Professional Investors. Each of the Controlling Shareholders and the Company has read and understood the Professional Investor Treatment Notice set forth in Schedule 5 of this Agreement and acknowledges and agrees to the representations, waivers and consents contained in such notice, in which the expressions “you” or “your” shall mean each of the Company and the Controlling Shareholders, and “we” or “us” or “our” shall mean the Joint Representatives (on behalf of the Underwriters).
Professional Investors. 3.1 A Customer may be classified and treated as a Professional Investor under the Ordinance, for all of the services that FSL provides to the Customer.
Professional Investors. 3.1 A Customer may be classified and treated as a Professional Investor under the Ordinance, for all of the services that the Company provides to the Customer.
Professional Investors. 3.1 A Customer may be classified and treated as a Professional Investor under the Ordinance, for all of the services that MSL provides to the Customer.
Professional Investors. 3.1 A Customer may be classified and treated as a Professional Investor under the Ordinance, for all of the services that MFL provides to the Customer.
Professional Investors. The following applies to AIFs for professional investors as defined in Directive 2004/39/EC (MiFID): A professional client is a client with sufficient experience, knowledge and expertise to take his investment decisions himself, and to be able to make an appropriate assessment of the risks associated. The client must meet the following criteria to be considered a professional client: Categories of clients regarded as professional clients With regard to all securities services and financial instruments, the following legal entities should be regarded as professional clients within the meaning of the Directive:
Professional Investors. The Controlling Shareholder and the Company has read and understood the Professional Investor Treatment Notice set forth in Schedule 6 of this Agreement and acknowledges and agrees to the representations, waivers and consents contained in such notice, in which the expressions "you" or "your" shall mean each of the Company and the Controlling Shareholder, and "we" or "us" or "our" shall mean the Sole Global Coordinator (acting in such capacity and as the Underwriter). SCHEDULE 1 THE CONTROLLING SHAREHOLDER Controlling Shareholder Address Email Xx. Xxxxxx Xx Xxxx Xx. 00, Xxxx 00, Xxxxx Xxxx, Xxxxxx Xxx Xxxx, Xxxxxxxx, XXX xxxxxxxxxxxx@xxxxx.xxx SCHEDULE 2 THE HONG KONG UNDERWRITER Hong Kong Underwriter Maximum number of Hong Kong Offer Shares to be underwritten Percentage to be underwritten Huatai Financial Holdings (Hong Kong) Limited 62th Floor, the Center 00 Xxxxx’x Xxxx Xxxxxxx Xxxx Xxxx See below See below Total 2,394,000 100% The maximum number of Hong Kong Offer Shares to be underwritten by each of the Hong Kong Underwriter shall be determined in the manner set out below: A = [B/C] x 2,394,000 Where:
Professional Investors. The Company has read and understood the Professional Investor Treatment Notice set out in Schedule 7 and acknowledge and agree to the representations, waivers and consents contained in the Professional Investor Treatment Notice, in which the expressions “you” or “
Professional Investors. 5.1 We will only deal with Professional Investors within the meaning of paragraphs
Professional Investors. A. Listed on a recognised stock exchange and/or are regulated by a regulator which applies equivalent AML-KYC standards as would be applied in Luxembourg. Please provide the following: The original or a certified copy of the authorised signatory list; and evidence of regulation or stock exchange listing via website of regulator/ exchange.
