Potential Investors Sample Clauses

Potential Investors. If you are a potential investor in a product discussed in this Communication, you should obtain a Disclosure Document available from PKF Capital and consider it in full before making any decision about this financial product. To acquire the product, you must complete the application form attached to the Disclosure Document and enter into a Client Agreement with PKF Capital.
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Potential Investors. A Party may disclose the terms of this Agreement to its:
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Potential Investors. Potential Candidate may introduce the Company to 3rd parties who may have a potential interest in investing capital in the Company. The Company (and any of Company’s representatives) shall direct all questions, statements, inquiries and concerns related to any such third parties only to Potential Candidate and under no circumstances contact such parties directly.
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Potential Investors. The Parties acknowledge and agree that notwithstanding anything herein to the contrary, this Agreement does not restrict the ability of either Party or its Representatives to provide information (not to include Confidential Information) relating to the Potential Transaction, in an anonymized, general, aggregated and/or summarized manner to potential investors which the Party reasonably believes would participate in the Potential Transaction, together with their advisors and potential financing sources (each, a “Potential Investor”).
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Potential Investors. The Members intend to seek strategic and financial investors (an "Investor") to benefit the growth, development and visibility of the Company. A set of guidelines describing characteristics of potential Investors that shall be used by the Board in identifying such Investors is attached as Exhibit A hereto.
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Potential Investors. If you are a potential investor in a product discussed in this Communication, you should obtain a Disclosure Document available from Direct Markets Africa and consider it in full before making any decision about this financial product. To acquire the product, you must complete the application form attached to the Disclosure Document and enter into a Client Agreement with Direct Markets Africa. Direct Markets Africa’s interests. Direct Markets Africa or its associates, officers or employees may have interests in the financial products referred to in this Communication by acting in various roles including as holder of principal positions, broker or adviser. Direct Markets Africa or its associates may receive fees, brokerage or commissions for acting in those capacities. In addition, Direct Markets Africa or its associates, officers or employees may buy or sell the financial products and as such may effect transactions which are not consistent with any recommendations in the information. Factual information. To the extent this Communication contains purely factual information, such information is not an expression of opinion or recommendation. Such information does not constitute financial product advice and should not be relied on as such. None of the factual information takes into account your personal objectives, financial situation or needs and you must determine whether the information is appropriate in terms of your particular circumstances Pricing information. If this Communication contains pricing information, such information is of a purely factual nature and is not an expression of opinion or recommendation. It does not constitute financial product advice and should not be relied on as such. Trade re-caps. If this Communication includes trade re-cap information, then such information is provided as a service to you to assist with your trading and account administration. Unless otherwise specified, this Communication is not a Confirmation. A Confirmation may be separately sent to you. To the extent that this information conflicts with the terms of the Transaction contained in the Confirmation, you must rely on that Confirmation.
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Related to Potential Investors

  • INITIAL INVESTMENT The Advisor has contributed to the Company $200,000 in exchange for 20,000 Equity Shares (the "Initial Investment"). The Advisor may not sell these shares while the Advisory Agreement is in effect, although the Advisor may transfer such shares to Affiliates. The restrictions included above shall not apply to any Equity Shares, other than the Equity Shares acquired through the Initial Investment, acquired by the Advisor or its Affiliates. The Advisor shall not vote any Equity Shares it now owns, or hereafter acquires, in any vote for the removal of Directors or any vote regarding the approval or termination of any contract with the Advisor or any of its Affiliates.

  • Additional Investors Notwithstanding anything to the contrary contained herein, if the Company issues additional shares of the Company’s Preferred Stock after the date hereof, any purchaser of such shares of Preferred Stock may become a party to this Agreement by executing and delivering an additional counterpart signature page to this Agreement, and thereafter shall be deemed an “Investor” for all purposes hereunder. No action or consent by the Investors shall be required for such joinder to this Agreement by such additional Investor, so long as such additional Investor has agreed in writing to be bound by all of the obligations as an “Investor” hereunder.

  • Permitted Transferees The rights of a Holder hereunder may be assigned (but only with all related obligations as set forth below) in connection with a Transfer of Registrable Securities to a Permitted Transferee of that Holder. Without prejudice to any other or similar conditions imposed hereunder with respect to any such Transfer, no assignment permitted under the terms of this Section 4.4 will be effective unless the Permitted Transferee to which the assignment is being made, if not a Holder, has delivered to the Company a written acknowledgment and agreement in form and substance reasonably satisfactory to the Company that the Permitted Transferee will be bound by, and will be a party to, this Agreement. A Permitted Transferee to whom rights are transferred pursuant to this Section 4.4 may not again transfer those rights to any other Permitted Transferee, other than as provided in this Section 4.4.

  • Management Investors The term "Management Investors" shall have the meaning set forth in the preface.

