Programming Charges Sample Clauses

Programming Charges. Charges incurred for customized services based upon fund family requirements including but not limited to: ● Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per Cusip ● Select reports – shareholder system queries for customized reporting, mailings, etc. ● File transmissions of client requested shareholder data file extracts ● Conversion programming ● Customized service development ● Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family ● All other client specific customization and/or development services Literature Fulfillment Services ● Account Management – $___/month (account management, lead reporting and database administration). ● Plus Out-of-Pocket Expenses – kit and order processing expenses, postage and printing. Inbound Teleservicing Only ● Account Management - $___/month ● Call Servicing - $___/per minute Lead Conversion Reporting ● Account Management - $___/month ● Database Installation, Setup - $____ /fund group ● Specialized Programming - (Separate Quote)* Web On-line Fund Fulfillment ● Account Management - $___ /month ● Installation, Setup - $____/fund group ● Per Literature Order - $___ /request Follow-up Services ● Correspondence - $___ /item Fees exclude postage and printing charges. Advisor’s signature below acknowledges approval of the fee schedule on this Exhibit C By: Newgate Capital Management LLC Name: _/s/ Sxxxx Xxxxxxxxx Title: Managing Director Date:______________________________
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Programming Charges. ▪ __ /hour ▪ Charges incurred for customized services based upon fund family requirements including but not limited to: • Fund setup programming (transfer agent system, statements, options, etc.) • Conversion programming • Customized service development • Voice response system setup (menu selections, shareholder system integration, testing, etc.) • All other client specific customization and/or development services Outbound Calling & Marketing Campaigns - Cost based on project requirements. Amended Exhibit B (continued) to the Trust for Advised Portfolios - Transfer Agent Servicing Agreement Supplemental Fees at January, 2014
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Programming Charges. Charges incurred for customized services based upon fund family requirements including but not limited to: · Fund setup programming (transfer agent system, statements, options, etc.) – estimate [ ] hours per Cusip · Select reports – shareholder system queries for customized reporting, mailings, etc. · File transmissions of client requested shareholder data file extracts · Conversion programming · Customized service development · Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at [ ] hours per fund family · All other client specific customization and/or development services Literature Fulfillment Services · Account Management – $[ ]/month (account management, lead reporting and database administration). · Order Processing - $[ ]/per order (Assessed for each order shipped by US Bancorp Fund Services.) · Telephone Service Charge - $[ ]/per call Inbound Teleservicing Only · Account Management - $[ ]/month · Call Servicing - $[ ]/per minute Lead Conversion Reporting · Account Management - $[ ]/month · Database Installation, Setup - $[ ] /fund group · Specialized Programming - (Separate Quote)* Web On-line Fund Fulfillment · Account Management - $[ ] /month · Installation, Setup - $[ ]/fund group · Per Literature Order - $[ ] /request Follow-up Services · Correspondence - $[ ] /items. Fees exclude postage and printing charges. Amended Exhibit R (continued) to the Separate Series of the Advisors Series Trust Transfer Agent Servicing Agreement Davidson - CHIEF COMPLIANCE OFFICER SERVICES FEE SCHEDULE at July 1, 2009 Chief Compliance Officer Services U.S. Bancorp provides the Chief Compliance Officer (CCO) for each fund serviced within the Multiple Series Trust. Compliance functions performed by USBFS provided CCO include, but are not limited to: • Designation as the Trust’s Chief Compliance Officer • Periodic and Annual Reporting to MST Fund Board • Board Meeting Presentation and Board Support • MST Fund Board Liaison For All Compliance Matters • Daily Resource to Advisor CCO and Fund Board • Review of Advisor Compliance Policies, Procedures and Controls • Review of USBFS/USB Critical Procedures & Compliance Controls • Due Diligence Review of Advisor and USBFS Service Facilities • Testing, Documentation and Reporting of Advisor and USBFS/USB Compliance Policies, Procedures and Controls Compliance functions performed by USBFS Risk Management Team include, but are not limited to: • Quarterly USBFS Certificatio...
Sample 1
Programming Charges. Charges incurred for customized services based upon fund family requirements including but not limited to: ■ Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per CUSIP ■ Select reports – shareholder system queries for customized reporting, mailings, etc. ■ File transmissions of client requested shareholder data file extracts ■ Conversion programming ■ Customized service development ■ Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family ■ All other client specific customization and/or development services Literature Fulfillment Services ■ Account Management − $250 /month (account management, lead reporting and database administration) ■ Out-of-Pocket Expenses − Kit and order processing expenses, postage, and printing ■ Inbound Teleservicing Only − Account Management - $250 /month − Call Servicing - $5.00 /minute ■ Lead Conversion Reporting − Account Management - $500 /month − Database Installation, Setup - $1,500 /fund group − Specialized Programming - (Separate Quote)* ■ Web On-line Fund Fulfillment − Account Management - $500 /month − Installation, Setup - $2,500 /fund group − Per Literature Order - $0.40 /request ■ Follow-up Services − Correspondence - $5.00 /item Fees exclude postage and printing charges. Exhibit C to the Amended and Restated Transfer Agent Servicing Agreement As Of Processing Policy USBFS will reimburse each Fund for any net material loss that may exist on the Fund’s books and for which USBFS is responsible, at the end of each calendar month. “Net Material Loss” shall be defined as any remaining loss, after netting losses against any gains, which impacts a Fund’s net asset value per share by more than ½ cent. Gains and losses will be reflected on the Fund’s daily share sheet, and the Fund will be reimbursed for any net material loss on a monthly basis. USBFS will reset the as of ledger each calendar month so that any losses which do not exceed the materiality threshold of ½ cent will not be carried forward to the next succeeding month. USBFS will notify the advisor to the Fund on the daily share sheet of any losses for which the advisor may be held accountable. Exhibit D to the Amended and Restated Transfer Agent Servicing Agreement Service Level Standards Transaction and Account Processing Financial Transactions 100% on date of receipt Non-financial Transactions 100% within 2 business days Transfers 100% within 2...
Sample 1
Programming Charges. Billed at current rate, minimum $150 /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per CUSIP - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements. Appendix I to Exhibit C (Electronic Services) Transfer Agent Servicing Agreement (continued) – Wisconsin Capital Funds, Inc. TRANSFER AGENT & SHAREHOLDER SERVICES SUPPLEMENTAL SERVICES Wisconsin Capital Funds, Inc. ANNUAL FEE SCHEDULE – from May 1, 2015 through April 30, 2017 Transfer Agent Training Services § On-site at USBFS - $1,500 /day § At client location - $2,500 /day plus travel and out-of-pocket expenses if required Cost Basis Reporting – Annual reporting of shareholder cost basis for non-fiduciary direct accounts based upon an average cost single category basis calculation. § $1.00 /direct open account per year
Sample 1
Programming Charges. Billed at current rate, minimum $150 /hour § Charges incurred for customized services based upon fund family requirements including but not limited to: - Fund setup programming (transfer agent system, statements, options, etc.) – estimate 10 hours per CUSIP - Conversion programming - Customized service development - Voice response system setup (menu selections, shareholder system integration, testing, etc.) – estimated at 3 hours per fund family - All other client specific customization and/or development services Outbound Calling & Marketing Campaigns – Cost based on project requirements.
Sample 1

