Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or rules or regulations of the Securities and Exchange Commission under Section 31 (a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Fund are the property of the Fund and shall be surrendered by the Manager promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 27 contracts
Samples: Management Agreement (Neuberger Berman Real Estate Securities Income Fund Inc), Management Agreement Neuberger (Neuberger Berman Intermediate Municipal Fund Inc), Management Agreement (Neuberger Berman Dividend Advantage Fund Inc)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the Fund are the property of the Fund and shall be surrendered by the Manager Administrator promptly on request by the Fund; providedPROVIDED, that the Manager Administrator may at its own expense make and retain copies of any such records.
Appears in 20 contracts
Samples: Administration Agreement (Neuberger Berman Real Estate Income Fund Inc), Administration Agreement (Neuberger Berman Intermediate Municipal Fund Inc), Administration Agreement Neuberger Berman Dividend Advantage (Neuberger Berman Dividend Advantage Fund Inc)
Ownership of Records. All records required to be maintained and preserved by the each Fund pursuant to the provisions or rules or regulations of the Securities and Exchange Commission (“SEC”) under Section 31 (asection 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the such Fund are the property of the such Fund and shall be surrendered by the Manager Administrator promptly on request by the Fund; provided, that the Manager Administrator may at its own expense make and retain copies of any such records.
Appears in 15 contracts
Samples: Administration Agreement (JNL Investors Series Trust), Administration Agreement (JNL Series Trust), Administration Agreement (Jackson Variable Series Trust)
Ownership of Records. All records required to be maintained and preserved by the each Fund pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") under Section 31 (asection 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the such Fund are the property of the such Fund and shall be surrendered by the Manager Administrator promptly on request by the Fund; providedPROVIDED, that the Manager Administrator may at its own expense make and retain copies of any such records.
Appears in 6 contracts
Samples: Administration Agreement (JNL Investors Series Trust), Administration Agreement (JNL Series Trust), Administration Agreement (JNL Investors Series Trust)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or rules or regulations of the Securities and Exchange Commission under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Fund are the property of the Fund and shall be surrendered by the Manager promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 4 contracts
Samples: Management Agreement (Neuberger Berman High Yield Strategies Fund Inc.), Management Agreement (Neuberger Berman Next Generation Connectivity Fund Inc.), Management Agreement (Neuberger Berman MLP Income Fund Inc.)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or of rules or regulations of the Securities and Exchange Commission under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager Adviser on behalf of the Fund are the property of the Fund and shall will be surrendered by the Manager Adviser promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 4 contracts
Samples: Investment Advisory Agreement (Pacholder High Yield Fund Inc), Investment Advisory Agreement (Pacholder High Yield Fund Inc), Investment Advisory Agreement (PBG Acquisition Corp)
Ownership of Records. All records required to be maintained and preserved by the Fund Funds pursuant to the provisions or rules or regulations of the Securities and Exchange Commission under SEC, including but not limited to Section 31 (a31(a) of the 1940 Act Act, and maintained and preserved by the Manager on behalf of the Fund Funds are the property of the Fund Funds and shall be surrendered by the Manager promptly on request by the FundFunds; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 3 contracts
Samples: Master Business Management and Investment Advisory Agreement (Mackenzie Solutions), Master Business Management and Investment Advisory Agreement (Mackenzie Investment Management Inc), Master Business Management and Investment Advisory Agreement (Mackenzie Solutions)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or of rules or regulations of the Securities and Exchange Commission SEC under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Fund are the property of the Fund and shall will be surrendered by the Manager promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 3 contracts
Samples: Investment Management Agreement (T. Rowe Price Equity Income Fund), Investment Management Agreement (T. Rowe Price GNMA Fund), Investment Management Agreement (T. Rowe Price Capital Appreciation Fund)
Ownership of Records. All records required to be maintained and preserved by the Fund Funds pursuant to the provisions or rules or regulations of the Securities and Exchange Commission SEC under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Fund Funds are the property of the Fund Funds and shall be surrendered by the Manager promptly on request by the FundFunds; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 3 contracts
Samples: Fund Services Agreement (Aegis Funds), Master Business Management Agreement (Ivy Fund), Master Business Management Agreement (Ivy Fund)
Ownership of Records. All records required to be maintained and preserved by the each Fund pursuant to the provisions or rules or regulations of the Securities and Exchange Commission (“SEC”) under Section 31 (asection 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the such Fund are the property of the such Fund and shall be surrendered by the Manager Administrator promptly on request by the Fund; provided, that the Manager Administrator may at its own expense make and retain copies of any such recordsrecords and such records shall be subject to the confidentiality obligations set forth in this Agreement.
