Common use of Over Allotment Option Clause in Contracts

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (General Moly, Inc)

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Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is Underwriters are hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 all or any portion of 1,279,187 shares of Common Stock (the “Option Shares”) and and/or Warrants to purchase up to 1,372,650 511,673 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Emagin Corp)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the "Over-Allotment Option") to purchase, in the aggregate, up to 1,372,650 476,190 shares of Common Stock (the "Option Shares") and Warrants to purchase up to 1,372,650 476,190 shares of Common Stock (the "Option Warrants" and, collectively with the Option Shares, the "Option Securities") which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Cel Sci Corp

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the "Over-Allotment Option") to purchase, in the aggregate, up to 1,372,650 2,673,913 shares of Common Stock (the "Option Shares") and Warrants to purchase up to 1,372,650 2,673,913 shares of Common Stock (the "Option Warrants" and, collectively with the Option Shares, the "Option Securities") which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Cel Sci Corp

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 324,750 shares of Common Stock (the “Option Shares”) and and/or Warrants to purchase up to 1,372,650 324,750 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Warrant Agency Agreement (Aclarion, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 97,164 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 48,582 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Helius Medical Technologies, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 2,290,909 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 2,290,909 shares of Common Stock (the “Option Warrants” and, collectively together with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (CHF Solutions, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 4,090,608 shares of Common Stock (the “Option Shares”) and and/or Warrants to purchase up to 1,372,650 4,090,608 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Clarus Therapeutics Holdings, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 1,666,666 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 1,666,666 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (RXi Pharmaceuticals Corp)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 540,000 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 270,000 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Catalyst Biosciences, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 5,758,848 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 8,638,272 shares of Common Stock (the “Option Warrants” and, collectively together with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Nuwellis, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 459,000 shares of Common Stock (the “Option Shares”) and and/or Warrants to purchase up to 1,372,650 459,000 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (SeqLL, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 598,772 shares of Common Stock (the “Option Shares”) and and/or Warrants to purchase up to 1,372,650 598,772 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Warrant Agency Agreement (Auddia Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is Representatives are hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 200,000 additional shares of Common Stock (the “Option Shares”) and additional Warrants to purchase up to 1,372,650 200,000 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (LabStyle Innovations Corp.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 2,625,000 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 shares of Common Stock 2,625,000 Warrants (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments].

Appears in 1 contract

Samples: Underwriting Agreement (Provectus Biopharmaceuticals, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 4,166,129 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 4,166,129 shares of Common Stock (the “Option Warrants” and, collectively together with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (CHF Solutions, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 1,845,000 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 1,383,750 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (CohBar, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 1,800,000 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 1,800,000 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Oragenics Inc)

Over Allotment Option. (a) For Solely for the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is Underwriters are hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 2,512,500 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 2,512,500 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Ceres, Inc.)

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Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 5,357,250 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 4,017,938 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Stemcells Inc)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 274,285 shares of Common Stock (the “Option Shares”) and and/or Common Warrants to purchase up to 1,372,650 274,285 shares of Common Stock (the “Option Common Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Common Warrants at the Share Purchase Price and/or Common Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Lexaria Bioscience Corp.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 375,000 shares of Common Stock (the “Option Shares”) and and/or Warrants to purchase up to 1,372,650 375,000 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Cyclo Therapeutics, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 990,000 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 990,000 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Cyclacel Pharmaceuticals, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing SecuritiesUnits, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 182,250 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 182,250 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Dolphin Entertainment, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 345,000 shares of Common Stock (the “Option Shares”) and Traditional Warrants to purchase up to 1,372,650 345,000 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Xenetic Biosciences, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 shares of Common Stock 2,727,491 Ordinary Shares (the “Option Shares”) and up to 2,727,491 Ordinary Warrants to purchase up to 1,372,650 shares of Common Stock 2,727,491 Ordinary Shares (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) ), which may be purchased in any combination of Option Shares and/or Option Options Warrants at the Share Purchase Price and/or or Warrant Purchase Priceprice, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotmentsas applicable.

Appears in 1 contract

Samples: Underwriting Agreement (Cn Energy Group. Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 shares of 935,979 Common Stock Shares (the “Option Shares”) and Warrants to purchase up to 1,372,650 shares of 935,979 Common Stock Shares (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) Securities”)[1] which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Avino Silver & Gold Mines LTD)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 553,846 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 553,846 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (AquaBounty Technologies, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 387,750 shares of Common Stock (the “Option Shares”) and and/or Warrants to purchase up to 1,372,650 387,750 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Nexgel, Inc.)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing SecuritiesUnits, the Representative is hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 180,000 shares of Common Stock (the “Option Shares”) and Warrants to purchase up to 1,372,650 135,000 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Underwriting Agreement (Bio Key International Inc)

Over Allotment Option. (a) For the purposes of covering any over-allotments in connection with the distribution and sale of the Closing Securities, the Representative is Representatives are hereby granted an option (the “Over-Allotment Option”) to purchase, in the aggregate, up to 1,372,650 1,012,500 shares of Common Stock (the “Option Shares”) and and/or Traditional Warrants to purchase up to 1,372,650 1,012,500 shares of Common Stock (the “Option Warrants” and, collectively with the Option Shares, the “Option Securities”) which may be purchased in any combination of Option Shares and/or Option Warrants at the Share Purchase Price and/or Warrant Purchase Price, respectively. For purposes of clarity, the Representative may only purchase Option Shares and/or Option Warrants in amounts that are required in connection with delivery on overallotments.

Appears in 1 contract

Samples: Warrant Agency Agreement (DelMar Pharmaceuticals, Inc.)

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