Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 50 contracts
Samples: Underwriting Agreement (Nuveen California Amt-Free Municipal Income Fund), Underwriting Agreement (Nuveen Build America Bond Fund), Underwriting Agreement (Nuveen Build America Bond Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or any officer of the Investment Adviser delivered to the Representatives Underwriter or to counsel for the Underwriters Fund and the Underwriter shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each the Underwriter as to the matters covered thereby.
Appears in 39 contracts
Samples: Purchase Agreement (Corporate High Yield Fund Iv), Purchase Agreement (Muniholdings Insured Fund Iii Inc), Purchase Agreement (Muniyield New Jersey Fund Inc)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 22 contracts
Samples: Underwriting Agreement (Tortoise Energy Infrastructure Corp), Underwriting Agreement (Tortoise Energy Infrastructure Corp), Underwriting Agreement (Tortoise Energy Infrastructure Corp)
Officer’s Certificates. Any certificate signed by any officer of the Fund Trust or the Investment Adviser Advisers delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Trust or the Investment AdviserAdvisers, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 21 contracts
Samples: Underwriting Agreement (BlackRock Resources & Commodities Strategy Trust), Purchase Agreement (BlackRock Preferred & Equity Advantage Trust), Purchase Agreement (BlackRock Global Equity Income Trust)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Manager delivered to the Representatives Representative or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserManager, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 18 contracts
Samples: Purchase Agreement (Cohen & Steers Select Utility Fund Inc), Purchase Agreement (Cohen & Steers Reit & Utility Income Fund Inc), Auction Agency Agreement (Cohen & Steers Reit & Preferred Income Fund Inc)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Advisers delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserAdvisers, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 16 contracts
Samples: Underwriting Agreement (Nuveen Intermediate Duration Quality Municipal Term Fund), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3), Underwriting Agreement (Nuveen California Dividend Advantage Municipal Fund 3)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment any Adviser delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserAdvisers, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 11 contracts
Samples: Underwriting Agreement (Legg Mason BW Global Income Opportunities Fund Inc.), Underwriting Agreement (Brookfield Global Listed Infrastructure Income Fund Inc.), Purchase Agreement (Advent/Claymore Global Convertible Securities & Income Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser delivered to the Representatives Underwriters or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each the Underwriter as to the matters covered thereby.
Appears in 11 contracts
Samples: Underwriting Agreement (Gabelli Multimedia Trust Inc.), Underwriting Agreement (Gabelli Equity Trust Inc), Underwriting Agreement (Gabelli Multimedia Trust Inc.)
Officer’s Certificates. Any certificate signed by any officer of the Fund or any officer of the Investment Adviser delivered to the Representatives Representative or to counsel for the Fund and the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 10 contracts
Samples: Purchase Agreement (Muni California Intermediate Duration Fund Inc), Purchase Agreement (Floating Rate Income Strategies Fund Ii Inc), Purchase Agreement (Capital & Income Strategies Fund Inc)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Advisers delivered to the Representatives Underwriter or to counsel for the Underwriters Underwriter shall be deemed a representation and warranty by the Fund or the Investment AdviserAdvisers, as the case may be, to each the Underwriter as to the matters covered thereby.
Appears in 9 contracts
Samples: Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Quality Municipal Income Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment any Adviser delivered to the Representatives Representative or to counsel for the Fund and the Underwriters shall be deemed a representation and warranty by the Fund or either of the Investment AdviserAdvisers, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 8 contracts
Samples: Purchase Agreement (Small Cap Premium & Dividend Income Fund, Inc.), Purchase Agreement (S&P 500 GEARED Fund Inc.), Purchase Agreement (Dow 30 Premium & Dividend Income Fund Inc.)
Officer’s Certificates. Any certificate signed by any officer of the Fund Fund, the Adviser or the Investment Adviser Administrator delivered to the Representatives Underwriters or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Fund, the Adviser or the Investment AdviserAdministrator, as the case may be, to each the Underwriter as to the matters covered thereby.
Appears in 8 contracts
Samples: Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Advisers delivered to the Representatives Representative or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserAdvisers, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 7 contracts
Samples: Purchase Agreement (Cohen & Steers Global Income Builder, Inc), Purchase Agreement (Neuberger Berman New York Intermediate Municipal Fund Inc), Purchase Agreement (Neuberger Berman Intermediate Municipal Fund Inc)
Officer’s Certificates. Any certificate signed by any officer or other authorized signatory of the Fund or the Investment Adviser and delivered to the Representatives Agent or to counsel for the Underwriters Agent shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter the Agent as to the matters covered thereby.
