Other Broker-Dealers Sample Clauses

Other Broker-Dealers. ACC in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust/IC and or the RIA. In making agreements with such dealers, ACC shall act only as principal and not as agent for the Trust/IC. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust/IC and/or RIA and ACC.
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Other Broker-Dealers. RCM in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Fund. In making agreements with such dealers, RCM shall act only as principal and not as agent for the Fund. The form of any such dealer agreement shall be mutually agreed upon and approved by the Fund and RCM.
Other Broker-Dealers. The Distributor may enter into dealer agreements with registered and qualified securities dealers for the resale of the Shares at the public offering price. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust and the Distributor. The Distributor may sell Advisor Class A Shares of a Series to dealers at such discounts from the public offering price as are set forth in the Advisor Classes Prospectus and/or the dealer agreement between the Distributor and the dealer, but neither such discounts nor commissions shall exceed the sales charge or discounts referred to in the Advisor Classes Prospectus.
Other Broker-Dealers. RCM in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Fund. In making agreements with such dealers, RCM shall not act only as principal and not as agent for the Fund. The form of any such dealer agreement shall be mutually agreed upon and approved by the Fund and RCM.
Other Broker-Dealers. TORS in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Trust. In making agreements with such dealers, TORS shall act only as principal and not as agent for the Trust. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust and TORS
Other Broker-Dealers. Broker-Dealer may recruit other broker- -------------------- dealers that are registered on the 1934 Act to offer and sell the Products provided that: (a) such broker-dealer enters into an agreement in the form of this Agreement which agreement is delivered to FUS for its review, and (b) FUS has the right, in its sole discretion, to accept or reject such broker-dealer as authorized to sell the Products. Any such other broker-dealer which is approved by FUS to sell the Products is referred to herein as a "Downstream Broker- Dealer." Broker-Dealer shall be entitled to receive commissions from a Downstream Broker-Dealer based on the sales of the Products made by such Downstream Broker-Dealer upon such arrangements as may be agreed to by Broker- Dealer and such Downstream Broker-Dealer (the "Downstream Agreement"); provided, however, that such arrangements are subject to review and approval by FUS in its sole discretion. Broker-Dealer acknowledges that Broker-Dealer shall not be entitled to any commissions or other compensation from FUS or the Insurance Company in connection with the recruiting, or any activities of a Downstream Broker-Dealer and shall only be entitled to receive payments in connection with the activities of a Downstream Broker-Dealer from such Downstream Broker-Dealer pursuant to any arrangements that may be agreed to between Broker-Dealer and such Downstream Broker-Dealer. Broker-Dealer shall take all reasonable actions to insure that each Downstream Broker-Dealer complies with the terms of its Downstream Agreement and all laws, rules and regulations applicable to the Downstream Broker-Dealer in connection with such Downstream Broker-Dealer's offers and sales of the Products. Any breach by a Downstream Broker-Dealer of its Downstream Agreement shall be deemed for all purposes, including, but not limited to, indemnification provided in Section 9, below, to be a breach by Broker-Dealer of this Agreement.
Other Broker-Dealers. RCM in its discretion may enter into agreements with such qualified broker-dealers or other parties as it may select in order that such parties may sell Shares. Upon the Fund's request, RCM shall enter into agreements with such qualified broker-dealers or other parties identified by the Fund to RCM in order that such parties may also sell Shares. The form of any such agreement shall be mutually agreed upon and approved by the Fund and RCM.
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Other Broker-Dealers. The Distributor may enter into dealer agreements with registered and qualified securities dealers for the sale of the Shares. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust and the Distributor.
Other Broker-Dealers. Distributor in its discretion may enter into agreements to sell Shares to such registered and qualified retail dealers, as reasonably requested by the Fund. In making agreements with such dealers, Distributor shall act only as principal and not as agent for the Fund. The form of any such dealer agreement shall be mutually agreed upon and approved by the Fund and Distributor.
Other Broker-Dealers. The Distributor in its discretion may enter into agreements to sell Shares of each Series to such registered and qualified retail dealers, as it may select. In making agreements with such dealers, the Distributor shall act only as principal and not as agent for the Trust. The form of any such dealer agreement shall be mutually agreed upon and approved by the Trust and the Distributor.
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