Common use of Parties to Lock-Up Agreements Clause in Contracts

Parties to Lock-Up Agreements. Each of the persons listed on Schedule V hereto has executed and delivered to the Representatives a lock-up agreement in the form of Exhibit A hereto. Schedule V hereto contains a true, complete and correct list of all directors and executive officers of the Company and no officers of the Company are subject to Section 16 of the 1934 Act other than the executive officers listed on Schedule V hereto. All stock options that may be issued by the Company at any time during the Lock-Up Period to the directors and executive officers of the Company listed on Schedule V hereto will provide, in each case pursuant to written stock option agreements or similar agreements executed and delivered by the holders of such stock options, that the holders of such stock options will not effect any public sale or distribution (including sales pursuant to Rule 144 under the 0000 Xxx) of any equity securities of the Company, or any securities convertible into or exchangeable or exercisable for such securities, during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the Representatives.

Appears in 4 contracts

Samples: Underwriting Agreement (Zogenix, Inc.), Underwriting Agreement (Zogenix, Inc.), Underwriting Agreement (Zogenix, Inc.)

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Parties to Lock-Up Agreements. Each of the persons listed on Schedule V hereto has Former Manager and the Company’s directors and officers have, as of the Closing Date, executed and delivered to the Representatives a lock-up agreement in the form of Exhibit A hereto. Schedule V VI hereto contains a true, complete and correct list of all directors and executive officers of the Company and no officers the Former Manager. During the 30-day period set forth in the lock-up agreement, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the Company are subject to Section 16 of the 1934 Act other than the executive officers listed on Schedule V heretoRepresentatives. All stock options that may be issued by the Company at any time during the Lock-Up Restricted Period to the directors and executive officers of the Company listed on Schedule V hereto (as defined in Exhibit A hereto) will provide, in each case pursuant to written stock option agreements or similar agreements executed and delivered by the holders of such stock options, that the holders of such stock options will not effect any public sale or distribution (including sales pursuant to Rule 144 under the 0000 1000 Xxx) of any equity securities of the Company, or any securities convertible into or exchangeable or exercisable for such securities, during the Lock-Up Restricted Period; and, during the Lock-Up Restricted Period, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the Representatives.

Appears in 3 contracts

Samples: Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc), Arbor Realty (Arbor Realty Trust Inc)

Parties to Lock-Up Agreements. Each of the persons listed on Schedule V hereto has Manager, certain members of the senior management of the Manager and the Company’s directors and officers have, as of the Closing Date, executed and delivered to the Representatives Representative a lock-up agreement in the form of Exhibit A hereto. Schedule V VI hereto contains a true, complete and correct list of all directors and executive officers of the Company and no officers certain members of the Company are subject to Section 16 senior management of the 1934 Act other than Manager. During such 60-day period, the executive officers listed Company will not cause or permit any waiver, release, modification or amendment of any such restriction on Schedule V heretotransfer without the prior written consent of the Representative. All stock options that may be issued by the Company at any time during the Lock-Up Period to the directors and executive officers of the Company listed on Schedule V hereto (as defined in Exhibit A hereto) will provide, in each case pursuant to written stock option agreements or similar agreements executed and delivered by the holders of such stock options, that the holders of such stock options will not effect any public sale or distribution (including sales pursuant to Rule 144 under the 0000 Xxx) of any equity securities of the Company, or any securities convertible into or exchangeable or exercisable for such securities, during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the RepresentativesRepresentative.

Appears in 2 contracts

Samples: Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc)

Parties to Lock-Up Agreements. Each of the persons listed on Schedule V Exhibit C hereto has executed and delivered to the Representatives a lock-up agreement substantially in the form of Exhibit A D hereto. Schedule V Exhibit C hereto contains a true, complete and correct list of all directors directors, officers and executive officers certain stockholders of the Company and no officers certain holders of the Company are subject to Section 16 of the 1934 Act options, warrants, convertible debt securities, or other than the executive officers listed on Schedule V heretosecurities convertible into or exercisable or exchangeable for Common Stock. All stock options that may be issued by the Company at any time during the Lock-Up Period to the directors and executive officers of the Company listed on Schedule V hereto will provide, in each case pursuant to written stock option agreements or similar agreements executed and delivered by the holders of such stock options, that the holders of such stock options will not effect any public sale or distribution (including sales pursuant to Rule 144 under the 0000 Xxx) of any equity securities of the Company, or any securities convertible into or exchangeable or exercisable for such securities, during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the RepresentativesXxxxx Fargo and JMP.

Appears in 2 contracts

Samples: Underwriting Agreement (Insys Therapeutics, Inc.), Underwriting Agreement (Insys Therapeutics, Inc.)