Appears in 7 contracts
Samples: Sales Agreement (Tortoise MLP Fund, Inc.), Sales Agreement (Tortoise Energy Infrastructure Corp), Equity Distribution Agreement (Tortoise Energy Capital Corp)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Manager delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserManager, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 7 contracts
Samples: Management Agreement (Cohen & Steers Closed-End Opportunity Fund, Inc.), Form of Purchase Agreement (Cohen & Steers Quality Income Realty Fund Inc), Purchase Agreement (Cohen & Steers Premium Income Realty Fund Inc)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment an Adviser delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment such Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 6 contracts
Samples: Purchase Agreement (First Trust Global Credit Strategies Fund), Purchase Agreement (First Trust/Fiduciary Asset Management Covered Call Fund), First Trust/Aberdeen Emerging Opportunity Fund
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser delivered to the Representatives Representative or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 5 contracts
Samples: Underwriting Agreement (Tortoise Energy Capital Corp), Underwriting Agreement (Tortoise Energy Capital Corp), Evergreen Income Advantage Fund
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser delivered to the Representatives Placement Agent or to counsel for the Underwriters Placement Agent shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter the Placement Agent as to the matters covered thereby.
Appears in 5 contracts
Samples: Placement Agency Agreement (Tortoise Energy Capital Corp), Placement Agency Agreement (Tortoise Energy Infrastructure Corp), Placement Agency Agreement (Tortoise Energy Infrastructure Corp)
Officer’s Certificates. Any certificate signed by any officer of the Fund Trust or the Investment Adviser Advisers delivered to the Representatives Representative or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Trust or the Investment AdviserAdvisers, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 5 contracts
Samples: Management Agreement (Blackrock Limited Duration Income Trust), Blackrock Preferred Opportunity Trust, BlackRock Preferred & Equity Advantage Trust
Officer’s Certificates. Any certificate signed by any officer of the Fund or any officer of the Investment Adviser delivered to the Representatives Underwriter or to counsel for the Underwriters Fund and the Underwriter shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each the Underwriter as to the matters covered thereby.
Appears in 4 contracts
Samples: Purchase Agreement (Muniholdings Fund Inc), Purchase Agreement (Muniyield Arizona Fund Inc /Nj/), Purchase Agreement (Muniyield Florida Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund Fund, the Adviser or the Investment Adviser Administrator delivered to the Representatives Underwriters or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Fund, the Adviser or the Investment AdviserAdministrator, as the case may be, to each Underwriter the Underwriters as to the matters covered thereby.
Appears in 4 contracts
Samples: Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.), Underwriting Agreement (Priority Income Fund, Inc.)
Officer’s Certificates. Any certificate signed by any officer of the Fund Trust or the Investment Adviser delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Trust or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 3 contracts
Samples: Purchase Agreement (BlackRock Health Sciences Trust), Purchase Agreement (Calamos Convertible Opportunities & Income Fund), Purchase Agreement (Pioneer Tax Advantaged Balanced Trust)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser delivered to the Representatives Representative(s) or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 3 contracts
Samples: Underwriting Agreement (Neuberger Berman Next Generation Connectivity Fund Inc.), Investment Management Agreement (AllianzGI Artificial Intelligence & Technology Opportunities Fund), Underwriting Agreement (Salient Midstream & MLP Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment any Adviser delivered to the Representatives Representative(s) or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserAdvisers, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 3 contracts
Samples: Underwriting Agreement (AllianzGI Diversified Income & Convertible Fund), Underwriting Agreement (Clearbridge American Energy MLP Fund Inc.), Underwriting Agreement (MainStay DefinedTerm Municipal Opportunities Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser either Manager delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Adviserrelevant Manager, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 3 contracts
Samples: Purchase Agreement (PIMCO Global StocksPLUS & Income Fund), Purchase Agreement (PIMCO Floating Rate Strategy Fund), Transfer Agency Services Agreement (Pimco Floating Rate Income Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund Trust, the Administrator or the Investment Adviser delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Trust, the Administrator or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 3 contracts
Samples: Purchase Agreement (Clough Global Allocation Fund), Clough Global Equity Fund, Clough Global Opportunities Fund
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser delivered to the Representatives Representative or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 3 contracts
Samples: Underwriting Agreement (Gabelli Equity Trust Inc), Purchase Agreement (Calamos Convertible Opportunities & Income Fund), Purchase Agreement (Calamos Convertible Opportunities & Income Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or any officer of the Investment Adviser delivered to the Representatives Representative or to counsel for the Fund and the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Purchase Agreement (Preferred Income Strategies Fund Inc), Purchase Agreement (Preferred & Corporate Income Strategies Fund Inc)
Officer’s Certificates. Any certificate signed by any officer or other authorized signatory of the Manager, the Fund or the Investment either Adviser and delivered to the Representatives Agent or to counsel for the Underwriters Agent shall be deemed a representation and warranty by the Manager, the Fund or the Investment respective Adviser, as the case may be, to each Underwriter the Agent as to the matters covered thereby.