  • Investor 2.1 The Investor, by following a Strategy of a Strategy Provider, hereby agrees to the following:

  • Investors Investors will be instructed by the Dealer Manager or any Soliciting Dealer to remit the purchase price in the form of checks (“instruments of payment”) payable to the order of “UMB BANK, N.A., ESCROW AGENT FOR LIGHTSTONE REAL ESTATE INCOME TRUST.” By 12:00 p.m. Eastern the next business day after receipt of instruments of payment, the Escrow Agent shall be furnished with a list of the Investors who have paid for the Common Shares showing the name, address, tax identification number, number of Common Shares subscribed for, the amount paid and whether such Investors are New York Investors, Tennessee Investors or Pennsylvania Investors (the “List of Investors”). The information comprising the identity of Investors shall be provided to the Escrow Agent in the format set forth in the “List of Investors” attached hereto as Exhibit C. The Escrow Agent shall be entitled to conclusively rely upon the List of Investors in determining whether Investors are New York Investors, Tennessee Investors or Pennsylvania Investors, and shall have no duty to independently determine or verify the same. Any checks made payable to a party other than the Escrow Agent shall be returned to the Dealer Manager or Soliciting Dealer that submitted the check. If any subscription agreement for the purchase of Common Shares solicited by a Soliciting Dealer is rejected by the Dealer Manager or the Company, then the subscription agreement and the related check for the purchase of Common Shares will be returned to the rejected subscriber within ten (10) business days from the date of rejection. If an Investor sends a check to the Dealer Manager or any Soliciting Dealer that does not conform to the subscription instructions, the Dealer Manager or Soliciting Dealer, as applicable, shall return the check directly to such Investor not later than the end of the next business day after the date on which the Dealer Manager or Soliciting Dealer, as applicable, received such check. All Investor Funds deposited in the Escrow Account shall not be subject to any liens or charges by the Company or the Escrow Agent, or judgments or creditors’ claims against the Company, until and unless released to the Company as hereinafter provided. The Company understands and agrees that the Company shall not be entitled to any Investor Funds on deposit in the Escrow Account and no such funds shall become the property of the Company or any other entity except as released to the Company pursuant to Section 3, Section 4 for New York Investors, Section 5 for Tennessee Investors or Section 6 for Pennsylvania Investors. The Escrow Agent will not use the information provided to it by the Company for any purpose other than to fulfill its obligations as Escrow Agent hereunder. The Escrow Agent will treat all Investor information as confidential.

  • Additional Stockholders In connection with the issuance of any additional equity securities of the Company to any Person, the Company may permit such Person to become a party to this Agreement and succeed to all of the rights and obligations of a "Stockholder" under this Agreement by obtaining the consent of the holders of a majority of the Common Stockholder Shares and an executed counterpart signature page to this Agreement, and, upon such execution, such Person shall for all purposes be a "Stockholder" party to this Agreement.

  • Not Acting in Individual Capacity Except as provided in this Article VI, in accepting the trusts hereby created Wilmington Trust Company acts solely as Owner Trustee hereunder and not in its individual capacity, and all Persons having any claim against the Owner Trustee by reason of the transactions contemplated by this Trust Agreement or any Basic Document shall look only to the Owner Trust Estate for payment or satisfaction thereof.

  • Other Investors As part of the Offering, the Company proposes to enter into Securities Purchase Agreements in the same form as this Agreement with certain other investors (the “Other Investors”), and the Company expects to complete sales of Shares to them. The Investor and the Other Investors are sometimes collectively referred to herein as the “Investors,” and this Agreement, the Registration Rights Agreement and the Securities Purchase Agreements executed by the Other Investors are sometimes collectively referred to herein as the “Agreements.” The Company may accept executed Agreements from Investors for the purchase of Shares commencing upon the date on which the Company provides the Investors with the proposed purchase price per Share and concluding upon the date (the “Subscription Date”) on which the Company has notified Canaccord Xxxxx, Inc. (in its capacity as placement agent for the Shares, the “Placement Agent”) in writing that it will no longer accept Agreements for the purchase of Shares in the Offering, but in no event shall the Subscription Date be later than July 7, 2006. Each Investor must execute and deliver a Securities Purchase Agreement and a Registration Rights Agreement and must complete a Stock Certificate Questionnaire (in the form attached as Exhibit “A” hereto) and an Investor Questionnaire (in the form attached as Exhibit “B” hereto) in order to purchase Shares in the Offering.

  • Capacity as a Stockholder Notwithstanding anything herein to the contrary, the Stockholder signs this Agreement solely in the Stockholder’s capacity as a stockholder of Parent, and not in any other capacity and this Agreement shall not limit or otherwise affect the actions of the Stockholder in his or her capacity, if applicable, as an officer or director of Parent or any other Person.

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