month ● – [OMITTED] · Installation, Setup - $____/fund group ● [OMITTED] · Per Literature Order - $___ /request Follow-up Services ● Correspondence - $___ /item Fees exclude postage and printing charges. Advisor’s signature below acknowledges approval of the fee schedule on this Exhibit C By: Newgate Capital Management LLC Name: _/s/ Sxxxx Xxxxxxxxx Title: Managing Director Date:______________________________– [OMITTED]

Programming Charges. Charges incurred for customized services based upon fund family requirements including but not limited to: ● · Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per Cusip ● CUSIP · Select reports – shareholder system queries for customized reporting, mailings, etc. ● · File transmissions of client requested shareholder data file extracts ● · Conversion programming ● · Customized service development ● · Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family ● · All other client specific customization and/or development services Literature Fulfillment Services ● · Account Management – $___/month (account management, lead reporting and database administration). ● · Plus Out-of-Pocket Expenses – kit and order processing expenses, postage and printing. Inbound Teleservicing Only ● · Account Management - $___/month ● · Call Servicing - $___/per minute Lead Conversion Reporting ● · Account Management - $___/month ● · Database Installation, Setup - $____ /fund group ● · Specialized Programming - (Separate Quote)* Web On-line Fund Fulfillment ● · Account Management - $___ /month ● · Installation, Setup - $____/fund group ● · Per Literature Order - $___ /request Follow-up Services ● · Correspondence - $___ /item Fees exclude postage and printing charges. Advisor’s signature below acknowledges approval of the fee schedule on this Exhibit C By: Newgate Capital Management LLC Name: _/s/ Sxxxx Xxxxxxxxx Title: Managing Director Date:______________________________Xxxxxx Xxxxxxx

Programming Charges. Charges incurred for customized services based upon fund family requirements including but not limited to: ● · Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per Cusip ● · Select reports – shareholder system queries for customized reporting, mailings, etc. ● · File transmissions of client requested shareholder data file extracts ● · Conversion programming ● · Customized service development ● · Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family ● · All other client specific customization and/or development services Literature Fulfillment Services ● · Account Management – $____/month (account management, lead reporting and database administration). ● Plus Out-of-Pocket Expenses – kit and · Order Processing - $____/per order processing expenses, postage and printing. (Assessed for each order shipped by US Bancorp Fund Services.) · Telephone Service Charge - $____/per call Inbound Teleservicing Only ● · Account Management - $____/month ● · Call Servicing - $____/per minute Lead Conversion Reporting ● · Account Management - $____/month ● · Database Installation, Setup - $____ /fund group ● · Specialized Programming - (Separate Quote)* Web On-line Fund Fulfillment ● · Account Management - $____ /month ● · Installation, Setup - $____/fund group ● · Per Literature Order - $____ /request Follow-up Services ● · Correspondence - $____ /item § Fees exclude postage and printing charges. Advisor’s signature below acknowledges approval of the fee schedule on this Exhibit C By: Newgate Capital Management LLC Name: _/s/ Sxxxx Xxxxxxxxx Title: Managing Director Date:______________________________.