Common use of Periodic Reports, etc Clause in Contracts

Periodic Reports, etc. For a period of three (3) years from the Effective Date, the Company will furnish to the Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Act; (v) such additional documents and information with respect to the Company as the Representative may from time to time reasonably request; provided the Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W in connection with the Representative’s receipt of such information. Documents filed with the Commission pursuant to its EXXXX system shall be deemed to have been delivered to the Representative pursuant to this Section.

Appears in 9 contracts

Samples: Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (Selway Capital Acquisition Corp.)

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Periodic Reports, etc. For a period of three (3) years from after the Effective Date, the Company will shall furnish to the Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; and (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative may from time to time reasonably request; provided the Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W Representative Counsel in connection with the Representative’s receipt of such information. Documents filed with the Commission pursuant to its EXXXX XXXXX system shall be deemed to have been delivered to the Representative pursuant to this SectionSection 3.9.1.

Appears in 4 contracts

Samples: Underwriting Agreement (Cancer Genetics, Inc), Underwriting Agreement (Professional Diversity Network, LLC), Underwriting Agreement (Cancer Genetics, Inc)

Periodic Reports, etc. For a period of three (3) five years from the Effective DateDate or until such earlier time upon which the Company is required to be liquidated and dissolved, the Company will furnish to the Representative and its counsel copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities securities, and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company each Current Report on Form 8-K or its affairs which was released Schedules 13D, 13G, 14D-1 or 13E-4 received or prepared by the Company; and (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Act; (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative may from time to time reasonably request; provided that the Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W its counsel in connection with the Representative’s receipt of such information. Documents filed or furnished with the Commission pursuant to its via EXXXX system shall be deemed to have been delivered to the Representative pursuant to this SectionSection 3.10.1. Broadband Capital Management LLC.

Appears in 4 contracts

Samples: Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II)

Periodic Reports, etc. For a period of three (3) years from the Effective Date, the Company will furnish to the Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the ActRegistration Statement; (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative may from time to time reasonably request; provided the Representative Representatives shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W in connection with the Representative’s receipt of such information. Documents filed with the Commission pursuant to its EXXXX system shall be deemed to have been delivered to the Representative pursuant to this Section.

Appears in 3 contracts

Samples: Underwriting Agreement (Atomera Inc), Underwriting Agreement (Atomera Inc), Underwriting Agreement (Aqua Metals, Inc.)

Periodic Reports, etc. For a period of three (3) years from the Effective Date, the Company will furnish to the Representative Representatives copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the RepresentativeRepresentatives: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Act; (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative Representatives may from time to time reasonably request; provided the each Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative Representatives and ZAG/S&W Xxxxxxx Xxxxxx in connection with the Representative’s Representatives’ receipt of such information. Documents filed with the Commission pursuant to its EXXXX XXXXX system shall be deemed to have been delivered to the Representative Representatives pursuant to this Section.

Appears in 2 contracts

Samples: Underwriting Agreement (Ventrus Biosciences Inc), Underwriting Agreement (Ventrus Biosciences Inc)

Periodic Reports, etc. For a period of three (3) years from after the Effective Date, the Company will shall furnish to the Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Act; and (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative may from time to time reasonably request; provided the Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W Representative Counsel in connection with the Representative’s receipt of such information. Documents filed with the Commission pursuant to its EXXXX XXXXX system shall be deemed to have been delivered to the Representative pursuant to this SectionSection 3.8.1.

Appears in 2 contracts

Samples: Underwriting Agreement (TrovaGene Inc.), Underwriting Agreement (TrovaGene Inc.)

Periodic Reports, etc. For a period of three (3) years from the Effective Date, the Company will furnish to the Representative Representatives copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the RepresentativeRepresentatives: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Act; (v) such additional documents and information with respect to the Company and the affairs of any future Subsidiaries of the Company as the Representative Representatives may from time to time reasonably request; provided the Representative Representatives shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative Representatives and ZAG/S&W AK in connection with the Representative’s Representatives’ receipt of such information. Documents filed with the Commission pursuant to its EXXXX XXXXX system shall be deemed to have been delivered to the Representative Representatives pursuant to this Section.

Appears in 2 contracts

Samples: Underwriting Agreement (Peak Resorts Inc), Underwriting Agreement (Peak Resorts Inc)

Periodic Reports, etc. For a period of three (3) years from after the Effective Date, the Company will shall furnish to the Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; and (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative may from time to time reasonably request; provided the Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W Representative’s Counsel in connection with the Representative’s receipt of such information. Documents filed with the Commission pursuant to its EXXXX XXXXX system shall be deemed to have been delivered to the Representative pursuant to this SectionSection 3.8.1.

Appears in 1 contract

Samples: Underwriting Agreement (Aastrom Biosciences Inc)

Periodic Reports, etc. For a period of three (3) years from after the Effective Date, the Company will furnish to the Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the CommissionCommission under the Exchange Act; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Act; and (v) such additional documents and information with respect to the Company and the affairs of any future Subsidiaries of the Company as the Representative may from time to time reasonably request; provided the Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W XxXxxxxxx in connection with the Representative’s receipt of such information. Documents filed with the Commission pursuant to its EXXXX XXXXX system shall be deemed to have been delivered to the Representative pursuant to this SectionSection 3.6.1.

Appears in 1 contract

Samples: Underwriting Agreement (U.S. Rare Earths, Inc)

Periodic Reports, etc. For a period of three (3) years from the Effective Date, the Company will furnish to the Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five three copies of each registration statement filed by the Company under the Act; (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative may from time to time reasonably request; provided the Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W Gxxxxxx in connection with the Representative’s receipt of such information. Documents filed with the Commission pursuant to its EXXXX system shall be deemed to have been delivered to the Representative pursuant to this Section.