Parties to Lock-Up Agreements. Each of the persons listed on Schedule V hereto has Former Manager and the Company’s directors and officers have, as of the Closing Date, executed and delivered to the Representatives a lock-up agreement in the form of Exhibit A hereto. Schedule V VI hereto contains a true, complete and correct list of all directors and executive officers of the Company and no officers the Former Manager. During the 30-day period set forth in the lock-up agreement, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the Company are subject to Section 16 of the 1934 Act other than the executive officers listed on Schedule V heretoRepresentatives. All stock options that may be issued by the Company at any time during the Lock-Up Period to the directors and executive officers of the Company listed on Schedule V hereto (as defined in Exhibit A hereto) will provide, in each case pursuant to written stock option agreements or similar agreements executed and delivered by the holders of such stock options, that the holders of such stock options will not effect any public sale or distribution (including sales pursuant to Rule 144 under the 0000 Xxx) of any equity securities of the Company, or any securities convertible into or exchangeable or exercisable for such securities, during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the Representatives.

Appears in 2 contracts

Samples: Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc)

Parties to Lock-Up Agreements. Each of the persons listed on Schedule V hereto has Former Manager and the Company’s directors and officers have, as of the Closing Date, executed and delivered to the Representatives a lock-up agreement in the form of Exhibit A hereto. Schedule V VI hereto contains a true, complete and correct list of all directors and executive officers of the Company and no officers the Former Manager. During the 30-day period set forth in the lock-up agreement, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the Company are subject to Section 16 of the 1934 Act other than the executive officers listed on Schedule V heretoRepresentatives. All stock options that may be issued by the Company at any time during the Lock-Up Restricted Period to the directors and executive officers of the Company listed on Schedule V hereto (as defined in Exhibit A hereto) will provide, in each case pursuant to written stock option agreements or similar agreements executed and delivered by the holders of such stock options, that the holders of such stock options will not effect any public sale or distribution (including sales pursuant to Rule 144 under the 0000 Xxx) of any equity securities of the Company, or any securities convertible into or exchangeable or exercisable for such securities, during the Lock-Up Restricted Period; and, during the Lock-Up Restricted Period, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the Representatives.

Appears in 2 contracts

Samples: Underwriting Agreement (Arbor Realty Trust Inc), Underwriting Agreement (Arbor Realty Trust Inc)

Parties to Lock-Up Agreements. Each of the persons Company’s directors and officers, and each holder of any shares of outstanding Common Stock or other Capital Stock or any outstanding warrants, options or other securities convertible into, or exchangeable or exercisable for, Common Stock or other Capital Stock listed on Schedule V hereto Exhibit C-1, has executed and delivered to the Representatives a lock-up agreement in the form of Exhibit A D hereto. Schedule V Exhibit C-2 hereto contains a true, complete and correct list of all directors and executive officers of the Company Company. All outstanding restricted stock and no officers of stock options issued by the Company are subject to Section 16 of the 1934 Act other than the executive officers listed on Schedule V hereto. All provide, and all restricted stock and stock options that may be issued by the Company at any time during the Lock-Up Period to the directors and executive officers of the Company listed on Schedule V hereto (as defined below) will provide, in each case pursuant to written stock option agreements, restricted stock award agreements or similar agreements executed and delivered by the holders of such stock optionsoptions or restricted stock, that the holders of such stock options or restricted stock will not sell, dispose of, transfer, make any short sale of, grant any option for the purchase of, or enter into any hedging or similar transaction with the same economic effect any public as a sale or distribution (including sales pursuant to Rule 144 under the 0000 Xxx) of any equity shares of Common Stock or other securities of the Company, or any securities convertible into or exchangeable or exercisable for Company owned by such securitiesholders, during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the Representatives.

Appears in 1 contract

Samples: Underwriting Agreement (Taylor & Martin Group Inc)

Parties to Lock-Up Agreements. Each of the persons listed on Schedule V Exhibit C hereto has executed and delivered to the Representatives a lock-up agreement in the form of Exhibit A D hereto. Schedule V Exhibit C hereto contains a true, complete and correct list of all directors and executive officers of the Company and no officers of the Company are subject to Section 16 of the 1934 Act other than the executive officers listed on Schedule V Exhibit C hereto. All stock options that may be issued by the Company at any time during the Lock-Up Period to the directors and executive officers of the Company listed on Schedule V Exhibit C hereto will provide, in each case pursuant to written stock option agreements or similar agreements executed and delivered by the holders of such stock options, that the holders of such stock options will not effect any public sale or distribution (including sales pursuant to Rule 144 under the 0000 Xxx) of any equity securities of the Company, or any securities convertible into or exchangeable or exercisable for such securities, during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the RepresentativesLeerink and Xxxxx Fargo.

Appears in 1 contract

Samples: Underwriting Agreement (Zogenix, Inc.)

