Policies and Procedures. Conduct a detailed review and assessment of the Trust's policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 11 contracts
Samples: Consulting Agreement (North Country Funds), Consulting Agreement (North Country Funds), Consulting Agreement (Northern Lights Fund Trust)
Policies and Procedures. Conduct a detailed review and assessment of the Trust's policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 9 contracts
Samples: Consulting Agreement (Miller Investment Trust), Northern Lights Compliance Services (Miller Investment Trust), Consulting Agreement (National Retail Fund III)
Policies and Procedures. Conduct a detailed review and assessment of the Trust's policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 6 contracts
Samples: Consulting Agreement (Advisorone Funds), Consulting Agreement (Multi-Strategy Growth & Income Fund), Consulting Agreement (Vertical Capital Income Fund)
Policies and Procedures. Conduct a detailed review and assessment of the Trust's policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 5 contracts
Samples: Compliance Consulting Agreement (Advisors Preferred Trust), Compliance Consulting Agreement (Advisors Preferred Trust), Compliance Consulting Agreement (Advisors Preferred Trust)
Policies and Procedures. Conduct a detailed review and assessment of the Trust's ’s policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 3 contracts
Samples: Consulting Agreement (Leader Funds Trust), Consulting Agreement (Leader Funds Trust), Consulting Agreement (Equinox Funds Trust)
Policies and Procedures. Conduct a detailed review and assessment of the Trust's policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies polices and procedures:
Appears in 2 contracts
Samples: Consulting Agreement (Variable Insurance Trust), Consulting Agreement (Variable Insurance Trust)
Policies and Procedures. Conduct a detailed review and assessment of the Trust's ’s policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other things, policies and procedures relating to: · ● Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 1 contract
Policies and Procedures. Conduct a detailed review and assessment of the Trust's policies and procedures pertaining to compliance with the Federal Securities Laws. This review will cover among other thingsthings (as applicable), policies and procedures relating to: · Pricing of portfolio securities and Fund shares, with a focus on the following items within the pricing policies and procedures:
Appears in 1 contract