Related to Programming Charges

  • Parking Charges Any parking charges or other costs levied, assessed or imposed by, or at the direction of, or resulting from statutes or regulations, or interpretations thereof, promulgated by any governmental authority or insurer in connection with the use or occupancy of the Building or the Project.

  • Delinquent Payment; Handling Charges All past due payments required of Tenant hereunder shall bear interest from the date due until paid at the lesser of eighteen percent per annum or the maximum lawful rate of interest (such lesser amount is referred to herein as the "Default Rate"); additionally, Landlord, in addition to all other rights and remedies available to it, may charge Tenant a fee equal to five percent of the delinquent payment to reimburse Landlord for its cost and inconvenience incurred as a consequence of Tenant's delinquency. In no event, however, shall the charges permitted under this Section 5 or elsewhere in this Lease, to the extent they are considered to be interest under applicable Law, exceed the maximum lawful rate of interest. Notwithstanding the foregoing, the late fee referenced above shall not be charged with respect to the first occurrence (but not any subsequent occurrence) during any 12-month period that Tenant fails to make payment when due, until five days after Landlord delivers written notice of such delinquency to Tenant.

  • Fronting Fee and Documentary and Processing Charges Payable to L/C Issuer The Borrower shall pay directly to the L/C Issuer for its own account a fronting fee with respect to each Letter of Credit, at the rate per annum specified in the Fee Letter, computed on the daily amount available to be drawn under such Letter of Credit on a quarterly basis in arrears. Such fronting fee shall be due and payable on the tenth Business Day after the end of each March, June, September and December in respect of the most recently-ended quarterly period (or portion thereof, in the case of the first payment), commencing with the first such date to occur after the issuance of such Letter of Credit, on the Letter of Credit Expiration Date and thereafter on demand. For purposes of computing the daily amount available to be drawn under any Letter of Credit, the amount of such Letter of Credit shall be determined in accordance with Section 1.06. In addition, the Borrower shall pay directly to the L/C Issuer for its own account the customary issuance, presentation, amendment and other processing fees, and other standard costs and charges, of the L/C Issuer relating to letters of credit as from time to time in effect. Such customary fees and standard costs and charges are due and payable on demand and are nonrefundable.

  • Fronting Fee and Documentary and Processing Charges Payable to L/C Issuers The Borrower shall pay directly to each L/C Issuer for its own account a fronting fee (a “Fronting Fee”) with respect to each Letter of Credit issued by it, at the rate per annum equal to 0.125% computed on the daily maximum amount then available to be drawn under such Letter of Credit. Such fronting fees shall be computed on a quarterly basis in arrears. Such fronting fees shall be due and payable on the tenth Business Day after the end of each March, June, September and December in respect of the most recently-ended quarterly period (or portion thereof, in the case of the first payment), commencing with the first such date to occur after the issuance of such Letter of Credit, on the Letter of Credit Expiration Date and thereafter on demand. For purposes of computing the daily amount available to be drawn under any Letter of Credit, the amount of such Letter of Credit shall be determined in accordance with Section 1.07. In addition, the Borrower shall pay directly to each L/C Issuer for its own account the customary issuance, presentation, amendment and other processing fees, and other standard costs and charges, of such L/C Issuer relating to letters of credit as from time to time in effect. Such customary fees and standard costs and charges are due and payable within ten Business Days of demand and are nonrefundable.