Appears in 2 contracts
Samples: Equity Distribution Agreement (Nuveen Municipal High Income Opportunity Fund 2), Equity Distribution Agreement (Nuveen Municipal Value Fund Inc)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment either Adviser delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment such Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Purchase Agreement (Nuveen Equity Premium & Growth Fund), Pioneer Floating Rate Trust
Officer’s Certificates. Any certificate signed by any officer of the Fund or the any Investment Adviser Manager delivered to the Representatives Representative(s) or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserManager, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Cohen & Steers MLP Income & Energy Opportunity Fund, Cohen & Steers LTD Duration Preferred & Income Fund, Inc.
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment either Adviser delivered to the Representatives Representative or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment such Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Of Purchase Agreement (Boulder Growth & Income Fund), Purchase Agreement (Pioneer Floating Rate Trust)
Officer’s Certificates. Any certificate signed by any officer of the Fund Trust, the Administrator or the Investment Adviser Advisor delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Trust, the Administrator or the Investment AdviserAdvisor, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Reaves Utility Income Fund, Reaves Utility Income Fund
Officer’s Certificates. Any certificate signed by any officer of the Fund Fund, the Manager, the Commodity Subadvisor or the Investment Adviser Collateral Subadvisor delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Fund, the Manager, the Commodity Subadvisor or the Investment AdviserCollateral Subadvisor, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Underwriting Agreement (Nuveen Diversified Commodity Fund), Underwriting Agreement (Nuveen Diversified Commodity Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Advisor delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserAdvisor, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Western Asset Claymore Us Treasury Inflation Pro Secu Fund, Western Asset Claymore Us Treasury Inflation Pro Secu Fund
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Manager delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserManager, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Purchase Agreement (Chartwell Dividend & Income Fund Inc), Chartwell Dividend & Income Fund Inc
Officer’s Certificates. Any certificate signed by any officer of the Fund Trust or the Investment Adviser such Advisor and delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Trust or the Investment Advisersuch Advisor, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Underwriting Agreement (BlackRock Real Asset Equity Trust), Underwriting Agreement (BlackRock International Growth & Income Trust)
Officer’s Certificates. Any certificate signed by any officer of the Fund Trust, the Administrator or the Investment Adviser delivered to the Representatives Underwriter or to counsel for the Underwriters Underwriter shall be deemed a representation and warranty by the Fund Trust, the Administrator or the Investment Adviser, as the case may be, to each the Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Clough Global Equity Fund, Clough Global Allocation Fund
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Advisers delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Advisersuch Advisers, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Underwriting Agreement (Western Asset High Yield Defined Opportunity Fund Inc.), Underwriting Agreement (Western Asset Mortgage Defined Opportunity Fund Inc.)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Advisers delivered to the Representatives Representative(s) or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Advisersuch Advisers, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Underwriting Agreement (Prudential Global Short Duration High Yield Fund, Inc.), Underwriting Agreement (Babson Capital Global Short Duration High Yield Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Purchase Agreement (Gabelli Global Gold, Natural Resources & Income Trust), Purchase Agreement (Gabelli Equity Trust Inc)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment an Adviser delivered to the Representatives Representative or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment relevant Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Auction Agency Agreement (Pimco Corporate Opportunity Fund), Evergreen Managed Income Fund
Officer’s Certificates. Any certificate signed by any officer of the Fund Fund, any Adviser or the Investment Adviser Distributor delivered to the Representatives Dealers or to counsel for the Underwriters Dealers shall be deemed a representation and warranty by the Fund Fund, the Advisers or the Investment AdviserDistributor, as the case may be, to each Underwriter Dealer as to the matters covered thereby.
Appears in 2 contracts
Samples: Initial Offering Period Agreement (BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.), Guggenheim Energy & Income Fund
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment any Adviser delivered to the Representatives Representative(s) or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Underwriting Agreement (Eaton Vance Floating-Rate Income Plus Fund), Underwriting Agreement (Ivy High Income Opportunities Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment an Adviser delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment relevant Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Pimco Corporate Opportunity Fund, Evergreen Managed Income Fund
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Advisers delivered to the Representatives Representative(s) or to counsel for the Underwriters Underwriter(s) shall be deemed a representation and warranty by the Fund or the Investment AdviserAdvisers, as the case may be, to each [each][the] Underwriter as to the matters covered thereby.
Appears in 2 contracts
Samples: Underwriting Agreement (Nuveen AMT-Free Municipal Credit Income Fund), Underwriting Agreement (Nuveen AMT-Free Quality Municipal Income Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser delivered to the Representatives Underwriters or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter the Underwriters as to the matters covered thereby.
Appears in 1 contract
Samples: Underwriting Agreement (Gabelli Dividend & Income Trust)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment any Adviser delivered to the Representatives Dealer or to counsel for the Underwriters Dealer shall be deemed a representation and warranty by the Fund or the Investment AdviserAdvisers, as the case may be, to each Underwriter the Dealer as to the matters covered thereby.
