Other Covered Persons. The Company is not aware of any person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of the Securities and (ii) who is subject to a Disqualification Event.
Appears in 41 contracts
Samples: Unit Purchase Agreement (Guerrilla RF, Inc.), Unit Purchase Agreement (Summit Wireless Technologies, Inc.), Unit Purchase Agreement (Relmada Therapeutics, Inc.)
Other Covered Persons. The Company is not aware of any person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Purchaser in connection with the sale of the Securities and (ii) who is subject to a Disqualification Event.
Appears in 19 contracts
Samples: Securities Purchase Agreement (HydroPhi Technologies Group, Inc.), Securities Exchange Agreement (Inergetics Inc), Exchange Agreement (Eastside Distilling, Inc.)
Other Covered Persons. The Company is not aware of any person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of the Securities and (ii) who is subject to a Disqualification Eventany Regulation D Securities.
Appears in 18 contracts
Samples: Securities Purchase Agreement (Western Magnesium Corp.), Securities Purchase Agreement (Western Magnesium Corp.), Securities Purchase Agreement (Western Magnesium Corp.)
Other Covered Persons. The Company is not aware of any person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers an Investor in connection with the sale of the Securities and (ii) who is subject to a Disqualification Event.
Appears in 10 contracts
Samples: Securities Purchase Agreement (Usio, Inc.), Securities Purchase Agreement (Precision Optics Corporation, Inc.), Securities Purchase Agreement (Usio, Inc.)
Other Covered Persons. The Company is not aware of any person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of the Securities and (ii) who is subject to a Disqualification Eventany Shares.
Appears in 6 contracts
Samples: Securities Purchase Agreement (S&W Seed Co), Securities Purchase Agreement (S&W Seed Co), Securities Purchase Agreement (Wynnefield Partners Small Cap Value Lp)
Other Covered Persons. The Company is not aware of any person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers the Buyer in connection with the sale of the Securities and (ii) who is subject to a Disqualification Event.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Ab International Group Corp.), Securities Purchase Agreement (Ab International Group Corp.), Securities Purchase Agreement (Ab International Group Corp.)
Other Covered Persons. The Company is not aware of any person that (iother than any Company Covered Person) who has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the purchase and sale of the Securities and (ii) Preferred Stock who is subject to a Disqualification EventEvent (each, an “Other Covered Person”).
Appears in 3 contracts
Samples: Securities Purchase Agreement (Charge Enterprises, Inc.), Securities Purchase Agreement (Amergent Hospitality Group, Inc), Securities Purchase Agreement (Chanticleer Holdings, Inc.)
Other Covered Persons. The Company is not aware of any person Person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of Buyer or potential purchasers in connection with the sale of the Securities and (ii) who is subject to a Disqualification Eventany Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Avant Diagnostics, Inc), Securities Purchase Agreement (Avant Diagnostics, Inc), Securities Purchase Agreement (Avant Diagnostics, Inc)
Other Covered Persons. The Company is not aware of any person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of the Securities and (ii) who is subject to a Disqualification Eventany Securities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Soluna Holdings, Inc), Securities Purchase Agreement (S&W Seed Co), Securities Purchase Agreement (Pulmatrix, Inc.)
Other Covered Persons. The Company is not aware of any person Person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of any of the Securities and (ii) who is subject to a Disqualification EventSecurities.
Appears in 3 contracts
Samples: Securities Purchase Agreement (ARJ Consulting, LLC), Securities Purchase Agreement (Verus International, Inc.), Securities Purchase Agreement (Verus International, Inc.)
Other Covered Persons. The Company is not aware of any person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Purchasers in connection with the sale of the Securities and (ii) who is subject to a Disqualification Event.
Appears in 2 contracts
Samples: Joinder Agreement (Codesmart Holdings, Inc.), Securities Purchase Agreement (Codesmart Holdings, Inc.)
Other Covered Persons. The Company is not aware of any person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of the Securities and (ii) who is subject to a Disqualification EventSecurities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (VerifyMe, Inc.), Securities Purchase Agreement (VerifyMe, Inc.)
Other Covered Persons. The Company is not aware of any person Person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of Buyers or potential purchasers in connection with the sale of the Securities and (ii) who is subject to a Disqualification Eventany Securities.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Ener-Core, Inc.), Securities Purchase Agreement (Ener-Core, Inc.)
Other Covered Persons. The Company is not aware of any person Person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers the Buyer in connection with the sale of the Securities and (ii) who is subject to a Disqualification EventShares.
Appears in 2 contracts
Samples: Securities Purchase Agreement (ARJ Consulting, LLC), Securities Purchase Agreement (Verus International, Inc.)
Other Covered Persons. The Company is not aware of any person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers Buyer in connection with the sale of the Securities and (ii) who is subject to a Disqualification Event.
Appears in 1 contract
Other Covered Persons. The Company is not aware of any person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of the Securities Shares and (ii) who is subject to a Disqualification Event.
Appears in 1 contract
Other Covered Persons. The Company is not aware of any person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers in connection with the sale of the Securities and (ii) who is subject to a Disqualification Event.Securities
Appears in 1 contract
Samples: Securities Purchase Agreement (Clinigence Holdings, Inc.)
Other Covered Persons. The Company is not aware of any person that (i) has been or will be paid (directly or indirectly) remuneration for solicitation of purchasers the Buyers in connection with the sale of the Securities and (ii) who is subject to a Disqualification Event.
Appears in 1 contract
Samples: Securities Purchase Agreement (Efactor Group Corp.)
