PERFORMANCE INCENTIVE ADJUSTMENT. In addition to an asset charge, the fee for the Fund shall include a performance incentive adjustment. The performance incentive adjustment shall be based on the Fund's performance compared to an index of similar funds (the "Index"). The current Index is shown below. The Index may change as set forth below. ------------------------------------------------------------------------------ FUND LIPPER INDEX ------------------------------------------------------------------------------ RiverSource Strategic Allocation Fund Lipper Flexible Portfolio Funds ------------------------------------------------------------------------------ The performance incentive adjustment is determined by measuring the percentage difference over a rolling 12-month period between the performance of one Class A share of the Fund and the change in performance of the Index. The performance difference will then be used to determine the adjustment rate. The adjustment rate, computed to five decimal places, is determined in accordance with the table below, and is applied against average daily net assets for the applicable rolling 12-month period. ------------------------------------------------------------------------------------------------------ BALANCED FUNDS ------------------------------------------------------------------------------------------------------ PERFORMANCE DIFFERENCE ADJUSTMENT RATE ------------------------------------------------------------------------------------------------------ 0.00%-0.50% 0 ------------------------------------------------------------------------------------------------------ 0.50%-1.00% 6 basis points times the performance difference over 0.50%, times 100 (maximum of 3 basis points if a 1% performance difference) ------------------------------------------------------------------------------------------------------ 1.00%-2.00% 3 basis points, plus 3 basis points times the performance difference over 1.00%, times 100 (maximum 6 basis points if a 2% performance difference) ------------------------------------------------------------------------------------------------------ 2.00%-3.00% 6 basis points, plus 2 basis points times the performance difference over 2.00%, times 100 (maximum 8 basis points if a 3% performance difference) ------------------------------------------------------------------------------------------------------ 3.00% or more 8 basis points --------------------------------------------------------------------------------------------...
PERFORMANCE INCENTIVE ADJUSTMENT. In addition to an asset charge, the fee for certain of the funds, noted in the chart below, shall include a performance incentive adjustment. The performance incentive adjustment shall be based on the Fund's Class 3 performance compared to an index of similar funds (the "Index"). Current Indexes are shown below. These Indexes may change as set forth below: INVESTMENT FUND LIPPER INDEX CATEGORY ---- ------------ ---------- RiverSource Variable Portfolio - Balanced Fund Lipper Balanced Funds Index Balanced RiverSource Variable Portfolio - Diversified Equity Income Lipper Equity Income Funds Index Equity RiverSource Variable Portfolio - Dynamic Equity Fund Lipper Large-Cap Core Funds Index Equity RiverSource Variable Portfolio - Mid Cap Growth Fund Lipper Mid-Cap Growth Funds Index Equity RiverSource Variable Portfolio - Mid Cap Value Fund Lipper Mid-Cap Value Funds Index Equity Xxxxxxxx Variable Portfolio - Growth Fund Lipper Large-Cap Growth Funds Index Equity Xxxxxxxx Variable Portfolio - Larger - Cap Value Fund Lipper Large-Cap Value Funds Index Equity Xxxxxxxx Variable Portfolio - Smaller - Cap Value Fund Lipper Small-Cap Core Funds Index Equity Threadneedle Variable Portfolio - Emerging Markets Fund Lipper Emerging Markets Funds Index Equity Threadneedle Variable Portfolio - International Opportunity Fund Lipper International Large-Cap Core Funds Index Equity Variable Portfolio - Xxxxx New York Venture Fund Lipper Large-Cap Core Funds Index Equity Variable Portfolio - Xxxxxxx Xxxxx Mid Cap Value Fund Lipper Mid-Cap Value Funds Index Equity Variable Portfolio - Partners Small Cap Value Fund Lipper Small-Cap Value Funds Index Equity The performance incentive adjustment is determined by measuring the percentage difference over a rolling 12-month period between the performance of one Class A share of the Fund and the change in performance of the Index. The performance difference will then be used to determine the adjustment rate. The adjustment rate, computed to five decimal places, is determined in accordance with the table below, and is applied against average daily net assets for the applicable rolling 12-month period. EQUITY FUNDS BALANCED FUNDS -------------------------------------------------------- ------------------------------------------------------ PERFORMANCE PERFORMANCE DIFFERENCE ADJUSTMENT RATE DIFFERENCE ADJUSTMENT RATE ------------- ---------------------------------------- ------------- -------------------------------------- 0.00%-0.50% 0 0...