Appears in 1 contract

Samples: Underwriting Agreement (Cutanea Life Sciences Inc)

Periodic Reports, etc. For a period of three (3) years from after the Effective Datedate of this Agreement, the Company will shall furnish to the Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the CommissionCommission under the Exchange Act and the Exchange Act Regulations; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; and (iv) five copies of each registration statement filed by the Company under the Securities Act; (v) such additional documents and information with respect to the Company as the Representative may from time to time reasonably request; provided the Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W Representative Counsel in connection with the Representative’s receipt of such information. Documents filed with the Commission pursuant to its EXXXX system shall be deemed to have been delivered to the Representative pursuant to this SectionSection 3.9.1.

Appears in 1 contract

Samples: Underwriting Agreement (Angion Biomedica Corp.)

Periodic Reports, etc. For a period of three (3) years from the Effective Date, the Company will furnish to the Representative Representatives copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the RepresentativeRepresentatives: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five (5) copies of each registration statement filed by the Company under the Act; (v) such additional documents and information with respect to the Company and the affairs of any future Subsidiaries of the Company as the Representative Representatives may from time to time reasonably request; provided the Representative Representatives shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative Representatives and ZAG/S&W DLA Piper LLP (US) in connection with the Representative’s Representatives’ receipt of such information. Documents filed with the Commission pursuant to its EXXXX XXXXX system shall be deemed to have been delivered to the Representative Representatives pursuant to this Section.

Appears in 1 contract

Samples: Underwriting Agreement (Sino Clean Energy Inc)

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Periodic Reports, etc. For a period of three four (34) years from after the Effective Date, the Company will shall furnish to the Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; and (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative may from time to time reasonably request; provided the Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W Representative’s Counsel in connection with the Representative’s receipt of such information. Documents filed with the Commission pursuant to its EXXXX system shall be deemed to have been delivered to the Representative pursuant to this SectionSection 3.10.1.

Appears in 1 contract

Samples: Underwriting Agreement (Oasmia Pharmaceutical AB)

Periodic Reports, etc. For a period of three (3) years from the Effective Date, the Company will furnish to the Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the ActRegistration Statement; (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative may from time to time reasonably request; provided the Representative Representatives shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W in connection with the Representative’s receipt of such information. Documents filed with the Commission pursuant to its EXXXX system EDGAR xxxxem shall be deemed to have been delivered to the Representative pursuant to this Section.

Appears in 1 contract

Samples: Underwriting Agreement (Aqua Metals, Inc.)

Periodic Reports, etc. For a period of three four (34) years from after the Effective Date, the Company will shall furnish to the Representative Representatives copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the RepresentativeRepresentatives: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; and (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative Representatives may from time to time reasonably request; provided the Representative Representatives shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative Representatives and ZAG/S&W Representatives’ Counsel in connection with the Representative’s Representatives’ receipt of such information. Documents filed with the Commission pursuant to its EXXXX system shall be deemed to have been delivered to the Representative Representatives pursuant to this SectionSection 3.10.1.

Appears in 1 contract

Samples: Underwriting Agreement (Oasmia Pharmaceutical AB)

Periodic Reports, etc. For a period of three (3) five years from the Effective DateDate or until such earlier time upon which the Company is required to be liquidated and dissolved, the Company will furnish to the Representative and its counsel copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities securities, and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company each Current Report on Form 8-K or its affairs which was released Schedules 13D, 13G, 14D-1 or 13E-4 received or prepared by the Company; and (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Act; (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative may from time to time reasonably request; provided that the Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W its counsel in connection with the Representative’s receipt of such information. Documents filed or furnished with the Commission pursuant to its EXXXX system via XXXXX shall be deemed to have been delivered to the Representative pursuant to this SectionSection 3.10.1.

Appears in 1 contract

Samples: Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp)

Periodic Reports, etc. For a period of three (3) five years from the Effective DateDate or until such earlier time upon which the Company is required to be liquidated and dissolved, the Company will furnish to the Representative and its counsel copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities securities, and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company each Current Report on Form 8-K or its affairs which was released Schedules 13D, 13G, 14D-1 or 13E-4 received or prepared by the Company; and (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Act; (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative may from time to time reasonably request; provided that the Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W its counsel in connection with the Representative’s receipt of such information. Documents filed or furnished with the Commission pursuant to its via EXXXX system shall be deemed to have been delivered to the Representative pursuant to this SectionSection 3.10.1.

Appears in 1 contract

Samples: Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II)

Periodic Reports, etc. For a period of three (3) years from the Effective Date, the Company will furnish to the Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the ActRegistration Statement; (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative may from time to time reasonably request; provided the Representative Representatives shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W Loeb & Loeb LLP in connection with the Representative’s receipt of such information. Documents filed with the Commission pursuant to its EXXXX system shall be deemed to have been delivered to the Representative pursuant to this Section.. Cavico Corp. __________________, 2009

Appears in 1 contract

Samples: Underwriting Agreement (Cavico Corp)

Periodic Reports, etc. For a period of three (3) years from after the Effective Date, the Company will shall furnish to the Representative copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish to the Representative: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) five copies of each registration statement filed by the Company under the Securities Act; and (v) such additional documents and information with respect to the Company and the affairs of any future subsidiaries of the Company as the Representative may from time to time reasonably request; provided the Representative shall sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative and ZAG/S&W Representative’s Counsel in connection with the Representative’s receipt of such information. Documents filed with the Commission pursuant to its EXXXX system shall be deemed to have been delivered to the Representative pursuant to this SectionSection 3.10.1.

Appears in 1 contract

Samples: Underwriting Agreement (Oasmia Pharmaceutical AB)

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