  • TRANSACTION CHARGES A charge will be charged for each transaction recorded on the shareholder accounting system, including, but not limited to, the following transactions: · Share purchases; · Share redemptions; · Fund liquidations; · Dividends; · Wire order purchases and redemptions (placement and confirmations); · Exchanges; · Account maintenance such as address changes; · Transfers; and · Account opening. For transactions within the 529 portfolios, FTIS will allocate the transaction fee on a pro-rata basis to the underlying Funds based on the 529 portfolio's holdings in such Funds. SCHEDULE B

  • Utility Charges Tenant shall pay or cause to be paid all charges for electricity, power, gas, oil, water and other utilities used in connection with the Leased Property.

  • Termination Charges Upon termination, expiration or cancellation of this Agreement for any reason, Jabil shall submit to Company within (a) 60 days from the effective date of such termination or expiration an invoice for all amounts properly due and payable as set forth in this Section 15.3.3. Jabil’s invoice for such charges shall be based upon validated and actual costs incurred by Jabil up to the date of termination, expiration or cancellation (the “Termination Effective Date”) and shall also include the following: (i) to the extent authorized in writing by Company, actual out-of-pocket costs incurred by Jabil accrued after the Termination Effective Date and directly resulting from such termination; and (ii) applicable Gross Margin except for termination by Company for Jabil’s breach pursuant to Section 15.1. Jabil will provide to Company all information reasonably necessary to confirm the costs, expenses and applicable margin. To the extent that Jabil cannot mitigate its costs as set forth in Section 11.8 above, upon termination, expiration or cancelation, for any reason, Company’s obligation shall be to pay the following amounts: • The applicable Product Price for the Product of which Jabil has completed manufacture prior to the Termination Effective Date pursuant to an issued Purchase Order or Material Authorization for which payment has not been made; • Reimbursements for Components, subassemblies and work-in-process at the time of Termination Effective Date which were purchased, or ordered, or work had commenced, as applicable, pursuant to issued Purchase Orders or Material Authorizations, plus applicable Gross Margin; provided however, that no Gross Margin will apply if this Agreement is terminated by Company for Jabil’s breach pursuant to Section 15.1; Portions of this Exhibit were omitted and have been filed separately with the Secretary of the Commission pursuant to the Company’s application requesting confidential treatment under Rule 24b-2 of the Exchange Act — [*] denotes omissions. • Jabil’s reasonable cancellation costs incurred for Components and subcontracted services that Jabil had on order on behalf of Company on the Termination Effective Date (in each case) pursuant to issued Purchase Orders or Material Authorizations; and • Jabil’s cost of equipment or tooling purchased by Jabil specifically for the Manufacturing Services related to Product and, to the extent authorized in writing by Company under the terms and conditions of this Agreement, any costs incurred by Jabil under this Agreement. All goods, equipment or tooling for which Company shall have paid 100% of Jabil’s incurred cost or more shall be held by Jabil for Company’s account and Company may arrange for its acquisition of them on AS-IS, WHERE-IS basis.

  • Recording Costs Seller agrees to reimburse the Trustee or its designee all recording and filing fees and expenses incurred by the Trustee or its designee in connection with the recording or filing of the Mortgage Loan Documents listed in Section 3 of this Agreement, including Assignments. In the event Seller elects to engage a third party contractor to prepare, complete, file and record Assignments with respect to Mortgage Loans as provided in Section 3 of this Agreement, Seller shall contract directly with such contractor and shall be responsible for such contractor's compensation and reimbursement of recording and filing fees and other reimbursable expenses pursuant to their agreement.

  • Measurement and Monitoring Tools As of the Effective date, Vendor and Prudential will mutually agree on the measurements and service level management procedures, pursuant to the governance procedures set forth in Attachment G and performance standards set forth in Attachment E-1 and E-2, to measure Vendor's performance of the Services against the applicable Service Levels. Such measurement and monitoring tools and procedures will (a) for Attachment E-1, be implemented upon the Effective Date; (b) for Attachment E-2, be implemented after successful completion of all testing and written acceptance by Prudential of the Transition Services set forth in Attachment B-1; (c) permit reporting at a level of detail sufficient to verify compliance with the Service Levels; and (d) be subject to audit by Prudential or its designee in accordance with the Agreement, except such audit will not include the installation of any audit software on Vendor's network.

  • OPERATION AND MAINTENANCE OF COMMON AREAS During the Term, Landlord shall operate all Common Areas within the Building and the Project. The term “Common Areas” shall mean all areas within the Building, Project and other buildings in the Project which are not held for exclusive use by persons entitled to occupy space.

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