Common use of Opening an Account Clause in Contracts

Opening an Account. Before an account can be opened, you must furnish your Broker with certain information, including your name, address, Social Security number or tax identification number, citizenship, age, occupation, bank or other brokerage reference, as well your financial situation (net worth, income, investment experience, investment objective). Your Broker has the responsibility for opening, approving and monitoring your account. Your Broker must obtain and is responsible for new account documentation, knowledge of customer and customer investment objectives, new account approval or rejection, determining the commission charged, review of orders and accounts, supervision of orders and accounts, furnishing of investment advice, handling and supervision of discretionary accounts, and the handling of accounts for employees or officers of member organizations, self-regulatory organizations and other financial institutions. Each account opened is subject to HTS’ acceptance and HTS reserves the right to close or restrict an account or reject a transaction at anytime. HTS and your Broker reserve the right to conduct background checks on account holders at any time, including obtaining credit reports. If requested, you will sign a separate release authorizing the release of credit information.

Opening an Account. Before an account can be opened, you must furnish your Broker Financial Professional with certain information, including your name, address, Social Security number or tax identification number, citizenship, age, occupation, bank or other brokerage reference, as well your financial situation (net worth, income, investment experience, investment objective). Your Broker Financial Professional has the responsibility for opening, approving and monitoring your account. Your Broker Financial Professional must obtain and is responsible for new account documentation, knowledge of customer and customer investment objectives, new account approval or rejection, determining the commission charged, review of orders and accounts, supervision of orders and accounts, furnishing of investment advice, handling and supervision of discretionary accounts, and the handling of accounts for employees or officers of member organizations, self-self - regulatory organizations and other financial institutions. Each account opened is subject to HTS’ acceptance ’s acceptance, and HTS reserves the right righ t to close or restrict an account or reject a transaction at anytimeany time. HTS and your Broker Financial Professional reserve the right to conduct background checks on account holders at any time, including obtaining credit reports. If requestedrequest ed, you will sign a separate release authorizing the release of credit information.

Opening an Account. Before an account can be opened, you must furnish your Broker Financial Professional with certain information, including your name, address, Social Security number or tax identification number, citizenship, age, occupation, bank or other brokerage reference, as well your financial situation (net worth, income, investment experience, investment objective). Your Broker Financial Professional has the responsibility for opening, approving and monitoring your account. Your Broker Financial Professional must obtain and is responsible for new account documentation, knowledge of customer and customer investment objectives, new account approval or rejection, determining the commission charged, review of orders and accountsacco unts, supervision of orders and accounts, furnishing of investment advice, handling and supervision of discretionary accounts, and the handling of accounts for employees or officers of member organizations, self-self - regulatory organizations and other financial institutions. Each account opened is subject to HTS’ acceptance ’s acceptance, and HTS reserves the right righ t to close or restrict an account or reject a transaction at anytimeany time. HTS and your Broker Financial Professional reserve the right to conduct background checks on account holders at any time, including obtaining credit reports. If requestedrequest ed, you will sign a separate release authorizing the release of credit information.

Opening an Account. Before an account can be opened, you must furnish your Broker Financial Professional with certain information, including your name, address, Social Security number or tax identification number, citizenship, age, occupation, bank or other brokerage reference, as well your financial situation (net worth, income, investment experience, investment objective). Your Broker Financial Professional has the responsibility for opening, approving and monitoring your account. Your Broker Financial Professional must obtain and is responsible for new account documentation, knowledge of customer and customer investment objectives, new account approval or rejection, determining the commission charged, review of orders and accounts, supervision of orders and accounts, furnishing of investment advice, handling and supervision of discretionary accounts, and the handling of accounts for employees or officers of member organizations, self-self- regulatory organizations and other financial institutions. Each account opened is subject to HTS’ ’s acceptance and HTS reserves the right to close or restrict an account or reject a transaction at anytimeany time. HTS and your Broker Financial Professional reserve the right to conduct background checks on account holders at any time, including obtaining credit reports. If requested, you will sign a separate release authorizing the release of credit information.