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Parties to Lock-Up Agreements. Each of the persons listed on Schedule V Exhibit C hereto has executed and delivered to the Representatives a lock-up agreement substantially in the form of Exhibit A D-1 hereto, subject to certain modifications as agreed to by the Representatives. Schedule V Exhibit C hereto contains includes a true, complete and correct list of all directors and executive officers of the Company Company, and no officers includes the holders of substantially all of the shares of Common Stock and the holders of substantially all of the options of the Company are subject outstanding prior to Section 16 of the 1934 Act other than the executive officers listed on Schedule V heretooffering. All outstanding stock options and other similar security issuances by the Company to its stockholders provide and all stock options and securities that may be issued by the Company at any time during the Lock-Up Period to the directors and executive officers of the Company listed on Schedule V hereto will provide, in each case pursuant to written stock option agreements or similar agreements executed and delivered by the holders of such stock optionssecurities, that the holders of such stock options securities will not effect affect any public sale or distribution (including sales pursuant to Rule 144 under the 0000 Xxx) of any equity securities of the CompanyCommon Stock, or any securities convertible into or exchangeable or exercisable for such securitiesCommon Stock, during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the Representatives.

Appears in 1 contract

Samples: Underwriting Agreement (Tabula Rasa HealthCare, Inc.)

Parties to Lock-Up Agreements. Each of the persons listed on Schedule V Exhibit C hereto has executed and delivered to the Representatives a lock-up agreement in the form of Exhibit A D hereto. Schedule V Exhibit C hereto contains a true, complete and correct list of all directors directors, officers and executive officers stockholders of the Company and no officers all holders of the Company are subject to Section 16 of the 1934 Act options, warrants, convertible debt securities, or other than the executive officers listed on Schedule V heretosecurities convertible into or exercisable or exchangeable for Common Stock. All stock options that may be issued by the Company at any time during the Lock-Up Period to the directors and executive officers of the Company listed on Schedule V hereto will provide, in each case pursuant to written stock option agreements or similar agreements executed and delivered by the holders of such stock options, that the holders of such stock options will not effect any public sale or distribution (including sales pursuant to Rule 144 under the 0000 1000 Xxx) of any equity securities of the Company, or any securities convertible into or exchangeable or exercisable for such securities, during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the RepresentativesWxxxx Fargo and Leerink.

Appears in 1 contract

Samples: Underwriting Agreement (Zogenix, Inc.)

Parties to Lock-Up Agreements. Each of the persons listed on Schedule V Exhibit C hereto has executed and delivered to the Representatives a lock-up agreement in the form of Exhibit A D hereto. Schedule V Exhibit C hereto contains a true, complete and correct list of all directors directors, officers and executive officers stockholders of the Company and no officers all holders of the Company are subject to Section 16 of the 1934 Act options, warrants, convertible debt securities, or other than the executive officers listed on Schedule V heretosecurities convertible into or exercisable or exchangeable for Common Stock. All stock options that may be issued by the Company at any time during the Lock-Up Period to the directors and executive officers of the Company listed on Schedule V hereto will provide, in each case pursuant to written stock option agreements or similar agreements executed and delivered by the holders of such stock options, that the holders of such stock options will not effect any public sale or distribution (including sales pursuant to Rule 144 under the 0000 Xxx) of any equity securities of the Company, or any securities convertible into or exchangeable or exercisable for such securities, during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the RepresentativesXxxxx Fargo and Leerink.

Appears in 1 contract

Samples: Underwriting Agreement (Zogenix, Inc.)

Parties to Lock-Up Agreements. Each of the persons listed on Schedule V hereto has executed and delivered to the Representatives a lock-up agreement in the form of Exhibit A hereto. Schedule V hereto contains a true, complete and correct list of all directors and executive officers of the Company and no officers of the Company are subject to Section 16 of the 1934 Act other than the executive officers listed on Schedule V hereto. All stock options that may be issued by the Company at any time during the Lock-Up Period to the directors and executive officers of the Company listed on Schedule V hereto will provide, in each case pursuant to written stock option agreements or similar agreements executed and delivered by the holders of such stock options, that the holders of such stock options will not effect any public sale or distribution (including sales pursuant to Rule 144 under the 0000 Xxx) of any equity securities of the Company, or any securities convertible into or exchangeable or exercisable for such securities, during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the RepresentativesLeerink.

Appears in 1 contract

Samples: Underwriting Agreement (Zogenix, Inc.)

Parties to Lock-Up Agreements. Each of the persons listed on Schedule V hereto has executed and delivered to the Representatives a lock-up agreement in the form of Exhibit A hereto. Schedule V hereto contains a true, complete and correct list of all directors and executive officers of the Company and no officers of the Company are subject to Section 16 of the 1934 Act other than the executive officers listed on Schedule V hereto. All stock options that may be issued by the Company at any time during the Lock-Up Period to the directors and executive officers of the Company listed on Schedule V hereto will provide, in each case pursuant to written stock option agreements or similar agreements executed and delivered by the holders of such stock options, that the holders of such stock options will not effect any public sale or distribution (including sales pursuant to Rule 144 under the 0000 Xxx) of any equity securities of the Company, or any securities convertible into or exchangeable or exercisable for such securities, during the Lock-Up Period; and, during the Lock-Up Period, the Company will not cause or permit any waiver, release, modification or amendment of any such restriction on transfer without the prior written consent of the RepresentativesStifel and Xxxxx Fargo.

Appears in 1 contract

Samples: Underwriting Agreement (Zogenix, Inc.)

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