Permissible Interests. Trustees, agents, and shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or shareholders, or otherwise; directors, partners, officers, agents, and shareholders of the Adviser are or may be interested in the Trust as Trustees, shareholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a shareholder or otherwise. In addition, brokerage transactions for the Trust may be effected through affiliates of the Adviser if approved by the Board of Trustees, subject to the rules and regulations of the Securities and Exchange Commission.
Appears in 79 contracts
Samples: Investment Advisory Agreement (Turner Funds), Investment Advisory Agreement (Turner Funds), Investment Advisory Agreement (Oak Associates Funds)
Permissible Interests. Trustees, agents, agents and shareholders of the Trust are or may be interested in the Adviser Investment Manager (or any successor thereof) as directors, partners, officers, or shareholdersMembers, or otherwise; directors, partners, officers, agents, agents and shareholders of the Adviser Investment Manager are or may be interested in the Trust as Trustees, shareholders or otherwise; and the Adviser Investment Manager (or any successor) is or may be interested in the Trust as a shareholder or otherwise. In addition, brokerage transactions for the Trust may my be effected through affiliates of the Adviser Investment Manager if approved by the Board of Trustees, subject to the rules and regulations of the Securities and Exchange Commission.
Appears in 7 contracts
Samples: Management Agreement (Westlakes Institutional Portfolios), Management Agreement (Westlakes Institutional Portfolios), Management Agreement (Touchstone Institutional Funds Trust)
Permissible Interests. Trustees, agents, and shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or shareholders, or otherwise; directors, partners, officers, agents, and shareholders of the Adviser are or may be interested in the Trust as Trustees, shareholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a shareholder or otherwise. In addition, brokerage transactions for the Trust may be effected through affiliates of the Adviser if approved by the Board of TrusteesTrust's Board, subject to the rules and regulations of the Securities and Exchange Commission.
Appears in 6 contracts
Samples: Investment Management Agreement (HCIM Trust), Interim Investment Management Agreement (BHR Institutional Funds), Investment Management Agreement (BHR Institutional Funds)
Permissible Interests. Trustees, agents, and shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or shareholders, or otherwise; directors, partners, officers, agents, and shareholders of the Adviser are or may be interested in the Trust as Trustees, shareholders shareholder or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a shareholder or otherwise. In addition, brokerage transactions for the Trust may be effected through affiliates of the Adviser if approved by the Board of Trustees, subject to the rules and regulations of the Securities and Exchange Commission.
Appears in 5 contracts
Samples: Investment Advisory Agreement (Sei International Trust), Investment Advisory Agreement (Sei International Trust), Investment Advisory Agreement (Sei International Trust)
Permissible Interests. Trustees, agents, and shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or shareholders, or otherwise; directors, partners, officers, agents, and shareholders of the Adviser are or may be interested in the Trust as Trustees, shareholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a shareholder or otherwise. In addition, brokerage transactions for the Trust may be effected through affiliates of the Adviser if approved by the Board of Trustees, subject to the rules and regulations of the Securities and Exchange CommissionSEC.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Friends Ivory & Sime Funds), Investment Advisory Agreement (Prairie Fund), Investment Advisory Agreement (Friends Ivory Funds)
Permissible Interests. Trustees, agents, and shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or shareholders, or otherwise; directors, partners, officers, agents, and shareholders of the Adviser are or may be interested in the Trust as Trustees, shareholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a shareholder or otherwise. In addition, brokerage transactions for the Trust may be effected through affiliates of the Adviser if approved by the Board of TrusteesTrust’s Board, subject to the rules and regulations of the Securities and Exchange Commission.
Appears in 3 contracts
Samples: Investment Management Agreement (Hatteras Alternative Mutual Funds Trust), Investment Management Agreement (HCIM Trust), Investment Management Agreement (DundeeWealth Funds)
Permissible Interests. Trustees, agents, and shareholders of the Trust are or may be interested in the Adviser Investment Manager (or any successor thereof) as directors, partners, officers, or shareholdersmembers, or otherwise; directors, partners, officers, agents, and shareholders members of the Adviser Investment Manager are or may be interested in the Trust as Trustees, shareholders Members or otherwise; and the Adviser Investment Manager (or any successor) is or may be interested in the Trust as a shareholder or otherwise. In addition, brokerage transactions for the Trust may be effected through affiliates of the Adviser Investment Manager if approved by the Board of Trustees, subject to the rules and regulations of the Securities and Exchange CommissionCommission (the "SEC").
Appears in 1 contract
Samples: Investment Advisory Agreement (PARADIGM Funds Trust)
Permissible Interests. Trustees, agents, and shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, officers or shareholders, or otherwise; directors, partners, officers, agents, and shareholders of the Adviser are or may be interested in the Trust as Trustees, shareholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a shareholder or otherwise. In addition, brokerage transactions for the Trust may be effected through affiliates of the Adviser if approved by the Board of Trustees, subject to the rules and regulations of the Securities and Exchange Commission.
Appears in 1 contract
Samples: Investment Advisory Agreement (Bishop Street Funds)
Permissible Interests. Trustees, agents, and shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or shareholders, or otherwise; directorsTrustees, partners, officers, agents, and shareholders of the Adviser are or may be interested in the Trust as Trustees, shareholders or otherwise; and the Adviser (or any successor) is or may be interested in the Trust as a shareholder or otherwise. In addition, brokerage transactions for the Trust may be effected through affiliates of the Adviser if approved by the Board of Trustees, subject to the rules and regulations of the Securities and Exchange Commission.
Appears in 1 contract
Samples: Investment Advisory Agreement (Advisors Inner Circle Fund)
Permissible Interests. Trustees, agents, and shareholders of the Trust are or may be interested in the Adviser (or any successor thereof) as directors, partners, officers, or shareholders, or otherwise; directors, partners, officers, agents, and shareholders of the Adviser are or may be interested in the Trust as Trustees, shareholders or otherwise; , and the Adviser (or any successor) is or may be interested in the Trust as a shareholder or otherwise. In addition, brokerage transactions for the Trust may be effected through affiliates of the Adviser if approved by the Board of Trustees, subject to the rules and regulations of the Securities and Exchange Commission.
Appears in 1 contract
Samples: Investment Advisory Agreement Agreement (Advisors Inner Circle Fund)
Permissible Interests. Trustees, agents, and shareholders of the Trust are or may be interested in the Adviser Investment Manager (or any successor thereof) as directors, partners, officers, or shareholdersmembers, or otherwise; directors, partners, officers, agents, and shareholders members of the Adviser Investment Manager are or may be interested in the Trust as Trustees, shareholders or otherwise; and the Adviser Investment Manager (or any successor) is or may be interested in the Trust as a shareholder or otherwise. In addition, brokerage transactions for the Trust may be effected through affiliates of the Adviser Investment Manager if approved by the Board of Trustees, subject to the rules and regulations of the Securities and Exchange Commission.
Appears in 1 contract
Permissible Interests. Trustees, agents, and shareholders of the Trust are or may be interested in the Adviser Investment Manager (or any successor thereof) as directors, partners, officers, or shareholdersMembers, or otherwise; directors, partners, officers, agents, and shareholders of the Adviser Investment Manager are or may be interested in the Trust as Trustees, shareholders or otherwise; and the Adviser Investment Manager (or any successor) is or may be interested in the Trust as a shareholder or otherwise. In addition, brokerage transactions for the Trust may be effected through affiliates of the Adviser Investment Manager if approved by the Board of Trustees, subject to the rules and regulations of the Securities and Exchange Commission.
Appears in 1 contract
Samples: Investment Management Agreement (Westlakes Institutional Portfolios)