Appears in 3 contracts
Samples: Administration Agreement (PPM Funds), Administration Agreement (PPM Funds), Administration Agreement (PPM Funds)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or of rules or regulations of the Securities and Exchange Commission under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager Adviser on behalf of the Fund are the property of the Fund Fund, and shall will be surrendered by the Manager Adviser promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 3 contracts
Samples: Investment Advisory Agreement (Summit Mutual Funds, Inc.), Investment Advisory Agreement (Calvert Variable Series Inc), Investment Advisory Agreement (Calvert Variable Series Inc)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or rules or regulations of the Securities and Exchange Commission (“SEC”) under Section 31 (asection 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the Fund are the property of the Fund and shall be surrendered by the Manager Administrator promptly on request by the Fund; provided, that the Manager Administrator may at its own expense make and retain copies of any such records.
Appears in 1 contract
Samples: Administration Agreement (JNL Strategic Income Fund LLC)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or of rules or regulations of the Securities and Exchange Commission under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager Advisor on behalf of the Fund are the property of the Fund and shall will be surrendered by the Manager Advisor promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 1 contract
Samples: Investment Advisory Agreement (Principal Preservation Portfolios Inc)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the Fund are the property of the Fund and shall be surrendered by the Manager Administrator promptly on request by the Fund; provided, that the Manager Administrator may at its own expense make and retain copies of any such records.
Appears in 1 contract
Samples: Administration Agreement (Neuberger Berman Realty Income Fund Inc)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or of rules or regulations of the Securities and Exchange Commission under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager Adviser on behalf of the Fund are the property of the Fund and shall will be surrendered by the Manager Adviser promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records. 7.
Appears in 1 contract
Samples: Investment Advisory Agreement Agreement (Pacholder High Yield Fund Inc)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or of rules or regulations of the Securities and Exchange Commission under Section 31 (a31(a) of the Investment Company Act of 1940 Act (the "Act") and maintained and preserved by the Manager Advisors on behalf of the Fund are the property of the Fund and shall will be surrendered by the Manager Advisors promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 1 contract
Samples: Administrative Services Agreement (Aal Mutual Funds)
Ownership of Records. All records required to be maintained and -------------------- preserved by the Fund pursuant to the provisions or of rules or regulations of the Securities and Exchange Commission under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager Adviser on behalf of the Fund are the property of the Fund and shall will be surrendered by the Manager Adviser promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 1 contract
Ownership of Records. All records required to be maintained and preserved by the each Fund pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") under Section 31 (asection 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the such Fund are the property of the such Fund and shall be surrendered by the Manager Administrator promptly on request by the Fund; provided, that the Manager Administrator may at its own expense make and retain copies of any such records.
Appears in 1 contract
Samples: Administration Agreement (Jnlny Variable Fund I LLC)
Ownership of Records. All records required to be maintained and preserved by the Fund Funds pursuant to the provisions or rules or regulations of the Securities and Exchange Commission SEC under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Fund Funds are the property of the Fund Funds and shall be surrendered by the Manager promptly on request by the FundFunds; providedPROVIDED, that the Manager may at its own expense make and retain copies of any such records.
Appears in 1 contract
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or rules or regulations of the Securities and Exchange Commission SEC under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Fund are the property of the Fund and shall be surrendered by the Manager promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 1 contract
Ownership of Records. All records required to be maintained and preserved by the Corporation or Fund pursuant to the provisions or of rules or regulations of the Securities and Exchange Commission under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Fund are the property of the Fund and shall be surrendered by the Manager promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.the
Appears in 1 contract
Samples: Investment Management Agreement (Price T Rowe Index Trust Inc)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or of rules or regulations of the Securities and Exchange Commission under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager Advisor on behalf of the Fund are the property of the Fund and shall will be surrendered by the Manager Advisor promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.
Appears in 1 contract
Samples: Investment Advisory Agreement (Heartland Group Inc)
Ownership of Records. All records required to be maintained and preserved by the Fund pursuant to the provisions or rules or regulations of the Securities and Exchange Commission ("SEC") under Section 31 (asection 31(a) of the 1940 Act and maintained and preserved by the Manager Administrator on behalf of the Fund are the property of the Fund and shall be surrendered by the Manager Administrator promptly on request by the Fund; provided, that the Manager Administrator may at its own expense make and retain copies of any such records.
Appears in 1 contract
Samples: H Admin Agrmt Administration Agreement (JNL Investors Series Trust)
Ownership of Records. All records required to be maintained and preserved by the Trust or Fund pursuant to the provisions or of rules or regulations of the Securities and Exchange Commission under Section 31 (a31(a) of the 1940 Act and maintained and preserved by the Manager on behalf of the Fund are the property of the Fund and shall be surrendered by the Manager promptly on request by the Fund; provided, that the Manager may at its own expense make and retain copies of any such records.on
Appears in 1 contract
Samples: Investment Management Agreement (Price T Rowe State Tax Free Income Trust)
