Other Legal Actions. The Client agrees that Advisor will not advise or act for Client in any legal proceedings, including bankruptcies or class actions, involving securities held or previously held by the Account or the issuers of these securities (“Legal Proceedings”).
Appears in 11 contracts
Samples: Discretionary Investment Advisory Agreement, Non Discretionary Investment Advisory Agreement, Investment Advisory Agreement
Other Legal Actions. The Client agrees that Advisor Adviser will not advise or act for Client in any legal proceedings, including bankruptcies or class actions, involving securities held or previously held by the Account or the issuers of these securities (“Legal Proceedings”).
Appears in 9 contracts
Samples: Investment Management Agreement, Investment Management Agreement, Investment Advisory Management Agreement
Other Legal Actions. The Client agrees that Advisor will not advise or act for Client in any legal proceedings, including bankruptcies or class actions, involving securities held or previously held by the Account or the issuers of these securities (“Legal Proceedings”)securities. Client hereby expressly retains the right and obligation to take such legal action relating to any such investments held in the Account.
Appears in 2 contracts
Samples: Investment Advisory Agreement, Wealth Advisory Agreement
Other Legal Actions. The Client agrees that the Advisor will not advise or act for the Client in any legal proceedings, including bankruptcies or class actions, involving securities held or previously held by in the Account Managed Assets or involving the issuers of these securities (“Legal Proceedings”)securities.
Appears in 2 contracts
Samples: www.northcoastam.com, Investment Advisory Agreement
Other Legal Actions. The Client agrees that Advisor will not advise or act for Client in any legal proceedings, including bankruptcies or class actions, involving securities held or previously held by the Account or the issuers of these securities (“Legal Proceedings”)securities. Client hereby expressly retains the right and obligation to take such legal action relating to any such investments held in the Account.
Appears in 2 contracts
Samples: Investment Management Agreement, Investment Management Agreement
Other Legal Actions. The Client agrees that Advisor Adviser will not advise advisee or act for Client in any legal proceedings, including bankruptcies or class actions, involving securities held or previously held by the Account or the issuers of these securities (“Legal Proceedings”).
Appears in 1 contract
Samples: Investment Management Agreement
Other Legal Actions. The Client agrees that Advisor Adviser will not advise or act for Client in any legal proceedings, including bankruptcies or class actions, involving securities held or previously held by the Account Portfolio or the issuers of these securities (“Legal Proceedings”).
Appears in 1 contract
Samples: yeyni.com