PERFORMANCE INCENTIVE ADJUSTMENT. In addition to an asset charge, the fee for certain of the funds, as noted in the chart below, shall include a performance incentive adjustment (“PIA”). The performance incentive adjustment shall be based on the Fund’s performance compared to an index of similar funds (the “PIA Index”). Current PIA Indexes are shown below. These PIA Indexes may change as set forth below. Fund PIA Index Investment Category Columbia Diversified Equity Income Fund Lipper Equity Income Funds Index Equity Columbia Dividend Opportunity Fund Lipper Equity Income Funds Index Equity Columbia Emerging Markets Opportunity Fund Lipper Emerging Markets Funds Index Equity Columbia European Equity Fund Lipper European Equity Funds Index Equity Columbia Global Extended Alpha Fund MSCI All Country World Index Equity Columbia Large Core Quantitative Fund Lipper Large-Cap Core Funds Index Equity Columbia Large Growth Quantitative Fund Lipper Large-Cap Growth Funds Index Equity Columbia Mid Cap Value Opportunity Fund Lipper Mid-Cap Value Funds Index Equity Columbia Multi-Advisor Small Cap Value Fund Lipper Small-Cap Value Funds Index Equity Columbia Recovery and Infrastructure Fund S&P 500 Index Equity Columbia Strategic Allocation Fund Lipper Flexible Portfolio Funds Index Balanced
PERFORMANCE INCENTIVE ADJUSTMENT. In addition to an asset charge, the fee for the Fund shall include a performance incentive adjustment. The performance incentive adjustment shall be based on the Fund's performance compared to an index of similar funds (the "Index"). Current Indexes are shown below. These Indexes may change as set forth below. FUND LIPPER INDEX ------------------------------------------------- ------------------------------------------------ RiverSource Disciplined International Equity Fund Lipper International Large-Cap Core Funds Index Threadneedle Asia Pacific Fund Xxxxxx Xxxxxxx Capital International All Country Asia Pacific Ex-Japan Index Threadneedle European Equity Fund Lipper European Funds Index Threadneedle International Opportunity Lipper International Large-Cap Core Funds Index The performance incentive adjustment is determined by measuring the percentage difference over a rolling 12-month period between the performance of one Class A (Class R5 for Threadneedle Asia Pacific Fund) share of the Fund and the change in performance of the Index. The performance difference will then be used to determine the adjustment rate. The adjustment rate, computed to five decimal places, is determined in accordance with the table below, and is applied against average daily net assets for the applicable rolling 12-month period. EQUITY FUNDS
PERFORMANCE INCENTIVE ADJUSTMENT. In addition to an asset charge, the fee for the Fund shall include a performance incentive adjustment. The performance incentive adjustment shall be based on the Fund's performance compared to an index of similar funds (the "Index"). Current Indexes are shown below. These Indexes may change as set forth below. FUND LIPPER INDEX ---- --------------------------- RiverSource Disciplined Equity Fund Lipper Large-Cap Core Funds The performance incentive adjustment is determined by measuring the percentage difference over a rolling 12-month period between the performance of one Class A share of the Fund and the change in performance of the Index. The performance difference will then be used to determine the adjustment rate. The adjustment rate, computed to five decimal places, is determined in accordance with the table below, and is applied against average daily net assets for the applicable rolling 12-month period. EQUITY FUNDS
PERFORMANCE INCENTIVE ADJUSTMENT. In addition to an asset charge, the fee, as noted in the chart below, shall include a performance incentive adjustment (“PIA”). The performance incentive adjustment shall be based on the Fund’s performance compared to an index of similar funds (the “PIA Index”). Current PIA Index is shown below. This PIA Index may change as set forth below. Fund PIA Index Investment Category Columbia 120/20 Contrarian Equity Fund Xxxxxxx 3000 Index Equity The performance incentive adjustment is determined by measuring the percentage difference over a rolling 36-month period (subject to earlier determination based on the transition period, as set forth below) between the annualized performance of one Class A share of the Fund and the annualized performance of the PIA Index (“performance difference”). The performance difference will then be used to determine the adjustment rate. The adjustment rate, computed to five decimal places, is determined in accordance with the tables below, and is applied against average daily net assets for the applicable rolling 36-month period or transition period, and divided by 12 to obtain the fee reflecting the performance fee adjustment for that month. Performance Difference Adjustment Rate 0.00%–1.00% 0 1.00%–6.00% 10 basis points times the performance difference in excess of 1.00%, times 100 (maximum 50 basis points if a 6% performance difference) [10 bp x (PD – 1.00%) x 100] 6.00% or more 50 basis points For example, if the performance difference is 2.38%, the adjustment rate is 0.00138 [the 1.38% performance difference in excess of 1.00%, or 2.38% - 1.00%] x 0.0010 [10 basis points] x 100. Rounded to five decimal places, the adjustment rate is 0.00138. This adjustment rate of 0.00138 is then applied against the average daily net assets for the applicable rolling 36-month or transition period, and divided by 12, which provides the performance adjustment fee for that month. Where the Fund’s Class A performance exceeds that of the PIA Index for the applicable rolling 36-month period or transition period, the fee paid to the Investment Manager will increase by the adjustment rate. Where the performance of the PIA Index exceeds the performance of the Fund’s Class A shares for the applicable rolling 36-month period or transition period, the fee paid to the Investment Manager will decrease by the adjustment rate.
