OFFERING TO SELECTED DEALERS Sample Clauses

OFFERING TO SELECTED DEALERS. One or more of the several Underwriters acting through us are severally offering a portion of the Shares to certain dealers ("Selected Dealers") as principals, subject to the terms and conditions of their purchase, to the terms and conditions hereof, and to the modification or cancellation of the offering without notice, at the public offering price set forth in the Prospectus, less a concession not in excess of $.____ per Share. Shares purchased by the several Underwriters, and not sold to the Selected Dealers as aforesaid, may be sold by the several Underwriters. Any of the several Underwriters may be included among the Selected Dealers. The offering of a portion of the Shares to Selected Dealers may be made on the basis of reservations or allotments against subscription. We are advising you by telegram of the method and terms of the offering. Acceptance of any reserved Shares received by us at the office of Allex & Xompany Incorporated, 711 Xxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000, xxter the time specified therefor in the telegrams, and any subscriptions for additional Shares, will be subject to prior sale and allotment. Subscription books may be closed by us at any time without notice, and the right is reserved to reject any subscriptions in whole or in part.
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OFFERING TO SELECTED DEALERS. The several Underwriters, acting through us, are severally offering part of the Shares for sale to certain dealers ("Selected Dealers"), as principals, subject to the terms and conditions stated herein and in the Prospectus, at the public offering price per Share set forth in the Prospectus, less the per Share concession set forth in the Prospectus (such concession hereinafter referred to as the "Selected Dealers' Concession"). Sales of Shares to you pursuant to such offering will be evidenced by our written confirmation and will be on such terms and conditions set forth therein and in the Prospectus. In purchasing Shares, you will rely upon no statement whatsoever, written or oral, other than statements in the Prospectus.
OFFERING TO SELECTED DEALERS. We are agreeing to permit you to sell, ---------------------------- as our agent, up to ________ of the Shares, subject to the terms and conditions stated herein and in the Prospectus, at the offering price of $____ per share, less a concession of $___ per share (such concession hereinafter referred to as the "Selected Dealers' Concession"). Sale of Shares by you pursuant to such offering will be evidenced by our written confirmation and will be on such terms and conditions set forth therein and in the Prospectus. In offering Shares, you will rely upon no statement whatsoever, written or oral, other than statements in the Prospectus. Delivery of Subscription Agreements and checks for the purchase price of subscribed for Shares (in accordance with section 2 hereto) received at the office of Wachovia Securities, Inc., IJL Financial Center, 000 Xxxxx Xxxxx Xxxxxx, 23rd Floor, Charlotte, North Carolina 28202, after the time specified therefor in the facsimile message will be subject to rejection in whole or in part. Subscription books may be closed by us at any time in our discretion without notice and the Company and WSI reserve the right to reject any subscription in whole or in part, but notification of allotments against any rejections of subscriptions will be made as promptly as practicable. The Shares hereunder are to be offered by you to the public at the offering price, subject to the terms thereof. You represent that in selling Shares hereunder you will keep an accurate record of your distribution (including dates, number of copies, and persons to whom sent) of copies of the Prospectus (or any amendment or supplement to any thereof), and promptly upon our request, bringing all subsequent changes to the attention of anyone to whom such material shall have been furnished. After we have commenced selling the Shares to the public, we may change the offering price, the selling concession and the reallowance to dealers. Except as herein otherwise provided, Shares shall not be offered or sold by you below the offering price before the termination of this Agreement.
OFFERING TO SELECTED DEALERS. We are agreeing to permit you to sell, as our agent, up to $7,012,500 of the Shares, subject to the terms and conditions stated herein and in the Prospectus and subject to the modification, withdrawal or cancellation of the offering at the offering price of $5.50 per share, less a concession of 3% or $0.165 per share (such concession hereinafter referred to as the “Selected Dealers’ Concession”). Sale of Shares by you pursuant to such offering will be evidenced by our written confirmation and will be on such terms and conditions set forth therein and in the Prospectus. In offering Shares, you will rely upon no statement whatsoever, written or oral, other than statements in the Prospectus. The Shares hereunder are to be offered by you to the public at the offering price, subject to the terms thereof. You represent that in selling Shares hereunder you will keep an accurate record of your distribution (including dates, number of copies, and persons to whom sent) of copies of the Prospectus (or any amendment or supplement to any thereof), and promptly upon our request, bringing all subsequent changes to the attention of anyone to whom such material shall have been furnished. After we have commenced selling the Shares to the public, we may change the offering price, the selling concession and the reallowance to dealers. Except as herein otherwise provided, Shares shall not be offered or sold by you below the offering price before the termination of this Agreement.
OFFERING TO SELECTED DEALERS. (a) The Underwriter is offering a portion of the Shares to certain dealers (the "Selected Dealers") as principals, subject to the terms and conditions hereof and of the Underwriting Agreement and to modification or cancellation of the offering without notice, at the public offering price set forth on the cover page of the Prospectus (the "Offering Price"), less a concession not exceeding [$_______] per share for each Share (the "Selling Concession"). The Offering Price may be changed at any time or from time to time in our discretion without notice to the extent permitted by applicable laws, rules and regulations. Shares purchased by the Underwriter and not sold to the Selected Dealers as aforesaid may be sold by the Underwriter, who has agreed with respect to the sale of the Shares to be bound by the terms and provisions of this Agreement. The Underwriter may be included among the Selected Dealers.
OFFERING TO SELECTED DEALERS. We are offering to certain dealers ("Selected Dealers") who are members of the National Association of Securities Dealer's, Inc. ("NASD"), including yourselves, the privilege of selling, when, as and if delivered and accepted by us, subject to prior sale and to the approval of counsel and to the terms and conditions hereof, Notes at the public offering price of $1,000, on which you will be due a selected dealers commission stated as follows: SERIES COMMISSION MATURITY RATE ------ ---------- -------- ---- 1996A-I 3.0% _______, 1999 8.0% 1996A-II 4.5% _______, 2001 9.0% 1996A-III 7.0% _______, 2002 10.0% In addition to the commission stated above Selected Dealers will be entitled to a 2% non-accountable expense allowance. Subscription books may be closed by us at any time in our discretion without notice and the right is reserved to reject any subscription in whole or in part, but notification of allotments against and rejections of subscriptions will be made as promptly as practicable.

