Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] setup/fund group § $[ ] /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $[ ] /account group per year Expedited CUSIP Setup - $[ ] /CUSIP (Less than [ ] days)
Appears in 4 contracts
Samples: Transfer Agent Servicing Agreement (Professionally Managed Portfolios), Transfer Agent Servicing Agreement (Advisors Series Trust), Advisors Series Trust (Advisors Series Trust)
Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ […] setup/fund group § $[ […] /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $[ […] /account group per year Expedited CUSIP Setup - $[ […] /CUSIP (Less than [ ] 35 days)
Appears in 3 contracts
Samples: Transfer Agent Servicing Agreement (Managed Portfolio Series), Transfer Agent Servicing Agreement (Managed Portfolio Series), Transfer Agent Servicing Agreement (Managed Portfolio Series)
Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] 750 setup/fund group § $[ ] 10.00 /certificate transaction Jumbo Pricing (JUMBO) )– allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $[ ] 1.85 /account group per year Expedited CUSIP Setup - $[ ] 3,000 /CUSIP (Less than [ ] 35 days)
Appears in 2 contracts
Samples: Transfer Agent Servicing Agreement (Professionally Managed Portfolios), Transfer Agent Servicing Agreement (Professionally Managed Portfolios)
Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § ▪ $[ ] 750 setup/fund group § ▪ $[ ] 10.00 /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § ▪ $[ ] 1.85 /account group per year Expedited CUSIP Setup - $[ ] 3,000 /CUSIP (Less than [ ] 35 days)
Appears in 2 contracts
Samples: Transfer Agent Servicing Agreement (Brookfield Investment Funds), Transfer Agent Servicing Agreement (Oaktree Diversified Income Fund Inc.)
Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] ____ setup/fund group § $[ ] ____ /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $[ ] ____ /account group per year Expedited CUSIP Setup - $[ ] ____ /CUSIP (Less than [ ] 35 days)
Appears in 2 contracts
Samples: Transfer Agent Servicing Agreement (Keystone Mutual Funds), Transfer Agent Servicing Agreement (Trust for Professional Managers)
Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] 750 setup/fund group § $[ ] 10.00 /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $[ ] ___ /account group per year Expedited CUSIP Setup - $[ ] ___ /CUSIP (Less than [ ] 35 days)
Appears in 1 contract
Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § · $[ ] 750 setup/fund group § · $[ ] 10.00 /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § · $[ ] 1.85 /account group per year Expedited CUSIP Setup - $[ ] 3,000 /CUSIP (Less than [ ] 35 days)
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Brookfield Investment Funds)
Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § • $[ ] 750 setup/fund group § • $[ ] 10.00 /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § • $[ ] 1.85 /account group per year Expedited CUSIP Setup - – $[ ] 3,000 /CUSIP (Less than [ ] 35 days)
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (EntrepreneurShares Series Trust)
Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] ____ setup/fund group § $[ ] ____ /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $[ ] ____ /account group per year Expedited CUSIP Setup - ▪ $[ ] ____ /CUSIP (Less than [ ] 35 days)
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers)
Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] _______setup/fund group § $[ ] _______ /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $[ ] _______ /account group per year Expedited CUSIP Setup - $[ ] _______ /CUSIP (Less than [ ] 35 days)
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (MainGate Trust)
Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] _____ setup/fund group § $[ ] _____ /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $[ ] _____ /account group per year Expedited CUSIP Setup - $[ ] _____ /CUSIP (Less than [ ] 35 days)) Performance Trust
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers)
Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] 750 setup/fund group § $[ ] 10.00 /certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $[ ] 1.85 /account group per year Expedited CUSIP Setup - $[ ] 3,000 /CUSIP (Less than [ ] 35 days)
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Cushing MLP Funds Trust)
Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § $[ ] __ setup/fund group § $[ ] __/certificate transaction Jumbo Pricing (JUMBO) – allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § $[ ] __ /account group per year Expedited CUSIP Setup - $[ ] __ /CUSIP (Less than [ ] 35 days)
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (Trust for Professional Managers)
Physical Certificate Processing. Services to support the setup and processing of physical certificated shares for a fund family: § ● $[ ] 750 setup/fund group § ● $[ ] 10.00 /certificate transaction Jumbo Pricing (JUMBO) )– allows grouping of accounts for the purpose of calculating the advanced commission paid to a dealer. § ● $[ ] 1.85 /account group per year Expedited CUSIP Setup - $[ ] 3,000 /CUSIP (Less than [ ] 35 days)
Appears in 1 contract
Samples: Transfer Agent Servicing Agreement (EntrepreneurShares Series Trust)