PERFORMANCE INCENTIVE ADJUSTMENT. In addition to an asset charge, the fee for the Fund shall include a performance incentive adjustment. The performance incentive adjustment shall be based on the Fund's performance compared to an index of similar funds (the "Index"). Current Indexes are shown below. These Indexes may change as set forth below. INVESTMENT FUND LIPPER INDEX CATEGORY --------------------------------------------- ----------------------------- ---------- RiverSource Balanced Fund Lipper Balanced Funds Balanced RiverSource Disciplined Large Cap Growth Fund Lipper Large-Cap Growth Funds Equity RiverSource Disciplined Large Cap Value Fund Lipper Large-Cap Value Funds Equity RiverSource Diversified Equity Income Fund Lipper Equity Income Funds Equity RiverSource Mid Cap Value Fund Lipper Mid-Cap Value Funds Equity The performance incentive adjustment is determined by measuring the percentage difference over a rolling 12-month period between the performance of one Class A share of the Fund and the change in performance of the Index. The performance difference will then be used to determine the adjustment rate. The adjustment rate, computed to five decimal places, is determined in accordance with the table below, and is applied against average daily net assets for the applicable rolling 12-month period. EQUITY FUNDS BALANCED FUNDS ------------------------------------------------ -------------------------------------------------- PERFORMANCE PERFORMANCE DIFFERENCE ADJUSTMENT RATE DIFFERENCE ADJUSTMENT RATE ----------- -------------------------------- ------------- ---------------------------------- 0.00%-0.50% 0 0.00%-0.50% 0 0.50%-1.00% 6 basis points times the 0.50%-1.00% 6 basis points times the performance difference over performance difference over 0.50%, 0.50%, times 100 (maximum of 3 times 100 (maximum of 3 basis basis points if a 1% performance points if a 1% performance difference) difference)
PERFORMANCE INCENTIVE ADJUSTMENT. In addition to an asset charge, the fee for the Fund shall include a performance incentive adjustment. The performance incentive adjustment shall be based on the Fund's performance compared to an index of similar funds (the "Index"). Current Indexes are shown below. These Indexes may change as set forth below. FUND LIPPER INDEX ---- ---------------------------- RiverSource Partners Aggressive Growth Fund Lipper Mid-Cap Growth Funds RiverSource Partners Fundamental Value Fund Lipper Large-Cap Value Funds RiverSource Partners Select Value Fund Lipper Multi-Cap Value Funds RiverSource Partners Small Cap Equity Fund Lipper Small-Cap Core Funds RiverSource Partners Small Cap Value Fund Lipper Small-Cap Value Funds The performance incentive adjustment is determined by measuring the percentage difference over a rolling 12-month period between the performance of one Class A share of the Fund and the change in performance of the Index. The performance difference will then be used to determine the adjustment rate. The adjustment rate, computed to five decimal places, is determined in accordance with the table below, and is applied against average daily net assets for the applicable rolling 12-month period.
PERFORMANCE INCENTIVE ADJUSTMENT. The performance incentives that the Recipient is entitled to receive at Par Value for any of the years ending December 31, 2011, 2012 and 2013 shall be adjusted pursuant to the mechanism set forth in Section 3.02 if the following conditions are met for such year:
PERFORMANCE INCENTIVE ADJUSTMENT. In addition to an asset charge, the fee for the Fund shall include a performance incentive adjustment. The performance incentive adjustment shall be based on the Fund's performance compared to an index of similar funds (the "Index"). Current Indexes are shown below. These Indexes may change as set forth below. FUND LIPPER INDEX ---- ---------------------------- RiverSource Partners Fundamental Value Fund Lipper Large-Cap Value Funds RiverSource Partners Small Cap Value Fund Lipper Small-Cap Value Funds The performance incentive adjustment is determined by measuring the percentage difference over a rolling 12-month period between the performance of one Class A share of the Fund and the change in performance of the Index. The performance difference will then be used to determine the adjustment rate. The adjustment rate, computed to five decimal places, is determined in accordance with the table below, and is applied against average daily net assets for the applicable rolling 12-month period.