Appears in 1 contract
Samples: Western Asset (Western Asset Middle Market Debt Fund Inc.)
Officer’s Certificates. Any certificate signed by any officer of the Fund Trust or the Investment any Adviser delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Trust or the Investment AdviserAdvisers, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Underwriting Agreement (Guggenheim Build America Bonds Managed Duration Trust)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser or the Subadviser delivered to the Representatives Representative or to counsel for the Fund and the Underwriters shall be deemed a representation and warranty by the Fund or either of the Investment AdviserAdviser or the Subadviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Purchase Agreement (MLP & Strategic Equity Fund Inc.)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the any Investment Adviser delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the such Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Purchase Agreement (Macquarie/First Trust Global Infrastr/Util Div & Inc Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Advisers delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment an Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: DWS Rreef World (DWS RREEF World Real Estate & Tactical Strategies Fund, Inc.)
Officer’s Certificates. Any certificate signed by any officer of the Fund Trust or the Investment Adviser any Advisor delivered to the Representatives Representative(s) or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Trust or the Investment AdviserAdvisors, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Underwriting Agreement (BlackRock ESG Capital Allocation Trust)
Officer’s Certificates. Any certificate signed by any officer of the Fund Trust or the Investment Adviser Advisor delivered to the Representatives Representative(s) or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Trust or the Investment AdviserAdvisor, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Underwriting Agreement (BlackRock Capital Allocation Trust)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Advisers delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserAdvisers, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Eaton Vance Tax-Managed Buy-Write Opportunities Fund
Officer’s Certificates. Any certificate signed by any officer of the Fund Trust, the Administrator or the Investment Adviser delivered to the Representatives Representative or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Trust, the Administrator or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Clough Global Opportunities Fund
Officer’s Certificates. Any certificate signed by any officer of the Fund Manager on behalf of the Fund, the Manager, the Commodity Subadvisor or the Investment Adviser Collateral Subadvisor delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Fund, the Manager, the Commodity Subadvisor or the Investment AdviserCollateral Subadvisor, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Underwriting Agreement (Nuveen Long/Short Commodity Total Return Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment any Adviser delivered to the Representatives Representative or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment such Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Management Agreement (First Trust Four Corners Senior Floating Rate Income Fund Ii)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment any Adviser delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment such Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Purchase Agreement (First Trust Four Corners Senior Floating Rate Income Fund Ii)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment any Adviser delivered to the Representatives Dealers or to counsel for the Underwriters Dealers shall be deemed a representation and warranty by the Fund or the Investment AdviserAdvisers, as the case may be, to each Underwriter Dealer as to the matters covered thereby.
Appears in 1 contract
Samples: Initial Offering Period Agreement (Western Asset Middle Market Income Fund Inc.)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser delivered to the Representatives Representative(s) or to counsel for the Underwriters in connection with the offering of the Securities shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Underwriting Agreement (Ares Multi-Strategy Credit Fund, Inc.)
Officer’s Certificates. Any certificate signed by any officer of the Fund Trust or the Investment Adviser any Advisor delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund Trust or the Investment AdviserAdvisors, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Underwriting Agreement (BlackRock Multi-Sector Income Trust)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser any Advisor delivered to the Representatives Representative(s) or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserAdvisor, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Underwriting Agreement (Cohen & Steers Real Estate Opportunities & Income Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser delivered to the Representatives Underwriter or to counsel for the Underwriters Underwriter shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each the Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Purchase Agreement (Tortoise Energy Infrastructure Corp)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment any Adviser delivered to the Representatives Representative or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserAdvisers, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Advent/Claymore Global Convertible Securities & Income Fund
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser any Advisor delivered to the Representatives Representative(s) or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserAdvisors, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Underwriting Agreement (Guggenheim Active Allocation Fund)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser delivered to the Representatives Representative or to counsel for the Underwriters Underwriter shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Samples: Purchase Agreement (Duff & Phelps Utility & Corporate Bond Trust Inc)
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Manager delivered to the Representatives Representative(s) or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment AdviserManager, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser delivered to the Representatives or to counsel for the Underwriters shall be deemed a representation and warranty by the Fund or the Investment Adviser, as the case may be, to each Underwriter as to the matters covered thereby. Section 2.
Appears in 1 contract
Samples: Tortoise Energy Capital Corp
Officer’s Certificates. Any certificate signed by any officer of the Fund or the Investment Adviser Manager delivered to the Representatives Representative or to counsel for the Underwriters shall be deemed a 8 representation and warranty by the Fund or the Investment AdviserManager, as the case may be, to each Underwriter as to the matters covered thereby.
Appears in 1 contract