Related to OFFERING TO SELECTED DEALERS

  • SELECTED DEALERS You may enter into selected dealer agreements, on such terms and conditions as you determine are not inconsistent with this Agreement, with broker-dealers to act as your agent to effect the sale of the Shares. Such selected broker-dealers shall sell Shares only at market prices subject to a minimum price to be established each day by you and the Fund (see paragraph 3 below). This Agreement shall not be construed as authorizing any dealer or other person to accept orders for sale on our behalf or to otherwise act as our agent for any purpose. You shall not be responsible for the acts of other dealers or agents except as and to the extent that they shall be acting for you or under your direction or authority.

  • Offering of Shares by the Underwriters Upon authorization by the Representatives of the release of the Firm Shares, the several Underwriters propose to offer the Firm Shares for sale upon the terms and conditions to be set forth in the Prospectus.

  • Offering of Units by the Underwriters Upon authorization by the Representatives of the release of the Firm Units, the several Underwriters propose to offer the Firm Units for sale upon the terms and conditions to be set forth in the Prospectus.

  • Offering of Stock by the Underwriters Upon authorization by the Representatives of the release of the Firm Stock, the several Underwriters propose to offer the Firm Stock for sale upon the terms and conditions to be set forth in the Prospectus.

  • Relationship Among Underwriters and Selected Dealers We shall have full authority to take such actions as we deem advisable in all matters pertaining to any Offering under this Master SDA. You are not authorized to act as an agent for us, any Underwriter or the Issuer or other Seller of any Securities in offering Securities to the public or otherwise. Neither we nor any Underwriter will be under any obligation to you except for obligations assumed hereby or in any Wire from us in connection with any Offering, and no obligations on our part as the Manager will be implied hereby or inferred herefrom. Nothing contained in this Master SDA or any Wire shall constitute the Selected Dealers an association or partners with us or any Underwriter or with one another, and the obligations of you and each of the other Selected Dealers or any of the Underwriters are several and not joint. If the Selected Dealers, among themselves, with us or with the Underwriters, should be deemed to constitute a partnership for federal income tax purposes, then you elect to be excluded from the application of Subchapter K, Chapter 1, Subtitle A of the Internal Revenue Code of 1986 and agree not to take any position inconsistent with such election. You authorize the Manager, in its discretion, to execute on your behalf such evidence of such election as may be required by the U.S. Internal Revenue Service. In connection with any Offering, you will be liable for your proportionate share of the amount of any tax, claim, demand or liability that may be asserted against you alone or against one or more Selected Dealers participating in such Offering, or against us or the Underwriters, based upon the claim that the Selected Dealers, or any of them, constitute an association, an unincorporated business or other entity, including, in each case, your proportionate share of the amount of any expense (including attorneys’ fees and expenses) incurred in defending against any such tax, claim, demand or liability.

  • Offering by Underwriters It is understood that the several Underwriters propose to offer the Securities for sale to the public as set forth in the Prospectus.

  • Offering by Underwriter It is understood that the Underwriter proposes to offer the Offered Securities for sale to the public as set forth in the Final Prospectus.

  • Reports to the Underwriters Expenses of the Offering (a) Periodic Reports, etc. For a period of three (3) years from the Execution Date or until such earlier time upon with the Company has consummated a sale of the Company, whether by merger, acquisition of stock or assets or other similar transaction, the Company will furnish or make available to the Underwriters copies of such financial statements and other periodic and special reports as the Company from time to time furnishes generally to holders of any class of its securities and also promptly furnish or make available to the Underwriters: (i) a copy of each periodic report the Company shall be required to file with the Commission; (ii) a copy of every press release and every news item and article with respect to the Company or its affairs which was released by the Company; (iii) a copy of each Form 8-K prepared and filed by the Company; (iv) a copy of each registration statement filed by the Company under the Securities Act; (v) such additional documents and information with respect to the Company and the affairs of any future Subsidiaries of the Company as the Representative may from time to time reasonably request; provided that the Underwriters shall each sign, if requested by the Company, a Regulation FD compliant confidentiality agreement which is reasonably acceptable to the Representative in connection with such Underwriter’s receipt of such information. Documents filed with the Commission pursuant to its XXXXX system shall be deemed to have been delivered to the Underwriters pursuant to this Section.

  • Offering by the Underwriters It is understood that the several Underwriters are to make a public offering of the Firm Shares as soon as the Representatives deem it advisable to do so. The Firm Shares are to be initially offered to the public at the initial public offering price set forth in the Prospectus. The Representatives may from time to time thereafter change the public offering price and other selling terms. To the extent, if at all, that any Option Shares are purchased pursuant to Section 2 hereof, the Underwriters will offer them to the public on the foregoing terms. It is further understood that you will act as the Representatives for the Underwriters in the offering and sale of the Shares in accordance with a Master Agreement Among Underwriters entered into by you and the several other Underwriters.

  • Offering of Securities by the Underwriters Upon authorization by the Representatives of the release of the Securities, the several Underwriters propose to offer the Securities for sale upon the terms and conditions to be set forth in the Prospectus.

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